13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 4,282 holding rows worth $78,958,879,000.
- Accession
- 0001145443-17-000618
- Filer
- CIK 928047
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 11,438 entries on the cover page, a total value of $78,958,879,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $78,958,938,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
- included managerManulife Asset Management (Europe) Ltd028-14594
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,142 | $24,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,197 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 128 | $24,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 3,380 | $24,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 906 | $24,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,978 | $24,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 706 | $24,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 9,261 | $24,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,197 | $24,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 419 | $24,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,385 | $24,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 984 | $24,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 2,417 | $24,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,720 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 528 | $23,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 1,690 | $23,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 3,804 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 400 | $23,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,929 | $23,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 8,393 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 618 | $23,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 979 | $23,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 888 | $23,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 736 | $23,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 4,828 | $23,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 4,001 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,995 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 259 | $22,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 2,338 | $22,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 642 | $22,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,227 | $22,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 16,832 | $22,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,000 | $21,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,698 | $21,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 1,445 | $21,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 1,013 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 642 | $20,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 393 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 620 | $20,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,302 | $20,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,062 | $20,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 443 | $20,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 4,929 | $20,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 2,841 | $20,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 1,145 | $20,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 1,394 | $20,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 1,236 | $20,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 1,099 | $19,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,085 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 322 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 692 | $19,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 349 | $19,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,182 | $19,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 372 | $19,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,062 | $18,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 580 | $18,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 735 | $18,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,116 | $18,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 15,294 | $18,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 3,672 | $18,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 167 | $17,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 509 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 198 | $17,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 315 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 140 | $17,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,012 | $17,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,214 | $17,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,885 | $17,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 722 | $17,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 280 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 531 | $16,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,000 | $16,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,111 | $16,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 474 | $16,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 2,305 | $16,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,757 | $16,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 576 | $16,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 26,556 | $16,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 238 | $15,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 940 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 366 | $15,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,904 | $15,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 457 | $15,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 2,196 | $15,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 600 | $15,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 2,448 | $15,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 428 | $15,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,176 | $15,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,197 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 379 | $15,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 2,462 | $15,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 931 | $15,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 262 | $14,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 124 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200 | $14,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,626 | $14,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 685 | $14,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 884 | $14,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,116 | $14,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 613 | $14,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 6,422 | $14,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 200 | $13,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 302 | $13,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 442 | $13,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,184 | $13,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 841 | $13,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 818 | $13,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 612 | $13,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,321 | $13,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 1,455 | $13,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 812 | $13,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 300 | $13,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 622 | $13,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 349 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 300 | $13,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,758 | $13,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 400 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 272 | $12,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 646 | $12,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,979 | $12,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 85 | $12,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,403 | $12,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 450 | $12,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 209 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 800 | $12,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 771 | $12,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 1,941 | $12,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 1,847 | $12,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 132 | $11,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 683 | $11,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,153 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 715 | $11,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,244 | $11,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 312 | $11,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,555 | $11,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 684 | $11,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,580 | $11,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 748 | $11,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 652 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 68 | $11,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 450 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 124 | $11,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 1,484 | $11,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 870 | $11,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 6,939 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 1,082 | $11,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 1,178 | $11,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F395 | TREAS HEDGED HIG | 450 | $11,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 141 | $10,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 170 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 189 | $10,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 570 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 413 | $10,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 1,205 | $10,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 187 | $10,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,064 | $10,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,410 | $10,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 1,507 | $10,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 149 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 155 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 313 | $9,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 539 | $9,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 626 | $9,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 281 | $9,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 2,175 | $9,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 449 | $9,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 914 | $9,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 396 | $9,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,763 | $9,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 650 | $9,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 2,858 | $9,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,221 | $9,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 5,500 | $9,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,317 | $9,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 3,157 | $9,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 497 | $9,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 56 | $8,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 94 | $8,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 904 | $8,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 948 | $8,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 370 | $8,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 533 | $8,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 304 | $8,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 2,686 | $8,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 529 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 342 | $8,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 299 | $8,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,270 | $8,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,346 | $8,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,205 | $8,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,224 | $8,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 900 | $8,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 646 | $8,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,780 | $8,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 5,196 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 390 | $8,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,055 | $8,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 360 | $8,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 1,255 | $8,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 550 | $8,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,334 | $8,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 258 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 213 | $8,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 4,315 | $8,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 2,277 | $8,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,679 | $8,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 1,797 | $8,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 757 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 364 | $7,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,200 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 136 | $7,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 300 | $7,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 532 | $7,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 697 | $7,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,000 | $7,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 382 | $7,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 665 | $7,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 547 | $7,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,712 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 137 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 222 | $7,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 178 | $7,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 927 | $7,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 88 | $7,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 912 | $7,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 924 | $7,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,635 | $7,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1,942 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 373 | $7,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 2,499 | $7,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 1,116 | $7,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 58 | $7,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 584 | $7,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 1,702 | $7,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 8,068 | $7,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 49 | $6,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 185 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 63 | $6,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 58 | $6,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 171 | $6,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 203 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 184 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 159 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 57 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 64 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 113 | $6,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 3,218 | $6,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,164 | $6,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 288 | $6,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 307 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 97 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 61 | $6,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 590 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 129 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 103 | $6,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,160 | $6,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 322 | $6,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 3,177 | $6,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 1,155 | $6,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 868 | $6,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 954 | $6,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 2,788 | $6,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 533 | $6,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 617 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 131 | $6,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 1,263 | $6,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 1,481 | $6,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 1,094 | $6,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,300 | $6,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 385 | $6,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 709 | $6,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 21 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 172 | $5,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 322 | $5,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 159 | $5,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 379 | $5,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 243 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 435 | $5,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 586 | $5,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 280 | $5,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 583 | $5,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 941 | $5,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 200 | $5,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 577 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 188 | $5,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,409 | $5,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,760 | $5,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 672 | $5,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 267 | $5,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 658 | $5,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 785 | $5,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 286 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 155 | $5,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 970 | $5,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 710 | $5,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 466 | $5,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,354 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 103 | $5,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 2,731 | $5,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 93 | $5,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 626 | $5,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 622 | $5,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,022 | $5,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 712 | $5,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 5,000 | $5,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F676 | COM | 55 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 30 | $4,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 103 | $4,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 484 | $4,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 243 | $4,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,704 | $4,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 320 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 147 | $4,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 217 | $4,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 368 | $4,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 333 | $4,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 73 | $4,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,524 | $4,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 320 | $4,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,173 | $4,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 255 | $4,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 481 | $4,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 494 | $4,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,147 | $4,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,181 | $4,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 288 | $4,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 242 | $4,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 522 | $4,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 750 | $4,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 11,697 | $4,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 534 | $4,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 592 | $4,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 326 | $4,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,822 | $4,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1,177 | $4,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 921 | $4,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 2,111 | $4,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 3,427 | $4,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 6,637 | $4,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 924 | $4,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 529 | $4,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 629 | $4,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,017 | $4,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 540 | $4,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 30 | $4,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 770 | $4,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 775 | $4,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 912 | $4,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 381 | $4,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 4,488 | $4,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 288 | $3,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 124 | $3,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 888 | $3,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 250 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 667 | $3,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 115 | $3,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 423 | $3,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 122 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 57 | $3,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 181 | $3,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,807 | $3,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 34 | $3,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 37 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 563 | $3,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 466 | $3,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,251 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 510 | $3,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 221 | $3,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 3,223 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 274 | $3,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 308 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 31 | $3,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 53 | $3,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 124 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 55 | $3,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,717 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 134 | $3,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 912 | $3,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 369 | $3,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 775 | $3,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 1,351 | $3,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 140 | $3,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,316 | $3,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 310 | $3,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 177 | $3,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 638 | $3,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 958 | $3,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 960 | $3,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 236 | $3,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 1,132 | $3,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,452 | $3,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,096 | $3,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 243 | $3,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 1,603 | $3,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 4,825 | $3,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 2,427 | $3,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 6,300 | $3,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,772 | $3,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 521 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,818 | $3,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 678 | $3,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,828 | $3,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 2,978 | $3,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 1,702 | $3,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 2,405 | $3,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 780 | $3,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 473 | $3,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 1,254 | $3,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 1,006 | $3,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 463 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 382,479 | $3,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 1,048 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 151 | $3,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 854 | $3,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 144 | $3,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 799 | $3,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 2,409 | $3,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 620 | $3,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 763 | $3,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 312 | $3,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 1,940 | $3,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 3,471 | $3,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 948 | $3,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 277 | $2,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,489 | $2,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 29 | $2,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 533 | $2,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 43 | $2,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 42 | $2,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 22 | $2,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 94 | $2,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 275 | $2,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 125 | $2,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 151 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 57 | $2,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 807 | $2,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 250 | $2,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 58 | $2,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 671 | $2,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 82 | $2,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 80 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 158 | $2,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,622 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 176 | $2,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 116 | $2,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 808 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,777 | $2,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 228 | $2,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 216 | $2,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 252 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 39 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 89 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 43 | $2,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 315 | $2,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 317 | $2,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 145 | $2,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 1,562 | $2,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 42 | $2,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,540 | $2,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 959 | $2,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 314 | $2,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 3,311 | $2,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 543 | $2,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 72 | $2,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,271 | $2,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 4,305 | $2,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 849 | $2,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 2,233 | $2,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 1,140 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,904 | $2,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 3,221 | $2,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 323 | $2,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 1,039 | $2,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,321 | $2,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 2,093 | $2,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 84 | $2,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 887 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 60 | $2,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 2,609 | $2,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 44 | $2,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 653 | $2,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 1,181 | $2,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 557 | $2,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 588 | $2,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 734 | $2,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 57 | $2,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 173 | $2,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 1,138 | $2,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 980 | $2,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 254 | $2,000 | thousands by filing date | |
| SYNLOGIC | 60470J103 | Stock | 1,126 | $2,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 323 | $2,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 453 | $2,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 449 | $2,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 992 | $2,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 1,106 | $2,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,755 | $2,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 132 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-17-000618 | this filing | 2017-05-15 | acceptance time not in the bulk data set |