13F-HR filed by Shaker Financial Services, LLC
Shaker Financial Services, LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-29, with 114 holding rows worth $160,385,000.
- Accession
- 0001172661-15-001403
- Filer
- CIK 1511794
- Filed
- 2015-07-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 114 entries on the cover page, a total value of $160,385,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,385,000 with VALUE read as thousands by filing date, 13F file number 028-14234. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 593,550 | $5,027,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 312,563 | $4,951,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 347,766 | $4,524,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 416,011 | $4,518,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 600,185 | $4,249,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 269,116 | $4,115,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 191,030 | $3,977,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 374,895 | $3,876,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 226,374 | $3,699,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 318,953 | $3,448,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 232,153 | $3,413,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 391,491 | $3,304,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 212,504 | $3,213,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 550,249 | $3,164,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 233,217 | $3,141,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 934,733 | $3,122,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 147,258 | $3,120,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 260,235 | $3,034,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 564,302 | $2,906,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 456,560 | $2,858,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 371,753 | $2,803,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 198,003 | $2,620,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 272,768 | $2,501,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 173,164 | $2,388,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 68,041 | $2,369,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 717,365 | $2,296,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 107,481 | $2,293,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 143,032 | $2,267,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 146,969 | $2,253,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 148,371 | $2,217,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 135,908 | $2,143,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 220,539 | $2,033,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 231,044 | $1,987,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 125,452 | $1,943,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 116,226 | $1,832,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 216,560 | $1,791,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 141,326 | $1,789,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 157,548 | $1,728,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 128,044 | $1,508,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 168,418 | $1,433,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 90,976 | $1,374,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 90,619 | $1,373,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 66,988 | $1,336,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 100,139 | $1,315,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 251,728 | $1,296,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 83,563 | $1,293,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 76,322 | $1,223,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 147,446 | $1,205,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 108,803 | $1,188,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 84,395 | $1,172,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 145,731 | $1,163,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 156,913 | $1,086,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 166,833 | $1,069,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 85,961 | $1,050,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 88,622 | $1,029,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 93,473 | $919,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 48,563 | $896,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 76,586 | $896,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 498,383 | $892,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 68,794 | $832,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 80,073 | $793,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 63,901 | $768,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 116,828 | $748,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 48,592 | $733,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 116,161 | $721,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 65,974 | $712,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 86,840 | $708,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 37,558 | $707,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 41,854 | $694,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 34,373 | $681,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 39,499 | $666,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 39,540 | $660,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 49,232 | $637,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 32,966 | $635,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 48,535 | $568,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 28,209 | $559,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 69,770 | $552,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 29,431 | $546,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 46,331 | $532,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 62,565 | $520,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 88,900 | $439,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 31,050 | $427,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 49,922 | $423,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 38,112 | $411,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 25,674 | $410,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 24,045 | $404,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 51,393 | $401,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 34,923 | $394,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 27,991 | $383,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 26,272 | $361,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 9,975 | $338,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 21,457 | $307,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 16,950 | $296,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 14,488 | $292,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 31,689 | $274,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 23,596 | $255,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 16,078 | $247,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 40,303 | $246,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 16,450 | $236,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 9,440 | $228,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 48,659 | $217,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 13,776 | $193,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 16,781 | $179,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 13,970 | $172,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 10,596 | $160,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 10,000 | $148,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 12,319 | $148,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 12,558 | $147,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 12,424 | $140,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 27,000 | $134,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 15,282 | $119,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 11,332 | $116,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,000 | $96,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 12,288 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-15-001403 | this filing | 2015-07-29 | acceptance time not in the bulk data set |