13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 4,339 holding rows worth $65,140,586,000.
- Accession
- 0001145443-16-002043
- Filer
- CIK 928047
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 9,442 entries on the cover page, a total value of $65,140,586,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $65,140,611,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVID TECHNOLOGY INC | 05367P100 | COM | 24,331 | $141,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 2,339 | $141,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 9,980 | $141,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 4,193 | $140,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,007 | $140,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 4,961 | $140,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 34,105 | $140,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 11,234 | $140,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 14,665 | $140,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 7,520 | $139,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 18,117 | $139,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 106,896 | $139,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 53,301 | $139,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 3,303 | $139,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 88,921 | $139,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 7,220 | $139,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 4,952 | $138,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12,226 | $138,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,418 | $138,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 34,431 | $138,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 41,290 | $138,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,964 | $137,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,535 | $137,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 19,850 | $137,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 14,104 | $137,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 4,766 | $137,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 5,903 | $137,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 3,438 | $137,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 2,756 | $137,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 11,758 | $137,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 4,361 | $136,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,409 | $136,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 23,470 | $136,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 7,511 | $135,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 26,979 | $135,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 10,060 | $135,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 11,024 | $135,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 2,181 | $134,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 159 | $134,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 7,672 | $134,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 9,833 | $134,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 26,349 | $134,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,335 | $133,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 4,072 | $133,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 29,102 | $133,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 77,845 | $133,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,265 | $132,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,395 | $132,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 16,200 | $132,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,030 | $132,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 4,588 | $132,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 10,583 | $132,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,703 | $131,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 17,722 | $131,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 29,250 | $131,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 9,576 | $131,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 4,414 | $130,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 17,913 | $130,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 20,750 | $130,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 33,213 | $130,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 12,859 | $130,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,139 | $129,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,774 | $129,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 20,343 | $129,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,131 | $129,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 4,744 | $129,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 12,502 | $129,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 3,389 | $129,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 32,603 | $129,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 18,146 | $128,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,189 | $128,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 11,968 | $128,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 24,414 | $128,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 10,446 | $128,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 12,538 | $128,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 50,069 | $128,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 21,541 | $128,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 7,564 | $128,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,048 | $127,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 7,734 | $127,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 8,285 | $127,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 4,242 | $127,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 13,686 | $127,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 8,249 | $127,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 732 | $126,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,250 | $126,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,304 | $126,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,644 | $126,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 15,509 | $126,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 6,567 | $126,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 59,703 | $126,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,173 | $126,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,859 | $125,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 12,970 | $125,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,573 | $125,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,622 | $125,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 34,961 | $125,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 16,779 | $125,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 31,778 | $125,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 102,715 | $125,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 15,490 | $125,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 13,875 | $125,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 3,972 | $124,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 9,244 | $124,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,328 | $124,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 4,227 | $124,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 5,562 | $124,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 50,988 | $124,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 23,773 | $124,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 3,708 | $124,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 4,511 | $124,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 9,473 | $124,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 10,368 | $123,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 21,045 | $123,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 5,773 | $123,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 22,516 | $123,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 15,318 | $122,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 2,982 | $122,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 8,338 | $122,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 28,423 | $122,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 4,377 | $122,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 6,980 | $122,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,606 | $122,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 56,392 | $122,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 6,652 | $122,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 5,844 | $121,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 22,902 | $121,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 15,563 | $121,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 4,904 | $120,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 7,112 | $120,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 18,159 | $120,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 15,422 | $120,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 53,793 | $120,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 15,021 | $120,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 14,625 | $120,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 14,340 | $120,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 22,154 | $120,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 5,285 | $119,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,671 | $119,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 8,162 | $119,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 5,277 | $119,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 21,759 | $119,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 59,867 | $119,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,881 | $118,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 20,906 | $118,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 12,381 | $118,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 19,197 | $118,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 4,765 | $117,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 12,308 | $117,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 4,293 | $117,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,519 | $116,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 9,260 | $116,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 28,751 | $116,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 8,395 | $116,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 27,062 | $116,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 10,836 | $116,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,792 | $115,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 17,059 | $115,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 37,815 | $115,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 36,077 | $114,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 18,449 | $114,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 10,421 | $114,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 16,737 | $113,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 2,716 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 2,993 | $113,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 4,847 | $113,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 5,018 | $113,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 14,922 | $112,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 9,033 | $112,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 21,216 | $112,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 3,824 | $111,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 3,990 | $111,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,976 | $110,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 5,454 | $110,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 3,195 | $110,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 4,064 | $110,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,881 | $109,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,970 | $109,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 5,522 | $109,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,699 | $109,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,308 | $108,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,206 | $108,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,369 | $108,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 6,187 | $108,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 95,711 | $108,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 3,913 | $108,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 8,831 | $108,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 8,988 | $108,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 830 | $107,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 579 | $107,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 48,237 | $107,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 2,025 | $107,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 4,672 | $106,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,127 | $106,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 3,935 | $106,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 58,584 | $106,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,745 | $105,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 3,638 | $105,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 12,606 | $105,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 4,202 | $104,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 9,375 | $103,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 8,761 | $103,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 4,660 | $103,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,244 | $102,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 4,783 | $102,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,295 | $101,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,101 | $101,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,552 | $101,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,765 | $101,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 3,092 | $100,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 11,744 | $100,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 2,406 | $100,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 3,360 | $99,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,764 | $99,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,034 | $99,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 2,046 | $99,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 4,497 | $99,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 4,541 | $98,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,912 | $97,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 1,927 | $97,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 4,277 | $97,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,977 | $96,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 31,734 | $96,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,112 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 2,501 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,356 | $94,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,395 | $94,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 830 | $94,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,380 | $93,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 8,637 | $92,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 2,504 | $92,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 648 | $92,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,320 | $92,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,593 | $92,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,568 | $91,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,711 | $91,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 2,448 | $91,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,437 | $91,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 5,752 | $91,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 6,727 | $90,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 3,687 | $89,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,577 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 513 | $87,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 5,814 | $87,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,763 | $86,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,822 | $86,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 7,301 | $85,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,031 | $85,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,904 | $85,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 1,582 | $85,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 29,471 | $85,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 15,340 | $85,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 6,217 | $84,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 3,623 | $84,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,756 | $83,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 4,952 | $83,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,762 | $83,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 2,752 | $81,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,750 | $81,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 8,201 | $81,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,534 | $80,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,221 | $80,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 5,208 | $80,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 8,710 | $79,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 2,936 | $79,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,663 | $79,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 5,093 | $79,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 3,202 | $79,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 15,700 | $79,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 3,585 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 611 | $78,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 5,530 | $78,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 4,647 | $77,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 6,934 | $77,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,873 | $77,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 4,154 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,479 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 989 | $75,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,632 | $75,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,000 | $75,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 4,693 | $75,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 6,044 | $75,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,162 | $75,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,212 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 1,602 | $74,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 5,307 | $74,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 3,892 | $73,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,100 | $73,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 11,118 | $73,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 513 | $72,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,485 | $72,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 9,854 | $72,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 5,668 | $72,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 7,023 | $72,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,330 | $70,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,373 | $70,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 17,326 | $70,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 5,822 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,000 | $69,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 6,467 | $68,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,996 | $67,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 37,739 | $67,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,282 | $65,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,137 | $65,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,925 | $65,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,925 | $65,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 2,725 | $65,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,719 | $64,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 4,857 | $64,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 2,276 | $63,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 3,707 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 1,295 | $63,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 10,147 | $63,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 5,966 | $63,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 2,527 | $63,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 4,949 | $63,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 25,020 | $62,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 32,506 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 813 | $62,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,836 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,762 | $61,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 3,912 | $61,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 2,561 | $61,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,281 | $61,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,141 | $60,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 595 | $60,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 18,573 | $60,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 6,410 | $60,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 128,758 | $60,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 3,060 | $59,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,611 | $59,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,658 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 1,251 | $59,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,014 | $59,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,257 | $59,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,337 | $59,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 2,094 | $59,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,117 | $58,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 770 | $58,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,487 | $58,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 2,064 | $57,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,658 | $57,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,449 | $57,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,181 | $57,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,085 | $57,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,072 | $56,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,148 | $55,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 12,436 | $55,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 1,014 | $55,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 7,172 | $55,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 5,346 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 3,630 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,058 | $53,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 504 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,350 | $52,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 8,030 | $52,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,831 | $52,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,771 | $52,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 2,024 | $51,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 2,694 | $51,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 4,800 | $51,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,295 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 688 | $50,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,300 | $50,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 4,338 | $50,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924127 | *W EXP 01/17/201 | 29,677 | $50,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 835 | $49,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 20,545 | $49,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 475 | $48,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 412 | $48,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,464 | $48,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,613 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,130 | $48,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 1,600 | $48,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 865 | $47,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 940 | $47,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 6,700 | $47,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,400 | $47,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 435 | $46,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,027 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 256 | $46,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,470 | $46,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 11,950 | $46,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 6,211 | $46,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 36,070 | $46,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 30,348 | $46,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,258 | $45,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 3,234 | $45,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 543 | $45,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 5,893 | $45,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,060 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,200 | $44,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,343 | $42,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,048 | $41,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 2,180 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 372 | $40,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 561 | $40,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 545 | $40,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 3,100 | $40,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 321 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 440 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1,162 | $39,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 2,914 | $39,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,717 | $38,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,632 | $38,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,449 | $38,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 373 | $37,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,832 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,226 | $37,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 3,557 | $37,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 296 | $37,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,263 | $37,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 4,864 | $37,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 1,175 | $37,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 2,435 | $37,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,685 | $36,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,299 | $36,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 6,617 | $36,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 23,034 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 749 | $36,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 8,931 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 571 | $35,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1,272 | $35,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,800 | $34,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,972 | $34,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,515 | $34,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 315 | $34,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,228 | $34,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 3,100 | $34,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,090 | $34,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 6,178 | $34,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 268 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 837 | $33,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,978 | $33,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 4,148 | $33,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,128 | $33,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,305 | $33,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,285 | $33,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,557 | $33,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,709 | $33,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 2,788 | $33,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 257 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 391 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 213 | $32,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,024 | $32,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,249 | $32,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 8,675 | $32,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 2,295 | $32,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 507 | $31,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,377 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,000 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 844 | $31,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,069 | $31,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 823 | $31,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 231 | $30,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 571 | $30,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 746 | $30,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 2,607 | $30,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,797 | $29,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,003 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 496 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 892 | $29,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 969 | $29,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 1,393 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 895 | $29,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 1,080 | $29,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,956 | $29,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 1,888 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,033 | $28,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,900 | $28,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,993 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,464 | $28,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,158 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 400 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,663 | $27,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 4,000 | $27,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 469 | $26,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 943 | $26,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 790 | $26,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,641 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 858 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 317 | $26,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,306 | $26,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,621 | $26,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 790 | $26,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 819 | $26,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,684 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 828 | $25,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 2,082 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 247 | $25,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,311 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 1,405 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 535 | $25,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 1,251 | $25,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,100 | $24,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,576 | $24,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 537 | $24,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 537 | $24,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 235 | $23,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 435 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-16-002043 | this filing | 2016-08-15 | acceptance time not in the bulk data set |