13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 4,246 holding rows worth $83,839,167,000.
- Accession
- 0001145443-17-001089
- Filer
- CIK 928047
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 11,657 entries on the cover page, a total value of $83,839,167,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,839,181,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
- included managerManulife Asset Management (Europe) Ltd028-14594
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 200 | $6,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 1,578 | $6,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 492 | $6,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 1,630 | $6,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 939 | $6,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 1,992 | $6,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 108 | $6,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,000 | $6,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 641 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 55 | $5,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 617 | $5,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 577 | $5,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 395 | $5,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 214 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 111 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 55 | $5,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 379 | $5,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 81 | $5,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 380 | $5,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 185 | $5,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 200 | $5,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 47 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 169 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 96 | $5,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 291 | $5,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 216 | $5,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 970 | $5,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 673 | $5,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 773 | $5,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 931 | $5,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,000 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 200 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 382,479 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 150 | $5,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 509 | $5,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 5,000 | $5,000 | thousands by filing date | principal |
| TURTLE BEACH CORP COM | 900450107 | Stock | 6,000 | $5,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 402 | $4,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 63 | $4,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 55 | $4,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 129 | $4,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 212 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 147 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 90 | $4,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 416 | $4,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 138 | $4,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 70 | $4,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 142 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 88 | $4,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 171 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 163 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 127 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 145 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 74 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 223 | $4,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 112 | $4,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 139 | $4,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 276 | $4,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 503 | $4,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 202 | $4,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 6,476 | $4,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 540 | $4,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 473 | $4,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 1,146 | $4,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 10,000 | $4,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 102 | $3,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 36 | $3,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 69 | $3,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 67 | $3,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 35 | $3,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 250 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 102 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 102 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 667 | $3,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 633 | $3,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 128 | $3,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 300 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 267 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 58 | $3,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 181 | $3,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 100 | $3,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 44 | $3,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 200 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 563 | $3,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 67 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 200 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 329 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 87 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 134 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 93 | $3,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 439 | $3,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 75 | $3,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 100 | $3,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 982 | $3,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 433 | $3,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 4,564 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 151 | $3,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 2,706 | $3,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 387 | $3,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 50 | $3,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 35 | $2,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 137 | $2,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 881 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 29 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 157 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 43 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 9 | $2,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 89 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 52 | $2,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 68 | $2,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 200 | $2,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 92 | $2,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 60 | $2,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 152 | $2,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 196 | $2,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 33 | $2,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 84 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 162 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 66 | $2,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 704 | $2,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 32 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 33 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 60 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 72 | $2,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 134 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 59 | $2,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 775 | $2,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 1,895 | $2,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 231 | $2,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 75 | $2,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 256 | $2,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 424 | $2,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 1,200 | $2,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 548 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 11 | $2,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 610 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 125 | $2,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 382 | $2,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 331 | $2,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 289 | $2,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 80 | $2,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 5,500 | $2,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 49 | $2,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 8 | $1,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 153 | $1,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 372 | $1,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 39 | $1,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 114 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 15 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 40 | $1,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 18 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 10 | $1,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 63 | $1,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 180 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 42 | $1,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 96 | $1,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 25 | $1,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 94 | $1,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 77 | $1,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 124 | $1,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 129 | $1,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 95 | $1,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 65 | $1,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 53 | $1,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 200 | $1,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 563 | $1,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 32 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 258 | $1,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 101 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 100 | $1,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 43 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 15 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 14 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 23 | $1,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 97 | $1,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 377 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 18 | $1,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 21 | $1,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 175 | $1,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 497 | $1,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 460 | $1,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 189 | $1,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 285 | $1,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 300 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 203 | $1,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 140 | $1,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 58 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 111 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 507 | $1,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 20 | $1,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 63 | $1,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 340 | $1,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 563 | $1,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 114 | $1,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 179 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 298 | $1,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 58 | $1,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 140 | $1,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 179 | $1,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 58 | $1,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 103 | $1,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 76 | $1,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 729 | $1,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 422 | $1,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 169 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 115 | $1,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 221 | $1,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 734 | $1,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 84 | $1,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 57 | $1,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 366 | $1,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 405 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 300 | $1,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 405 | $1,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 14 | $1,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 257 | $1,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 700 | $1,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 435 | $1,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 142 | $1,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 81 | $1,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 298 | $1,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 48 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 40 | $1,000 | thousands by filing date | |
| POWERSHARES S&P 500 ENHANCED VALUE PORTFOLIO | 73936Q694 | ETF | 38 | $1,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 64 | $1,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 614 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cbs Corporation Cl A New | 124857103 | CLA | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Viacom Inc Cl A | 92553P102 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 221 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-17-001089 | this filing | 2017-11-14 | acceptance time not in the bulk data set |