13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 3,197 holding rows worth $39,524,633,000.
- Accession
- 0001172661-14-001455
- Filer
- CIK 1283072
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 6,659 entries on the cover page, a total value of $39,524,633,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,524,633,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 261,523 | $7,330,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 174,244 | $7,316,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 448,048 | $7,313,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 465,618 | $7,282,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 352,587 | $7,273,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 202,919 | $7,250,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 448,359 | $7,246,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 246,758 | $7,246,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 252,177 | $7,233,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 837,939 | $7,216,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 112,656 | $7,183,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 811,369 | $7,173,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 75,409 | $7,170,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 652,037 | $7,166,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 227,758 | $7,116,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 73,195 | $7,087,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 293,962 | $7,084,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 98,605 | $7,083,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,205,339 | $6,978,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 93,853 | $6,976,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 393,218 | $6,971,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 159,194 | $6,956,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 344,366 | $6,952,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 395,006 | $6,952,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 293,436 | $6,940,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 494,198 | $6,840,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 219,564 | $6,797,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 154,160 | $6,745,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 156,741 | $6,738,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 121,371 | $6,729,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 206,433 | $6,724,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 136,125 | $6,681,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 351,752 | $6,680,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 210,009 | $6,677,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 355,197 | $6,638,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 150,554 | $6,614,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 232,186 | $6,585,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 136,637 | $6,573,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 52,292 | $6,567,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 103,830 | $6,559,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 171,166 | $6,547,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 219,591 | $6,539,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 199,837 | $6,533,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 170,188 | $6,525,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 165,000 | $6,489,000 | thousands by filing date | call |
| GOODRICH PETE CORP | 382410405 | COM NEW | 234,651 | $6,477,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 428,185 | $6,461,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 210,152 | $6,460,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 103,592 | $6,448,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 491,996 | $6,436,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 52,158 | $6,423,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 412,500 | $6,415,000 | thousands by filing date | call |
| INTERMUNE INC | 45884X103 | COM | 145,234 | $6,413,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 487,816 | $6,396,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 200,463 | $6,391,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 298,413 | $6,383,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 26,863 | $6,357,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 654,981 | $6,352,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 184,339 | $6,350,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 910,690 | $6,338,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 114,448 | $6,335,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 728,400 | $6,308,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 480,822 | $6,304,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 258,831 | $6,293,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 250,899 | $6,289,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 345,332 | $6,286,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 111,493 | $6,269,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 79,600 | $6,238,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 125,000 | $6,221,000 | thousands by filing date | call |
| RELIANCE INC | 759509102 | COM | 83,833 | $6,180,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 629,146 | $6,167,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 237,638 | $6,166,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 128,601 | $6,165,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 461,745 | $6,164,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 4,000 | $6,148,000 | thousands by filing date | principal |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 315,968 | $6,142,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 446,941 | $6,093,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 332,495 | $6,052,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 47,210 | $6,044,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 95,025 | $6,039,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 770,128 | $6,015,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 25,000 | $6,002,000 | thousands by filing date | put |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 37,889 | $6,001,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 386,794 | $5,987,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 520,180 | $5,981,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 333,776 | $5,962,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 143,604 | $5,952,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 253,085 | $5,926,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 261,117 | $5,869,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 555,305 | $5,865,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 165,000 | $5,843,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 207,675 | $5,835,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 79,826 | $5,834,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 395,961 | $5,834,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 131,401 | $5,823,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 452,087 | $5,800,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 86,600 | $5,783,000 | thousands by filing date | put |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 127,876 | $5,780,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 420,281 | $5,776,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 80,526 | $5,775,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 260,348 | $5,759,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 389,865 | $5,759,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 80,926 | $5,758,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 2,061,668 | $5,711,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 208,726 | $5,711,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 123,593 | $5,708,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 134,263 | $5,706,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 517,948 | $5,703,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 215,374 | $5,698,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 129,631 | $5,659,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 334,261 | $5,656,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 90,417 | $5,653,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 670,828 | $5,637,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 170,424 | $5,633,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 93,053 | $5,621,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 72,738 | $5,619,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 87,142 | $5,612,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 156,950 | $5,607,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 53,342 | $5,590,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 173,376 | $5,583,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 351,815 | $5,558,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 114,287 | $5,556,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 234,261 | $5,554,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 38,681 | $5,517,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 165,000 | $5,516,000 | thousands by filing date | call |
| Vale Sa | 91912E204 | COM | 461,489 | $5,492,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 193,521 | $5,490,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 666,094 | $5,480,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 243,011 | $5,479,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 336,756 | $5,465,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 526,106 | $5,455,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 108,400 | $5,455,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 381,785 | $5,452,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 64,175 | $5,446,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 543,840 | $5,437,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 377,047 | $5,426,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 459,283 | $5,424,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 335,607 | $5,423,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 327,193 | $5,422,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 130,031 | $5,402,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 362,394 | $5,401,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 5,500 | $5,387,000 | thousands by filing date | principal |
| SILVER WHEATON CORP | 828336107 | COM | 204,965 | $5,384,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 79,751 | $5,374,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 86,822 | $5,358,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 57,872 | $5,357,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 111,017 | $5,350,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 105,251 | $5,346,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 300,210 | $5,326,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 102,677 | $5,319,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 48,774 | $5,300,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 28,217 | $5,298,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 106,102 | $5,289,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 160,983 | $5,287,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 496,883 | $5,282,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 116,640 | $5,272,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 160,744 | $5,265,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 82,164 | $5,261,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 422,636 | $5,234,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 228,800 | $5,233,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 69,153 | $5,221,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 43,595 | $5,219,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 464,330 | $5,196,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 273,953 | $5,185,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 323,269 | $5,172,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 675,394 | $5,165,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 384,345 | $5,165,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 226,507 | $5,162,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 156,873 | $5,156,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 123,997 | $5,148,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 239,070 | $5,136,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 55,747 | $5,129,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 105,444 | $5,119,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 100,918 | $5,086,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,469,188 | $5,083,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 194,599 | $5,082,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 359,262 | $5,079,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 50,807 | $5,059,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 389,647 | $5,054,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 175,000 | $5,054,000 | thousands by filing date | put |
| TW TELECOM INC | 87311L104 | COM | 125,249 | $5,049,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 151,065 | $5,019,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 698,534 | $5,013,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 285,533 | $5,008,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 34,617 | $5,007,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 59,472 | $4,986,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 114,494 | $4,982,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 100,000 | $4,977,000 | thousands by filing date | put |
| MATSON INC COM | 57686G105 | Stock | 185,327 | $4,975,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 175,701 | $4,968,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 71,929 | $4,958,000 | thousands by filing date | |
| IJH | 464287507 | COM | 34,639 | $4,956,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 170,446 | $4,953,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 72,826 | $4,945,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 42,839 | $4,938,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 85,852 | $4,928,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 5,737,670 | $4,925,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 84,280 | $4,914,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 211,220 | $4,913,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 106,358 | $4,907,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 168,904 | $4,899,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 275,378 | $4,889,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 351,588 | $4,887,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 135,031 | $4,875,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 235,514 | $4,873,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 62,700 | $4,871,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 160,361 | $4,870,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 325,710 | $4,856,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 728,826 | $4,846,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 343,109 | $4,841,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 40,656 | $4,825,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 265,405 | $4,820,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 41,756 | $4,817,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 204,804 | $4,809,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 74,305 | $4,796,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 118,852 | $4,793,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 163,560 | $4,786,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 440,739 | $4,782,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 164,335 | $4,775,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 74,660 | $4,758,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 328,400 | $4,747,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 182,263 | $4,739,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 107,235 | $4,724,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 103,915 | $4,697,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 72,033 | $4,688,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 144,447 | $4,651,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 67,486 | $4,645,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 161,700 | $4,629,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 80,123 | $4,618,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 259,316 | $4,608,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 227,179 | $4,600,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 98,243 | $4,600,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 170,210 | $4,592,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 302,907 | $4,585,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 303,305 | $4,583,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 154,970 | $4,577,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 77,428 | $4,576,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 102,987 | $4,574,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 162,478 | $4,571,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 169,095 | $4,567,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 884,720 | $4,565,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 164,900 | $4,551,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 316,219 | $4,539,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 302,987 | $4,530,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 400,809 | $4,527,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 25,098 | $4,500,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 301,599 | $4,497,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 327,523 | $4,497,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 49,500 | $4,496,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 520,029 | $4,493,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 248,676 | $4,483,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 67,921 | $4,483,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 140,436 | $4,478,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 68,279 | $4,477,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 100,738 | $4,469,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 196,756 | $4,445,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 156,124 | $4,436,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 82,500 | $4,432,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 372,853 | $4,415,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 297,365 | $4,381,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 40,289 | $4,361,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 165,000 | $4,361,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 411,987 | $4,359,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 51,930 | $4,350,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 123,800 | $4,349,000 | thousands by filing date | call |
| GDL FD | 361570104 | COM SH BEN IT | 399,493 | $4,339,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 128,682 | $4,338,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 138,211 | $4,322,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 475,152 | $4,315,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 76,731 | $4,308,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 82,500 | $4,291,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 155,829 | $4,286,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 231,067 | $4,275,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 131,307 | $4,271,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 176,094 | $4,261,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 209,874 | $4,258,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 488,996 | $4,258,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 91,266 | $4,254,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 60,748 | $4,250,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 190,232 | $4,248,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 38,758 | $4,240,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 108,416 | $4,239,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 84,777 | $4,231,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 29,257 | $4,228,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 175,657 | $4,228,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 93,167 | $4,227,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 306,591 | $4,221,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 49,903 | $4,216,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 167,740 | $4,215,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 114,297 | $4,212,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 248,206 | $4,211,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 362,569 | $4,209,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 271,094 | $4,200,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 90,077 | $4,193,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,006,580 | $4,170,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 112,921 | $4,170,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 505,955 | $4,154,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 17,599 | $4,144,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 113,288 | $4,134,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 220,155 | $4,134,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 84,026 | $4,132,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 408,134 | $4,130,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 291,965 | $4,129,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 119,062 | $4,128,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 62,787 | $4,121,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 268,751 | $4,120,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 172,507 | $4,116,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 138,661 | $4,111,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 83,422 | $4,107,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 228,759 | $4,107,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 162,780 | $4,090,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 161,404 | $4,073,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 111,684 | $4,065,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 308,031 | $4,060,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 408,476 | $4,060,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 314,333 | $4,039,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 64,800 | $4,036,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 300,493 | $4,032,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 225,474 | $4,027,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 176,010 | $4,010,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 235,806 | $4,004,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 227,278 | $3,998,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 87,934 | $3,990,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 84,781 | $3,982,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 183,445 | $3,979,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 132,462 | $3,970,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 57,295 | $3,968,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 213,300 | $3,965,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 298,488 | $3,955,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 322,100 | $3,955,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 345,953 | $3,951,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 87,616 | $3,942,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 60,081 | $3,939,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 169,239 | $3,928,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 458,937 | $3,924,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 65,717 | $3,923,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 116,606 | $3,921,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 154,551 | $3,914,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 46,211 | $3,910,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 31,993 | $3,904,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 80,062 | $3,902,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 358,862 | $3,899,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 81,955 | $3,895,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 64,741 | $3,892,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 228,453 | $3,891,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 166,532 | $3,884,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 59,184 | $3,884,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 72,565 | $3,876,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 101,345 | $3,875,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 92,172 | $3,867,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 83,037 | $3,866,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 82,039 | $3,865,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 72,372 | $3,854,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 63,684 | $3,847,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 94,492 | $3,831,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 48,759 | $3,817,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 648,802 | $3,802,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 286,445 | $3,792,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 85,679 | $3,790,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 35,261 | $3,784,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 219,551 | $3,778,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 208,110 | $3,777,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 290,391 | $3,777,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 82,457 | $3,768,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 214,562 | $3,766,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 209,667 | $3,754,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 393,138 | $3,747,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 249,866 | $3,738,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 497,140 | $3,737,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 611,144 | $3,728,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 217,028 | $3,720,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 113,605 | $3,717,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 179,506 | $3,712,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 206,666 | $3,710,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 279,428 | $3,710,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 59,732 | $3,709,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 240,361 | $3,697,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 3,200 | $3,668,000 | thousands by filing date | principal |
| BELDEN INC COM | 077454106 | Stock | 46,848 | $3,662,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 255,706 | $3,660,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 115,344 | $3,658,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 183,215 | $3,656,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 152,060 | $3,651,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 250,811 | $3,634,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 221,812 | $3,631,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 541,285 | $3,596,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 45,769 | $3,584,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 235,998 | $3,577,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 52,203 | $3,574,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 317,369 | $3,571,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 130,014 | $3,557,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 43,978 | $3,550,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 99,343 | $3,541,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 384,336 | $3,536,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 60,833 | $3,527,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 276,362 | $3,526,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 274,389 | $3,518,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 215,572 | $3,518,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 191,377 | $3,516,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 371,129 | $3,516,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 81,440 | $3,510,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 51,180 | $3,499,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 413,065 | $3,499,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 264,360 | $3,492,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 76,106 | $3,486,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 168,003 | $3,481,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 37,110 | $3,475,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 21,573 | $3,461,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 44,855 | $3,455,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 117,821 | $3,453,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 47,975 | $3,451,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 103,101 | $3,428,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 247,671 | $3,420,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 82,501 | $3,416,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 241,854 | $3,413,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 324,413 | $3,410,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 101,788 | $3,405,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 249,069 | $3,398,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 220,417 | $3,372,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 141,644 | $3,372,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 85,955 | $3,357,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 73,275 | $3,357,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 64,920 | $3,348,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 36,849 | $3,339,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 633,775 | $3,339,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 158,301 | $3,337,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 28,945 | $3,327,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 498,070 | $3,327,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 34,212 | $3,325,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 230,066 | $3,323,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 279,397 | $3,322,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 119,439 | $3,320,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 231,152 | $3,319,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 96,768 | $3,318,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 53,470 | $3,313,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 300,824 | $3,303,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 182,118 | $3,299,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 517,570 | $3,297,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 30,171 | $3,295,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 95,281 | $3,292,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 342,416 | $3,287,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 168,614 | $3,283,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 161,702 | $3,272,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 88,689 | $3,269,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 94,782 | $3,260,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 186,902 | $3,260,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 93,173 | $3,257,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 71,068 | $3,252,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 289,792 | $3,239,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 24,559 | $3,237,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 94,737 | $3,231,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 129,199 | $3,231,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 83,179 | $3,220,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 151,300 | $3,219,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 50,307 | $3,219,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 121,482 | $3,209,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 139,645 | $3,206,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 327,458 | $3,205,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 25,295 | $3,197,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 86,909 | $3,193,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 138,514 | $3,193,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 20,149 | $3,184,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 33,820 | $3,181,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 425,958 | $3,170,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 262,656 | $3,163,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 543,856 | $3,154,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 734,149 | $3,149,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 75,427 | $3,143,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 229,611 | $3,142,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 132,943 | $3,142,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 72,396 | $3,131,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 249,065 | $3,119,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 28,896 | $3,118,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 239,325 | $3,118,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 139,341 | $3,114,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 108,335 | $3,111,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 69,456 | $3,099,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 200,305 | $3,085,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 58,776 | $3,084,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 71,616 | $3,075,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 100,427 | $3,073,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 41,160 | $3,073,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 43,115 | $3,069,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 98,140 | $3,065,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 209,009 | $3,060,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 115,500 | $3,056,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 131,657 | $3,051,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 223,734 | $3,038,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 341,052 | $3,036,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 54,438 | $3,032,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 209,463 | $3,018,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 46,842 | $3,011,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 79,371 | $3,011,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 44,804 | $3,004,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 105,580 | $2,996,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 69,614 | $2,995,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 125,929 | $2,993,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 300,682 | $2,992,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 57,784 | $2,988,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 118,904 | $2,987,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-14-001455 | this filing | 2014-08-14 | acceptance time not in the bulk data set |