13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 3,197 holding rows worth $39,524,633,000.
- Accession
- 0001172661-14-001455
- Filer
- CIK 1283072
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 6,659 entries on the cover page, a total value of $39,524,633,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,524,633,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOY GLOBAL INC | 481165108 | COM | 460,662 | $28,368,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 2,883,040 | $28,340,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,209,472 | $28,314,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 530,951 | $28,289,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 690,368 | $28,221,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 372,400 | $28,209,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 362,178 | $27,955,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 296,029 | $27,876,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 365,184 | $27,666,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 337,709 | $27,664,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 602,783 | $27,613,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 414,303 | $27,580,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 822,478 | $27,569,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 271,359 | $27,537,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 407,079 | $27,510,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 621,800 | $27,459,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 4,352,399 | $27,420,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 666,438 | $27,310,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 615,882 | $27,221,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 37,631 | $27,023,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 400,720 | $26,953,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,444,594 | $26,870,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 420,595 | $26,831,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 541,878 | $26,796,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 299,379 | $26,741,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 710,088 | $26,734,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 256,253 | $26,709,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,520,942 | $26,602,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 599,555 | $26,590,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 185,270 | $26,580,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 165,120 | $26,532,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 356,070 | $26,442,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 580,710 | $26,415,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 699,104 | $26,391,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 317,056 | $26,361,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 834,987 | $26,228,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 707,795 | $26,153,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 646,930 | $26,007,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 563,573 | $25,964,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 498,074 | $25,906,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 755,286 | $25,749,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,055,531 | $25,734,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 207,380 | $25,725,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 744,852 | $25,698,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 483,858 | $25,668,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 166,219 | $25,653,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 352,883 | $25,641,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,154,388 | $25,443,000 | thousands by filing date | principal |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,077,452 | $25,384,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 424,973 | $25,371,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 369,084 | $25,370,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 133,918 | $25,297,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 348,988 | $25,238,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 104,919 | $25,237,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 147,198 | $25,223,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 476,413 | $25,132,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 400,918 | $25,070,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 764,446 | $25,044,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 282,978 | $25,042,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 395,861 | $24,937,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 532,285 | $24,932,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 403,005 | $24,542,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 329,655 | $24,520,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 494,861 | $24,491,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 965,682 | $24,490,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 227,895 | $24,323,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,090,654 | $24,213,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 208,400 | $24,129,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 957,785 | $24,117,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 116,422 | $24,089,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 710,900 | $24,071,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 1,136,241 | $24,065,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 773,873 | $23,983,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 464,121 | $23,874,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 904,059 | $23,868,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 204,637 | $23,851,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 339,427 | $23,767,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 759,330 | $23,737,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 378,129 | $23,702,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 199,731 | $23,604,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 127,584 | $23,591,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 229,334 | $23,483,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,867,792 | $23,479,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,504,543 | $23,444,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,322,534 | $23,422,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 276,907 | $23,349,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 163,036 | $23,315,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,591,841 | $23,257,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 342,119 | $23,244,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 434,539 | $23,236,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,401,121 | $23,175,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 194,400 | $23,097,000 | thousands by filing date | put |
| Prologis,Inc. | 74340W103 | COM | 561,346 | $23,066,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 361,651 | $23,060,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 1,792,491 | $22,997,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 347,651 | $22,990,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 461,848 | $22,972,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,755,801 | $22,901,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 444,448 | $22,832,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 89,701 | $22,810,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 439,909 | $22,796,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 577,783 | $22,770,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 1,389,528 | $22,719,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 893,942 | $22,707,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 545,425 | $22,672,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 660,150 | $22,629,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,620,169 | $22,618,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 868,553 | $22,617,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 154,154 | $22,526,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,814,053 | $22,484,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 508,453 | $22,454,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 178,927 | $22,394,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 373,285 | $22,322,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 313,394 | $22,309,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 156,847 | $22,301,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 204,663 | $22,290,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 273,658 | $22,222,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 189,703 | $22,222,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 211,814 | $22,122,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 212,378 | $22,058,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,002,019 | $22,054,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 556,962 | $22,006,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 840,798 | $21,987,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 434,861 | $21,952,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 617,050 | $21,875,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 681,026 | $21,820,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 460,462 | $21,803,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 464,380 | $21,799,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,382,019 | $21,781,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 183,595 | $21,742,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,020,578 | $21,698,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 414,837 | $21,688,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 718,629 | $21,682,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 597,566 | $21,649,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 200,594 | $21,566,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 969,470 | $21,541,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 904,208 | $21,537,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 265,044 | $21,421,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 293,878 | $21,318,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 588,009 | $21,256,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 251,730 | $21,171,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,191,784 | $21,035,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 701,300 | $21,032,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 198,382 | $20,947,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 5,594,892 | $20,925,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,005,605 | $20,897,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 241,291 | $20,831,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 846,766 | $20,805,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 332,928 | $20,645,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 729,782 | $20,594,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 656,392 | $20,552,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 239,384 | $20,440,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 565,125 | $20,371,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 307,459 | $20,335,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 653,204 | $20,255,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 406,155 | $20,137,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 282,668 | $20,132,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 382,416 | $20,081,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 182,151 | $20,073,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 245,777 | $19,942,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,800,677 | $19,917,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 495,172 | $19,891,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,026,104 | $19,779,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,336,202 | $19,711,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 2,321,156 | $19,707,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 760,739 | $19,627,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 603,249 | $19,561,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 403,547 | $19,536,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 552,160 | $19,502,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,609,454 | $19,474,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 747,419 | $19,455,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 601,965 | $19,426,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 329,667 | $19,338,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 735,688 | $19,290,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 951,053 | $19,288,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,128,203 | $19,213,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 1,589,228 | $19,181,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 419,868 | $19,146,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 26,384 | $19,077,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,480,186 | $19,020,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 636,827 | $19,009,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 188,738 | $18,921,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 297,094 | $18,919,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 582,180 | $18,834,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,992,734 | $18,796,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 365,272 | $18,742,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 157,084 | $18,734,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,785,759 | $18,714,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 160,452 | $18,709,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 468,254 | $18,707,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,076,482 | $18,688,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 230,031 | $18,572,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 249,097 | $18,567,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 365,472 | $18,566,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,060,600 | $18,434,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 721,058 | $18,430,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 2,149,652 | $18,337,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 192,862 | $18,331,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 563,366 | $18,147,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,547,501 | $18,105,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 938,428 | $18,065,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 301,214 | $18,057,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 301,872 | $18,052,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 314,264 | $18,027,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 136,802 | $17,818,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 284,299 | $17,712,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 409,898 | $17,552,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,398,112 | $17,436,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 211,186 | $17,362,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 343,717 | $17,357,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 205,139 | $17,348,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 707,290 | $17,322,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 190,136 | $17,213,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 397,200 | $17,187,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 237,763 | $17,165,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,211,892 | $17,160,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 451,041 | $17,121,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 192,226 | $17,019,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 614,822 | $16,876,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 403,493 | $16,732,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,335,203 | $16,730,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 213,899 | $16,711,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 307,679 | $16,703,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 273,817 | $16,665,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 200,478 | $16,557,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 905,830 | $16,377,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 351,980 | $16,335,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 480,606 | $16,254,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 326,456 | $16,248,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,108,249 | $16,237,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 520,541 | $16,189,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 350,657 | $16,184,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 831,096 | $16,181,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 224,727 | $16,086,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,116,563 | $16,044,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 244,031 | $16,039,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,507,898 | $15,971,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 248,607 | $15,934,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 228,187 | $15,932,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 230,961 | $15,756,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 643,671 | $15,642,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 620,925 | $15,635,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 276,897 | $15,611,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,436,821 | $15,603,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 358,667 | $15,484,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 178,868 | $15,451,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 272,567 | $15,286,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 770,125 | $15,256,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 161,016 | $15,192,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 333,601 | $15,117,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 500,503 | $14,975,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 484,712 | $14,943,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 270,992 | $14,864,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 824,502 | $14,824,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 139,836 | $14,682,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 991,236 | $14,603,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 965,608 | $14,532,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 374,060 | $14,514,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 553,508 | $14,513,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,509,259 | $14,431,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 243,992 | $14,383,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 772,556 | $14,215,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,671,936 | $14,028,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 3,724,855 | $14,006,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,516,965 | $13,972,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,035,967 | $13,944,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 167,857 | $13,943,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 337,877 | $13,887,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 4,685,338 | $13,822,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,101,774 | $13,694,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,050,884 | $13,608,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,394,345 | $13,497,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 232,634 | $13,486,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 306,290 | $13,372,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 158,802 | $13,291,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 629,333 | $13,267,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 487,737 | $13,153,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,593,251 | $13,081,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 650,349 | $13,021,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 982,190 | $13,019,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 369,707 | $12,976,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 626,246 | $12,965,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 83,787 | $12,913,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 143,601 | $12,743,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 326,398 | $12,704,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 962,020 | $12,651,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 255,350 | $12,604,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 235,002 | $12,577,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 119,429 | $12,537,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 787,669 | $12,531,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 848,945 | $12,421,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 123,700 | $12,383,000 | thousands by filing date | put |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 211,302 | $12,382,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 197,484 | $12,360,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 12,500,000 | $12,344,000 | thousands by filing date | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,749,214 | $12,315,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 97,477 | $12,300,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 126,561 | $12,277,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 469,559 | $12,217,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 121,825 | $12,194,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 142,445 | $12,191,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 762,457 | $12,177,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 221,332 | $12,151,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 122,624 | $12,071,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 278,992 | $12,008,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 526,300 | $11,968,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 278,976 | $11,954,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 664,810 | $11,906,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 486,871 | $11,826,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 739,334 | $11,816,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 700,725 | $11,811,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 433,246 | $11,698,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 437,840 | $11,686,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 487,547 | $11,673,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,282,991 | $11,572,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 211,636 | $11,548,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 788,680 | $11,538,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 673,528 | $11,524,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 173,889 | $11,508,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 528,944 | $11,410,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,167,420 | $11,347,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 145,315 | $11,346,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 220,709 | $11,334,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 609,057 | $11,316,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 189,990 | $11,277,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 557,420 | $11,259,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 379,289 | $11,227,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 185,607 | $11,145,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 532,268 | $11,139,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,037,907 | $11,128,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 365,943 | $11,127,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 746,094 | $11,094,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 297,688 | $10,974,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 283,591 | $10,941,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 236,262 | $10,887,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 45,063 | $10,818,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 124,960 | $10,816,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 120,749 | $10,781,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 338,090 | $10,775,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,309,667 | $10,765,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 268,697 | $10,729,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,511,207 | $10,653,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 737,425 | $10,604,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 754,731 | $10,590,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 288,700 | $10,573,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 189,484 | $10,522,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 790,126 | $10,501,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 463,802 | $10,403,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 202,128 | $10,392,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 320,858 | $10,386,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 129,494 | $10,375,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 701,111 | $10,374,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 840,921 | $10,368,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 94,481 | $10,336,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 269,508 | $10,312,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 289,975 | $10,309,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 746,412 | $10,261,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 192,173 | $10,241,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 444,158 | $10,226,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 261,162 | $10,206,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 750,345 | $10,197,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 182,510 | $10,190,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 382,007 | $10,181,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 192,852 | $10,066,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 260,885 | $9,975,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 170,605 | $9,860,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 109,815 | $9,842,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 89,519 | $9,780,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 540,988 | $9,765,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 199,591 | $9,710,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 170,857 | $9,643,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 200,224 | $9,643,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 311,968 | $9,569,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 46,447 | $9,540,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 162,530 | $9,522,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 152,545 | $9,490,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 527,808 | $9,486,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 103,417 | $9,477,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 191,852 | $9,441,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 321,531 | $9,393,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 300,032 | $9,388,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 440,800 | $9,371,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 219,186 | $9,345,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 672,741 | $9,319,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 332,666 | $9,289,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 223,696 | $9,261,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 241,469 | $9,256,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 206,000 | $9,218,000 | thousands by filing date | put |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 433,008 | $9,203,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 285,635 | $9,135,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 50,892 | $9,132,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 585,393 | $9,120,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 435,182 | $9,112,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 938,164 | $9,102,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 322,080 | $9,057,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 205,127 | $9,057,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 271,058 | $9,049,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 350,797 | $9,025,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 89,020 | $9,015,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 350,121 | $8,990,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 165,000 | $8,989,000 | thousands by filing date | put |
| OPENTABLE INC | 68372A104 | COM | 86,282 | $8,965,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 84,545 | $8,934,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 252,012 | $8,911,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 241,198 | $8,856,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 263,950 | $8,848,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 587,502 | $8,842,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 440,594 | $8,834,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 260,664 | $8,813,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 196,316 | $8,811,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 225,221 | $8,808,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 484,611 | $8,780,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 344,710 | $8,756,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 210,253 | $8,754,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 344,749 | $8,752,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 92,987 | $8,679,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 151,191 | $8,644,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 362,674 | $8,621,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 693,364 | $8,604,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 123,962 | $8,598,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 305,435 | $8,582,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 477,032 | $8,543,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 92,754 | $8,538,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,188,713 | $8,535,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 89,151 | $8,487,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,240,851 | $8,451,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,955 | $8,443,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 381,738 | $8,394,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 853,833 | $8,393,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 145,065 | $8,388,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 125,115 | $8,386,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 119,984 | $8,384,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 643,492 | $8,365,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 90,289 | $8,351,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 421,633 | $8,322,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 91,703 | $8,319,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 677,114 | $8,314,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 131,508 | $8,259,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 272,564 | $8,257,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 366,309 | $8,228,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 335,668 | $8,207,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 681,543 | $8,186,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 1,890,284 | $8,185,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 719,851 | $8,177,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 254,918 | $8,174,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 270,755 | $8,165,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 179,894 | $8,162,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 386,678 | $8,159,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 336,300 | $8,152,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 176,326 | $8,144,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 177,419 | $8,135,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,619,375 | $8,113,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 162,402 | $8,112,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,901,726 | $8,099,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 230,920 | $8,080,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 392,073 | $8,072,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 144,205 | $8,059,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 446,074 | $8,053,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 144,186 | $8,045,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 89,178 | $8,000,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 108,340 | $7,983,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 549,749 | $7,983,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 73,399 | $7,982,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 234,518 | $7,969,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 221,043 | $7,948,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 245,949 | $7,902,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 77,242 | $7,901,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 268,694 | $7,880,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 1,644,384 | $7,877,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 66,094 | $7,869,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 274,359 | $7,869,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 588,108 | $7,852,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 414,874 | $7,837,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 190,486 | $7,835,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 614,115 | $7,835,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 246,257 | $7,832,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 538,344 | $7,790,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 184,470 | $7,772,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 348,177 | $7,763,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 411,524 | $7,753,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 153,964 | $7,749,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 315,404 | $7,705,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 224,260 | $7,688,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 235,140 | $7,685,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 268,280 | $7,645,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 402,047 | $7,640,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 360,740 | $7,625,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 262,500 | $7,581,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 514,966 | $7,559,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 98,044 | $7,557,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 436,339 | $7,543,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 101,927 | $7,519,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 528,327 | $7,507,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 345,575 | $7,485,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 608,127 | $7,457,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 94,376 | $7,442,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 379,099 | $7,430,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 244,068 | $7,410,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 137,543 | $7,397,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 359,209 | $7,367,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-14-001455 | this filing | 2014-08-14 | acceptance time not in the bulk data set |