13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 3,342 holding rows worth $56,676,835,000.
- Accession
- 0001144204-16-134331
- Filer
- CIK 1009207
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 4,548 entries on the cover page, a total value of $56,676,835,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,676,835,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
- included managerD. E. Shaw Adviser, L.L.C.028-16053
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 37,500 | $332,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 7,464 | $331,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 84,726 | $331,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 331,072 | $331,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 9,306 | $330,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 196,449 | $330,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 43,028 | $328,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 7,300 | $328,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 22,669 | $327,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 7,700 | $327,000 | thousands by filing date | put |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 4,608 | $326,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 5,100 | $326,000 | thousands by filing date | put |
| GARRISON CAP INC | 366554103 | COM | 32,218 | $326,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 14,365 | $324,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 8,327 | $324,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 9,000 | $324,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10,000 | $322,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,400 | $321,000 | thousands by filing date | call |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 15,218 | $320,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 17,648 | $319,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 202,200 | $319,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 81,710 | $319,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 105,992 | $317,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 5,464 | $316,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 12,056 | $315,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 9,618 | $315,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 29,765 | $315,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 102,925 | $315,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 179,104 | $313,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 36,089 | $313,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 7,917 | $312,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 10,506 | $312,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 23,936 | $311,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 12,204 | $310,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 28,718 | $310,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 28,646 | $310,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 32,400 | $308,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 52,340 | $308,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 50,699 | $307,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 23,361 | $307,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 51,439 | $306,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 8,660 | $306,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 17,000 | $305,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 14,887 | $305,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 188,243 | $303,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,255 | $302,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 4,584 | $302,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 179,850 | $302,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 50,000 | $302,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,400 | $300,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 29,320 | $300,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 12,435 | $299,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 15,300 | $299,000 | thousands by filing date | put |
| STONEGATE MTG CORP | 86181Q300 | COM | 64,461 | $295,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 24,948 | $294,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,797 | $293,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 20,221 | $293,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 27,997 | $291,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 28,769 | $291,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 2,900 | $291,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 11,377 | $291,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 67,681 | $291,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 5,700 | $290,000 | thousands by filing date | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 6,643 | $288,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 12,327 | $288,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 25,000 | $287,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 10,501 | $286,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 14,624 | $286,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 4,138 | $285,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 22,458 | $285,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 9,857 | $284,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,000 | $283,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 9,891 | $282,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,400 | $280,000 | thousands by filing date | put |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,702 | $280,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 50,000 | $280,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 16,093 | $280,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,510 | $279,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 9,300 | $279,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 21,456 | $279,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 12,900 | $278,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 16,895 | $277,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 32,424 | $275,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 28,219 | $275,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 638,962 | $275,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 29,013 | $274,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 33,449 | $273,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 15,650 | $273,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 28,836 | $271,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 7,292 | $270,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 6,978 | $268,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 5,144 | $268,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 4,162 | $266,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 81,613 | $265,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 24,200 | $265,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 16,757 | $264,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 6,560 | $263,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 30,000 | $262,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 73,174 | $261,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,000 | $260,000 | thousands by filing date | put |
| KMG CHEMICALS INC | 482564101 | COM | 9,185 | $260,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 28,290 | $259,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 10,650 | $259,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,903 | $258,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 35,931 | $258,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 15,819 | $258,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 25,000 | $257,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 2,766 | $257,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 30,000 | $257,000 | thousands by filing date | put |
| ADVAXIS INC | 007624208 | COM NEW | 23,921 | $256,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 31,521 | $256,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,431 | $254,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 40,000 | $254,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 150,504 | $254,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 28,503 | $254,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 6,615 | $253,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 40,165 | $253,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 11,384 | $252,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 62,059 | $252,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 26,923 | $251,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 14,000 | $251,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 40,000 | $251,000 | thousands by filing date | put |
| NUVECTRA CORP | 67075N108 | COM | 36,269 | $251,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 7,758 | $250,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 8,686 | $250,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,200 | $248,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 28,400 | $247,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 4,120 | $247,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,828 | $246,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,627 | $246,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 8,574 | $246,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,971 | $245,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 10,000 | $245,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 5,427 | $244,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 32,120 | $244,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 10,000 | $243,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 15,432 | $243,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,000 | $242,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R103 | COM | 7,038 | $242,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 10,000 | $241,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 12,300 | $241,000 | thousands by filing date | call |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 19,431 | $241,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 9,727 | $240,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 141,795 | $240,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 6,700 | $240,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 6,441 | $239,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,577 | $238,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,417 | $237,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,248 | $235,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 32,813 | $235,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 12,821 | $234,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,500 | $233,000 | thousands by filing date | put |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 11,561 | $232,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 9,404 | $232,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,057 | $231,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 7,900 | $230,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 11,707 | $230,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 6,014 | $229,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,000 | $229,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 128,075 | $228,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 13,000 | $227,000 | thousands by filing date | put |
| OM ASSET MGMT PLC | G67506108 | SHS | 16,288 | $227,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 8,977 | $226,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,600 | $223,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,222 | $222,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 7,700 | $222,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 17,690 | $222,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 16,389 | $220,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 12,600 | $220,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 51,061 | $220,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 133 | $218,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 10,485 | $218,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 7,294 | $217,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 20,990 | $217,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 38,093 | $217,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 8,154 | $215,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 20,000 | $214,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,500 | $213,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 7,255 | $212,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 362,364 | $212,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 3,776 | $211,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 23,359 | $211,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 40,158 | $211,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 7,500 | $210,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 17,655 | $210,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,857 | $209,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 7,796 | $207,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 39,291 | $207,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 75,954 | $207,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 1,826 | $207,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 2,136 | $207,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 492 | $206,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,088 | $206,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 14,787 | $205,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 6,701 | $205,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 11,611 | $205,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 19,463 | $204,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 13,857 | $201,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,553 | $200,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,235 | $200,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 16,334 | $200,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 10,700 | $198,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 22,117 | $198,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 31,197 | $197,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 50,708 | $195,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 11,993 | $194,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 41,435 | $192,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 11,296 | $192,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 85,055 | $192,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 33,041 | $191,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 18,366 | $190,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 20,358 | $189,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 14,768 | $188,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 56,874 | $187,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 11,765 | $182,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,358 | $182,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 44,300 | $180,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 26,300 | $178,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 10,500 | $176,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 21,055 | $175,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 297,579 | $175,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 87,788 | $175,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 27,602 | $171,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 30,072 | $171,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 18,800 | $170,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,443 | $168,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 27,569 | $168,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 12,111 | $167,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 16,200 | $167,000 | thousands by filing date | call |
| Cenveo Inc (NV) | 15670S402 | CS | 23,000 | $162,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 11,328 | $159,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 17,228 | $159,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,000 | $158,000 | thousands by filing date | call |
| HARTE-HANKS INC | 416196103 | COM | 96,876 | $157,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 24,600 | $156,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 12,995 | $156,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 13,950 | $155,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 15,984 | $154,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 17,139 | $153,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 13,300 | $153,000 | thousands by filing date | call |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 25,586 | $150,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 66,107 | $149,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 68,445 | $149,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 33,258 | $149,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,163 | $148,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 27,683 | $147,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 27,074 | $147,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 16,325 | $146,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 15,972 | $142,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 152,720 | $142,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 20,681 | $140,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 29,054 | $138,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 27,994 | $138,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 11,100 | $138,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 12,597 | $138,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 17,948 | $137,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 112,295 | $137,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12,309 | $135,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 15,850 | $135,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 23,543 | $133,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,364 | $132,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 13,576 | $132,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 43,799 | $131,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 12,860 | $130,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 11,425 | $128,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 77,800 | $128,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 300,100 | $126,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 15,665 | $125,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 46,417 | $124,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 10,000 | $121,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 52,365 | $121,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 15,564 | $119,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 12,097 | $118,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 13,029 | $117,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 20,221 | $116,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 14,383 | $114,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 14,739 | $113,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 10,562 | $112,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 41,886 | $112,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 13,033 | $106,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 13,297 | $106,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 38,012 | $105,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 15,147 | $104,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 50,000 | $104,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 11,635 | $102,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 13,404 | $100,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 125,957 | $99,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 34,431 | $95,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 27,057 | $94,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 16,444 | $93,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 54,441 | $91,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 33,573 | $87,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,937 | $86,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 20,015 | $85,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 46,869 | $84,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 81,598 | $83,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 14,926 | $82,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 117,591 | $82,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 20,246 | $80,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 10,270 | $80,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 32,579 | $80,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 12,158 | $79,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,327 | $78,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 18,209 | $77,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 49,403 | $76,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 12,429 | $75,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 40,314 | $74,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 11,451 | $74,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 10,977 | $73,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 16,377 | $72,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 13,569 | $71,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 34,212 | $69,000 | thousands by filing date | |
| AROWANA INC | G05011120 | RIGHT 01/01/2017 | 325,000 | $65,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 13,039 | $63,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 33,698 | $61,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 18,400 | $60,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 14,149 | $58,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 20,632 | $56,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 33,268 | $55,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 11,410 | $50,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 11,275 | $46,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,550 | $44,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 12,499 | $42,000 | thousands by filing date | |
| AROWANA INC | G05011112 | *W EXP 04/29/202 | 325,000 | $42,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 10,500 | $40,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 156,700 | $39,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 20,200 | $35,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 194,900 | $35,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 16,205 | $34,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 120,258 | $33,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 10,986 | $31,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,949,600 | $30,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,855 | $28,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 15,016 | $26,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 29,112 | $25,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 25,000 | $16,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 25,000 | $16,000 | thousands by filing date | call |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 191,900 | $16,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 32,560 | $12,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 11,175 | $11,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 10,097 | $4,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 99,900 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-134331 | this filing | 2016-11-14 | acceptance time not in the bulk data set |