13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-10, with 4,183 holding rows worth $115,943,010,000.
- Accession
- 0001145443-16-001793
- Filer
- CIK 928047
- Filed
- 2016-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 9,020 entries on the cover page, a total value of $115,943,010,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,942,963,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 909 | $111,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,387 | $110,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 9,885 | $110,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 13,849 | $110,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 3,242 | $110,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 39,675 | $110,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 12,950 | $110,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 8,086 | $110,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 3,875 | $109,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 6,109 | $109,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 3,461 | $108,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,372 | $108,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 80,526 | $108,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 59,470 | $108,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 18,718 | $107,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,911 | $107,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 2,195 | $107,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,421 | $107,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 14,576 | $106,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 49,546 | $106,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 79,593 | $106,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,890 | $105,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 11,183 | $105,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,297 | $105,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 11,798 | $105,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 9,002 | $104,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 1,313 | $104,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 15,395 | $104,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 3,531 | $102,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 45,838 | $102,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 6,473 | $102,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 38,224 | $102,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,561 | $101,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,629 | $101,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 7,024 | $101,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 5,861 | $101,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,804 | $100,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,189 | $100,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,712 | $100,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 19,153 | $100,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 47,399 | $100,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 48,650 | $100,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 4,102 | $100,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 21,152 | $100,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 22,161 | $100,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 8,460 | $100,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 15,335 | $100,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 3,820 | $99,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,290 | $99,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,450 | $99,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 8,663 | $99,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 77,905 | $99,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 9,065 | $99,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,818 | $98,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 12,895 | $98,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,931 | $98,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 2,070 | $98,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 841 | $98,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 13,615 | $98,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 27,995 | $98,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,826 | $97,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 3,638 | $97,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 9,929 | $96,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 12,035 | $96,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 6,578 | $96,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,610 | $96,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 4,545 | $96,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 6,882 | $96,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,129 | $95,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 7,957 | $95,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 12,582 | $95,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 4,334 | $95,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 16,395 | $95,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 3,919 | $94,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,777 | $94,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 5,814 | $94,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 28,247 | $94,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 17,110 | $93,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 26,507 | $93,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,913 | $93,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 100,844 | $93,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,242 | $92,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,320 | $92,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 107,361 | $92,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 16,113 | $92,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 12,699 | $92,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 13,908 | $92,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 8,544 | $91,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,698 | $91,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 6,819 | $91,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 9,344 | $91,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 16,524 | $91,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 548 | $89,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,089 | $89,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,903 | $89,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,205 | $89,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,112 | $89,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 149,906 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,027 | $88,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 3,195 | $88,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 3,880 | $88,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 17,011 | $88,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 9,814 | $88,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 7,260 | $88,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,720 | $87,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,787 | $87,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 4,289 | $87,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 20,161 | $87,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 27,150 | $87,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 2,200 | $87,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 13,365 | $86,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 4,939 | $86,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 17,306 | $86,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 3,449 | $86,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 727 | $85,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 7,326 | $85,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 9,168 | $85,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,772 | $85,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 3,986 | $85,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 8,359 | $85,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 25,675 | $85,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,844 | $85,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 6,158 | $85,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 4,950 | $84,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,153 | $84,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 53,846 | $84,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 10,490 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 513 | $83,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 4,647 | $83,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 22,906 | $83,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 31,241 | $83,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,885 | $83,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 699 | $82,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 655 | $82,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 1,603 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 2,226 | $82,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 5,975 | $82,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 69,830 | $82,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 3,025 | $82,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 6,398 | $82,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,401 | $81,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 6,953 | $81,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 48,974 | $81,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 864 | $81,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 30,595 | $81,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 6,386 | $81,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 3,049 | $80,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 2,810 | $80,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 5,208 | $80,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,517 | $79,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 1,011 | $79,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,218 | $79,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 25,912 | $78,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 3,300 | $77,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 3,892 | $77,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 5,880 | $77,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 5,096 | $76,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 3,710 | $76,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,043 | $76,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 4,320 | $76,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 17,590 | $76,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 5,440 | $76,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 5,702 | $76,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 1,500 | $75,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 4,862 | $75,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 2,679 | $75,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,803 | $75,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 3,451 | $75,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 73,593 | $75,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2,741 | $75,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 13,929 | $75,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 145,598 | $75,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 5,800 | $74,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,200 | $74,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 18,972 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 1,406 | $74,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 11,687 | $74,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 14,800 | $74,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 3,076 | $74,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 9,296 | $73,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 6,943 | $73,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,000 | $73,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 4,292 | $73,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 4,780 | $73,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 9,393 | $73,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 8,053 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 581 | $72,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 5,172 | $72,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,591 | $72,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 16,034 | $72,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 4,494 | $72,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 7,005 | $72,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 5,016 | $71,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 31,598 | $71,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 5,208 | $71,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 2,094 | $71,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,330 | $70,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 5,247 | $70,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,865 | $70,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 5,318 | $70,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 2,946 | $69,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 17,856 | $69,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 5,947 | $69,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 19,807 | $69,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,750 | $67,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 20,545 | $67,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 30,764 | $67,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,657 | $66,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 2,682 | $66,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,986 | $66,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 9,854 | $66,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 7,375 | $66,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 5,800 | $66,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 2,771 | $65,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 521 | $64,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,634 | $64,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 4,110 | $64,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 6,385 | $64,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,665 | $64,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 4,396 | $64,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 2,064 | $63,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 775 | $63,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,512 | $63,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 7,152 | $63,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 27,470 | $63,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 2,701 | $63,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,069 | $62,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 3,200 | $62,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,782 | $62,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 19,311 | $62,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 2,276 | $61,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,444 | $61,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 5,435 | $61,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 54,176 | $60,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 10,200 | $60,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 90,517 | $60,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 12,658 | $60,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 150,953 | $60,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 8,004 | $60,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 9,253 | $60,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 307 | $59,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 491 | $59,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 7,900 | $59,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 9,312 | $59,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 41,288 | $59,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 3,407 | $58,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 3,189 | $58,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 4,303 | $58,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 25,411 | $57,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 11,066 | $57,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 34,846 | $57,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,288 | $57,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,237 | $57,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 6,044 | $57,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 5,837 | $57,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,193 | $56,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,658 | $56,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,020 | $56,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,511 | $56,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,266 | $56,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 2,035 | $55,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 4,613 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 803 | $55,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,744 | $55,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,644 | $55,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 504 | $55,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 4,726 | $55,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 3,009 | $54,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 10,708 | $54,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 3,072 | $54,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 4,586 | $53,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,763 | $53,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 6,952 | $53,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,298 | $52,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 8,593 | $52,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 414 | $51,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 6,217 | $51,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,072 | $51,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 29,792 | $51,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,285 | $51,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,943 | $51,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,769 | $51,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 1,340 | $51,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 15,463 | $51,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 2,874 | $50,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 739 | $50,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 4,627 | $50,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 34,498 | $50,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,024 | $50,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 3,052 | $50,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 6,575 | $50,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 21,091 | $49,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 9,776 | $49,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 3,174 | $49,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 4,518 | $49,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 6,398 | $49,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 20,664 | $49,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 900 | $48,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,709 | $48,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 42,876 | $48,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 105,087 | $48,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 63,203 | $48,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 7,097 | $48,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,316 | $47,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,467 | $47,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,078 | $47,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 10,316 | $47,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 5,603 | $47,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 3,505 | $47,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 2,495 | $47,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,738 | $46,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 592 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 912 | $46,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,402 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,783 | $46,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 3,590 | $46,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 3,700 | $46,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 5,966 | $46,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 4,830 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,127 | $46,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,710 | $45,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 3,681 | $45,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 39,922 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 966 | $45,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 14,606 | $45,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 14,060 | $45,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,172 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 256 | $44,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 6,458 | $44,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 16,665 | $44,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,371 | $43,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 35,994 | $43,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 10,713 | $43,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 11,026 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 341 | $42,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 19,391 | $42,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,042 | $42,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 7,482 | $42,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 9,167 | $42,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 7,985 | $42,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,074 | $42,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 9,275 | $41,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 72,654 | $41,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 6,474 | $41,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 4,000 | $41,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,054 | $40,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 785 | $40,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,818 | $39,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 12,350 | $39,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,279 | $39,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 4,471 | $39,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 28,637 | $39,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 5,355 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1,080 | $38,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 375 | $38,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 2,232 | $38,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 10,929 | $38,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 4,040 | $38,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 8,631 | $38,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,369 | $37,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 564 | $37,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 14,521 | $37,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,192 | $37,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 4,440 | $37,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 372 | $36,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 46,869 | $36,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,674 | $36,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 3,589 | $36,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 2,255 | $36,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,900 | $36,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 1,587 | $36,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 2,371 | $36,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 34,697 | $36,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 313 | $35,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,291 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 571 | $35,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 298 | $35,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,090 | $35,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 6,448 | $35,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 2,233 | $35,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 7,955 | $35,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 2,435 | $35,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 964 | $34,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 12,084 | $34,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 7,665 | $34,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1,266 | $34,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 677 | $34,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 3,628 | $34,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,490 | $34,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 14,614 | $33,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,219 | $33,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 2,437 | $33,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 30,881 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 1,524 | $33,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 6,938 | $33,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,106 | $32,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,794 | $32,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 3,100 | $32,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 41,291 | $32,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 276 | $32,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 6,572 | $32,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 13,882 | $32,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 316 | $31,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 3,226 | $31,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 471 | $31,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 631 | $31,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,468 | $31,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 49,641 | $31,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 1,453 | $31,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 3,721 | $31,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,158 | $30,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 12,030 | $30,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 247 | $29,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 435 | $29,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1,458 | $29,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,834 | $29,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 3,426 | $29,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 3,446 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,995 | $28,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,360 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 902 | $27,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,900 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 266 | $27,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,616 | $27,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 6,700 | $27,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 790 | $27,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1,012 | $27,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 1,470 | $27,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 209 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 205 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 658 | $26,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 2,152 | $26,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,993 | $26,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,249 | $26,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 11,600 | $26,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 918 | $25,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 947 | $25,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,024 | $25,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 908 | $25,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 2,867 | $25,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 6,685 | $25,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 4,439 | $25,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 2,171 | $24,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 534 | $24,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 11,988 | $24,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 1,251 | $24,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,557 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 247 | $23,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 2,338 | $23,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 737 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 471 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 618 | $23,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,010 | $23,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,535 | $23,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 927 | $23,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 850 | $23,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,055 | $23,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 745 | $23,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 5,270 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 184 | $22,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,758 | $22,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,048 | $22,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,641 | $22,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,254 | $22,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,387 | $22,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 718 | $22,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 1,390 | $22,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 847 | $22,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 42,845 | $22,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,995 | $21,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,238 | $21,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,253 | $21,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 8,342 | $21,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 686 | $21,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,757 | $21,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 7,750 | $21,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 3,694 | $21,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,597 | $20,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,286 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 361 | $20,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 982 | $20,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 8,208 | $20,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 360 | $20,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 831 | $20,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 5,300 | $20,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 3,640 | $20,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 294 | $19,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 190 | $19,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 3,675 | $19,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,743 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 189 | $19,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,732 | $19,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 2,727 | $19,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 1,816 | $19,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 1,411 | $19,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 1,627 | $19,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 1,681 | $19,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 1,317 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 565 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 628 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-16-001793 | this filing | 2016-05-10 | acceptance time not in the bulk data set |