13F-HR filed by LEVEL FOUR ADVISORY SERVICES, LLC
LEVEL FOUR ADVISORY SERVICES, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 583 holding rows worth $925,276,000.
- Accession
- 0001172661-18-002104
- Filer
- CIK 1696715
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 583 entries on the cover page, a total value of $925,276,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $925,276,000 with VALUE read as thousands by filing date, 13F file number 028-17884. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOTAL SYS SVCS INC | 891906109 | COM | 401,525 | $39,647,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 889,856 | $25,566,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 110,755 | $25,002,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 365,004 | $21,674,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 99,254 | $18,440,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 57,455 | $16,819,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,518 | $13,056,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 193,590 | $12,899,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 162,935 | $11,863,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 217,162 | $11,069,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 95,592 | $10,933,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 302,797 | $9,914,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 512,435 | $9,788,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 199,913 | $9,154,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 151,258 | $8,749,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 253,659 | $7,787,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 200,230 | $7,435,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 65,495 | $7,390,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 103,684 | $7,287,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 35,774 | $7,217,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 104,878 | $7,131,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 81,376 | $7,099,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 210,050 | $7,053,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 268,177 | $6,777,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 24,958 | $6,665,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 73,579 | $6,662,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 22,902 | $6,658,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 106,655 | $6,328,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 250,520 | $6,125,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 106,346 | $6,066,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 66,084 | $5,972,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 34,424 | $5,802,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 32,555 | $5,768,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 40,601 | $5,610,000 | thousands by filing date | |
| VTI | 922908769 | COM | 36,089 | $5,401,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,453 | $5,375,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 50,895 | $5,370,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 19,924 | $5,301,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 102,106 | $4,967,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 104,991 | $4,965,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 30,270 | $4,921,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 43,374 | $4,801,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 24,766 | $4,603,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 27,737 | $4,562,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 21,116 | $4,521,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 21,706 | $4,496,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 78,957 | $4,452,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 52,010 | $4,415,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 101,624 | $4,362,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 97,796 | $4,264,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 24,771 | $4,135,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 18,677 | $4,118,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 92,541 | $4,078,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 26,916 | $4,070,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 35,134 | $4,070,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 46,695 | $4,067,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 85,830 | $4,055,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 64,012 | $3,976,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 32,127 | $3,928,000 | thousands by filing date | |
| IJH | 464287507 | COM | 19,367 | $3,898,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 90,044 | $3,896,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 34,339 | $3,839,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 40,372 | $3,818,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 45,645 | $3,799,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 99,735 | $3,696,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 30,548 | $3,572,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 41,540 | $3,532,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 71,750 | $3,314,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 33,113 | $3,303,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 62,858 | $3,272,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 116,745 | $3,220,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 14,428 | $3,212,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 59,170 | $3,159,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 8,318 | $3,112,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 20,657 | $3,100,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,130 | $3,024,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 120,609 | $3,003,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 36,264 | $2,902,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 30,774 | $2,890,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 16,961 | $2,837,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 43,524 | $2,799,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 57,037 | $2,769,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 16,762 | $2,729,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 30,191 | $2,702,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,788 | $2,694,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 36,749 | $2,647,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 48,906 | $2,532,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 15,696 | $2,528,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 97,437 | $2,505,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 48,934 | $2,423,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 36,791 | $2,338,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,131 | $2,244,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 31,584 | $2,241,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 14,458 | $2,205,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 14,010 | $2,185,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 10,232 | $2,176,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 33,828 | $2,168,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 28,439 | $2,166,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 12,647 | $2,120,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 22,158 | $2,108,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 21,367 | $2,102,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 26,043 | $2,101,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 39,755 | $2,090,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 44,529 | $2,082,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 26,336 | $2,073,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 5,564 | $2,071,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 17,877 | $2,055,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 28,821 | $2,044,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 24,479 | $2,011,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 17,420 | $2,000,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,511 | $1,986,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 10,951 | $1,976,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,158 | $1,960,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 16,410 | $1,953,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 32,217 | $1,943,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 65,345 | $1,925,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 14,776 | $1,871,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 21,260 | $1,868,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 197,865 | $1,830,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 24,843 | $1,823,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 56,560 | $1,809,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,903 | $1,804,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 28,467 | $1,800,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 46,625 | $1,798,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 12,631 | $1,788,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 38,278 | $1,783,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 8,183 | $1,771,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 9,299 | $1,771,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 17,608 | $1,724,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 37,881 | $1,713,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 4,774 | $1,706,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 39,250 | $1,706,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 96,433 | $1,688,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 12,349 | $1,679,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 14,842 | $1,674,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 21,944 | $1,662,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 20,522 | $1,646,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,864 | $1,625,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 11,163 | $1,622,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 15,087 | $1,611,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 39,138 | $1,605,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 27,321 | $1,591,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 7,102 | $1,589,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 21,218 | $1,533,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 25,060 | $1,527,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 18,918 | $1,515,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 13,146 | $1,464,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 67,009 | $1,454,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 12,880 | $1,452,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,460 | $1,449,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 6,203 | $1,445,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,962 | $1,443,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 12,288 | $1,440,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 19,603 | $1,436,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 10,629 | $1,424,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 45,611 | $1,418,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,525 | $1,407,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 29,997 | $1,383,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 14,083 | $1,379,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 18,263 | $1,376,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 16,285 | $1,360,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 16,596 | $1,353,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 37,929 | $1,343,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 30,781 | $1,304,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 22,903 | $1,302,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 8,942 | $1,299,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 41,990 | $1,290,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 21,441 | $1,271,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,056 | $1,260,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 8,084 | $1,226,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 15,606 | $1,208,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 8,439 | $1,164,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 10,382 | $1,160,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 41,424 | $1,145,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 53,631 | $1,137,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 7,140 | $1,134,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 19,076 | $1,133,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8,779 | $1,120,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 18,876 | $1,120,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 6,984 | $1,114,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 9,997 | $1,106,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 16,457 | $1,102,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,111 | $1,099,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 8,056 | $1,097,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,954 | $1,085,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 12,054 | $1,059,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 12,737 | $1,058,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 24,222 | $1,058,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 14,340 | $1,045,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,958 | $1,018,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 4,090 | $1,009,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 14,984 | $1,001,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 8,031 | $999,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 13,503 | $999,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 18,061 | $975,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,856 | $974,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 29,800 | $972,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 57,652 | $970,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 9,536 | $966,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,359 | $956,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,602 | $952,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 7,089 | $947,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 7,704 | $940,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 116,634 | $937,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,311 | $931,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 9,709 | $931,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 25,324 | $924,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 5,196 | $922,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 7,331 | $920,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 33,842 | $920,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8,003 | $910,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,310 | $908,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,117 | $903,000 | thousands by filing date | |
| RH | 74967X103 | COM | 6,889 | $903,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 65,472 | $899,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 10,671 | $898,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 6,120 | $896,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 5,354 | $895,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 330,427 | $892,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,415 | $891,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,590 | $889,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 28,422 | $888,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 5,440 | $881,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 21,572 | $874,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 7,123 | $873,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,226 | $871,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 16,464 | $869,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 34,775 | $867,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 18,101 | $846,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 21,557 | $833,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 26,913 | $832,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 11,790 | $827,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 24,240 | $824,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 71,999 | $813,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 13,938 | $809,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,344 | $805,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 5,343 | $804,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 14,561 | $802,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,324 | $800,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,057 | $793,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,522 | $793,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,916 | $793,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10,835 | $793,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 11,114 | $788,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,438 | $786,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 10,165 | $784,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,768 | $779,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,402 | $770,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,431 | $769,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,101 | $768,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 7,004 | $768,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,211 | $761,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 10,196 | $751,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5,404 | $751,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 15,929 | $747,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,947 | $746,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 7,513 | $742,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,195 | $741,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 21,937 | $739,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,496 | $738,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 7,900 | $738,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 6,756 | $737,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 7,266 | $735,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 24,405 | $734,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 16,656 | $733,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 16,964 | $728,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,421 | $727,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 11,629 | $726,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 26,193 | $723,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 15,195 | $721,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 8,185 | $720,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 24,537 | $718,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 7,832 | $717,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,233 | $708,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 30,935 | $689,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,972 | $682,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 11,659 | $673,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 8,350 | $672,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,759 | $668,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 7,097 | $668,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 25,894 | $665,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,592 | $658,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 15,537 | $656,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 36,960 | $655,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 7,533 | $653,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 17,152 | $653,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 45,500 | $652,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,776 | $650,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 43,728 | $649,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,183 | $645,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 14,596 | $645,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 12,760 | $640,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 5,824 | $636,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 20,563 | $630,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,953 | $629,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 26,988 | $625,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 20,051 | $610,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,331 | $606,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 6,416 | $603,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 6,676 | $600,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 11,046 | $596,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,315 | $595,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 9,640 | $592,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 15,334 | $589,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,212 | $586,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 16,655 | $585,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,482 | $583,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,932 | $583,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 35,000 | $581,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 12,332 | $581,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 7,753 | $581,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 12,069 | $573,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,297 | $572,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 10,045 | $571,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 15,199 | $564,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 17,448 | $563,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 6,359 | $557,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 99,055 | $553,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 5,559 | $553,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 21,925 | $551,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 6,244 | $549,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 5,268 | $544,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 5,802 | $543,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,085 | $541,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 11,128 | $538,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,932 | $538,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 7,937 | $537,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 12,966 | $537,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,486 | $535,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 8,195 | $533,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 18,424 | $532,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,776 | $531,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,362 | $527,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 16,575 | $527,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,771 | $515,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 19,980 | $514,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 7,920 | $514,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 3,155 | $507,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,046 | $499,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 4,200 | $499,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 10,563 | $498,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,678 | $497,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,070 | $496,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,576 | $493,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,010 | $492,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 12,209 | $490,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,032 | $489,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 13,524 | $488,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 14,887 | $484,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 12,193 | $481,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,265 | $475,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 15,163 | $472,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,597 | $471,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 7,200 | $471,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,150 | $469,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,307 | $467,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,674 | $466,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,601 | $459,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,248 | $454,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,750 | $448,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 12,537 | $448,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 9,470 | $448,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 6,940 | $446,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,887 | $444,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 2,683 | $443,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 8,158 | $441,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 20,464 | $441,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,773 | $440,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,591 | $437,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,130 | $436,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 400 | $434,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,237 | $432,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,327 | $426,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,100 | $424,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 8,946 | $424,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 23,355 | $424,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,918 | $423,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 14,907 | $423,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 4,398 | $423,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 13,573 | $418,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 12,241 | $417,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 20,250 | $413,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 11,163 | $412,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 6,756 | $412,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,046 | $410,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 37,292 | $409,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,433 | $404,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 5,815 | $404,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,276 | $403,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 277,000 | $402,000 | thousands by filing date | principal |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,534 | $400,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 7,098 | $400,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 11,395 | $395,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 11,713 | $393,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,000 | $393,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 300 | $388,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,198 | $387,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 7,901 | $387,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,875 | $384,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,894 | $384,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,900 | $382,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 21,193 | $381,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 5,901 | $380,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,573 | $380,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,110 | $380,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,164 | $379,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 7,165 | $377,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,653 | $376,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,834 | $376,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 9,746 | $376,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 12,690 | $371,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,687 | $370,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,773 | $367,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 3,350 | $367,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 2,821 | $366,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 7,299 | $364,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 4,210 | $363,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 196,000 | $362,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,994 | $360,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,076 | $360,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,631 | $357,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 7,266 | $355,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 10,055 | $355,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,470 | $355,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 6,868 | $349,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,694 | $347,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 6,437 | $347,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,831 | $346,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 6,756 | $346,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 292,000 | $346,000 | thousands by filing date | principal |
| EVERGY INC COM | 30034W106 | Stock | 6,276 | $345,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 32,310 | $345,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,695 | $342,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,148 | $342,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 264 | $341,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 13,840 | $339,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,875 | $338,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 391 | $338,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,332 | $334,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 330,000 | $333,000 | thousands by filing date | principal |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,876 | $328,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,253 | $326,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 22,624 | $326,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 9,318 | $324,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,054 | $320,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $320,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,864 | $319,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,219 | $316,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 14,900 | $315,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,683 | $312,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,337 | $312,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,088 | $307,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 8,100 | $307,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 9,468 | $306,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,738 | $305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 10,275 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 16,443 | $305,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,450 | $304,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,774 | $303,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 6,245 | $303,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,771 | $300,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 298,000 | $298,000 | thousands by filing date | principal |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6,417 | $297,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,793 | $296,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,763 | $296,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 18,117 | $295,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,636 | $295,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,797 | $294,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 5,871 | $288,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,900 | $287,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 40,682 | $287,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 4,245 | $284,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,688 | $282,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,425 | $281,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,100 | $279,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11,747 | $279,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 5,762 | $278,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,528 | $275,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,620 | $274,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 277,000 | $274,000 | thousands by filing date | principal |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,368 | $273,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,625 | $271,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 7,263 | $270,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,614 | $269,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 258,000 | $269,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 175,000 | $269,000 | thousands by filing date | principal |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,080 | $267,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,210 | $267,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 11,514 | $267,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,371 | $266,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,235 | $266,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,163 | $265,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,477 | $263,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,414 | $262,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 2,590 | $262,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 7,342 | $262,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,850 | $257,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 25,092 | $257,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 19,969 | $255,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 11,564 | $253,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-18-002104 | this filing | 2018-11-14 | acceptance time not in the bulk data set |