13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 4,282 holding rows worth $78,958,879,000.
- Accession
- 0001145443-17-000618
- Filer
- CIK 928047
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 11,438 entries on the cover page, a total value of $78,958,879,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $78,958,938,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
- included managerManulife Asset Management (Europe) Ltd028-14594
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENPACT LIMITED SHS | G3922B107 | Stock | 6,053 | $150,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,256 | $150,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 17,213 | $150,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7,370 | $150,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,839 | $149,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 5,761 | $149,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 15,215 | $149,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,702 | $148,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 9,548 | $148,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 5,030 | $148,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,059 | $147,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 5,999 | $147,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,985 | $147,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,807 | $146,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 7,666 | $146,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 6,521 | $145,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 19,163 | $145,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 24,217 | $145,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 27,278 | $145,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 47,033 | $145,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 767 | $144,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 941 | $144,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 19,662 | $144,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 51,022 | $143,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 10,858 | $143,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 21,909 | $143,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 711 | $142,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 37,629 | $142,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 10,687 | $142,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 978 | $142,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 14,932 | $141,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 5,942 | $141,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 15,089 | $140,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 10,606 | $140,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 15,094 | $139,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 3,019 | $139,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 10,914 | $139,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 37,861 | $139,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 3,433 | $138,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 18,917 | $138,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 7,415 | $138,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 36,922 | $138,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 7,100 | $137,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 11,020 | $137,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 7,709 | $137,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 34,289 | $136,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,580 | $135,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 13,454 | $135,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 23,700 | $135,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 5,490 | $135,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 3,833 | $135,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,437 | $135,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 2,687 | $135,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 8,067 | $134,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 10,673 | $134,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 23,148 | $133,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 7,936 | $133,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 3,863 | $133,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,131 | $133,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 12,081 | $133,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 15,096 | $133,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 4,130 | $132,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 4,805 | $132,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 24,307 | $132,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,070 | $131,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 9,860 | $131,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 14,350 | $131,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,234 | $130,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 27,020 | $130,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 4,058 | $130,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 14,394 | $130,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 4,528 | $130,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 16,108 | $130,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 51,337 | $130,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 23,558 | $130,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 4,971 | $129,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 14,260 | $129,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 21,435 | $129,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 27,541 | $129,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 4,064 | $129,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 35,250 | $129,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 40,363 | $128,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 32,670 | $127,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 5,537 | $127,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 5,424 | $127,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 49,581 | $127,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 6,575 | $126,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 6,239 | $126,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 6,880 | $126,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 2,146 | $126,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 3,195 | $125,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 32,478 | $125,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 29,519 | $125,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 8,891 | $125,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,025 | $124,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 9,059 | $124,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 7,335 | $124,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,857 | $123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 2,535 | $123,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,095 | $123,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,606 | $123,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,374 | $122,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 5,049 | $122,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 2,163 | $122,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 10,322 | $122,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 11,580 | $122,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 2,834 | $121,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 10,120 | $121,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 8,606 | $121,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 34,579 | $120,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 7,012 | $120,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 6,375 | $119,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 29,729 | $119,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 68,922 | $119,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 30,464 | $119,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 3,626 | $118,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 4,947 | $118,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 26,795 | $118,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 13,757 | $118,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 3,738 | $117,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,243 | $117,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 6,614 | $117,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 17,848 | $117,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,055 | $116,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 579 | $116,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,217 | $116,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,743 | $115,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 1,796 | $115,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 14,746 | $115,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 2,155 | $114,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 12,675 | $114,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 7,006 | $114,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 12,633 | $114,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,036 | $113,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 2,780 | $113,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 5,046 | $113,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 107,905 | $113,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,637 | $112,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 3,578 | $112,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 9,576 | $112,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 6,377 | $112,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 2,528 | $112,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 3,507 | $111,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,412 | $111,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 6,144 | $111,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 11,254 | $111,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,864 | $111,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,055 | $111,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,873 | $111,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 5,162 | $111,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 27,424 | $111,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,527 | $110,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 13,020 | $110,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 18,685 | $110,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,324 | $109,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 4,672 | $109,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,610 | $109,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 11,256 | $108,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,472 | $107,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 22,241 | $107,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 2,019 | $107,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,459 | $106,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,997 | $106,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 11,928 | $106,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 907 | $106,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 5,092 | $105,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,509 | $105,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 40,611 | $105,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,015 | $105,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,120 | $105,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 7,197 | $105,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 3,925 | $104,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 6,217 | $104,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 4,847 | $104,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 3,668 | $104,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,583 | $103,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 6,824 | $103,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 689 | $102,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 3,331 | $102,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 4,498 | $102,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 7,348 | $102,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,266 | $101,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 6,406 | $101,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 4,518 | $101,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 8,551 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,240 | $100,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 2,007 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,693 | $100,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 7,996 | $100,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 17,956 | $99,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 5,085 | $99,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 26,684 | $99,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 6,179 | $98,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 7,032 | $98,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 35,662 | $98,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 5,547 | $98,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 23,894 | $98,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 6,077 | $98,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,545 | $97,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 22,832 | $97,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 12,433 | $97,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 10,172 | $97,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 8,755 | $97,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 979 | $96,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 6,575 | $96,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 2,406 | $96,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,763 | $94,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 4,089 | $94,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 35,546 | $94,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 16,217 | $94,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 7,227 | $93,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 5,814 | $93,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 5,047 | $93,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 4,686 | $93,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,944 | $93,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 2,959 | $92,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 7,838 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 565 | $91,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 3,293 | $91,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 5,971 | $91,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 5,469 | $90,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 907 | $90,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 1,496 | $90,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 8,917 | $90,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,929 | $90,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 643 | $89,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 2,519 | $89,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,395 | $89,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 758 | $89,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 2,867 | $88,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 13,462 | $88,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 11,076 | $88,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 8,721 | $88,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 4,806 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,985 | $87,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 7,047 | $87,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,628 | $86,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 9,562 | $86,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 4,172 | $86,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,225 | $85,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,380 | $85,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 3,956 | $85,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,834 | $85,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 21,537 | $85,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,000 | $84,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 1,612 | $84,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,663 | $82,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,526 | $82,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 4,099 | $82,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 3,628 | $82,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 6,937 | $82,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 3,240 | $82,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,319 | $81,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 5,043 | $81,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 2,776 | $80,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 774 | $80,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 54,425 | $80,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 719 | $80,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 689 | $80,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,564 | $79,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 735 | $78,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 693 | $78,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,968 | $78,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 6,956 | $78,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 12,916 | $77,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 5,271 | $76,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 3,990 | $75,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 3,404 | $75,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 2,520 | $74,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 6,730 | $73,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 2,949 | $73,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,800 | $72,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 2,155 | $72,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 2,255 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 652 | $71,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 38,148 | $71,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 25,020 | $71,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 5,357 | $71,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 2,809 | $71,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,137 | $70,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 9,698 | $70,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 2,698 | $70,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 24,485 | $70,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 3,177 | $70,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 5,129 | $69,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,455 | $69,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 4,639 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,177 | $68,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,487 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 877 | $68,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 2,696 | $68,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 809 | $67,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 6,164 | $67,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 3,604 | $67,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,263 | $66,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,076 | $65,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,975 | $65,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 4,301 | $65,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 5,095 | $64,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 16,244 | $64,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,071 | $63,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 3,202 | $63,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 3,292 | $63,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 2,502 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 785 | $62,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,275 | $62,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 6,743 | $61,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 1,333 | $61,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,998 | $60,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 5,813 | $60,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,726 | $60,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 9,967 | $60,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 25,882 | $60,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 11,963 | $60,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 280 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,519 | $59,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,658 | $59,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,792 | $59,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 1,982 | $59,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 2,341 | $59,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 2,675 | $59,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 4,367 | $58,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,400 | $58,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 2,772 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,490 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,364 | $57,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 2,058 | $57,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 2,043 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1,510 | $56,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 10,000 | $56,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,015 | $56,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 442 | $55,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 552 | $54,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 7,388 | $54,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 624 | $54,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,048 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,018 | $54,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 7,702 | $54,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 4,693 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,547 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 1,132 | $52,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 11,802 | $52,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,528 | $52,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 13,151 | $52,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,162 | $52,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 366 | $51,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,360 | $51,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 890 | $51,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 2,625 | $51,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,582 | $51,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 1,246 | $51,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 4,827 | $51,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 7,745 | $51,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,136 | $51,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 2,114 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,825 | $50,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 15,751 | $50,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 621 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,312 | $50,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 2,898 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 1,656 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 578 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,763 | $49,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,041 | $49,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 495 | $49,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 28,554 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 774 | $48,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 16,527 | $48,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 7,431 | $47,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,949 | $47,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,870 | $47,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,203 | $47,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 3,668 | $46,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 2,703 | $46,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 3,270 | $46,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 2,440 | $46,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 666 | $46,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 26,262 | $46,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 816 | $45,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,465 | $45,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,670 | $45,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 305 | $44,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 868 | $44,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,035 | $44,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 894 | $44,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 2,506 | $44,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 4,509 | $44,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 292 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 810 | $43,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,984 | $43,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,557 | $43,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 3,621 | $43,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 2,295 | $43,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 957 | $42,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,021 | $42,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 2,082 | $42,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,240 | $42,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,868 | $41,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,220 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 837 | $41,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 4,000 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 315 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 242 | $40,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,187 | $40,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 936 | $40,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 2,247 | $40,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,285 | $40,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 3,586 | $40,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,567 | $39,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,448 | $39,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 6,501 | $39,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 1,640 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 461 | $38,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 2,732 | $38,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 2,055 | $38,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,382 | $38,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,201 | $38,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 316 | $37,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,812 | $37,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 712 | $37,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,449 | $37,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,858 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 268 | $36,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 777 | $35,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,092 | $35,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 4,297 | $35,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,006 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 1,417 | $35,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,901 | $35,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 11,654 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 250 | $34,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 335 | $34,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,648 | $34,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 1,395 | $34,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,206 | $34,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 41,623 | $34,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 19,881 | $34,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 2,256 | $34,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 18,044 | $34,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 2,502 | $33,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 695 | $33,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,399 | $33,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 2,400 | $33,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 53,366 | $33,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 2,615 | $33,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,515 | $32,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 4,315 | $32,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 1,260 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 200 | $31,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 886 | $31,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,106 | $31,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,128 | $31,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,191 | $31,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 13,644 | $31,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 4,270 | $31,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 722 | $30,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 630 | $30,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,445 | $30,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 9,257 | $30,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 763 | $30,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 710 | $29,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,293 | $29,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,376 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 311 | $29,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,367 | $29,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 7,767 | $29,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 938 | $29,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 2,111 | $29,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 2,623 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,109 | $28,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,576 | $28,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 1,815 | $28,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 1,107 | $28,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 693 | $28,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 846 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 341 | $27,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 5,369 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 799 | $27,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 9,442 | $27,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 8,480 | $27,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 1,599 | $27,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 2,689 | $27,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 9,356 | $26,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,765 | $26,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 790 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 791 | $26,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 1,707 | $26,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 3,439 | $26,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 5,419 | $26,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 1,647 | $25,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,115 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 497 | $25,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 213 | $25,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,993 | $25,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,706 | $25,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 718 | $25,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 5,845 | $25,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 5,912 | $25,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 2,017 | $25,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 3,705 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-17-000618 | this filing | 2017-05-15 | acceptance time not in the bulk data set |