13F-HR filed by Sound Income Strategies, LLC
Sound Income Strategies, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-01, with 808 holding rows worth $171,898,000.
- Accession
- 0001144204-18-051766
- Filer
- CIK 1730960
- Filed
- 2018-10-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 808 entries on the cover page, a total value of $171,898,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $171,898,000 with VALUE read as thousands by filing date, 13F file number 028-18555. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TARGA RES CORP COM | 87612G101 | Stock | 35 | $2,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 28 | $2,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 98 | $2,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 43 | $2,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 40 | $2,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 19 | $2,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 87 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 12 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 29 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 29 | $2,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 34 | $2,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 60 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 46 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 100 | $2,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 85 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 59 | $2,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 68 | $2,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 28 | $2,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 9 | $2,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 28 | $2,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 9 | $2,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 27 | $2,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 37 | $2,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 144 | $2,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 41 | $2,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 20 | $2,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 50 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 25 | $2,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 41 | $2,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 74 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 45 | $2,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 40 | $2,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 80 | $2,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 51 | $2,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 94 | $2,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 45 | $2,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 160 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 25 | $2,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 86 | $2,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 40 | $2,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 12 | $1,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 8 | $1,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8 | $1,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 19 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 21 | $1,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 8 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 15 | $1,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 62 | $1,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 11 | $1,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 10 | $1,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 3 | $1,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 15 | $1,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 100 | $1,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 29 | $1,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 21 | $1,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 37 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 51 | $1,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 14 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4 | $1,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 24 | $1,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9 | $1,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5 | $1,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 12 | $1,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 4 | $1,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 13 | $1,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 14 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 9 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 18 | $1,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 10 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 5 | $1,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 12 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 19 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 4 | $1,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 12 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 7 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 5 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 21 | $1,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 20 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 65 | $1,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 8 | $1,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 8 | $1,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 25 | $1,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4 | $1,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2 | $1,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5 | $1,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 26 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 27 | $1,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 50 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 54 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 23 | $1,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 28 | $1,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 29 | $1,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 12 | $1,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 21 | $1,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 32 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 100 | $1,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 57 | $1,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 61 | $1,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 50 | $1,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 12 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 37 | $1,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 50 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 200 | $1,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 179 | $1,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 80 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 55 | $1,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Charles Schwab Corp | 808513105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CME Group Inc. Class A | 12572Q105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Deere & Company | 244199105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Intuit Inc. | 461202103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLA CORP | 482480100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lockheed Martin Corporation | 539830109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Stryker Corporation | 863667101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XCELENERGY INC | 98389B100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYSCOCORP | 871829107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYCHEX INC | 704326107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVITA INC COM | 23918K108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDEX CORP COM | 31428X106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER STATES WTR CO COM | 029899101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BORGWARNER INC COM | 099724106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MKS INC. COM | 55306N104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BCE INC COM NEW | 05534B760 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNA INTL INC COM | 559222401 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BK CDA COM | 780087102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPP PLC NEW ADR | 92937A102 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERISIGN INC COM | 92343E102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESMED INC COM | 761152107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQT CORP COM | 26884L109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACUITY INC COM | 00508Y102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLLAR TREE INC COM | 256746108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HASBRO INC COM | 418056107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTEC INC COM | 576323109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNOPSYS INC COM | 871607107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUINIX INC COM | 29444U700 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENCORA INC COM | 03073E105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH A O CORP COM | 831865209 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAP SE SPON ADR | 803054204 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROLLINS INC COM | 775711104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMPRA COM | 816851109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETAPP INC COM | 64110D104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGITECH INTL S A SHS | H50430232 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| F5 INC COM | 315616102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOGEN INC COM | 09062X103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAE INC COM | 124765108 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSA SAFETY INC COM | 553498106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACCAR INC COM | 693718108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEST BUY INC COM | 086516101 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUMANA INC COM | 444859102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK HILLS CORP COM | 092113109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELANESE CORP DEL COM | 150870103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASIMO CORP COM | 574795100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELUS CORPORATION COM | 87971M103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASCO CORP | 574599106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OGE ENERGY CORP | 670837103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING NEW | 690742101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORO CO | 891092108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTIS INC | 349553107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMED CORP NEW | 16359R103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICU MED INC | 44930G107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOELIS & CO | 60786M105 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDSTROM INC | 655664100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIGNA CORPORATION | 125509109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHERENT INC | 192479103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS CORP INC | 413875105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORBORD INC | 65548P403 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Gold Trust | 464285105 | ISHARES | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VECTREN CORP | 92240G101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELX NV | 75955B102 | SPONSORED ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO | 46138J866 | EXCHANGE TRADED | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares Short S&P | 74347B425 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA WIRELESS INC | 826516106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTRI SYS INC NEW | 67069D108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-051766 | this filing | 2018-10-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001144204-18-052212 | base | 2018-10-03 | acceptance time not in the bulk data set |