13F-HR filed by Shaker Financial Services, LLC
Shaker Financial Services, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-07, with 135 holding rows worth $152,255,000.
- Accession
- 0001172661-14-000945
- Filer
- CIK 1511794
- Filed
- 2014-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 135 entries on the cover page, a total value of $152,255,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,255,000 with VALUE read as thousands by filing date, 13F file number 028-14234. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 727,368 | $4,277,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 268,397 | $4,106,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 195,772 | $3,931,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 188,215 | $3,851,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 220,141 | $3,775,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 215,268 | $3,324,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 342,680 | $3,279,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 171,436 | $3,226,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 163,762 | $3,220,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 185,038 | $3,103,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 250,621 | $2,787,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 153,712 | $2,707,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 148,157 | $2,627,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 144,763 | $2,585,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 324,949 | $2,580,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 242,171 | $2,519,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 209,420 | $2,505,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 132,109 | $2,394,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 204,025 | $2,393,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 34,041 | $2,338,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 174,586 | $2,147,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 236,568 | $2,143,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 91,571 | $2,012,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 83,228 | $1,981,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 540,010 | $1,949,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 85,863 | $1,921,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 145,381 | $1,838,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 143,059 | $1,838,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 74,063 | $1,792,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 246,865 | $1,768,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 243,266 | $1,679,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 105,817 | $1,665,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 94,932 | $1,597,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 93,818 | $1,550,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 43,402 | $1,529,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 78,355 | $1,525,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 104,319 | $1,520,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 118,038 | $1,498,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 97,409 | $1,485,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 68,565 | $1,466,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 202,438 | $1,456,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 125,360 | $1,374,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 85,613 | $1,300,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 161,478 | $1,285,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 97,443 | $1,261,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 93,745 | $1,223,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 135,271 | $1,217,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 68,909 | $1,213,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 93,172 | $1,209,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 61,383 | $1,194,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 135,284 | $1,181,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 95,651 | $1,171,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 60,649 | $1,075,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 58,818 | $1,075,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 110,162 | $1,013,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 73,364 | $935,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 111,755 | $935,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 92,126 | $876,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 148,472 | $851,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 47,626 | $850,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 64,368 | $826,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 94,296 | $811,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 97,647 | $808,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 85,862 | $807,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 57,574 | $803,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 38,832 | $772,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 34,539 | $765,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 35,650 | $756,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 95,283 | $750,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 90,130 | $726,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 176,500 | $724,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 29,897 | $720,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 49,561 | $713,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 39,214 | $679,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 47,583 | $663,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 26,035 | $649,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 35,200 | $629,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 45,261 | $624,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 42,095 | $611,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 68,743 | $602,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 38,130 | $579,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 18,843 | $571,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 44,045 | $554,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 38,535 | $554,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 36,508 | $520,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 89,430 | $519,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 35,191 | $512,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 47,415 | $512,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 38,935 | $511,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 24,567 | $489,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 25,813 | $480,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 52,127 | $478,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 25,210 | $466,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 44,097 | $466,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 28,069 | $462,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 33,021 | $441,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 34,556 | $435,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 34,843 | $417,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 21,649 | $405,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 54,500 | $400,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 27,361 | $400,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 22,206 | $394,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 24,785 | $392,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 32,045 | $389,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 19,015 | $379,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 29,648 | $377,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 30,232 | $371,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 22,667 | $368,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 20,082 | $367,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 55,763 | $364,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 30,816 | $346,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 60,000 | $332,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 24,100 | $288,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 32,331 | $271,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 22,167 | $270,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 14,286 | $266,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 26,446 | $266,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 14,249 | $260,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 31,681 | $244,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 13,515 | $228,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 9,106 | $223,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 16,793 | $216,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 21,600 | $201,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 12,595 | $201,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 10,500 | $199,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 21,336 | $197,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 17,501 | $181,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 12,644 | $148,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,076 | $147,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 22,446 | $146,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,000 | $144,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 20,548 | $127,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 31,561 | $93,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,988 | $75,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,000 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-14-000945 | this filing | 2014-05-07 | acceptance time not in the bulk data set |