13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 3,058 holding rows worth $27,852,187,000.
- Accession
- 0001172661-13-001498
- Filer
- CIK 1283072
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 6,162 entries on the cover page, a total value of $27,852,187,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $27,852,187,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, INC.028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BEMIS INC | 081437105 | COM | 474,734 | $18,519,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 427,879 | $18,515,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 200,871 | $18,510,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 938,423 | $18,505,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 548,590 | $18,499,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 273,660 | $18,498,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,081,687 | $18,389,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 595,843 | $18,365,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 503,483 | $18,352,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 4,397,159 | $18,336,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 602,134 | $18,329,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 364,865 | $18,303,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 340,740 | $18,279,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 299,128 | $18,277,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 362,315 | $18,206,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 402,778 | $18,201,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,390,246 | $18,172,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 421,556 | $18,142,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 677,135 | $18,046,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 261,829 | $18,041,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 264,458 | $18,018,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 846,476 | $18,013,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 243,515 | $17,976,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 894,095 | $17,953,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 144,527 | $17,831,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 377,568 | $17,806,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 349,328 | $17,777,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 29,055 | $17,763,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 342,449 | $17,736,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 510,100 | $17,726,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 589,352 | $17,686,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 178,320 | $17,679,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 705,592 | $17,626,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 392,282 | $17,605,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 852,686 | $17,556,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 1,039,222 | $17,554,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 95,389 | $17,518,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 380,342 | $17,503,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 264,388 | $17,495,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 453,249 | $17,386,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 76,795 | $17,381,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 290,859 | $17,323,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 567,211 | $17,312,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 516,357 | $17,267,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,292,718 | $17,239,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 287,910 | $17,231,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 629,341 | $17,225,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 835,505 | $17,212,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 569,153 | $17,159,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 160,252 | $17,131,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 703,018 | $17,118,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 308,706 | $17,108,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 527,145 | $17,090,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,034,772 | $17,074,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 453,653 | $17,067,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 293,311 | $17,065,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 462,324 | $17,059,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 632,404 | $17,043,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 291,992 | $17,043,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 199,720 | $17,036,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 191,186 | $16,963,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 206,467 | $16,960,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 226,937 | $16,960,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 440,500 | $16,920,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 195,596 | $16,913,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 389,547 | $16,910,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 597,177 | $16,900,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 197,199 | $16,880,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 409,035 | $16,880,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 196,663 | $16,866,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 720,045 | $16,827,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 153,589 | $16,798,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 298,473 | $16,786,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 299,984 | $16,768,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,352,153 | $16,727,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 131,456 | $16,707,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 652,828 | $16,680,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 471,183 | $16,680,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 547,589 | $16,630,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 286,758 | $16,608,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 287,270 | $16,592,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 155,883 | $16,557,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 607,026 | $16,535,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 439,041 | $16,534,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 322,896 | $16,529,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 550,006 | $16,462,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 977,022 | $16,453,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 911,360 | $16,441,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,396,991 | $16,401,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 214,765 | $16,299,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 152,281 | $16,286,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 297,368 | $16,277,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,039,818 | $16,263,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 457,173 | $16,262,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 347,755 | $16,254,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 301,709 | $16,217,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 140,748 | $16,215,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 378,405 | $16,191,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 234,187 | $16,146,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 370,007 | $16,114,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 289,190 | $16,094,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 511,725 | $16,069,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 776,785 | $16,064,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 196,889 | $16,026,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 419,252 | $15,995,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 2,210,590 | $15,982,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 438,483 | $15,942,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 189,641 | $15,942,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 463,570 | $15,867,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 536,226 | $15,776,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 357,932 | $15,749,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 36,663 | $15,718,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 2,186,227 | $15,698,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 653,634 | $15,667,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 387,954 | $15,662,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 578,196 | $15,652,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,173,641 | $15,597,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,103,717 | $15,584,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 679,325 | $15,583,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 275,920 | $15,573,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,112,424 | $15,563,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 357,106 | $15,542,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,537,887 | $15,503,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 572,306 | $15,481,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,024,396 | $15,478,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 865,969 | $15,466,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 283,640 | $15,465,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,781,293 | $15,460,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 393,784 | $15,443,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 454,707 | $15,347,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 478,355 | $15,307,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 419,547 | $15,292,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 244,546 | $15,258,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 310,702 | $15,231,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,013,063 | $15,225,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 414,376 | $15,216,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 770,553 | $15,211,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 416,887 | $15,166,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 184,263 | $15,165,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 311,832 | $15,155,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 360,363 | $15,146,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 654,334 | $15,095,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 428,068 | $14,974,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 90,615 | $14,939,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 206,402 | $14,932,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 4,522,256 | $14,923,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 904,217 | $14,919,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 307,437 | $14,879,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 1,009,504 | $14,850,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 266,968 | $14,801,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 235,464 | $14,747,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 366,297 | $14,725,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 226,307 | $14,697,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,843,760 | $14,694,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 712,577 | $14,665,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 767,637 | $14,639,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 138,807 | $14,613,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,512,581 | $14,612,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 786,601 | $14,583,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 182,345 | $14,541,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 522,824 | $14,492,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 939,602 | $14,459,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 55,066 | $14,418,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 452,038 | $14,348,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,515,822 | $14,291,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 716,220 | $14,274,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 270,197 | $14,272,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 308,159 | $14,219,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 312,259 | $14,189,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 179,270 | $14,141,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 510,719 | $14,101,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 3,508,092 | $14,100,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 182,964 | $14,096,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 504,424 | $14,094,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 132,798 | $14,083,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 183,196 | $14,036,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,374,216 | $14,016,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,645,280 | $14,001,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,482,350 | $13,979,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,070,952 | $13,922,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 787,550 | $13,917,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 805,917 | $13,902,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 480,541 | $13,878,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 371,572 | $13,867,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 895,605 | $13,819,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 658,279 | $13,784,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 251,794 | $13,766,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 1,516,077 | $13,720,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,524,102 | $13,717,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 263,253 | $13,707,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 884,913 | $13,680,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 14,000,000 | $13,676,000 | thousands by filing date | principal |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 588,088 | $13,672,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 274,852 | $13,646,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 587,252 | $13,584,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 497,612 | $13,547,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 715,091 | $13,537,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 239,510 | $13,523,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 1,132,290 | $13,519,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 177,322 | $13,456,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 500,610 | $13,436,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 395,213 | $13,415,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 165,125 | $13,414,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,019,247 | $13,290,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,153,233 | $13,284,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 792,500 | $13,259,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 287,737 | $13,234,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 207,794 | $13,182,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 435,007 | $13,133,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 257,201 | $13,127,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 485,770 | $13,125,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 411,263 | $13,119,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 196,990 | $13,091,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 289,462 | $13,083,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 98,348 | $13,067,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 104,578 | $13,038,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 251,578 | $13,034,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 309,707 | $13,026,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 522,168 | $12,971,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 160,425 | $12,967,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 177,661 | $12,957,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 911,408 | $12,951,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 115,500 | $12,927,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 383,995 | $12,922,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 249,884 | $12,903,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 392,081 | $12,798,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 260,827 | $12,777,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 451,054 | $12,747,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 69,951 | $12,690,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 62,738 | $12,661,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 51,251 | $12,611,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,025,934 | $12,558,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 218,751 | $12,528,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 728,547 | $12,516,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 1,247,366 | $12,499,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 254,585 | $12,482,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 231,800 | $12,382,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 118,741 | $12,331,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 498,050 | $12,317,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 543,479 | $12,283,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,334,150 | $12,247,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 950,958 | $12,239,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 330,881 | $12,236,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 310,077 | $12,188,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 11,283 | $12,186,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 576,354 | $12,184,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 518,198 | $12,111,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 139,087 | $12,057,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 395,168 | $12,033,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 1,547,618 | $12,025,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 425,763 | $12,023,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 666,069 | $11,998,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 712,154 | $11,929,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10,484 | $11,926,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,210,503 | $11,863,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 334,608 | $11,836,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,023,318 | $11,830,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,036,560 | $11,817,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 250,948 | $11,811,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 820,482 | $11,798,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 262,547 | $11,779,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 134,093 | $11,767,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,470,496 | $11,741,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 828,398 | $11,723,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 689,509 | $11,702,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 671,901 | $11,697,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 1,373,674 | $11,690,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 591,338 | $11,685,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 558,886 | $11,653,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 183,545 | $11,642,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 384,710 | $11,618,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 170,881 | $11,596,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,001,229 | $11,595,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,423,879 | $11,578,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 219,384 | $11,575,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 176,581 | $11,573,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 63,105 | $11,526,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 159,572 | $11,524,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 190,390 | $11,499,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 436,627 | $11,422,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 595,839 | $11,411,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 732,886 | $11,353,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 214,336 | $11,333,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 102,855 | $11,331,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 752,822 | $11,321,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 1,475,145 | $11,286,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 149,341 | $11,239,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 772,387 | $11,238,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 143,529 | $11,238,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 623,044 | $11,232,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 717,129 | $11,174,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 612,957 | $11,163,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 177,492 | $11,158,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 225,347 | $11,150,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 194,680 | $11,114,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 166,456 | $11,090,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 164,975 | $11,081,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 429,025 | $11,073,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 154,564 | $11,062,000 | thousands by filing date | |
| SYMMETRICOM INC | 871543104 | COM | 2,291,849 | $11,047,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,582,977 | $10,986,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,560,544 | $10,934,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 288,956 | $10,916,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,322,552 | $10,911,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 78,461 | $10,900,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 1,191,614 | $10,868,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 500,516 | $10,826,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 100,969 | $10,824,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 83,230 | $10,794,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 122,629 | $10,771,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 146,190 | $10,764,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 257,065 | $10,761,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 250,166 | $10,760,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 234,760 | $10,741,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 271,082 | $10,738,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 3,383,802 | $10,727,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 895,141 | $10,653,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 841,176 | $10,599,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 170,048 | $10,595,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,216,040 | $10,527,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 672,889 | $10,505,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,301,343 | $10,502,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,587,202 | $10,493,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,491,313 | $10,485,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 94,803 | $10,476,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 225,717 | $10,441,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 886,980 | $10,433,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 961,785 | $10,386,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 379,321 | $10,382,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 425,951 | $10,350,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 227,345 | $10,324,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 97,132 | $10,287,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 123,500 | $10,239,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 911,967 | $10,223,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 168,600 | $10,222,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 281,652 | $10,165,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 263,782 | $10,161,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 200,000 | $10,118,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 721,030 | $10,007,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 851,631 | $9,990,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 639,180 | $9,969,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 1,102,642 | $9,959,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 818,725 | $9,933,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 764,012 | $9,886,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 379,645 | $9,882,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 186,348 | $9,879,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 123,664 | $9,871,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 205,065 | $9,865,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 384,276 | $9,838,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 836,180 | $9,825,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 180,383 | $9,764,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 573,844 | $9,750,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 977,589 | $9,738,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 126,413 | $9,698,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 202,150 | $9,689,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 278,722 | $9,644,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 546,278 | $9,608,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 625,405 | $9,575,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 74,547 | $9,568,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 440,786 | $9,495,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 609,047 | $9,445,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 462,049 | $9,444,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,591,373 | $9,421,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 534,401 | $9,298,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 233,547 | $9,295,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 521,110 | $9,270,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 280,937 | $9,269,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 497,545 | $9,265,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 182,001 | $9,215,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 215,002 | $9,191,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 649,560 | $9,188,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 331,438 | $9,112,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 433,343 | $9,110,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 104,450 | $9,004,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,016,948 | $8,970,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 258,484 | $8,931,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 208,335 | $8,923,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 81,006 | $8,907,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 96,771 | $8,856,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 397,444 | $8,846,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 705,653 | $8,844,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 196,775 | $8,831,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 144,604 | $8,827,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 329,040 | $8,779,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 100,032 | $8,732,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 239,371 | $8,670,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 272,570 | $8,665,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 860,099 | $8,644,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 132,351 | $8,636,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 351,043 | $8,611,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 118,985 | $8,595,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 44,129 | $8,535,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 262,296 | $8,507,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 223,984 | $8,483,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 480,427 | $8,450,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 126,102 | $8,430,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 321,982 | $8,416,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,261,471 | $8,413,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 643,725 | $8,409,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 478,631 | $8,386,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 291,229 | $8,352,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,155,764 | $8,332,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 678,067 | $8,314,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 815,756 | $8,296,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 130,542 | $8,295,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 567,558 | $8,258,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 137,680 | $8,253,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,647,995 | $8,223,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 408,100 | $8,123,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 98,157 | $8,116,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 718,341 | $8,031,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 432,229 | $8,026,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 354,100 | $7,985,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 289,323 | $7,927,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1,777,587 | $7,910,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 27,438 | $7,900,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,051,908 | $7,837,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 101,785 | $7,837,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 263,296 | $7,823,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 177,927 | $7,799,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 1,836,046 | $7,711,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 278,362 | $7,700,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 300,043 | $7,681,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 850,826 | $7,640,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 148,241 | $7,631,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 609,135 | $7,621,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 369,872 | $7,516,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 376,169 | $7,516,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 206,600 | $7,515,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 192,549 | $7,483,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 141,790 | $7,467,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 319,705 | $7,461,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 208,240 | $7,451,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 182,114 | $7,447,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 462,278 | $7,391,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 238,875 | $7,357,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 134,726 | $7,342,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 135,446 | $7,322,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 125,108 | $7,319,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 163,753 | $7,220,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 507,705 | $7,193,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 593,945 | $7,164,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 180,475 | $7,162,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 646,992 | $7,136,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 105,711 | $7,070,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 66,200 | $7,058,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 132,248 | $7,024,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 390,193 | $6,970,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 618,777 | $6,943,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 93,599 | $6,932,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 108,096 | $6,920,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 280,779 | $6,903,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 215,035 | $6,855,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 258,056 | $6,836,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 524,611 | $6,836,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 505,227 | $6,806,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 417,130 | $6,789,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 495,235 | $6,779,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 810,007 | $6,772,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 200,249 | $6,732,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 200,000 | $6,710,000 | thousands by filing date | call |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 473,231 | $6,681,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 361,471 | $6,651,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 398,352 | $6,641,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 150,130 | $6,641,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 941,465 | $6,629,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 216,869 | $6,624,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 1,092,828 | $6,622,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 660,606 | $6,605,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 56,081 | $6,593,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 424,759 | $6,592,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 433,612 | $6,550,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 173,906 | $6,528,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 482,333 | $6,490,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 667,613 | $6,483,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 143,814 | $6,482,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 380,293 | $6,463,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 191,050 | $6,456,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 301,464 | $6,452,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 283,901 | $6,443,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 107,500 | $6,443,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 349,927 | $6,415,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 518,510 | $6,409,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 365,373 | $6,408,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 240,133 | $6,407,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 490,623 | $6,402,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 240,774 | $6,386,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 170,411 | $6,361,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 675,435 | $6,337,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 426,009 | $6,335,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 96,351 | $6,328,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 78,829 | $6,311,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 466,411 | $6,296,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 86,240 | $6,257,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 128,533 | $6,254,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 372,095 | $6,240,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 50,000 | $6,235,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 207,921 | $6,195,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 162,000 | $6,178,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 2,031,126 | $6,175,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-13-001498 | this filing | 2013-11-14 | acceptance time not in the bulk data set |