13F-HR filed by PIER 88 INVESTMENT PARTNERS LLC
PIER 88 INVESTMENT PARTNERS LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-07, with 86 holding rows worth $173,456,000.
- Accession
- 0001144204-17-006410
- Filer
- CIK 1697366
- Filed
- 2017-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 86 entries on the cover page, a total value of $173,456,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $173,456,000 with VALUE read as thousands by filing date, 13F file number 028-17645. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 177,880 | $8,918,000 | thousands by filing date | |
| Teva Pharmaceutical Industries Ltd | IL0062905 | Convertible Preferred | 8,224 | $8,057,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,705 | $7,835,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 148,067 | $7,324,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 4,490,000 | $7,040,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 5,708,000 | $6,908,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,830,000 | $6,334,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 5,150,000 | $6,175,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 3,905,000 | $5,948,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 2,810,000 | $5,815,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 4,865,000 | $5,199,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 88,250 | $5,080,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 4,230,000 | $4,869,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 4,675,000 | $4,170,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC CONV PFD TAXBL | 15189T206 | EQUITY | 54,009 | $3,211,000 | thousands by filing date | principal |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 2,500,000 | $3,182,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 675,000 | $3,145,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 2,670,000 | $3,058,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,067,000 | $3,050,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,630,000 | $2,982,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 2,850,000 | $2,875,000 | thousands by filing date | principal |
| HESS CORP | 42809H404 | DEP PDF SR A | 48,150 | $2,798,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 2,500,000 | $2,450,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,800,000 | $2,404,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,550,000 | $2,145,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 1,500,000 | $2,143,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,943,000 | $1,963,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,390,000 | $1,681,000 | thousands by filing date | principal |
| APC 7.5 PFD | 032511404 | Preferred Stock | 40,000 | $1,654,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 27,000 | $1,654,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,290,000 | $1,643,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 1,300,000 | $1,640,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 555,000 | $1,548,000 | thousands by filing date | principal |
| SL GREEN OPERATING PAR 144A 3. | 78444FAC0 | CONVERT | 1,100,000 | $1,480,000 | thousands by filing date | principal |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 29,380 | $1,456,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1,005,000 | $1,419,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,260,000 | $1,336,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 25,000 | $1,325,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 1,300,000 | $1,300,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,125,000 | $1,138,000 | thousands by filing date | principal |
| Allergan plc | IE00BY9D6 | PFD CONV SER A | 1,225 | $1,113,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 1,025,000 | $1,024,000 | thousands by filing date | principal |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 5,400 | $927,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 26,000 | $911,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 40,445 | $861,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 22,350 | $852,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 13,400 | $837,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 830,000 | $830,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354107 | COM | 60,974 | $795,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 16,840 | $791,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 17,015 | $787,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 87,058 | $770,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 20,120 | $767,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 10,246 | $758,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 62,406 | $743,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 12,250 | $728,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 10,295 | $727,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 13,185 | $706,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 12,880 | $704,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 9,750 | $667,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 15,340 | $649,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 9,600 | $640,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 12,470 | $638,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 15,540 | $636,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 16,700 | $586,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 13,880 | $585,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 15,105 | $580,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 470 | $572,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 13,815 | $562,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 129,134 | $562,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 11,225 | $554,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 12,800 | $551,000 | thousands by filing date | |
| Mimecast Ltd | 000MIMEUS | Common Stock | 30,748 | $550,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 16,900 | $535,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,150 | $519,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 24,400 | $517,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 5,935 | $486,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 13,050 | $452,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 41,400 | $448,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,500 | $441,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 6,425 | $425,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 24,400 | $350,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 7,500 | $322,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,337 | $289,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,100 | $193,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,350 | $164,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-006410 | this filing | 2017-02-07 | acceptance time not in the bulk data set |