13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-10, with 4,183 holding rows worth $115,943,010,000.
- Accession
- 0001145443-16-001793
- Filer
- CIK 928047
- Filed
- 2016-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 9,020 entries on the cover page, a total value of $115,943,010,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,942,963,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 916 | $18,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 518 | $18,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 197 | $18,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 1,864 | $18,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 700 | $18,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,039 | $18,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 15,497 | $18,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,231 | $18,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 1,279 | $18,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 3,753 | $18,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 1,193 | $18,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 2,362 | $18,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 2,417 | $18,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 306 | $17,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 603 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 627 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 530 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 404 | $17,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,617 | $17,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,856 | $17,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,978 | $17,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 857 | $17,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 716 | $17,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 169 | $17,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,435 | $17,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 468 | $17,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,158 | $17,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 31,111 | $17,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 13,073 | $17,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 1,192 | $17,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,559 | $17,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 3,476 | $17,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 1,092 | $17,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 509 | $16,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,553 | $16,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,624 | $16,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 714 | $16,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,139 | $16,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 426 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 545 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 210 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 693 | $16,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 402 | $16,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 3,700 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 375 | $16,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 407 | $16,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 2,083 | $16,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 2,712 | $16,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 147 | $15,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,062 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 503 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 210 | $15,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 3,637 | $15,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 2,686 | $15,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 32,506 | $15,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 795 | $15,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 30,718 | $15,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 5,637 | $15,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 8,300 | $15,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 8,570 | $15,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 2,612 | $15,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 841 | $15,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 6,057 | $15,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 1,498 | $15,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 4,916 | $15,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,866 | $14,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 626 | $14,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 937 | $14,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 491 | $14,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,272 | $14,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,092 | $14,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,275 | $14,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 1,121 | $14,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 8,423 | $14,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 649 | $14,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 2,591 | $14,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 1,111 | $14,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 2,544 | $14,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 1,772 | $14,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 221 | $13,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 3,180 | $13,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,525 | $13,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,136 | $13,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,078 | $13,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 958 | $13,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 411 | $13,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 838 | $13,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 1,086 | $13,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 8,170 | $13,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 3,347 | $13,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 1,537 | $13,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,602 | $13,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 283 | $13,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 1,822 | $13,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 1,253 | $13,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 1,577 | $13,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 275 | $12,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,254 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 346 | $12,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 843 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 300 | $12,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,140 | $12,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 2,137 | $12,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 3,395 | $12,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 18,401 | $12,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 1,588 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 709 | $12,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 11,774 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 715 | $11,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 843 | $11,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,555 | $11,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 9,406 | $11,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 567 | $11,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,736 | $11,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 748 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 210 | $11,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,042 | $11,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 27,552 | $11,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 6,550 | $11,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 12,928 | $11,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 594 | $11,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 2,186 | $11,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 2,466 | $11,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 2,798 | $11,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 778 | $11,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 2,338 | $11,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 812 | $11,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 217 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 272 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 321 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 80 | $10,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,462 | $10,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 944 | $10,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,332 | $10,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,494 | $10,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 845 | $10,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 964 | $10,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 760 | $10,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 728 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 239 | $10,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,253 | $10,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,450 | $10,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 2,421 | $10,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,116 | $10,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 2,777 | $10,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 2,300 | $10,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 601 | $10,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 6,642 | $10,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 1,752 | $10,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 1,422 | $10,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 226 | $9,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 87 | $9,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 861 | $9,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,580 | $9,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,286 | $9,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,456 | $9,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 805 | $9,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 906 | $9,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,436 | $9,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 608 | $9,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 6,233 | $9,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 3,730 | $9,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 622 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 193 | $9,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,544 | $9,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 4,473 | $9,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,334 | $9,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,057 | $9,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,321 | $9,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 1,865 | $9,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 2,046 | $9,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,532 | $9,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 1,115 | $9,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 2,129 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 66 | $8,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 329 | $8,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 716 | $8,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 606 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 342 | $8,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,089 | $8,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 574 | $8,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 4,328 | $8,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 1,489 | $8,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 548 | $8,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 1,061 | $8,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 855 | $8,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 922 | $8,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 5,659 | $8,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 891 | $8,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 6,266 | $8,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 2,111 | $8,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 217 | $8,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 967 | $8,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 585 | $8,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 566 | $8,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 5,285 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 209 | $8,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,300 | $8,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 1,310 | $8,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 1,798 | $8,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 11,220 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 77 | $7,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 172 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 261 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 223 | $7,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 446 | $7,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,225 | $7,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 722 | $7,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 590 | $7,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,649 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 157 | $7,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 328 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 388 | $7,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 441 | $7,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,479 | $7,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,159 | $7,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1,278 | $7,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 8,403 | $7,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 921 | $7,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 1,679 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 200 | $7,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 3,333 | $7,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 503 | $7,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 2,267 | $7,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,539 | $7,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,135 | $7,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 6,563 | $7,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 3,187 | $7,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 5,586 | $7,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,159 | $7,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 1,788 | $7,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 984 | $7,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 453 | $7,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 134 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 115 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 43 | $6,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 506 | $6,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,041 | $6,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 432 | $6,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,622 | $6,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 400 | $6,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,386 | $6,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,534 | $6,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 861 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 229 | $6,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 417 | $6,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 13,298 | $6,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 798 | $6,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 243 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 225 | $6,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 1,321 | $6,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 4,178 | $6,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 4,825 | $6,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,250 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 250 | $6,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 440 | $6,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 1,255 | $6,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 337 | $6,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 1,025 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 163 | $6,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 739 | $6,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 2,576 | $6,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 9,621 | $6,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 853 | $6,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 1,517 | $6,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 2,970 | $6,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 847 | $6,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 693 | $6,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 791 | $6,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 1,217 | $6,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F202 | COM | 557 | $6,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 61 | $5,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 53 | $5,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 75 | $5,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 533 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 258 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 177 | $5,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 997 | $5,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 2,625 | $5,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 533 | $5,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 379 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 435 | $5,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 189 | $5,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,488 | $5,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 308 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 170 | $5,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 242 | $5,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 708 | $5,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 381 | $5,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 2,425 | $5,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 958 | $5,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 466 | $5,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,635 | $5,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 814 | $5,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 2,606 | $5,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 10,447 | $5,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 11,291 | $5,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,791 | $5,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 63 | $5,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 2,221 | $5,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 773 | $5,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 4,533 | $5,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 673 | $5,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 3,100 | $5,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 3,232 | $5,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 58 | $5,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 2,093 | $5,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 485 | $5,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 69 | $5,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,017 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 228 | $5,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,109 | $5,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 2,731 | $5,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 910 | $5,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 1,006 | $5,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,781 | $5,000 | thousands by filing date | |
| SYNLOGIC | 60470J103 | Stock | 1,126 | $5,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,022 | $5,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 763 | $5,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 1,507 | $5,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 1,595 | $5,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 792 | $5,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,755 | $5,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 497 | $5,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 56 | $4,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 162 | $4,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 511 | $4,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,251 | $4,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,328 | $4,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 3,866 | $4,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 900 | $4,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 320 | $4,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 941 | $4,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 547 | $4,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 162 | $4,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,409 | $4,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 494 | $4,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 322 | $4,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 365 | $4,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 9,694 | $4,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 632 | $4,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 242 | $4,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 16,868 | $4,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 4,305 | $4,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 2,233 | $4,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 6,525 | $4,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 2,991 | $4,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 678 | $4,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 2,283 | $4,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 3,221 | $4,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 1,557 | $4,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 7,706 | $4,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 366 | $4,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 4,278 | $4,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 775 | $4,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 712 | $4,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 549333300 | Stock | 1,204 | $4,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 463 | $4,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 50 | $3,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 904 | $3,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 70 | $3,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 94 | $3,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,807 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 563 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 486 | $3,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 239 | $3,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 189 | $3,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,224 | $3,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 172 | $3,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 825 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 97 | $3,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 341 | $3,000 | thousands by filing date | |
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| UNITED BANCORP INC OHIO | 909911109 | COM | 292 | $3,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,717 | $3,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 672 | $3,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,147 | $3,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 912 | $3,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,181 | $3,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 369 | $3,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 54 | $3,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 775 | $3,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 179 | $3,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 220 | $3,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 522 | $3,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,601 | $3,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 534 | $3,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 404 | $3,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 959 | $3,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1,177 | $3,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 3,123 | $3,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 1,420 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,818 | $3,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 1,803 | $3,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 737 | $3,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 1,409 | $3,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 4,142 | $3,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 2,978 | $3,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 289 | $3,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 550 | $3,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 1,039 | $3,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 629 | $3,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 343 | $3,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 650 | $3,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 527 | $3,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 230 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 382,479 | $3,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 342 | $3,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 144 | $3,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 141 | $3,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 449 | $3,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 1,940 | $3,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 1,141 | $3,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 1,534 | $3,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 3,712 | $3,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 10,490 | $3,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 32 | $2,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 277 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 66 | $2,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 888 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 85 | $2,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 312 | $2,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 311 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 29 | $2,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 228 | $2,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 66 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 56 | $2,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 100 | $2,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 80 | $2,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 39 | $2,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 808 | $2,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 242 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,777 | $2,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 125 | $2,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 413 | $2,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 605 | $2,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 212 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 481 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 52 | $2,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,029 | $2,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 841 | $2,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 1,562 | $2,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,585 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 2,662 | $2,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 207 | $2,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,316 | $2,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,300 | $2,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 1,132 | $2,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,271 | $2,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,354 | $2,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 149 | $2,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 903 | $2,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 129 | $2,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 731 | $2,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 521 | $2,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 906 | $2,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 141 | $2,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 2,940 | $2,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 3,073 | $2,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 3,090 | $2,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,749 | $2,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 1,156 | $2,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 924 | $2,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 807 | $2,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 2,364 | $2,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 6,729 | $2,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 887 | $2,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,897 | $2,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 462 | $2,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 1,767 | $2,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 149 | $2,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 176 | $2,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 1,254 | $2,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 400 | $2,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 253 | $2,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 734 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 118 | $2,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 1,070 | $2,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 1,847 | $2,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 306 | $2,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 1,488 | $2,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 452 | $2,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 249 | $2,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 1,023 | $2,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 463 | $2,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 771 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 30 | $1,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 338 | $1,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 59 | $1,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 20 | $1,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 94 | $1,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 117 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 29 | $1,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 63 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 217 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 418 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 97 | $1,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 212 | $1,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 252 | $1,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 46 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-16-001793 | this filing | 2016-05-10 | acceptance time not in the bulk data set |