13F-HR filed by SABBY MANAGEMENT, LLC
SABBY MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 214 holding rows worth $1,528,563,000.
- Accession
- 0001144204-17-042773
- Filer
- CIK 1535610
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 214 entries on the cover page, a total value of $1,528,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,528,563,000 with VALUE read as thousands by filing date, 13F file number 028-15245. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMintz Hal 028-13502
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MERCK & CO INC | 58933Y905 | CALL | 40,859 | $261,865,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 33,296 | $185,525,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 1,995,980 | $111,216,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 24,422 | $83,255,000 | thousands by filing date | call |
| ABBVIE INC | 00287Y909 | CALL | 11,276 | $81,762,000 | thousands by filing date | call |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 3,301 | $79,818,000 | thousands by filing date | put |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 4,553 | $58,675,000 | thousands by filing date | call |
| ISHARES TR | 464287955 | PUT | 4,058 | $57,185,000 | thousands by filing date | put |
| MERCK & CO INC | 58933Y955 | PUT | 7,031 | $45,062,000 | thousands by filing date | put |
| CIGNA CORP | 125509909 | COM | 2,528 | $42,316,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 4,851 | $27,030,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464900 | CALL | 2,839 | $26,582,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G900 | COM | 2,490 | $26,157,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC | 02043Q957 | COM | 2,391 | $19,071,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607900 | COM | 5,646 | $19,033,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL | 91307C902 | OPTION | 1,363 | $17,682,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC | 02043Q907 | CALL | 1,714 | $13,671,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL | 91307C952 | PUT | 1,016 | $13,181,000 | thousands by filing date | put |
| ASTRAZENECA PLC-SPONS ADR | 046353958 | COM | 3,826 | $13,043,000 | thousands by filing date | put |
| TESARO INC | 881569957 | PUT | 918 | $12,839,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158901 | COM NEW | 12,493 | $12,056,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W904 | CALL | 4,812 | $11,159,000 | thousands by filing date | call |
| VERTEX PHARMACEUTICALS INC | 92532F950 | COM | 811 | $10,451,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351909 | COM | 800 | $9,734,000 | thousands by filing date | call |
| CERNER CORP | 156782904 | COM | 1,400 | $9,306,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC | 40637H909 | COM | 6,867 | $8,803,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W954 | PUT | 3,726 | $8,641,000 | thousands by filing date | put |
| KITE PHARMA INC | 49803L959 | COM | 791 | $8,200,000 | thousands by filing date | put |
| SEATTLE GENETICS INC. | 812578952 | Cmn | 1,442 | $7,461,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 51,426 | $7,192,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 53,116 | $6,891,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351959 | COM | 550 | $6,692,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC | 462222900 | CALL | 1,293 | $6,577,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC | 462222950 | COM | 1,259 | $6,405,000 | thousands by filing date | put |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 14,168 | $5,710,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y959 | PUT | 719 | $5,697,000 | thousands by filing date | put |
| ZOGENIX INC | 98978L954 | PUT | 3,825 | $5,546,000 | thousands by filing date | put |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 4,958 | $4,993,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G950 | COM | 473 | $4,969,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q908 | CALL | 1,537 | $4,965,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T953 | PUT | 463 | $4,642,000 | thousands by filing date | put |
| PROTHENA CORP PLC | G72800908 | SHS | 853 | $4,616,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760C957 | COM | 1,191 | $4,573,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 85,162 | $4,406,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC CMN STK | 00163U956 | Cmn | 2,140 | $3,938,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W905 | COM NEW | 3,142 | $3,802,000 | thousands by filing date | call |
| BIOAMBER INC | 09072Q106 | COM | 1,426,917 | $3,667,000 | thousands by filing date | |
| INCYTE CORP | 45337C902 | COM | 282 | $3,551,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760C107 | COM | 90,715 | $3,483,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677906 | CALL | 3,892 | $3,425,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A950 | PUT | 442 | $3,411,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J908 | COM | 424 | $3,377,000 | thousands by filing date | call |
| INSMED INC | 457669957 | COM PAR $.01 | 1,899 | $3,259,000 | thousands by filing date | put |
| KITE PHARMA INC | 49803L109 | COM | 31,384 | $3,254,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127900 | COM | 679 | $3,239,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC | 695127950 | PUT | 678 | $3,234,000 | thousands by filing date | put |
| GILEAD SCIENCES INC | 375558903 | COM | 454 | $3,213,000 | thousands by filing date | call |
| CHECK CAP LTD | M2361E112 | SHS | 1,418,893 | $2,724,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 2,682 | $2,701,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 141,700 | $2,636,000 | thousands by filing date | |
| ZOGENIX INC | 98978L904 | CALL | 1,735 | $2,516,000 | thousands by filing date | call |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 2,949,051 | $2,507,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 3,459,341 | $2,456,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 2,365,763 | $2,371,000 | thousands by filing date | |
| SEATTLE GENETICS INC. | 812578902 | Cmn | 438 | $2,266,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N106 | COM | 542,869 | $2,112,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269X955 | COM | 2,500 | $2,093,000 | thousands by filing date | put |
| PRIMA BIOMED LTD | 74154B302 | SPONSORED ADR LE | 962,835 | $1,993,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 1,084,395 | $1,952,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 1,662,487 | $1,945,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS IN | 37890U908 | CALL | 670 | $1,832,000 | thousands by filing date | call |
| MICROBOT MED INC | 59503A105 | COM | 1,285,351 | $1,825,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 4,243,914 | $1,818,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J900 | COM | 977 | $1,791,000 | thousands by filing date | call |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 1,626,807 | $1,789,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 223,100 | $1,762,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 987,593 | $1,738,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 187,500 | $1,725,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 784,000 | $1,693,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J958 | COM | 206 | $1,641,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 88,878 | $1,635,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 15,714 | $1,575,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 2,644,522 | $1,536,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J906 | CALL | 755 | $1,527,000 | thousands by filing date | call |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 645,390 | $1,484,000 | thousands by filing date | |
| OTONOMY INC | 68906L905 | CALL | 779 | $1,468,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 85,000 | $1,426,000 | thousands by filing date | |
| TESARO INC | 881569907 | CALL | 100 | $1,399,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J956 | PUT | 669 | $1,353,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 37,495 | $1,339,000 | thousands by filing date | |
| IMMUNOMEDICS INC CMN STK | 452907908 | Cmn | 1,497 | $1,322,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 155,757 | $1,304,000 | thousands by filing date | |
| INCYTE CORP | 45337C952 | COM | 100 | $1,259,000 | thousands by filing date | put |
| HEAT BIOLOGICS INC | 42237K102 | COM | 2,016,537 | $1,228,000 | thousands by filing date | |
| INSMED INC | 457669907 | CALL | 701 | $1,203,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NE | 29664W955 | COM | 257 | $1,189,000 | thousands by filing date | put |
| ONCOSEC MED INC | 68234L207 | COM NEW | 967,993 | $1,152,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C907 | CALL | 1,220 | $1,122,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 138,052 | $1,015,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511957 | COM | 1,354 | $995,000 | thousands by filing date | put |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 2,389,305 | $980,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 310,808 | $979,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 60,000 | $960,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 592,672 | $960,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 50,205 | $946,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC COM NEW | 775431208 | Stock | 358,198 | $945,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 125,000 | $938,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 255,100 | $921,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 248,600 | $895,000 | thousands by filing date | |
| MANNKIND CORP | 56400P956 | COM NEW | 6,126 | $864,000 | thousands by filing date | put |
| OVASCIENCE INC | 69014Q101 | COM | 509,300 | $795,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 357,792 | $787,000 | thousands by filing date | |
| DURECT CORP | 266605904 | CALL | 4,858 | $758,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872952 | COM NEW | 457 | $752,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 172,100 | $740,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T147 | *W EXP 03/18/202 | 545,309 | $731,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 1,130,598 | $724,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J905 | COM | 452 | $723,000 | thousands by filing date | call |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 246,946 | $706,000 | thousands by filing date | |
| EDAP TMS S A | 268311957 | SPONSORED ADR | 2,086 | $688,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 425,000 | $663,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 7,065 | $661,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W958 | PUT | 1,251 | $651,000 | thousands by filing date | put |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 334,622 | $629,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688905 | COM | 161 | $612,000 | thousands by filing date | call |
| MEDIGUS LTD | 58471G201 | SPONSORD ADR NEW | 278,944 | $608,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 190,000 | $602,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 26,500 | $600,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 125,151 | $586,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 117,400 | $583,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q901 | Cmn | 1,250 | $574,000 | thousands by filing date | call |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 234,826 | $571,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 731,409 | $570,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 92,701 | $528,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 486,491 | $525,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328900 | COM | 1,946 | $525,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 71,251 | $524,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677956 | PUT | 575 | $506,000 | thousands by filing date | put |
| TG THERAPEUTICS INC | 88322Q908 | COM | 490 | $492,000 | thousands by filing date | call |
| MEDICINES COMPANY | 584688955 | COM | 127 | $483,000 | thousands by filing date | put |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 529,819 | $476,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 345,524 | $473,000 | thousands by filing date | |
| ARBUTUS BIOPHARMA CORP | 03879J900 | COM | 1,311 | $472,000 | thousands by filing date | call |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 942,011 | $472,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 1,190,886 | $462,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 97,704 | $454,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K121 | *W EXP 12/09/201 | 1,262,452 | $454,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 11,764 | $447,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 681,300 | $436,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 446,847 | $429,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M121 | *W EXP 05/18/201 | 500,624 | $428,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C957 | PUT | 451 | $415,000 | thousands by filing date | put |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 212,651 | $404,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP | 74979C113 | *W | 2,220,492 | $400,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 1,071,409 | $396,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 146,138 | $395,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 565,322 | $390,000 | thousands by filing date | |
| GALENA BIOPHARMA INC | 363256904 | COM | 6,084 | $353,000 | thousands by filing date | call |
| VERSARTIS INC | 92529L902 | CALL | 201 | $351,000 | thousands by filing date | call |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 33,200 | $349,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269X905 | COM | 398 | $333,000 | thousands by filing date | call |
| ANTARES PHARMA INC. COMMON STOCK | 036642906 | Cmn | 1,016 | $327,000 | thousands by filing date | call |
| INSPIREMD INC | 45779A804 | COM PAR | 3,234,477 | $315,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W903 | COM | 881 | $291,000 | thousands by filing date | call |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 645,350 | $290,000 | thousands by filing date | |
| ONCOBIOLOG-CW17A | 68235M113 | EQUITY WRT | 338,113 | $277,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 110,000 | $275,000 | thousands by filing date | |
| ADVAXIS INC | 007624958 | PUT | 414 | $269,000 | thousands by filing date | put |
| GREAT PANTHER RESOURCES LTD COMMON STOCK | 39115V951 | Cmn | 2,075 | $266,000 | thousands by filing date | put |
| MOTIF BIO PLC | 619784119 | *W EXP 11/09/202 | 141,334 | $256,000 | thousands by filing date | |
| OTONOMY INC | 68906L955 | PUT | 130 | $245,000 | thousands by filing date | put |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 553,740 | $238,000 | thousands by filing date | |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 247,759 | $225,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 108,843 | $223,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607950 | COM | 66 | $222,000 | thousands by filing date | put |
| SIGMA LABS INC | 826598302 | COM PAR | 102,946 | $220,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158951 | COM NEW | 219 | $211,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,390 | $209,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC CMN STK | 00163U906 | Cmn | 105 | $193,000 | thousands by filing date | call |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 71,700 | $184,000 | thousands by filing date | |
| ADVAXIS INC | 007624908 | CALL | 270 | $175,000 | thousands by filing date | call |
| IGNYTA INC | 451731903 | CALL | 164 | $170,000 | thousands by filing date | call |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 40,000 | $161,000 | thousands by filing date | |
| MANNKIND CORP | 56400P906 | COM NEW | 1,127 | $159,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225952 | COM NEW | 641 | $158,000 | thousands by filing date | put |
| NEURALSTEM INC | 64127R951 | PUT | 272 | $157,000 | thousands by filing date | put |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 291,046 | $150,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 170,000 | $143,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260950 | COM | 195 | $140,000 | thousands by filing date | put |
| ADVAXIS INC | 007624208 | COM NEW | 20,734 | $135,000 | thousands by filing date | |
| SOLENO THERAPEUTICS INC | 834203101 | COM | 248,067 | $127,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 345,712 | $112,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 143,800 | $103,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 168,401 | $95,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 48,000 | $91,000 | thousands by filing date | |
| CURIS INC | 231269951 | COM | 480 | $91,000 | thousands by filing date | put |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 198,851 | $75,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 16,731 | $70,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 67,283 | $67,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 19,700 | $57,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164952 | PUT | 197 | $57,000 | thousands by filing date | put |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 25,537 | $48,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 53,626 | $48,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 17,300 | $35,000 | thousands by filing date | |
| CURIS INC | 231269901 | COM | 168 | $32,000 | thousands by filing date | call |
| BENITEC BIOPHARMA LTD | 082053117 | *W EXP 08/14/202 | 90,193 | $32,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644952 | PUT | 130 | $30,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 17,322 | $22,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 24,200 | $20,000 | thousands by filing date | |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 19,000 | $20,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459904 | CALL | 346 | $19,000 | thousands by filing date | call |
| CYTRX CORP | 232828959 | COM PAR | 255 | $16,000 | thousands by filing date | put |
| IMMUNOCELLULAR THERAPEUTICS | 452536121 | *W EXP 08/12/202 | 415,103 | $8,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255153 | *W | 65,019 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-042773 | this filing | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001144204-17-049909 | base | 2017-09-27 | acceptance time not in the bulk data set |