13F-HR filed by Sound Income Strategies, LLC
Sound Income Strategies, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-01, with 808 holding rows worth $171,898,000.
- Accession
- 0001144204-18-051766
- Filer
- CIK 1730960
- Filed
- 2018-10-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 808 entries on the cover page, a total value of $171,898,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $171,898,000 with VALUE read as thousands by filing date, 13F file number 028-18555. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 418,790 | $19,524,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 678,006 | $15,547,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 355,931 | $13,547,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 793,660 | $13,056,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,010,483 | $12,783,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 926,367 | $12,654,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 651,696 | $11,691,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 418,784 | $11,106,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 485,772 | $8,890,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 175,886 | $8,089,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 182,265 | $4,404,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 173,539 | $2,003,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 37,786 | $1,213,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,101 | $1,120,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,051 | $1,078,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,266 | $1,051,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 28,680 | $1,041,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 18,332 | $1,035,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,059 | $1,026,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,087 | $981,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,325 | $962,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 41,963 | $952,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 13,730 | $905,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,268 | $892,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 22,406 | $883,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 7,999 | $879,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 10,556 | $853,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 112,512 | $827,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 22,984 | $820,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,701 | $806,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 15,211 | $805,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,336 | $800,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 11,827 | $754,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 77,681 | $725,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,668 | $679,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 55,586 | $654,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,151 | $582,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 28,298 | $512,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 55,012 | $430,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,228 | $416,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 28,424 | $411,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 10,671 | $402,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,670 | $386,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,936 | $332,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 10,768 | $295,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 986 | $267,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 148 | $252,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 12,106 | $251,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 12,091 | $246,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 22,285 | $225,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 11,279 | $204,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 517 | $202,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,325 | $189,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,010 | $188,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,827 | $180,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,950 | $179,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,376 | $170,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,684 | $169,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 5,593 | $167,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 2,193 | $165,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,480 | $157,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 764 | $148,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 9,103 | $133,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,132 | $130,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 656 | $128,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 5,251 | $125,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 5,400 | $123,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 7,765 | $123,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 500 | $113,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3,607 | $101,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,463 | $99,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,857 | $98,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,282 | $95,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 494 | $95,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 571 | $86,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 3,141 | $85,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 575 | $84,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 328 | $78,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 567 | $72,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,556 | $72,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 292 | $72,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 9,557 | $71,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 439 | $69,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 867 | $69,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,010 | $69,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 973 | $68,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 637 | $68,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 667 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 690 | $67,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,962 | $67,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 600 | $66,000 | thousands by filing date | |
| IJH | 464287507 | COM | 336 | $65,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 624 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 597 | $64,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,113 | $63,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 801 | $63,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,254 | $62,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 5,679 | $62,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,502 | $61,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 8,739 | $59,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 486 | $58,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,305 | $57,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 5,459 | $57,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 410 | $56,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 300 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 659 | $56,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 509 | $53,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 1,060 | $53,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,147 | $51,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 45 | $50,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 3,665 | $50,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 623 | $49,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 4,550 | $49,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,000 | $49,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 974 | $48,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 1,893 | $48,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,150 | $47,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 4,020 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 2,255 | $47,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 1,909 | $47,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 195 | $46,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 696 | $45,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 844 | $45,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 4,210 | $45,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 452 | $44,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,930 | $44,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 463 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,367 | $44,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,030 | $43,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 1,710 | $43,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,419 | $42,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 381 | $41,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 2,662 | $41,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 3,569 | $40,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,524 | $40,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 1,634 | $40,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,467 | $39,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 351 | $39,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 350 | $39,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 313 | $39,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 1,621 | $39,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 317 | $38,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,908 | $38,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 3,780 | $38,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 154 | $37,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,122 | $37,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 1,527 | $37,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 520 | $35,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 233 | $35,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 293 | $35,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,000 | $35,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,825 | $35,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 1,389 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J205 | BULSHS 2018 HY | 1,374 | $34,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,323 | $33,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 979 | $33,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 427 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 1,354 | $33,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 236 | $32,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 388 | $32,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 505 | $32,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 742 | $32,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 187 | $32,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 374 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 516 | $31,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 872 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 879 | $31,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 194 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 146 | $30,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,518 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 474 | $30,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 176 | $29,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 951 | $29,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,404 | $29,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 556 | $29,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 1,196 | $29,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,268 | $28,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 1,110 | $28,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 417 | $27,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 640 | $27,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,000 | $26,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 941 | $26,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,630 | $26,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 291 | $25,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 311 | $25,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 244 | $25,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 381 | $25,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,120 | $25,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 222 | $24,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,101 | $24,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,523 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 239 | $24,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 818 | $24,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 300 | $24,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 200 | $24,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,500 | $24,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 289 | $23,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 649 | $23,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 409 | $23,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 485 | $23,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 211 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 483 | $23,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 306 | $22,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 64 | $22,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 162 | $22,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 286 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 671 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 250 | $21,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 248 | $21,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,209 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 489 | $21,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,215 | $21,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 142 | $20,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 192 | $20,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 137 | $20,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 655 | $20,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 265 | $20,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,404 | $20,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 500 | $20,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 526 | $20,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,109 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 838 | $19,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 127 | $18,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 540 | $18,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 340 | $18,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,000 | $18,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 509 | $18,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 710 | $18,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 177 | $18,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 2,817 | $18,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 266 | $17,000 | thousands by filing date | |
| VTI | 922908769 | COM | 123 | $17,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 106 | $17,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 336 | $17,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 25 | $17,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 178 | $17,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 100 | $17,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,046 | $16,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 14 | $16,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 328 | $16,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 359 | $16,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 302 | $16,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 354 | $16,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,154 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 365 | $16,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 565 | $16,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 235 | $16,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 600 | $16,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 999 | $16,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 547 | $15,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 178 | $15,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 189 | $15,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 358 | $15,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 283 | $15,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 260 | $14,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 88 | $14,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 162 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 613 | $14,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 530 | $14,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 117 | $14,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 481 | $14,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 125 | $14,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 200 | $14,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 150 | $14,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 126 | $13,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 186 | $13,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 130 | $13,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 236 | $13,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,501 | $13,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 101 | $13,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 83 | $13,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 756 | $13,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,665 | $13,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10 | $13,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 520 | $13,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 66 | $12,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 105 | $12,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 189 | $12,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 191 | $12,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 130 | $12,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 204 | $12,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 181 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 101 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 259 | $12,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,800 | $12,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 200 | $12,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 160 | $12,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 54 | $11,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 136 | $11,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 205 | $11,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 35 | $11,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 609 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 492 | $11,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 200 | $11,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 420 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 117 | $11,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 500 | $11,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 58 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 417 | $11,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 500 | $11,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 206 | $10,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 25 | $10,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 138 | $10,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 100 | $10,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 170 | $10,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 63 | $10,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 290 | $10,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 93 | $10,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 95 | $10,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 569 | $10,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 430 | $10,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 57 | $10,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 46 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 72 | $10,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 360 | $10,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 540 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 121 | $10,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 650 | $10,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 209 | $10,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 700 | $10,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 599 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 319 | $10,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 800 | $10,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 550 | $10,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 650 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 688 | $10,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 1,140 | $10,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 100 | $9,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 52 | $9,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 53 | $9,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 134 | $9,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 65 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 283 | $9,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 933 | $9,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 900 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 168 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 256 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 391 | $9,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 123 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,425 | $9,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 367 | $9,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 475 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 317 | $9,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 325 | $9,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 137 | $8,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 62 | $8,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 23 | $8,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 63 | $8,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 50 | $8,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 180 | $8,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 150 | $8,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 28 | $8,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 80 | $8,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 153 | $8,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 40 | $8,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 350 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 292 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 165 | $8,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,635 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 77 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 130 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 215 | $8,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 565 | $8,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 840 | $8,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 500 | $8,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 950 | $8,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 49 | $8,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,000 | $8,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 46 | $7,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 78 | $7,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 71 | $7,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 63 | $7,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 130 | $7,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 62 | $7,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 142 | $7,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 235 | $7,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 130 | $7,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 104 | $7,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 156 | $7,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 155 | $7,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 221 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 158 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 837 | $7,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 133 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 200 | $7,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 451 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 281 | $7,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 42 | $6,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 78 | $6,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,500 | $6,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 200 | $6,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 170 | $6,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,111 | $6,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 95 | $6,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 50 | $6,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 298 | $6,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 131 | $6,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 62 | $6,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 203 | $6,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 382 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 165 | $6,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 217 | $6,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 215 | $6,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 252 | $6,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 324 | $6,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 100 | $6,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 213 | $6,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,300 | $6,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 200 | $6,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,000 | $6,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 320 | $6,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 20 | $5,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 67 | $5,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 105 | $5,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 111 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 97 | $5,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 25 | $5,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 21 | $5,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 112 | $5,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 75 | $5,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 100 | $5,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 39 | $5,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 341 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 40 | $5,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 250 | $5,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 53 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 53 | $5,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 330 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 338 | $5,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 100 | $5,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 378 | $5,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 340 | $5,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 275 | $5,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 137 | $4,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 12 | $4,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 181 | $4,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 64 | $4,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 67 | $4,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 128 | $4,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 240 | $4,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 112 | $4,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 320 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 60 | $4,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 109 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 83 | $4,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 200 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 104 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 83 | $4,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 200 | $4,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 50 | $4,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,000 | $4,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 64 | $4,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 424 | $4,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 111 | $4,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 550 | $4,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 288 | $4,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 135 | $4,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 18 | $3,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 24 | $3,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 50 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 17 | $3,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 26 | $3,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 49 | $3,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 92 | $3,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 117 | $3,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 70 | $3,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 50 | $3,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 23 | $3,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 55 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 85 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 123 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 34 | $3,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 107 | $3,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 108 | $3,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 158 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 105 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 91 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 133 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 212 | $3,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 150 | $3,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 673 | $3,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 294 | $3,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 155 | $3,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 134 | $3,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 117 | $3,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 321 | $3,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 63 | $3,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 108 | $3,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 60 | $3,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 11,987 | $3,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 34 | $2,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 33 | $2,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 19 | $2,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 34 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 13 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 66 | $2,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 57 | $2,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 156 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 104 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-051766 | this filing | 2018-10-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001144204-18-052212 | base | 2018-10-03 | acceptance time not in the bulk data set |