13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-28, with 582 holding rows worth $378,580,000.
- Accession
- 0001142495-13-000008
- Filer
- CIK 1142495
- Filed
- 2013-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 9,315 entries on the cover page, a total value of $378,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $378,580,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 11,700 | $111,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 10,900 | $109,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 10,183 | $107,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 29,000 | $106,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 16,200 | $106,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 11,670 | $105,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 11,000 | $104,000 | thousands by filing date | |
| Paulson Capital Corp | 703797100 | COM | 70,891 | $104,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 14,599 | $103,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 51,299 | $103,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 16,700 | $98,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,726 | $97,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 10,349 | $96,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,403 | $94,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 15,300 | $93,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 24,968 | $92,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 15,000 | $89,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 11,500 | $89,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 16,549 | $86,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,371 | $85,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,024 | $83,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 15,900 | $83,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 19,879 | $80,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,173 | $77,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,072 | $76,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 10,324 | $75,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 19,300 | $74,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 10,400 | $74,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 32,008 | $74,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 13,345 | $73,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 29,124 | $68,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 35,000 | $67,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 22,131 | $67,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 14,350 | $67,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,200 | $63,000 | thousands by filing date | |
| CARROLLTON BANCORP | 145282109 | COM | 11,792 | $63,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,550 | $57,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 52,252 | $55,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 14,730 | $52,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 11,497 | $51,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 25,035 | $49,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 20,180 | $49,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 14,886 | $48,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 38,500 | $46,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 11,000 | $46,000 | thousands by filing date | |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 116,800 | $44,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 60,356 | $44,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 22,567 | $44,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 21,930 | $43,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 35,387 | $43,000 | thousands by filing date | |
| LE GAGA HLDGS LTD | 521168104 | SPONSORED ADR | 11,250 | $40,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 30,000 | $38,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,600 | $36,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 14,000 | $36,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 11,500 | $36,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 10,715 | $33,000 | thousands by filing date | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 18,123 | $33,000 | thousands by filing date | |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 25,098 | $32,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 11,600 | $31,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 24,000 | $31,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 69,200 | $31,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 25,000 | $29,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 35,527 | $29,000 | thousands by filing date | |
| LIME ENERGY CO | 53261U205 | COM NEW | 59,866 | $29,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 30,000 | $27,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 32,900 | $27,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 16,000 | $25,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 26,000 | $25,000 | thousands by filing date | |
| SPORT CHALET INC | 849163308 | CLB | 19,815 | $25,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 10,000 | $24,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 11,931 | $21,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 24,000 | $20,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 30,767 | $19,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 25,500 | $15,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 10,487 | $13,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 45,000 | $8,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,500 | $8,000 | thousands by filing date | |
| CLAUDE RES INC | 182873109 | COM | 28,000 | $7,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 10,000 | $6,000 | thousands by filing date | |
| TRANSWITCH CORP | 894065309 | COM | 22,374 | $6,000 | thousands by filing date | |
| FURNITURE BRANDS INTL INC | 360921209 | COM | 17,711 | $6,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 11,500 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-13-000008 | this filing | 2013-10-28 | acceptance time not in the bulk data set |