13F-HR/A filed by Sound Income Strategies, LLC
Sound Income Strategies, LLC filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-10-03, with 816 holding rows worth $205,005,000.
- Accession
- 0001144204-18-052212
- Filer
- CIK 1730960
- Filed
- 2018-10-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, amendment of type restatement, 816 entries on the cover page, a total value of $205,005,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $205,005,000 with VALUE read as thousands by filing date, 13F file number 028-18555. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 52 | $3,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 36 | $3,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 54 | $3,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 57 | $3,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 50 | $3,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 126 | $3,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 31 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 105 | $3,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 48 | $3,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 107 | $3,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 635 | $3,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 49 | $3,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 108 | $3,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 158 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 80 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 133 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 212 | $3,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 673 | $3,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 294 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 28 | $3,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 155 | $3,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 51 | $3,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 134 | $3,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 117 | $3,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 321 | $3,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 103 | $3,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 60 | $3,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 11,987 | $3,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 98 | $3,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 21 | $2,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 34 | $2,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 34 | $2,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 38 | $2,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 19 | $2,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 34 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 11 | $2,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 12 | $2,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 17 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 66 | $2,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 50 | $2,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 34 | $2,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 50 | $2,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 156 | $2,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 21 | $2,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 70 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 100 | $2,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 35 | $2,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 27 | $2,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 28 | $2,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 22 | $2,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 98 | $2,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 43 | $2,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 10 | $2,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 19 | $2,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 87 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 12 | $2,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 58 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 29 | $2,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 100 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 33 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 46 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 100 | $2,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 85 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 59 | $2,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 68 | $2,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 27 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 36 | $2,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 28 | $2,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 54 | $2,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 31 | $2,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 18 | $2,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 21 | $2,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 27 | $2,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 20 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 25 | $2,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 41 | $2,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 74 | $2,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 80 | $2,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 51 | $2,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 94 | $2,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 25 | $2,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 45 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 25 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 10 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 12 | $2,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 40 | $2,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAG7 | COM | 144 | $2,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2 | $1,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 6 | $1,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 8 | $1,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 27 | $1,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 19 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 21 | $1,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 8 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 15 | $1,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5 | $1,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 62 | $1,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 4 | $1,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6 | $1,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 8 | $1,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 10 | $1,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10 | $1,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 15 | $1,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 100 | $1,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 40 | $1,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 21 | $1,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 37 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 51 | $1,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 14 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 45 | $1,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 10 | $1,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 36 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4 | $1,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 24 | $1,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2 | $1,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9 | $1,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 10 | $1,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 73 | $1,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 12 | $1,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 4 | $1,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 13 | $1,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 15 | $1,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 14 | $1,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 40 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 31 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 20 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 9 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 12 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 17 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 18 | $1,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 49 | $1,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 10 | $1,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 50 | $1,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 17 | $1,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 10 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 5 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 19 | $1,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 9 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 65 | $1,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 9 | $1,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 8 | $1,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 8 | $1,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 25 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 72 | $1,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2 | $1,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 21 | $1,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 33 | $1,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 31 | $1,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 41 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 32 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 54 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 23 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 13 | $1,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 28 | $1,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 5 | $1,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 29 | $1,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 12 | $1,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 50 | $1,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 21 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 15 | $1,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 32 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 45 | $1,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 57 | $1,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 61 | $1,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 12 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 37 | $1,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 50 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 200 | $1,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 250 | $1,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 80 | $1,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 86 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 55 | $1,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCM T | 353793110 | RIGHT 10/18/2018 | 5,708 | $1,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Stryker Corporation | 863667101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYCHEX INC | 704326107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULTE GROUP INC COM | 745867101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER STATES WTR CO COM | 029899101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MKS INC. COM | 55306N104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BCE INC COM NEW | 05534B760 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESMED INC COM | 761152107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTEC INC COM | 576323109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SOLAR INC COM | 336433107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROBERT HALF INC. COM | 770323103 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNOPSYS INC COM | 871607107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUINIX INC COM | 29444U700 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH A O CORP COM | 831865209 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NASDAQ INC COM | 631103108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROLLINS INC COM | 775711104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMPRA COM | 816851109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGITECH INTL S A SHS | H50430232 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSA SAFETY INC COM | 553498106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACCAR INC COM | 693718108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK HILLS CORP COM | 092113109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELANESE CORP DEL COM | 150870103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASIMO CORP COM | 574795100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELUS CORPORATION COM | 87971M103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASCO CORP | 574599106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING NEW | 690742101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORO CO | 891092108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUTOR PERINI CORP | 901109108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMPSON MFG INC | 829073105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMED CORP NEW | 16359R103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICU MED INC | 44930G107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOELIS & CO | 60786M105 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BED BATH & BEYOND INC | 075896100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QURATE RETAIL INC | 74915M100 | COM SER A | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F104 | COM SER A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F302 | COM SER C | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC NETWORKS INC | 00164V103 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHERENT INC | 192479103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS CORP INC | 413875105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Gold Trust | 464285105 | ISHARES | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VECTREN CORP | 92240G101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO | 46138J866 | EXCHANGE TRADED | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares Short S&P | 74347B425 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA WIRELESS INC | 826516106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSG NETWORK INC | 553573106 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTRI SYS INC NEW | 67069D108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138E677 | GLOBAL GLD PREC | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-051766 | superseded | 2018-10-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001144204-18-052212 | this filing | 2018-10-03 | acceptance time not in the bulk data set |