13F-HR filed by Shaker Financial Services, LLC
Shaker Financial Services, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-03, with 97 holding rows worth $144,112,000.
- Accession
- 0001172661-16-002422
- Filer
- CIK 1511794
- Filed
- 2016-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 97 entries on the cover page, a total value of $144,112,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,112,000 with VALUE read as thousands by filing date, 13F file number 028-14234. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 518,034 | $5,046,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 414,431 | $4,836,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 314,654 | $4,446,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 303,405 | $4,427,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 252,169 | $4,158,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 296,680 | $4,127,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 459,506 | $4,067,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 191,643 | $3,837,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 289,990 | $3,721,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 457,433 | $3,536,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 388,711 | $3,390,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 568,677 | $3,298,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 244,736 | $3,231,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 396,428 | $3,068,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 218,238 | $3,027,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 393,639 | $2,818,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 308,921 | $2,709,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 146,676 | $2,708,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 170,886 | $2,652,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 228,117 | $2,589,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 473,740 | $2,516,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 459,516 | $2,440,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 165,734 | $2,431,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 316,824 | $2,376,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 171,645 | $2,314,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 253,838 | $2,312,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 176,459 | $2,186,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 125,007 | $2,043,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 280,397 | $1,963,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 128,951 | $1,954,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 283,013 | $1,947,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 238,992 | $1,835,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 124,406 | $1,662,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 203,834 | $1,643,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 123,679 | $1,625,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 79,594 | $1,514,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 76,172 | $1,485,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 107,031 | $1,435,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 158,674 | $1,400,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 183,200 | $1,396,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 94,408 | $1,311,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 113,564 | $1,297,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 204,674 | $1,277,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 76,103 | $1,200,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 119,774 | $1,186,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 87,700 | $1,158,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 92,132 | $1,141,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 485,861 | $1,127,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 98,631 | $1,068,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 68,689 | $1,013,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 123,520 | $940,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 170,053 | $910,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 231,099 | $880,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 114,728 | $833,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 182,193 | $833,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 147,929 | $821,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 53,371 | $813,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 43,991 | $734,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 10,719 | $710,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 65,384 | $646,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 157,975 | $638,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 60,846 | $636,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 29,638 | $627,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 62,923 | $588,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 42,687 | $577,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 125,451 | $575,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 57,890 | $567,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 47,359 | $527,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 65,086 | $497,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 47,113 | $495,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 31,068 | $493,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 33,359 | $480,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 45,000 | $470,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 32,209 | $460,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 40,417 | $458,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 28,121 | $445,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 76,643 | $422,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 67,173 | $398,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 36,611 | $397,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 71,287 | $361,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 42,300 | $359,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 32,200 | $347,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 51,894 | $330,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 15,408 | $302,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 16,096 | $289,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 163,999 | $289,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 14,057 | $256,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 17,697 | $231,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 19,200 | $210,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 13,694 | $210,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 16,810 | $208,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,550 | $206,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 33,224 | $192,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 12,772 | $161,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 19,250 | $143,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 13,127 | $102,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 13,500 | $100,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-16-002422 | this filing | 2016-02-03 | acceptance time not in the bulk data set |