13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 4,246 holding rows worth $83,839,167,000.
- Accession
- 0001145443-17-001089
- Filer
- CIK 928047
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 11,657 entries on the cover page, a total value of $83,839,167,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,839,181,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
- included managerManulife Asset Management (Europe) Ltd028-14594
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,433 | $194,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,292 | $193,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,679 | $193,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 15,057 | $193,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 16,227 | $193,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 2,951 | $193,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 52,793 | $193,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,497 | $192,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 21,898 | $192,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 17,547 | $192,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 17,446 | $192,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 7,638 | $192,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 17,888 | $192,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 3,817 | $191,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 18,189 | $191,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,918 | $191,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,821 | $191,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,003 | $191,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 69,100 | $191,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 17,853 | $191,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 11,371 | $191,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 25,045 | $191,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 8,221 | $191,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,480 | $190,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 12,542 | $189,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 12,151 | $189,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 66,125 | $189,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 17,280 | $189,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,817 | $188,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,107 | $188,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 6,002 | $188,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 9,241 | $188,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 10,946 | $188,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 22,886 | $188,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 41,718 | $188,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 6,461 | $186,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 8,921 | $186,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,522 | $186,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 18,332 | $186,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 83,811 | $186,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,380 | $185,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 6,538 | $185,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 9,403 | $184,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 9,724 | $184,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 7,857 | $182,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 5,780 | $182,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 12,925 | $182,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,156 | $181,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,684 | $181,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,519 | $181,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 6,358 | $181,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,415 | $181,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 28,398 | $181,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 7,570 | $181,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 7,264 | $180,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 3,138 | $180,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 26,855 | $180,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 12,031 | $180,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 5,306 | $180,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 11,374 | $180,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 9,694 | $180,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,128 | $179,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 6,316 | $179,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 19,298 | $179,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,080 | $178,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 10,280 | $178,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 20,487 | $178,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 11,421 | $178,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 48,127 | $178,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 6,325 | $177,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 9,875 | $177,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,459 | $177,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 30,730 | $177,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 19,433 | $177,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 12,596 | $176,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 3,342 | $176,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 7,721 | $176,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 7,998 | $176,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 108,710 | $176,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 19,217 | $176,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,682 | $175,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 6,710 | $175,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 13,357 | $175,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 619 | $174,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 8,645 | $174,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 31,021 | $174,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 5,710 | $174,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 84,655 | $174,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 23,817 | $174,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 4,816 | $173,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 14,490 | $173,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 4,056 | $173,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 22,157 | $173,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,503 | $172,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 7,929 | $172,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 19,456 | $171,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 23,775 | $171,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 7,082 | $171,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 3,097 | $171,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 6,894 | $171,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 5,745 | $171,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 4,955 | $171,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 16,513 | $170,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 122,996 | $170,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 2,586 | $170,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10,752 | $170,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 14,621 | $170,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 4,657 | $169,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 14,003 | $169,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 7,779 | $169,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 6,312 | $169,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,346 | $168,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 3,347 | $168,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 13,270 | $168,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,367 | $168,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,386 | $167,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,716 | $167,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 4,708 | $167,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 9,791 | $167,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 9,485 | $166,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,909 | $166,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,649 | $166,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 5,465 | $166,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 11,427 | $166,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 9,139 | $165,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 4,380 | $165,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 10,733 | $165,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 23,979 | $165,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 64,637 | $165,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 11,194 | $165,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 11,257 | $165,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 768 | $164,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 8,774 | $164,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,614 | $164,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 9,407 | $164,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 19,431 | $164,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 5,051 | $164,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 8,558 | $163,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 15,447 | $163,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 14,211 | $163,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 47,712 | $163,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,855 | $162,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 4,843 | $162,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 30,508 | $162,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 35,664 | $162,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 41,839 | $162,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 16,888 | $162,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 20,638 | $162,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,690 | $161,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 23,423 | $161,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 7,063 | $161,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 42,874 | $161,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,514 | $161,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 5,929 | $161,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 15,064 | $160,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 10,487 | $160,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 3,749 | $160,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 6,886 | $160,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,836 | $159,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 21,437 | $159,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 21,719 | $159,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 18,281 | $159,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 8,886 | $158,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,834 | $158,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 35 | $158,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 5,693 | $158,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 9,895 | $158,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 36,331 | $157,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 14,425 | $157,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 5,695 | $157,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,301 | $156,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,076 | $156,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,744 | $156,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 164,234 | $156,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 17,227 | $155,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 10,407 | $155,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 10,328 | $155,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,248 | $155,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 27,917 | $155,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,637 | $154,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,110 | $154,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,000 | $154,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 6,950 | $154,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 6,297 | $154,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 7,759 | $153,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 60,682 | $153,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 8,207 | $153,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 4,874 | $153,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 5,690 | $153,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 14,822 | $153,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 8,279 | $152,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 6,359 | $152,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 4,373 | $151,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 137,247 | $151,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 101,535 | $151,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,275 | $150,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 5,003 | $149,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 4,560 | $149,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 6,253 | $149,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 969 | $148,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 25,744 | $148,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 3,293 | $148,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 9,101 | $147,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 20,825 | $147,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,824 | $146,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 7,171 | $146,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 9,710 | $146,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 5,573 | $145,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 4,474 | $145,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 6,350 | $145,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 5,794 | $144,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 4,842 | $144,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 2,500 | $144,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 6,750 | $143,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 4,961 | $142,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 5,131 | $142,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 21,491 | $142,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 16,688 | $141,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 29,881 | $141,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 17,025 | $140,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 4,803 | $139,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 8,853 | $139,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 3,939 | $138,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 4,899 | $138,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,972 | $137,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 9,382 | $136,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,097 | $135,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 3,050 | $135,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 7,069 | $134,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,030 | $134,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 4,041 | $134,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,966 | $133,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 155 | $133,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 21,748 | $133,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 2,868 | $132,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 2,585 | $132,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 5,485 | $132,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 19,098 | $132,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 3,158 | $131,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 4,215 | $131,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,788 | $131,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,529 | $130,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 3,278 | $130,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,040 | $129,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 7,067 | $129,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 15,061 | $129,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 6,769 | $128,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 829 | $127,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 555 | $127,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 9,421 | $127,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 19,222 | $126,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 2,051 | $126,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 5,022 | $125,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 1,625 | $125,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 6,181 | $124,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 5,936 | $124,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 5,653 | $123,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 10,660 | $123,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 4,259 | $123,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 4,020 | $122,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 3,155 | $122,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 32,388 | $122,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,839 | $122,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 3,101 | $121,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 28,919 | $121,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 2,386 | $120,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 2,107 | $120,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 4,777 | $120,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 2,450 | $120,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 11,935 | $120,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,499 | $119,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 5,207 | $119,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,360 | $118,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 9,175 | $118,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 7,756 | $118,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 3,606 | $118,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 23,042 | $118,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 3,853 | $117,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 8,769 | $117,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 5,727 | $117,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 2,283 | $117,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 4,123 | $116,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,857 | $116,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 5,577 | $115,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 17,603 | $115,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 4,597 | $115,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,785 | $114,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,159 | $113,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 7,211 | $113,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 2,510 | $113,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 18,364 | $112,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 7,638 | $112,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 7,818 | $111,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 6,193 | $111,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 20,128 | $111,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 4,369 | $110,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 6,889 | $110,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,915 | $110,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 4,319 | $110,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 21,599 | $110,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 28,343 | $110,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,232 | $109,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 6,804 | $109,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 3,444 | $109,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,470 | $109,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,771 | $109,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 697 | $108,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,746 | $108,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,695 | $108,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 6,459 | $108,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 2,980 | $107,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 2,210 | $106,000 | thousands by filing date | |
| TARGACEPT INC | 87611RAA6 | NOTE 2/1 | 1,349 | $106,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 5,116 | $105,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 5,999 | $104,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,218 | $103,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 3,897 | $103,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,840 | $102,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 5,866 | $102,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 3,911 | $102,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 13,550 | $101,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 6,164 | $101,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 6,867 | $101,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 2,486 | $100,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 11,375 | $100,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 5,970 | $100,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 3,365 | $100,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 3,761 | $99,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,225 | $98,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,064 | $98,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 2,936 | $98,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,465 | $98,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 3,066 | $98,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,154 | $96,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 5,510 | $96,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 7,392 | $96,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 21,061 | $95,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 11,883 | $95,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 3,704 | $95,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 6,100 | $95,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 800 | $94,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 2,140 | $94,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 3,702 | $94,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,635 | $93,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 6,000 | $93,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 3,583 | $93,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,793 | $92,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 2,423 | $92,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,556 | $92,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,597 | $92,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 15,548 | $92,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 3,692 | $92,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 7,680 | $91,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 1,651 | $91,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 10,583 | $90,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 1,693 | $90,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 9,793 | $89,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,242 | $89,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 19,194 | $89,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 18,666 | $89,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 2,669 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,795 | $88,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 9,914 | $88,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,000 | $88,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 4,019 | $88,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 4,599 | $88,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 3,434 | $88,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 1,686 | $87,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1,742 | $87,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,034 | $87,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 6,031 | $87,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 26,174 | $87,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 6,293 | $86,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 17,894 | $85,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 4,688 | $84,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 4,929 | $82,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 20,651 | $82,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 6,911 | $82,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,598 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,649 | $81,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 6,175 | $81,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 5,073 | $81,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 2,592 | $81,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 5,244 | $81,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 788 | $80,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,731 | $80,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 3,188 | $80,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 19,189 | $79,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,174 | $79,000 | thousands by filing date | |
| INNOVATOR LUNT LOW VOL/HIGH BETA TACTICAL ETF | 287711790 | ETF | 2,530 | $79,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 4,113 | $78,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,215 | $78,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2,321 | $78,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 1,542 | $78,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 761 | $78,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,711 | $78,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 2,998 | $77,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 587 | $74,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 2,767 | $74,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,573 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1,462 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 5,248 | $72,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 4,242 | $72,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,513 | $71,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 2,957 | $71,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 1,940 | $71,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 270 | $70,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 3,680 | $70,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,273 | $69,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 572 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 677 | $68,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 7,130 | $68,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,376 | $67,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 435 | $66,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 33,321 | $66,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 380 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 2,364 | $66,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 458 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 3,251 | $65,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,553 | $65,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 8,187 | $65,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 3,496 | $65,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 4,049 | $65,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 24,896 | $65,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 3,587 | $64,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 9,504 | $64,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,337 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 994 | $63,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 4,122 | $63,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12,281 | $63,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 6,183 | $63,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 7,936 | $62,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 6,597 | $62,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,612 | $62,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 2,427 | $62,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 2,884 | $62,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 5,331 | $62,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 4,331 | $61,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 5,127 | $61,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 11,244 | $61,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 923 | $60,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,872 | $60,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,435 | $60,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 7,900 | $60,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1,120 | $60,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 13,244 | $60,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 5,544 | $59,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 2,675 | $59,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 66,665 | $59,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,530 | $59,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,998 | $58,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,174 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 940 | $58,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 4,017 | $58,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 38,229 | $58,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 7,505 | $58,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,200 | $57,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 384 | $57,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 597 | $57,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 3,930 | $56,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 543 | $56,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 3,303 | $56,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 217 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 365 | $55,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 3,207 | $55,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,140 | $55,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,809 | $55,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 801 | $54,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 3,329 | $54,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,525 | $54,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,893 | $54,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 2,481 | $53,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 4,350 | $53,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 2,519 | $53,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 3,717 | $53,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 1,970 | $52,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 5,000 | $52,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,887 | $52,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 2,422 | $51,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 9,135 | $51,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 937 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,045 | $50,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 615 | $50,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 438 | $49,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,008 | $49,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,192 | $49,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,220 | $49,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 940 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 391 | $48,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 1,246 | $48,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,861 | $48,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,417 | $47,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 2,375 | $47,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,125 | $47,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 14,721 | $47,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 2,312 | $46,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,795 | $46,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 2,034 | $46,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 2,484 | $46,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,321 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-17-001089 | this filing | 2017-11-14 | acceptance time not in the bulk data set |