13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 3,856 holding rows worth $64,207,462,000.
- Accession
- 0001145443-14-000183
- Filer
- CIK 928047
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 7,523 entries on the cover page, a total value of $64,207,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,207,462,000 with VALUE read as thousands by filing date, 13F file number 028-04428. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Financial Services, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 14,376 | $123,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 18,800 | $122,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 15,882 | $122,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 88,077 | $122,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,766 | $121,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 2,425 | $121,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 4,607 | $121,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 25,704 | $121,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 17,174 | $121,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 4,869 | $121,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 20,699 | $120,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 3,405 | $120,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 9,800 | $120,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,078 | $119,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 4,356 | $119,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,053 | $118,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 3,998 | $118,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 11,082 | $118,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 964 | $118,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 9,728 | $118,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 6,254 | $118,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,066 | $117,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,029 | $117,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,208 | $117,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,619 | $117,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 9,116 | $117,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 945 | $117,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 4,972 | $116,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 5,552 | $116,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 3,776 | $116,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 20,192 | $116,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,957 | $115,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,483 | $115,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 11,840 | $115,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 64,425 | $115,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,255 | $114,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,676 | $114,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 3,186 | $114,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 52,785 | $114,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 1,618 | $114,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 7,303 | $114,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 6,633 | $113,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,315 | $113,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 7,380 | $112,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 12,677 | $112,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 9,464 | $111,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 48,878 | $110,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 3,218 | $110,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 6,619 | $110,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,716 | $109,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 4,831 | $109,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,387 | $108,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 32,821 | $108,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 10,605 | $108,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 29,923 | $108,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 5,657 | $108,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 21,474 | $107,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 8,765 | $106,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 5,588 | $106,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 24,409 | $106,000 | thousands by filing date | |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 4,328 | $106,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 10,221 | $105,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 9,135 | $105,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 24,208 | $105,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 5,066 | $105,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 45,538 | $105,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 7,522 | $105,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 13,793 | $104,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 3,570 | $104,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,481 | $104,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 5,939 | $104,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 15,477 | $104,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 12,574 | $104,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 18,830 | $103,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 4,151 | $103,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 28,118 | $102,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 20,281 | $101,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 2,261 | $101,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 41,724 | $101,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,736 | $101,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 5,825 | $101,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 700 | $100,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,983 | $100,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 4,773 | $100,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 5,255 | $100,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,360 | $99,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 16,047 | $99,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,000 | $98,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 4,538 | $98,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,680 | $97,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 3,552 | $97,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,030 | $97,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 883 | $96,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,313 | $96,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 4,863 | $96,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 7,126 | $96,000 | thousands by filing date | principal |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 30,947 | $96,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 23,213 | $96,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 3,124 | $95,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 31,827 | $95,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 6,123 | $94,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 2,860 | $94,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 4,976 | $94,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 14,746 | $93,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,410 | $93,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 4,855 | $93,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,488 | $92,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 2,855 | $92,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 5,148 | $92,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,976 | $92,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 800 | $91,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,731 | $91,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 9,779 | $91,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 3,893 | $91,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 12,459 | $91,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,485 | $90,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 5,533 | $90,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 8,835 | $90,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,362 | $90,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 4,009 | $90,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,680 | $89,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 23,407 | $89,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 774 | $89,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 4,575 | $89,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 3,080 | $88,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 1,806 | $88,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 3,207 | $88,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 460 | $88,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 5,625 | $88,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,790 | $87,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 7,930 | $87,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,730 | $85,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 2,649 | $85,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 6,659 | $85,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,067 | $85,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 3,723 | $85,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 2,340 | $85,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 3,369 | $85,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 3,730 | $84,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,095 | $84,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,697 | $84,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 7,931 | $82,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 5,691 | $82,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,926 | $81,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 41,073 | $81,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 3,008 | $81,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,189 | $80,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 2,075 | $80,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 43,460 | $80,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 6,186 | $80,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 4,790 | $79,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,660 | $78,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 7,816 | $78,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 1,234 | $77,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 6,642 | $77,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 565 | $75,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 736 | $75,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 642 | $75,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 2,135 | $75,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 1,273 | $75,000 | thousands by filing date | |
| VTI | 922908769 | COM | 775 | $74,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,299 | $74,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 524 | $74,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 653 | $73,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 860 | $73,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,397 | $73,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 3,749 | $73,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 61,736 | $73,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 8,415 | $72,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 1,545 | $72,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 2,613 | $72,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 2,875 | $71,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 5,777 | $70,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 826 | $69,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 2,795 | $69,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 4,984 | $69,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 4,442 | $68,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 10,274 | $68,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 3,340 | $68,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 4,888 | $68,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 2,472 | $68,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 5,607 | $67,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 7,490 | $67,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 4,234 | $67,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,311 | $67,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 4,713 | $66,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,413 | $66,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 39,252 | $66,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 8,762 | $66,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,687 | $65,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,343 | $64,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,088 | $64,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 27,335 | $64,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 2,195 | $64,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 4,216 | $63,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 520 | $63,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 3,102 | $62,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 816 | $61,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,657 | $61,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 6,695 | $61,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 8,327 | $61,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 544 | $60,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 7,588 | $59,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 1,128 | $59,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 8,229 | $59,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 14,258 | $58,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 10,051 | $58,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 580 | $57,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 1,395 | $56,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,959 | $56,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 2,243 | $56,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 725 | $55,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,688 | $55,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,406 | $55,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 4,759 | $55,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 2,334 | $55,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,078 | $54,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 5,798 | $54,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 3,760 | $53,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 2,724 | $52,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,573 | $52,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 869 | $51,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,469 | $50,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,792 | $50,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,344 | $49,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,800 | $49,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 7,277 | $49,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 5,991 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 449 | $48,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 1,305 | $48,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,559 | $47,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 4,005 | $47,000 | thousands by filing date | |
| ARDEN GROUP INC-A | 039762109 | CL A | 373 | $47,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 13,334 | $46,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 34,594 | $46,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 779 | $45,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 5,647 | $44,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 6,902 | $44,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 96,277 | $44,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 972 | $43,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,425 | $43,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 6,629 | $43,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,232 | $42,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 1,219 | $42,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 4,563 | $41,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,659 | $40,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 707 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 325 | $39,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,253 | $39,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 3,470 | $39,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 1,688 | $39,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 5,402 | $37,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 7,717 | $37,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5,229 | $36,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,276 | $36,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 3,064 | $36,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 959 | $36,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 1,078 | $35,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,570 | $34,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 905 | $33,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 4,949 | $33,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,695 | $33,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 851 | $33,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 751 | $33,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,200 | $32,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 6,430 | $32,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 4,439 | $32,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 8,682 | $31,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 944 | $31,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 840 | $30,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,558 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,010 | $30,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,821 | $30,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,523 | $30,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,125 | $28,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 985 | $27,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,054 | $27,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 634 | $27,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 790 | $27,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 4,405 | $26,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 3,498 | $26,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 200 | $25,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,206 | $25,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 281 | $25,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 1,001 | $24,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 904 | $24,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 2,394 | $24,000 | thousands by filing date | principal |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 742 | $24,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 851 | $23,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 2,951 | $23,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 689 | $23,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 810 | $22,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 350 | $21,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,419 | $21,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,323 | $21,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 7,194 | $21,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 920 | $21,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 2,558 | $21,000 | thousands by filing date | principal |
| BODY CENTRAL CORP | 09689U102 | COM | 5,117 | $20,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 7,175 | $20,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 486 | $19,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 595 | $19,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 7,340 | $19,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,212 | $19,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 239 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 555 | $18,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,543 | $17,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 632 | $17,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 12,778 | $17,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 1,208 | $17,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,415 | $17,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 5,513 | $17,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 2,224 | $17,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 972 | $17,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 1,797 | $17,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,515 | $17,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,140 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 200 | $16,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 14,007 | $16,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 758 | $16,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 736 | $16,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 9,886 | $16,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 604 | $15,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 9,154 | $15,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 451 | $15,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 824 | $15,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 539 | $15,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 841 | $15,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 853 | $14,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,258 | $14,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 870 | $14,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 2,679 | $14,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 809 | $14,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,390 | $14,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 1,906 | $14,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 5,000 | $14,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 150 | $13,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,600 | $13,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 212 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 375 | $13,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 576 | $13,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 824 | $13,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 433 | $13,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 670 | $13,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 300 | $12,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,621 | $12,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,307 | $12,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 790 | $12,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 800 | $12,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 23,623 | $12,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 1,358 | $12,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,351 | $12,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,560 | $12,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 2,249 | $12,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 282 | $12,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 672 | $12,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 1,028 | $12,000 | thousands by filing date | |
| IJH | 464287507 | COM | 80 | $11,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 120 | $11,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,407 | $11,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,899 | $11,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 567 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 236 | $11,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 763 | $11,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,415 | $11,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 210 | $11,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,079 | $11,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 507 | $11,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 1,835 | $11,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 1,583 | $11,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 623 | $11,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 130 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 225 | $10,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 201 | $10,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 492 | $10,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 249 | $10,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 389 | $10,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 551 | $10,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 890 | $10,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 647 | $10,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 363 | $10,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,297 | $10,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 451 | $10,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 2,357 | $10,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 6,065 | $10,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 2,929 | $10,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,141 | $10,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 664 | $10,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 1,213 | $10,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 836 | $10,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,030 | $10,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 413 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 232 | $9,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 600 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 369 | $9,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 960 | $9,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 554 | $9,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 959 | $9,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1,239 | $9,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 197 | $9,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 601 | $9,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 548 | $9,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1,835 | $9,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 625 | $9,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 768 | $9,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 469 | $9,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 833 | $9,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 8,477 | $9,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 2,490 | $9,000 | thousands by filing date | principal |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 370 | $9,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 1,889 | $9,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 959 | $9,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 900 | $9,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 588 | $9,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 692 | $9,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,349 | $9,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 1,569 | $9,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 150 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 200 | $8,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,252 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 70 | $8,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 650 | $8,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,645 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 90 | $8,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 312 | $8,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 668 | $8,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 569 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 183 | $8,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 420 | $8,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,261 | $8,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 2,041 | $8,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 571 | $8,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 376 | $8,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 461 | $8,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 4,502 | $8,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 1,133 | $8,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 1,198 | $8,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 898 | $8,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 1,148 | $8,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 290 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 100 | $7,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 150 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 344 | $7,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 400 | $7,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,291 | $7,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 327 | $7,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 185 | $7,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 759 | $7,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 488 | $7,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 1,247 | $7,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,029 | $7,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 881 | $7,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 2,021 | $7,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1,208 | $7,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 515 | $7,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 100 | $7,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 400 | $7,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 931 | $7,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 382 | $7,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 484 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 135 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 419 | $7,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 5,732 | $7,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 1,815 | $7,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 924 | $7,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 933 | $7,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 529 | $7,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 58 | $7,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 214 | $7,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,724 | $7,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 473 | $7,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 241 | $7,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 464 | $7,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 1,154 | $7,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 450 | $7,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 363 | $7,000 | thousands by filing date | |
| PYRAMID OIL CO | 747215101 | COM | 1,306 | $7,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 587 | $7,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 287 | $7,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 426 | $6,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 158 | $6,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 72 | $6,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 151 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 75 | $6,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 746 | $6,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 352 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 193 | $6,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 71 | $6,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 163 | $6,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 721 | $6,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 383 | $6,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 448 | $6,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 819 | $6,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 716 | $6,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,111 | $6,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 494 | $6,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 133 | $6,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 3,416 | $6,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 235 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-14-000183 | this filing | 2014-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001145443-14-000689 | base | 2014-05-01 | acceptance time not in the bulk data set |