13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 3,342 holding rows worth $56,676,835,000.
- Accession
- 0001144204-16-134331
- Filer
- CIK 1009207
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 4,548 entries on the cover page, a total value of $56,676,835,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,676,835,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
- included managerD. E. Shaw Adviser, L.L.C.028-16053
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 519,023 | $8,242,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 175,834 | $8,224,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 103,700 | $8,204,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 10,000 | $8,202,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 322,816 | $8,200,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 38,200 | $8,195,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 630,296 | $8,149,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 149,600 | $8,143,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 110,200 | $8,137,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 50,800 | $8,094,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 98,003 | $8,071,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 86,759 | $8,027,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 49,500 | $8,024,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 280,100 | $8,024,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 579,326 | $8,000,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 79,256 | $7,962,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 201,500 | $7,931,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 253,495 | $7,927,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 316,312 | $7,905,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 61,500 | $7,881,000 | thousands by filing date | put |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 54,466 | $7,881,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 193,200 | $7,842,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 60,000 | $7,819,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 309,332 | $7,811,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 119,345 | $7,811,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 5,000,000 | $7,805,000 | thousands by filing date | principal |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 124,425 | $7,792,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 537,191 | $7,778,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 103,893 | $7,776,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 111,180 | $7,739,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,112,289 | $7,730,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 438,800 | $7,714,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 2,118,530 | $7,690,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 100,814 | $7,685,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 35,886 | $7,678,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 429,687 | $7,670,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 221,300 | $7,653,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 405,080 | $7,647,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 268,184 | $7,643,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 73,951 | $7,611,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 45,700 | $7,609,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 309,677 | $7,606,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 219,423 | $7,605,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 977,438 | $7,605,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 239,592 | $7,597,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 265,350 | $7,584,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 279,300 | $7,549,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 280,408 | $7,524,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 275,122 | $7,500,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 157,932 | $7,492,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 170,941 | $7,453,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 44,267 | $7,439,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 130,757 | $7,419,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 323,059 | $7,408,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 547,460 | $7,396,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 226,826 | $7,378,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 897,791 | $7,363,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 350,216 | $7,361,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 311,711 | $7,360,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 194,762 | $7,351,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 117,228 | $7,351,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 216,948 | $7,335,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 62,579 | $7,327,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 372,886 | $7,320,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 174,507 | $7,306,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 874,871 | $7,296,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 26,033 | $7,292,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 40,000 | $7,266,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 848,326 | $7,262,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 142,367 | $7,262,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 254,590 | $7,248,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 47,519 | $7,233,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 30,000 | $7,223,000 | thousands by filing date | call |
| PHARMERICA CORP | 71714F104 | COM | 256,810 | $7,209,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 537,646 | $7,209,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 232,330 | $7,202,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 88,237 | $7,149,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 173,528 | $7,146,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 142,398 | $7,129,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 686,434 | $7,118,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 231,600 | $7,117,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 83,954 | $7,105,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 239,577 | $7,094,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 98,000 | $7,077,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 547,712 | $7,065,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 459,727 | $7,062,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 199,830 | $7,056,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,921,789 | $7,053,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 130,000 | $7,010,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 878,912 | $7,005,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 155,282 | $7,000,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 63,600 | $6,983,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 649,272 | $6,941,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 57,879 | $6,936,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 208,941 | $6,911,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 315,009 | $6,908,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 297,754 | $6,908,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 71,777 | $6,886,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 227,353 | $6,884,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 494,734 | $6,872,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 411,500 | $6,864,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 314,746 | $6,837,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 367,084 | $6,831,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 252,974 | $6,810,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 155,100 | $6,809,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 115,756 | $6,807,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 410,685 | $6,785,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 317,898 | $6,781,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 44,400 | $6,780,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 190,277 | $6,765,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 611,202 | $6,748,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 121,322 | $6,742,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 589,463 | $6,714,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 467,494 | $6,709,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 211,427 | $6,690,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 7,200 | $6,687,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 190,000 | $6,680,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 931,622 | $6,661,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 285,013 | $6,661,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 274,709 | $6,648,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 93,900 | $6,645,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 53,300 | $6,644,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 68,400 | $6,639,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 255,016 | $6,638,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 592,932 | $6,635,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 64,023 | $6,618,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 104,900 | $6,610,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 143,220 | $6,602,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 897,292 | $6,595,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 71,200 | $6,574,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 332,387 | $6,525,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 409,300 | $6,504,000 | thousands by filing date | put |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 193,916 | $6,481,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 157,305 | $6,473,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 525,302 | $6,456,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 204,147 | $6,453,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 7,000,000 | $6,451,000 | thousands by filing date | principal |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 57,200 | $6,449,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 63,600 | $6,433,000 | thousands by filing date | call |
| CENCORA INC COM | 03073E105 | Stock | 79,600 | $6,430,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 34,540 | $6,412,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 158,068 | $6,410,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 43,734 | $6,400,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 547,960 | $6,389,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 62,700 | $6,381,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 51,610 | $6,380,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 278,883 | $6,373,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 37,600 | $6,370,000 | thousands by filing date | put |
| ALLEGHANY CORP DEL | 017175100 | COM | 12,109 | $6,358,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 43,300 | $6,357,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 143,339 | $6,353,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 857,639 | $6,338,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 489,728 | $6,332,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 697,564 | $6,327,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 474,999 | $6,322,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 105,668 | $6,300,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 70,000 | $6,266,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 423,600 | $6,240,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 89,261 | $6,237,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 34,816 | $6,236,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 113,616 | $6,226,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 211,068 | $6,186,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 178,400 | $6,182,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 77,100 | $6,171,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 58,157 | $6,168,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 159,000 | $6,161,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 614,187 | $6,142,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 490,678 | $6,133,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 76,142 | $6,130,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 77,000 | $6,130,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 405,000 | $6,104,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 338,739 | $6,080,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 40,000 | $6,074,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 55,400 | $6,058,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 116,500 | $6,038,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 98,073 | $6,031,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 388,200 | $6,029,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 53,000 | $6,006,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 61,757 | $6,004,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 148,468 | $5,997,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 844,121 | $5,993,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 88,500 | $5,990,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 48,939 | $5,987,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 241,424 | $5,987,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 78,372 | $5,956,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 218,301 | $5,948,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 50,835 | $5,933,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 131,545 | $5,930,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,720,981 | $5,920,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 594,202 | $5,900,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 93,300 | $5,879,000 | thousands by filing date | put |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 6,000,000 | $5,858,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 134,893 | $5,852,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 599,863 | $5,843,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 63,200 | $5,835,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 588,318 | $5,830,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 398,706 | $5,825,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 45,300 | $5,825,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 170,189 | $5,822,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 658,485 | $5,821,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 991,400 | $5,800,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 152,000 | $5,791,000 | thousands by filing date | call |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 194,094 | $5,790,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 150,533 | $5,788,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 5,790,000 | $5,788,000 | thousands by filing date | principal |
| THERAPEUTICSMD INC | 88338N107 | COM | 849,528 | $5,785,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 20,000 | $5,782,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 92,531 | $5,781,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 2,573,413 | $5,765,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 569,323 | $5,762,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 346,055 | $5,758,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 465,788 | $5,748,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 514,443 | $5,747,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 103,400 | $5,740,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 621,400 | $5,729,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 106,000 | $5,716,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 71,769 | $5,693,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 129,900 | $5,683,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 89,102 | $5,675,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 72,891 | $5,657,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 228,075 | $5,654,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 715,677 | $5,646,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 185,513 | $5,640,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 203,320 | $5,634,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 231,200 | $5,630,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 56,709 | $5,603,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 5,000,000 | $5,579,000 | thousands by filing date | principal |
| ALBANY INTL CORP | 012348108 | CL A | 131,612 | $5,578,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 5,298,000 | $5,563,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 141,600 | $5,562,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,246,844 | $5,549,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 520,000 | $5,543,000 | thousands by filing date | put |
| WIX COM LTD SHS | M98068105 | Stock | 127,570 | $5,540,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 227,458 | $5,525,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 476,378 | $5,521,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 150,000 | $5,508,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 44,100 | $5,494,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 74,200 | $5,478,000 | thousands by filing date | put |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 205,961 | $5,477,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 218,059 | $5,471,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 111,900 | $5,463,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 82,700 | $5,454,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 20,190 | $5,451,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 39,925 | $5,441,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 712,481 | $5,429,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 279,682 | $5,420,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 122,126 | $5,410,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 133,200 | $5,407,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 190,724 | $5,407,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 237,393 | $5,379,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 357,481 | $5,373,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 12,313 | $5,369,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 42,700 | $5,360,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 137,854 | $5,341,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 516,398 | $5,329,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 213,148 | $5,327,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 52,206 | $5,325,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 102,400 | $5,321,000 | thousands by filing date | call |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 363,920 | $5,313,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 267,924 | $5,304,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 39,954 | $5,303,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101,832 | $5,291,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 185,960 | $5,281,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 5,682 | $5,277,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 234,300 | $5,271,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 122,200 | $5,268,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 839,600 | $5,264,000 | thousands by filing date | call |
| EQUIFAX INC COM | 294429105 | Stock | 39,104 | $5,263,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 396,794 | $5,262,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 106,300 | $5,257,000 | thousands by filing date | call |
| TRINET GROUP INC COM | 896288107 | Stock | 241,842 | $5,231,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,043,387 | $5,227,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 69,400 | $5,202,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 237,951 | $5,187,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 380,999 | $5,185,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,250,000 | $5,185,000 | thousands by filing date | principal |
| UMPQUA HOLDINGS | 904214103 | COM | 344,402 | $5,183,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 305,675 | $5,172,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 301,199 | $5,171,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 365,966 | $5,167,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 53,400 | $5,164,000 | thousands by filing date | put |
| INTRALINKS HLDGS INC | 46118H104 | COM | 512,641 | $5,157,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L201 | UNIT 07/29/2020 | 500,000 | $5,150,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 323,588 | $5,106,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 18,900 | $5,102,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 182,162 | $5,099,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 335,920 | $5,089,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 114,113 | $5,085,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,385,641 | $5,085,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 188,200 | $5,072,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 35,000 | $5,065,000 | thousands by filing date | put |
| ACTUANT CORP | 00508X203 | CL A NEW | 217,325 | $5,051,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 100,909 | $5,042,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 41,144 | $5,042,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 309,424 | $5,034,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 243,353 | $5,025,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 213,800 | $5,025,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 105,000 | $5,014,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 207,894 | $5,010,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 513,999 | $5,006,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 78,200 | $4,994,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 75,900 | $4,987,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 49,566 | $4,968,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 213,021 | $4,966,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 464,429 | $4,965,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 45,200 | $4,963,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 93,844 | $4,960,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 57,274 | $4,954,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 40,691 | $4,953,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 61,217 | $4,946,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 316,193 | $4,938,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 62,000 | $4,933,000 | thousands by filing date | call |
| SPECTRA ENERGY CORP | 847560109 | COM | 115,231 | $4,926,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 123,215 | $4,917,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 82,219 | $4,902,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 331,101 | $4,894,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 164,539 | $4,893,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 378,235 | $4,890,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 110,000 | $4,887,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 72,417 | $4,870,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 25,100 | $4,866,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 636,805 | $4,859,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 658,605 | $4,847,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 217,204 | $4,840,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 35,959 | $4,839,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 243,392 | $4,829,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 431,339 | $4,813,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 644,854 | $4,785,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 30,000 | $4,772,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 32,000 | $4,772,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 82,900 | $4,770,000 | thousands by filing date | call |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 29,400 | $4,766,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 154,400 | $4,745,000 | thousands by filing date | put |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 5,500,000 | $4,728,000 | thousands by filing date | principal |
| REGIS CORP | 758932107 | COM | 375,470 | $4,712,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 53,729 | $4,707,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 306,572 | $4,697,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 345,400 | $4,656,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 142,778 | $4,647,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 40,000 | $4,642,000 | thousands by filing date | call |
| CABLE ONE INC | 12685J105 | COM | 7,928 | $4,630,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 35,000 | $4,628,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 302,936 | $4,626,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 108,500 | $4,619,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 87,915 | $4,615,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 245,374 | $4,603,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 121,896 | $4,600,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 35,000 | $4,599,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 222,136 | $4,596,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 424,118 | $4,590,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 247,812 | $4,587,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 386,630 | $4,585,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 47,200 | $4,584,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 32,511 | $4,581,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 192,574 | $4,539,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 143,278 | $4,530,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 338,600 | $4,524,000 | thousands by filing date | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 36,683 | $4,519,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 114,658 | $4,514,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 820,100 | $4,511,000 | thousands by filing date | put |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 138,969 | $4,507,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,115,431 | $4,507,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 57,000 | $4,499,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 96,000 | $4,485,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 177,316 | $4,484,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 79,000 | $4,481,000 | thousands by filing date | call |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 88,044 | $4,479,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 318,669 | $4,477,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 25,765 | $4,476,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 46,069 | $4,471,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 287,109 | $4,471,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 335,164 | $4,468,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 282,400 | $4,465,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 24,900 | $4,464,000 | thousands by filing date | call |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 95,186 | $4,453,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 66,011 | $4,443,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 878,634 | $4,437,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 475,400 | $4,435,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 156,029 | $4,431,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 280,000 | $4,427,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 261,549 | $4,423,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 247,839 | $4,412,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 62,500 | $4,408,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 91,467 | $4,393,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 5,291 | $4,392,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 134,841 | $4,372,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 32,100 | $4,370,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 86,390 | $4,361,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 597,500 | $4,332,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 427,185 | $4,332,000 | thousands by filing date | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 114,607 | $4,317,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 119,138 | $4,314,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 200,829 | $4,304,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 189,226 | $4,298,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 140,900 | $4,297,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 401,600 | $4,281,000 | thousands by filing date | call |
| AVANGRID INC | 05351W103 | COM | 102,270 | $4,273,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 114,949 | $4,271,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 372,828 | $4,269,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 80,000 | $4,262,000 | thousands by filing date | put |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 139,468 | $4,262,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 84,820 | $4,253,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 839,792 | $4,230,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,129,891 | $4,226,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 36,600 | $4,225,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 141,621 | $4,205,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 134,411 | $4,203,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 37,279 | $4,198,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 109,354 | $4,190,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 126,219 | $4,190,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,445,420 | $4,178,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 301,155 | $4,177,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 362,630 | $4,159,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 262,439 | $4,146,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 69,090 | $4,144,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 207,789 | $4,141,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 256,550 | $4,136,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 509,660 | $4,129,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 29,838 | $4,128,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 32,200 | $4,126,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 698,220 | $4,126,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 87,502 | $4,111,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 155,062 | $4,089,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 62,000 | $4,083,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 61,000 | $4,083,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 114,532 | $4,075,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 412,724 | $4,073,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 109,543 | $4,059,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 295,400 | $4,059,000 | thousands by filing date | put |
| ROSEHILL RES INC CL A | 49877M108 | Stock | 399,000 | $4,038,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 257,314 | $4,035,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 28,800 | $4,032,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 222,800 | $4,017,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 156,247 | $4,016,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 120,000 | $4,008,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 50,000 | $4,007,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 77,177 | $4,002,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 114,202 | $4,000,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 983,406 | $3,983,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 25,300 | $3,973,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 68,767 | $3,972,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 46,036 | $3,967,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 155,347 | $3,966,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 50,000 | $3,960,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 302,300 | $3,957,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 51,026 | $3,951,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 50,000 | $3,925,000 | thousands by filing date | call |
| HENRY JACK & ASSOC INC | 426281101 | COM | 45,833 | $3,921,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 50,000 | $3,920,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 88,264 | $3,919,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 116,126 | $3,913,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 77,880 | $3,905,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 220,200 | $3,901,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 107,128 | $3,889,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 90,100 | $3,884,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 189,682 | $3,874,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 43,766 | $3,871,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 57,628 | $3,864,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 75,200 | $3,859,000 | thousands by filing date | put |
| CATO CORP NEW | 149205106 | CL A | 117,325 | $3,859,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 35,192 | $3,854,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,400,000 | $3,853,000 | thousands by filing date | principal |
| MCKESSON CORP COM | 58155Q103 | Stock | 23,000 | $3,835,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 156,547 | $3,834,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 113,037 | $3,823,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 292,863 | $3,822,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 436,489 | $3,819,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 76,562 | $3,816,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 39,300 | $3,814,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 28,600 | $3,806,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 284,572 | $3,802,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 135,107 | $3,801,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 49,979 | $3,800,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 61,274 | $3,796,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 160,370 | $3,785,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 30,600 | $3,783,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 263,258 | $3,780,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 220,000 | $3,777,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 47,956 | $3,764,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 60,181 | $3,756,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 51,658 | $3,733,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 249,251 | $3,731,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 56,600 | $3,728,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 261,952 | $3,728,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 50,000 | $3,727,000 | thousands by filing date | put |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 168,289 | $3,721,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 579,691 | $3,710,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 98,710 | $3,705,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 20,000 | $3,699,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 392,256 | $3,695,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 61,060 | $3,694,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 71,539 | $3,685,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 91,700 | $3,683,000 | thousands by filing date | put |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 22,200 | $3,676,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 399,438 | $3,663,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 65,486 | $3,658,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 256,215 | $3,638,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 51,800 | $3,635,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 40,000 | $3,632,000 | thousands by filing date | call |
| EXAR CORP | 300645108 | COMMON STOCK | 389,675 | $3,628,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-134331 | this filing | 2016-11-14 | acceptance time not in the bulk data set |