13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 3,856 holding rows worth $64,207,462,000.
- Accession
- 0001145443-14-000183
- Filer
- CIK 928047
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 7,523 entries on the cover page, a total value of $64,207,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,207,462,000 with VALUE read as thousands by filing date, 13F file number 028-04428. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Financial Services, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES | 73935X286 | COMMON STOCK | 150 | $6,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 1,992 | $6,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 3,642 | $6,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 2,228 | $6,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 2,293 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 115 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 100 | $6,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,262 | $6,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 916 | $6,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 1,023 | $6,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 508 | $6,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 354 | $6,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 135 | $6,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,261 | $6,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 50 | $6,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 642 | $6,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,154 | $6,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 1,471 | $6,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 343 | $6,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 579 | $6,000 | thousands by filing date | |
| NTS INC NEV COM | 62943b105 | COM | 2,840 | $6,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 2,613 | $6,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 402 | $6,000 | thousands by filing date | |
| SP BANCORP INC | 78468K106 | COM | 336 | $6,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 472 | $6,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 509 | $6,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 60 | $5,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 316 | $5,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 449 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 100 | $5,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 34 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 124 | $5,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 164 | $5,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 2,565 | $5,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 500 | $5,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 102 | $5,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 840 | $5,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 764 | $5,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 28 | $5,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 637 | $5,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,328 | $5,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 162 | $5,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 652 | $5,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,769 | $5,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 481 | $5,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 330 | $5,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 369 | $5,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 590 | $5,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 505 | $5,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 1,270 | $5,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 200 | $5,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 197 | $5,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 2,606 | $5,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 2,824 | $5,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 2,083 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 250 | $5,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 2,507 | $5,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 1,409 | $5,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,546 | $5,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 2,453 | $5,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 942 | $5,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 606 | $5,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 983 | $5,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 383 | $5,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 1,039 | $5,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 970 | $5,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 969 | $5,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 981 | $5,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 2,177 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 135 | $5,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 453 | $5,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 1,020 | $5,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 729 | $5,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 213 | $5,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 261 | $5,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 653 | $5,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 177 | $5,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 37 | $4,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 45 | $4,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 269 | $4,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 57 | $4,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 42 | $4,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 128 | $4,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 307 | $4,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 122 | $4,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 200 | $4,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 313 | $4,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 149 | $4,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 639 | $4,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 77 | $4,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 311 | $4,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,251 | $4,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 597 | $4,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 46 | $4,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 170 | $4,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 182 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 58 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 173 | $4,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,717 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 117 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 234 | $4,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,289 | $4,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 243 | $4,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,398 | $4,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 242 | $4,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 1,556 | $4,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 328 | $4,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 81 | $4,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 268 | $4,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 1,366 | $4,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 183 | $4,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 104 | $4,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 925 | $4,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 323 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,818 | $4,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 1,784 | $4,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 1,502 | $4,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 2,978 | $4,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 2,487 | $4,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 688 | $4,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 1,064 | $4,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 1,052 | $4,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 948 | $4,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 2,105 | $4,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,492 | $4,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 6,691 | $4,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 171 | $4,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 186 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 63 | $3,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 667 | $3,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 107 | $3,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 150 | $3,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 1,872 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 673 | $3,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 441 | $3,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 120 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 359 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 323 | $3,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 113 | $3,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 123 | $3,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 672 | $3,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 265 | $3,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 508 | $3,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 117 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 9,630 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 180 | $3,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 1,132 | $3,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 400 | $3,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 108 | $3,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 3,840 | $3,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 1,351 | $3,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 1,230 | $3,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 864 | $3,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 2,204 | $3,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 772 | $3,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 3,187 | $3,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 88 | $3,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 693 | $3,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 1,282 | $3,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 637 | $3,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 1,007 | $3,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 1,585 | $3,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 629 | $3,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 128 | $3,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,354 | $3,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 604 | $3,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 1,950 | $3,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 557 | $3,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 179 | $3,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 819 | $3,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 296 | $3,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 636 | $3,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 257 | $3,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 157 | $3,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 449 | $3,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 32 | $2,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 22 | $2,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 310 | $2,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 220 | $2,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 179 | $2,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 974 | $2,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 915 | $2,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 126 | $2,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 104 | $2,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 179 | $2,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 90 | $2,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 168 | $2,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 77 | $2,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 267 | $2,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 700 | $2,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 2,030 | $2,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 287 | $2,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 1,569 | $2,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 184 | $2,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 117 | $2,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,402 | $2,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 936 | $2,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 762 | $2,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 436 | $2,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 513 | $2,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 76 | $2,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 221 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 346 | $2,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 50 | $2,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 1,563 | $2,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 428 | $2,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 794 | $2,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 180 | $2,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 446 | $2,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 389 | $2,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 1,253 | $2,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 775 | $2,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 310 | $2,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 2,073 | $2,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 222 | $2,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 1,344 | $2,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 146 | $2,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,749 | $2,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 142 | $2,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 973 | $2,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 649 | $2,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 625 | $2,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 570 | $2,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 277 | $2,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 906 | $2,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 998 | $2,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 472 | $2,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 160 | $2,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 240 | $2,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 658 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 214 | $2,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 232 | $2,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 449 | $2,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 3,113 | $2,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 155 | $2,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 172 | $2,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 129 | $2,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 114 | $2,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 597 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 12 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 152 | $1,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,026 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 954 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 48 | $1,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 351 | $1,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 260 | $1,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 198 | $1,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 3,800 | $1,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 553 | $1,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 157 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 317 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 16 | $1,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 398 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 327 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 108 | $1,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 322 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 50 | $1,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 1,342 | $1,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 300 | $1,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 196 | $1,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 1,361 | $1,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 615 | $1,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 618 | $1,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 778 | $1,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 65 | $1,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 1,144 | $1,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 205 | $1,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 1,047 | $1,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 833 | $1,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 96 | $1,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 1,314 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,084 | $1,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 668 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 692 | $1,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 196 | $1,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 2,338 | $1,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 513 | $1,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 1,066 | $1,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 370 | $1,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 475 | $1,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 1,973 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 2,494 | $1,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 2,531 | $1,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 593 | $1,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 1,230 | $1,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 150 | $1,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 1,067 | $1,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 265 | $1,000 | thousands by filing date | |
| DYNAMICS RESEARCH CORP | 268057106 | COM | 116 | $1,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 431 | $1,000 | thousands by filing date | |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 365 | $1,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 611 | $1,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 116 | $1,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 482 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 317 | $1,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 127 | $1,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 282 | $1,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 500 | $1,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 464 | $1,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 181 | $1,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 62 | $1,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 672 | $1,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 160 | $1,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 164 | $1,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 590 | $1,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 83 | $1,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 133 | $1,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 1,345 | $1,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 244 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 254 | $1,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 769 | $1,000 | thousands by filing date | |
| AMBIENT CORP | 02318N201 | COM | 394 | $1,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 62 | $1,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 82 | $1,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 680 | $1,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 454 | $1,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 147 | $1,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 115 | $1,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 377 | $1,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 269 | $1,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 553 | $1,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 246 | $1,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 341 | $1,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 171 | $1,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 242 | $1,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 140 | $1,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 57 | $1,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 335 | $1,000 | thousands by filing date | |
| FIRST FINL SVC CORP | 32022D108 | COM | 239 | $1,000 | thousands by filing date | |
| PEERLESS SYS CORP COM | 705536100 | COM | 310 | $1,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 201 | $1,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 109 | $1,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 207 | $1,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 78 | $1,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 1,412 | $1,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 146 | $1,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 203 | $1,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 558 | $1,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 181 | $1,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZCO Liquidating Corp | 67086E303 | COM | 2,479 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Delcath Systems Inc | 24661p104 | COM | 1,698 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 947 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 293 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 637 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SPECTRUM REALTY INC | 02970Q203 | COM | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Prospect Global Resources Inc. | 74348X202 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERTEL HOSPITALITY INC MD | 868526401 | COM NEW ADDED | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-14-000183 | this filing | 2014-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001145443-14-000689 | base | 2014-05-01 | acceptance time not in the bulk data set |