13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 3,058 holding rows worth $27,852,187,000.
- Accession
- 0001172661-13-001498
- Filer
- CIK 1283072
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 6,162 entries on the cover page, a total value of $27,852,187,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $27,852,187,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, INC.028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 432,380 | $6,174,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 700,425 | $6,171,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 583,013 | $6,164,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 1,586,512 | $6,140,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 182,652 | $6,122,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 143,013 | $6,117,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 455,588 | $6,110,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 193,224 | $6,100,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 315,439 | $6,081,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 87,150 | $6,081,000 | thousands by filing date | |
| IJH | 464287507 | COM | 48,808 | $6,059,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 104,256 | $6,047,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 180,000 | $6,040,000 | thousands by filing date | put |
| ASGN INC | 682159108 | COM | 182,564 | $6,038,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 579,709 | $6,033,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 103,138 | $6,028,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 427,937 | $5,987,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 57,547 | $5,968,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 35 | $5,964,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 609,260 | $5,952,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 28,200 | $5,945,000 | thousands by filing date | put |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 186,875 | $5,944,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 251,705 | $5,916,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 469,595 | $5,864,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 164,352 | $5,851,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 42,428 | $5,828,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 782,156 | $5,819,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 520,087 | $5,815,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 39,494 | $5,811,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 106,500 | $5,806,000 | thousands by filing date | call |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 267,413 | $5,787,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 135,379 | $5,782,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 3,059,376 | $5,782,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 661,092 | $5,711,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 299,274 | $5,701,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 699,224 | $5,692,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 482,157 | $5,674,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 160,060 | $5,671,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 70,190 | $5,648,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 93,987 | $5,643,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 223,100 | $5,623,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 532,881 | $5,622,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 218,270 | $5,603,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 129,764 | $5,596,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 248,783 | $5,595,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 143,943 | $5,589,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 66,967 | $5,586,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 379,200 | $5,585,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 67,453 | $5,570,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 425,630 | $5,521,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 252,678 | $5,513,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 76,700 | $5,493,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 146,678 | $5,469,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 694,365 | $5,464,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 350,000 | $5,457,000 | thousands by filing date | put |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 2,446,079 | $5,455,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 357,408 | $5,451,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 289,988 | $5,446,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 289,376 | $5,417,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 67,996 | $5,395,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 391,336 | $5,393,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 190,796 | $5,383,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,065,298 | $5,379,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 65,494 | $5,363,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 400,796 | $5,354,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 533,876 | $5,344,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 103,955 | $5,322,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 841,975 | $5,321,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 461,327 | $5,315,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 221,631 | $5,302,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 72,955 | $5,296,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 428,079 | $5,287,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 150,000 | $5,277,000 | thousands by filing date | put |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 366,947 | $5,251,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 134,428 | $5,248,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 335,786 | $5,242,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 60,960 | $5,225,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 387,214 | $5,220,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 407,084 | $5,211,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 189,058 | $5,193,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 109,229 | $5,159,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 167,474 | $5,155,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 214,534 | $5,139,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 221,650 | $5,124,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 229,868 | $5,124,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 494,574 | $5,114,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 238,356 | $5,101,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 971,016 | $5,098,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 116,683 | $5,092,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 376,977 | $5,090,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 108,648 | $5,084,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 64,414 | $5,078,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 94,702 | $5,078,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 540,099 | $5,044,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 89,335 | $5,036,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 61,438 | $5,014,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 85,374 | $5,008,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 126,902 | $5,000,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 35,989 | $4,993,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 386,872 | $4,979,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 68,413 | $4,976,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 261,763 | $4,972,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 200,475 | $4,966,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 76,954 | $4,951,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 59,246 | $4,929,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 140,036 | $4,909,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 179,536 | $4,899,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 64,508 | $4,897,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 70,055 | $4,886,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 419,516 | $4,886,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 52,533 | $4,884,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 206,880 | $4,880,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 358,480 | $4,871,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 158,432 | $4,870,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 218,431 | $4,846,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 165,762 | $4,845,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 103,608 | $4,841,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 95,467 | $4,840,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 176,929 | $4,805,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 35,614 | $4,799,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 455,655 | $4,788,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 296,703 | $4,781,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 384,878 | $4,770,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 370,462 | $4,765,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 479,839 | $4,749,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 138,417 | $4,745,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 34,072 | $4,725,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 66,061 | $4,725,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 62,000 | $4,719,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 329,638 | $4,714,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 100,000 | $4,711,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 697,617 | $4,691,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 443,430 | $4,683,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 390,546 | $4,675,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 116,478 | $4,673,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 370,379 | $4,667,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 211,972 | $4,651,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 336,414 | $4,646,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 103,231 | $4,637,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 335,783 | $4,637,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 130,304 | $4,599,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 807,007 | $4,592,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 87,500 | $4,587,000 | thousands by filing date | call |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 74,436 | $4,573,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 537,378 | $4,573,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 390,898 | $4,572,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 281,391 | $4,564,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 93,515 | $4,558,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 323,794 | $4,524,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 605,168 | $4,501,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 158,518 | $4,499,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 352,181 | $4,499,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 352,092 | $4,495,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 90,023 | $4,460,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 92,282 | $4,458,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 348,053 | $4,447,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 593,223 | $4,430,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 144,898 | $4,417,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 48,347 | $4,407,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 143,703 | $4,406,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 346,774 | $4,400,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 132,499 | $4,392,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 206,822 | $4,320,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 356,975 | $4,305,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 129,744 | $4,298,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 257,915 | $4,286,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 354,580 | $4,282,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 91,083 | $4,276,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 362,720 | $4,269,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 74,729 | $4,264,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 307,240 | $4,259,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 138,976 | $4,258,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 55,034 | $4,247,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 135,749 | $4,246,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 50,000 | $4,246,000 | thousands by filing date | call |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 315,429 | $4,236,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 155,186 | $4,228,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 340,973 | $4,214,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 85,570 | $4,209,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 213,854 | $4,199,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 628,919 | $4,190,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 121,070 | $4,187,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 40,429 | $4,182,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 49,400 | $4,181,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 465,715 | $4,168,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 872,526 | $4,153,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 308,960 | $4,149,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 85,490 | $4,147,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 244,451 | $4,145,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 155,557 | $4,140,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 288,919 | $4,129,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 128,991 | $4,125,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 98,839 | $4,123,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 151,147 | $4,084,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 715,590 | $4,079,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 70,503 | $4,071,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 207,183 | $4,061,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 175,832 | $4,053,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 53,030 | $4,045,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 46,236 | $4,042,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 89,089 | $4,041,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 210,335 | $4,033,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 264,136 | $4,032,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 325,157 | $4,032,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 125,000 | $4,031,000 | thousands by filing date | put |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 58,985 | $4,001,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 493,880 | $3,996,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 43,376 | $3,979,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 233,641 | $3,976,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 124,165 | $3,949,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 84,600 | $3,949,000 | thousands by filing date | put |
| NV ENERGY INC | 67073Y106 | COM | 167,148 | $3,946,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 131,705 | $3,942,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 91,259 | $3,932,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 491,205 | $3,924,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 545,596 | $3,924,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 302,026 | $3,917,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 349,087 | $3,909,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 245,529 | $3,906,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 293,275 | $3,903,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 225,838 | $3,900,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 254,864 | $3,892,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 239,918 | $3,891,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 283,851 | $3,889,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 308,277 | $3,887,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 315,639 | $3,885,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 248,447 | $3,881,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 450,140 | $3,875,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 43,536 | $3,868,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 125,000 | $3,850,000 | thousands by filing date | put |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 280,106 | $3,849,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 214,051 | $3,840,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 67,666 | $3,827,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 138,812 | $3,826,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 114,747 | $3,825,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 100,300 | $3,824,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 271,924 | $3,817,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 278,826 | $3,816,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 639,179 | $3,815,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 82,723 | $3,802,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 598,947 | $3,792,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 40,000 | $3,781,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 37,182 | $3,771,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 199,115 | $3,767,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 153,692 | $3,760,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 316,885 | $3,755,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 35,000 | $3,745,000 | thousands by filing date | call |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 163,450 | $3,735,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 324,498 | $3,732,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 271,986 | $3,724,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 61,040 | $3,710,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 35,258 | $3,708,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 80,396 | $3,700,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 98,063 | $3,694,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 45,511 | $3,694,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 160,747 | $3,679,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 81,703 | $3,677,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 62,058 | $3,674,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 56,482 | $3,669,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 141,319 | $3,659,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 58,447 | $3,654,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 290,259 | $3,652,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 240,005 | $3,648,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 176,670 | $3,641,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 257,121 | $3,638,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 50,000 | $3,629,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 90,871 | $3,627,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 235,559 | $3,621,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 278,292 | $3,619,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 266,267 | $3,609,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 271,679 | $3,608,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 118,763 | $3,605,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 78,523 | $3,604,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 325,742 | $3,596,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 338,672 | $3,590,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 145,633 | $3,588,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 85,277 | $3,567,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 318,076 | $3,536,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 179,431 | $3,522,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 69,141 | $3,520,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 76,470 | $3,519,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 276,384 | $3,514,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 250,040 | $3,502,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 175,000 | $3,492,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 60,850 | $3,491,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 50,000 | $3,488,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 218,520 | $3,485,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 338,929 | $3,479,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 489,755 | $3,442,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 245,590 | $3,432,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 306,146 | $3,421,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 136,104 | $3,417,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 50,879 | $3,413,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 215,654 | $3,412,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 97,971 | $3,404,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 90,159 | $3,400,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 147,489 | $3,389,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 355,784 | $3,384,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 34,091 | $3,382,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 71,969 | $3,380,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 28,170 | $3,366,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 73,113 | $3,362,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 26,168 | $3,362,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 577,474 | $3,361,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 196,215 | $3,359,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 165,194 | $3,357,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 122,372 | $3,352,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 634,793 | $3,345,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 69,225 | $3,343,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 56,567 | $3,341,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 150,958 | $3,340,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 160,142 | $3,338,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 80,167 | $3,327,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 32,847 | $3,327,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 132,100 | $3,313,000 | thousands by filing date | call |
| CYTEC INDS INC | 232820100 | COM | 40,634 | $3,306,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 256,080 | $3,300,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 57,728 | $3,294,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 153,575 | $3,291,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 114,717 | $3,281,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 57,578 | $3,249,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 254,013 | $3,249,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 182,581 | $3,249,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 52,760 | $3,242,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 110,422 | $3,239,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 104,474 | $3,234,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 250,322 | $3,231,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 94,885 | $3,229,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 128,891 | $3,226,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 43,848 | $3,213,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 117,458 | $3,210,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 64,806 | $3,203,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 58,100 | $3,167,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 27,200 | $3,148,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 47,765 | $3,148,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 298,871 | $3,148,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 688,324 | $3,145,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 41,487 | $3,140,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 596,461 | $3,136,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 89,538 | $3,134,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 162,146 | $3,129,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 39,102 | $3,124,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 200,000 | $3,118,000 | thousands by filing date | call |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 186,843 | $3,106,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 227,490 | $3,098,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 104,782 | $3,096,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 130,470 | $3,091,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 177,708 | $3,086,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 79,637 | $3,085,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 184,533 | $3,079,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 293,849 | $3,071,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 94,566 | $3,070,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 233,687 | $3,051,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 256,084 | $3,047,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 152,754 | $3,040,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 244,564 | $3,033,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 384,470 | $3,003,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 367,851 | $3,000,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 232,827 | $2,989,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 83,858 | $2,988,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 147,285 | $2,974,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 208,038 | $2,954,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 249,952 | $2,952,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 155,442 | $2,951,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 68,167 | $2,936,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 60,709 | $2,935,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 123,547 | $2,935,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 53,301 | $2,933,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 116,574 | $2,920,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 257,592 | $2,916,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 68,979 | $2,912,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 165,474 | $2,903,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 123,404 | $2,899,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 89,622 | $2,895,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 34,700 | $2,889,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 185,430 | $2,888,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 37,300 | $2,885,000 | thousands by filing date | put |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 54,977 | $2,885,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 186,824 | $2,880,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 207,053 | $2,880,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 299,500 | $2,878,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 284,901 | $2,878,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 142,593 | $2,878,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 50,809 | $2,844,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 29,706 | $2,844,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 260,421 | $2,843,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 150,000 | $2,831,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 427,005 | $2,829,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 256,567 | $2,825,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 241,949 | $2,823,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 165,300 | $2,818,000 | thousands by filing date | put |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 208,237 | $2,814,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 108,289 | $2,811,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 343,722 | $2,809,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 82,199 | $2,807,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 223,950 | $2,803,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 333,975 | $2,802,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,800 | $2,800,000 | thousands by filing date | call |
| BEACON FINANCIAL CORP. | 084680107 | COM | 111,231 | $2,793,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 238,219 | $2,790,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 95,036 | $2,789,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 57,204 | $2,789,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 159,816 | $2,789,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 196,047 | $2,775,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 58,549 | $2,770,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 50,721 | $2,768,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 379,693 | $2,753,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 79,511 | $2,749,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 204,357 | $2,746,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 251,212 | $2,746,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 75,682 | $2,740,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 159,110 | $2,740,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 141,961 | $2,740,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 170,569 | $2,739,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 210,119 | $2,730,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 63,743 | $2,725,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 213,374 | $2,710,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 144,918 | $2,706,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 156,564 | $2,701,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 392,038 | $2,697,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 53,579 | $2,691,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 114,198 | $2,691,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 36,488 | $2,682,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 41,930 | $2,675,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 30,888 | $2,674,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 226,776 | $2,671,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 428,570 | $2,666,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 38,066 | $2,661,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 166,501 | $2,654,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 202,135 | $2,652,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 153,251 | $2,649,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 55,373 | $2,648,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 20,769 | $2,639,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 91,675 | $2,636,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 120,233 | $2,634,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 83,984 | $2,626,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 58,936 | $2,623,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 185,298 | $2,623,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 82,365 | $2,614,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 38,787 | $2,611,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 101,346 | $2,610,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 277,240 | $2,594,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 354,130 | $2,586,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 42,983 | $2,581,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 182,025 | $2,580,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 145,457 | $2,577,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 49,862 | $2,571,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 85,763 | $2,559,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 91,244 | $2,553,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 68,367 | $2,551,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 41,475 | $2,542,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 59,678 | $2,539,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 192,652 | $2,537,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 347,248 | $2,536,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 124,705 | $2,536,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 110,224 | $2,535,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 179,032 | $2,534,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 80,656 | $2,530,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 163,035 | $2,525,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 73,757 | $2,520,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 96,620 | $2,507,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 138,352 | $2,506,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 75,121 | $2,506,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 37,695 | $2,505,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 94,664 | $2,499,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 43,061 | $2,497,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 89,773 | $2,492,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 151,161 | $2,488,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 49,770 | $2,486,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 415,367 | $2,484,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 56,264 | $2,482,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 198,811 | $2,480,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 35,000 | $2,477,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 161,842 | $2,472,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 129,712 | $2,471,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 147,169 | $2,463,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 189,954 | $2,460,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 112,400 | $2,458,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 52,568 | $2,451,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 98,678 | $2,448,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 211,998 | $2,447,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 27,355 | $2,445,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 21,975 | $2,444,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 95,958 | $2,442,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 281,430 | $2,441,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 79,303 | $2,438,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 125,151 | $2,437,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 83,186 | $2,431,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 123,977 | $2,429,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 197,463 | $2,429,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 118,573 | $2,420,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 32,420 | $2,416,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 86,813 | $2,412,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 120,749 | $2,411,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 46,751 | $2,406,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 106,282 | $2,399,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 29,417 | $2,398,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 30,555 | $2,394,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 70,737 | $2,389,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 130,091 | $2,388,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-13-001498 | this filing | 2013-11-14 | acceptance time not in the bulk data set |