13F-HR filed by PIER 88 INVESTMENT PARTNERS LLC
PIER 88 INVESTMENT PARTNERS LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-19, with 105 holding rows worth $257,827,000.
- Accession
- 0001144204-17-053057
- Filer
- CIK 1697366
- Filed
- 2017-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 105 entries on the cover page, a total value of $257,827,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $257,827,000 with VALUE read as thousands by filing date, 13F file number 028-17645. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 273,000 | $13,855,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 8,749,000 | $13,463,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,295,000 | $12,608,000 | thousands by filing date | principal |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 233,361 | $12,202,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 220,599 | $12,122,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 8,655 | $11,381,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 10,670,000 | $10,723,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 4,730,000 | $8,691,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 74,950 | $8,550,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 7,955,000 | $8,273,000 | thousands by filing date | principal |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 121,990 | $7,739,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 142,500 | $7,682,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 6,716,000 | $7,635,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 7,015,000 | $7,116,000 | thousands by filing date | principal |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 5,267,000 | $6,735,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 2,469,000 | $6,646,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 99,850 | $6,598,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6,194,000 | $6,577,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 5,530,000 | $5,537,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 5,210,000 | $5,497,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 5,400,000 | $5,447,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 3,600,000 | $5,195,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 4,705,000 | $4,852,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 2,512,000 | $4,850,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 4,640,000 | $4,742,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 4,560,000 | $4,229,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,120,000 | $3,699,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,478,000 | $2,966,000 | thousands by filing date | principal |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1,606,000 | $2,866,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 2,600,000 | $2,717,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 2,500,000 | $2,542,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 693,000 | $2,271,000 | thousands by filing date | principal |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 71,788 | $2,172,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,900,000 | $2,097,000 | thousands by filing date | principal |
| Janus Capital | 47102XAH8 | CONV | 738,000 | $1,146,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 970,000 | $1,118,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 820,000 | $951,000 | thousands by filing date | principal |
| ON | 682189AN5 | 1.625% 10/15/23 | 659,000 | $765,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 800,000 | $747,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 624,000 | $716,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680R206 | CL A | 15,460 | $645,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 41,924 | $627,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 6,048 | $620,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 13,791 | $601,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 14,608 | $593,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 31,440 | $581,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 11,025 | $562,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,898 | $551,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 10,633 | $551,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 21,029 | $544,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 6,003 | $524,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 12,750 | $522,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 8,208 | $516,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 28,801 | $483,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,500 | $475,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,825 | $473,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 16,400 | $472,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 10,880 | $471,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 9,512 | $449,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 29,412 | $448,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 9,450 | $446,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 8,914 | $444,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 17,964 | $443,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 7,401 | $417,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 6,207 | $412,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 6,187 | $408,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,157 | $404,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,500 | $402,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 13,707 | $399,000 | thousands by filing date | |
| Mimecast Ltd | GB00BYT5J | COM | 13,980 | $397,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 4,861 | $388,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 5,000 | $384,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,248 | $382,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 5,551 | $374,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 21,697 | $366,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,248 | $365,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 3,358 | $358,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 61,586 | $342,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 8,495 | $333,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 43,021 | $331,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,039 | $320,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 7,678 | $319,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 4,110 | $308,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,444 | $302,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 6,832 | $297,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5,200 | $282,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,000 | $263,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,157 | $251,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,083 | $240,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,033 | $197,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 4,281 | $191,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,432 | $167,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,842 | $155,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 504 | $91,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,430 | $54,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 50,000 | $48,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 173 | $25,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 15 | $20,000 | thousands by filing date | |
| Allergan plc | IE00BY9D6 | PFD CONV SER A | 25 | $18,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 300 | $17,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 300 | $12,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 10 | $11,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 5,000 | $7,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 5,000 | $6,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 30 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-053057 | this filing | 2017-10-19 | acceptance time not in the bulk data set |