13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 4,339 holding rows worth $65,140,586,000.
- Accession
- 0001145443-16-002043
- Filer
- CIK 928047
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 9,442 entries on the cover page, a total value of $65,140,586,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $65,140,611,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW MTN FIN CORP | 647551100 | COM | 1,765 | $23,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 982 | $23,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 745 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 745 | $22,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 2,500 | $22,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 718 | $22,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 800 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 140 | $21,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,115 | $21,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 686 | $21,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,559 | $21,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 182 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 457 | $20,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,897 | $20,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 2,000 | $20,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 466 | $20,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 1,263 | $20,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 1,236 | $20,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 200 | $19,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,343 | $19,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,221 | $19,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,000 | $19,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 905 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 888 | $19,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,080 | $19,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,617 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 500 | $19,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 5,500 | $19,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,467 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 631 | $18,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,203 | $18,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 714 | $18,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 443 | $18,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 4,121 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 280 | $18,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 360 | $18,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,757 | $18,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 1,053 | $18,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 2,417 | $18,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 337 | $17,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 173 | $17,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,268 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 567 | $17,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 642 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 641 | $17,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,100 | $17,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,745 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 211 | $17,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 169 | $17,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 600 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 693 | $17,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 8,300 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 662 | $17,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 143 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 975 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 176 | $16,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 509 | $16,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 139 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 148 | $16,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,062 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 709 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 476 | $16,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,139 | $16,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 166 | $16,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 808 | $16,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,078 | $16,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,886 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 375 | $16,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 148 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 230 | $15,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 939 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 233 | $15,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 626 | $15,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,321 | $15,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 600 | $15,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 884 | $15,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 9,257 | $15,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 683 | $15,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 855 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 440 | $14,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 242 | $14,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 580 | $14,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 612 | $14,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,034 | $14,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,729 | $14,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 16,718 | $14,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,285 | $14,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,109 | $14,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 538 | $14,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 530 | $14,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 2,277 | $14,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,254 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 244 | $13,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 2,687 | $13,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,092 | $13,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 660 | $13,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 389 | $13,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 688 | $13,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 90 | $13,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 981 | $13,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 64 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 791 | $12,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 600 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 348 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 300 | $12,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 748 | $12,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 845 | $12,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,456 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 266 | $12,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 902 | $12,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 450 | $12,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 708 | $12,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 450 | $12,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 3,395 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 329 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 441 | $12,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 806 | $12,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 1,537 | $12,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 2,777 | $12,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,049 | $12,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,679 | $12,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,630 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 272 | $11,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 700 | $11,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 709 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 113 | $11,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 548 | $11,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 622 | $11,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,334 | $11,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 1,282 | $11,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,116 | $11,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 412 | $11,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 2,341 | $11,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 227 | $10,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 704 | $10,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,678 | $10,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,330 | $10,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 613 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 80 | $10,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 809 | $10,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 944 | $10,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,332 | $10,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 512 | $10,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,580 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 500 | $10,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 684 | $10,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 751 | $10,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 842 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 241 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 124 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 198 | $10,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 865 | $10,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 1,205 | $10,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,055 | $10,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 1,100 | $10,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 4,988 | $10,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,346 | $10,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 3,232 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 204 | $10,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 5,285 | $10,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,221 | $10,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 10,488 | $10,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F395 | TREAS HEDGED HIG | 450 | $10,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 325 | $9,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 131 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 180 | $9,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,244 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 198 | $9,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 606 | $9,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 505 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 200 | $9,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 300 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 68 | $9,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 3,257 | $9,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 553 | $9,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 1,679 | $9,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,057 | $9,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 5,586 | $9,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 4,856 | $9,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 1,048 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 64 | $8,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 494 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 331 | $8,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,181 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 342 | $8,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,270 | $8,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,534 | $8,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 728 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 291 | $8,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 785 | $8,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 721 | $8,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 2,109 | $8,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,413 | $8,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 6,166 | $8,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 967 | $8,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 585 | $8,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,539 | $8,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 83 | $8,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 849 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 211 | $8,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 937 | $8,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,317 | $8,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,853 | $8,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 497 | $8,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 609 | $8,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 242 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 78 | $7,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 660 | $7,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 566 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 142 | $7,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 637 | $7,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 869 | $7,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 400 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 425 | $7,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 363 | $7,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 637 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 157 | $7,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 13,298 | $7,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 807 | $7,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,479 | $7,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 6,233 | $7,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 1,245 | $7,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,046 | $7,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 774 | $7,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,245 | $7,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 4,811 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 630 | $7,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 440 | $7,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 1,168 | $7,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 503 | $7,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 650 | $7,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 6,563 | $7,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 2,576 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 495 | $7,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 1,899 | $7,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 803 | $7,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 1,200 | $7,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 1,788 | $7,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 854 | $7,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 413 | $7,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 1,110 | $7,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 145 | $6,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 112 | $6,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 100 | $6,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 134 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 300 | $6,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 997 | $6,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 506 | $6,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 2,686 | $6,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 394 | $6,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 1,339 | $6,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 418 | $6,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,416 | $6,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 400 | $6,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,225 | $6,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 400 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 249 | $6,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 861 | $6,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 564 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 229 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 220 | $6,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 340 | $6,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 314 | $6,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 5,196 | $6,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 1,364 | $6,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 4,328 | $6,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,822 | $6,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 814 | $6,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,250 | $6,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 1,255 | $6,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 1,275 | $6,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 1,025 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 268 | $6,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 1,096 | $6,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 224 | $6,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 1,462 | $6,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 4,178 | $6,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 3,157 | $6,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 620 | $6,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 853 | $6,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 1,595 | $6,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 582 | $6,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 61 | $5,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 53 | $5,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 38 | $5,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,014 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 40 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 44 | $5,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 126 | $5,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 2,229 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 109 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 435 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 300 | $5,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 185 | $5,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,622 | $5,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,218 | $5,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 511 | $5,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,164 | $5,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 304 | $5,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,328 | $5,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 722 | $5,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,205 | $5,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,151 | $5,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 216 | $5,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 941 | $5,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 590 | $5,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 200 | $5,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,760 | $5,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 658 | $5,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 243 | $5,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 242 | $5,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 708 | $5,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 381 | $5,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 2,425 | $5,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 3,682 | $5,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 387 | $5,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 958 | $5,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 868 | $5,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 466 | $5,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 336 | $5,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,496 | $5,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 1,053 | $5,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,791 | $5,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 921 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 250 | $5,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 678 | $5,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 2,788 | $5,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 337 | $5,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 58 | $5,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 473 | $5,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 2,731 | $5,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,579 | $5,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 93 | $5,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 166 | $5,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 768 | $5,000 | thousands by filing date | |
| SYNLOGIC | 60470J103 | Stock | 1,126 | $5,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 524 | $5,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 312 | $5,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 1,517 | $5,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 896 | $5,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 549333300 | Stock | 1,204 | $5,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 647 | $5,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 782 | $5,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 463 | $5,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 15 | $4,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 533 | $4,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 109 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 147 | $4,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 826 | $4,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 312 | $4,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 758 | $4,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 1,210 | $4,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,251 | $4,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,524 | $4,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 280 | $4,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 320 | $4,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 825 | $4,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 547 | $4,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 113 | $4,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 572 | $4,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 255 | $4,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,409 | $4,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 677 | $4,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 984 | $4,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 494 | $4,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 894 | $4,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 322 | $4,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,181 | $4,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 775 | $4,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 522 | $4,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 827 | $4,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,601 | $4,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 807 | $4,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 427 | $4,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,635 | $4,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1,942 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 378 | $4,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,354 | $4,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 903 | $4,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 78 | $4,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 2,233 | $4,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 2,427 | $4,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,772 | $4,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 45 | $4,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 372 | $4,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 3,427 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 394 | $4,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 2,283 | $4,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 3,221 | $4,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 550 | $4,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 1,702 | $4,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 7,706 | $4,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 815 | $4,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 1,006 | $4,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,300 | $4,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 536 | $4,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 194 | $4,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 775 | $4,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,022 | $4,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 2,409 | $4,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 1,507 | $4,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 1,940 | $4,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 471 | $4,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 712 | $4,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 847 | $4,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 7,447 | $4,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 948 | $4,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P100 | COM | 557 | $4,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 69 | $3,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 73 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 54 | $3,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 20 | $3,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,489 | $3,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 500 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 30 | $3,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 300 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 667 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 29 | $3,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 147 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 50 | $3,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 189 | $3,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 65 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 563 | $3,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 474 | $3,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 130 | $3,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 200 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 200 | $3,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 100 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 698 | $3,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,979 | $3,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,224 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 274 | $3,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 203 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 600 | $3,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 61 | $3,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,173 | $3,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,717 | $3,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,000 | $3,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 252 | $3,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,147 | $3,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 912 | $3,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 365 | $3,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,403 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,540 | $3,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 534 | $3,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,316 | $3,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 325 | $3,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 1,197 | $3,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 959 | $3,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,452 | $3,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,271 | $3,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1,177 | $3,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,126 | $3,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 4,577 | $3,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 2,111 | $3,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 3,438 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,818 | $3,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,828 | $3,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 2,978 | $3,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 2,405 | $3,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 2,093 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,017 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 118 | $3,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 1,847 | $3,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 865 | $3,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 912 | $3,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 763 | $3,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 449 | $3,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 3,535 | $3,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,755 | $3,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 4,366 | $3,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 32 | $2,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 21 | $2,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 277 | $2,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 29 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 57 | $2,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 609 | $2,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 106 | $2,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,704 | $2,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 904 | $2,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 200 | $2,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 154 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 67 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 28 | $2,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 200 | $2,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 39 | $2,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 228 | $2,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 807 | $2,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 300 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 56 | $2,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 200 | $2,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,807 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 111 | $2,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 111 | $2,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 200 | $2,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 111 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 3,218 | $2,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 72 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-16-002043 | this filing | 2016-08-15 | acceptance time not in the bulk data set |