13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-28, with 582 holding rows worth $378,580,000.
- Accession
- 0001142495-13-000008
- Filer
- CIK 1142495
- Filed
- 2013-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 9,315 entries on the cover page, a total value of $378,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $378,580,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL ELEC CO | 369604103 | COM | 349,292 | $8,345,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 194,455 | $8,035,000 | thousands by filing date | |
| VTI | 922908769 | COM | 83,850 | $7,349,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,066 | $7,183,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 165,739 | $5,605,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 229,730 | $5,536,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 44,269 | $5,379,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 40,670 | $4,484,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 37,934 | $4,306,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 48,696 | $4,190,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 168,550 | $3,937,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 110,021 | $3,673,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 124,123 | $3,565,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 40,980 | $3,553,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 101,052 | $3,034,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 45,018 | $3,031,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 24,872 | $2,924,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 62,015 | $2,895,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 30,029 | $2,889,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 84,117 | $2,799,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 34,945 | $2,790,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 72,050 | $2,729,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 546,489 | $2,700,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 91,547 | $2,621,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 62,598 | $2,584,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 225,901 | $2,580,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 112,512 | $2,579,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 130,618 | $2,493,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 514,012 | $2,447,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 31,720 | $2,320,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 68,316 | $2,291,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 48,063 | $2,288,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 48,685 | $2,275,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 49,108 | $2,273,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 52,838 | $2,258,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 28,729 | $2,211,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 28,996 | $2,192,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 72,602 | $2,173,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,642 | $2,156,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 32,220 | $2,152,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 154,962 | $2,138,000 | thousands by filing date | |
| VITRAN CORP | 92850E107 | COMMON STOCK | 430,202 | $2,125,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,168 | $2,045,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 59,325 | $2,021,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 66,469 | $2,004,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12,139 | $1,920,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 113,344 | $1,912,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 99,813 | $1,897,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 84,910 | $1,889,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 131,448 | $1,889,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 252,047 | $1,865,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 47,630 | $1,819,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 43,853 | $1,806,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 874,562 | $1,802,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 23,655 | $1,794,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 33,694 | $1,742,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 39,942 | $1,731,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 111,832 | $1,710,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 44,844 | $1,709,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 447,069 | $1,659,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,750 | $1,581,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 19,887 | $1,581,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 65,916 | $1,564,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 373,842 | $1,544,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 9,993 | $1,540,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 12,999 | $1,527,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 149,498 | $1,489,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 37,158 | $1,427,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 22,324 | $1,404,000 | thousands by filing date | |
| 38259p508 | COM | 1,602 | $1,403,000 | thousands by filing date | ||
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 13,150 | $1,392,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 17,471 | $1,387,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 18,276 | $1,380,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 41,460 | $1,376,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 40,558 | $1,342,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 113,114 | $1,318,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 55,246 | $1,294,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 98,961 | $1,267,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 15,090 | $1,258,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 34,314 | $1,255,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 73,775 | $1,245,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 20,489 | $1,200,000 | thousands by filing date | |
| IJH | 464287507 | COM | 9,532 | $1,183,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,027 | $1,152,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 114,549 | $1,141,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 47,134 | $1,139,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,831 | $1,132,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,687 | $1,123,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 287,452 | $1,118,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 16,196 | $1,117,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 84,603 | $1,106,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 26,806 | $1,098,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 34,864 | $1,095,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,805 | $1,055,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 9,139 | $1,043,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 38,916 | $1,039,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 27,136 | $1,031,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,841 | $1,024,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 44,410 | $975,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 7,042 | $974,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 37,560 | $972,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 8,425 | $943,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 81,430 | $943,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 11,313 | $929,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,962 | $923,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 26,817 | $921,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 23,021 | $915,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 8,467 | $913,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 25,561 | $899,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,270 | $880,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 12,680 | $879,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 156,452 | $873,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 19,470 | $871,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,269 | $868,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 15,355 | $857,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 52,384 | $853,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 25,521 | $847,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7,372 | $837,000 | thousands by filing date | |
| SPORT CHALET INC | 849163209 | CL A | 748,902 | $824,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 11,471 | $798,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 10,085 | $796,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 12,339 | $787,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 94,906 | $771,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 15,223 | $766,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 15,755 | $764,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 8,886 | $751,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 24,300 | $749,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 9,220 | $745,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 15,361 | $740,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,351 | $731,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 13,990 | $728,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 9,717 | $720,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 8,845 | $716,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 40,831 | $716,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 15,735 | $709,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,966 | $707,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 18,470 | $698,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 20,683 | $698,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 3,068 | $697,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 16,429 | $691,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 35,064 | $688,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 12,901 | $677,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,625 | $669,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 61,752 | $650,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 246,587 | $646,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,436 | $644,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 12,729 | $639,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,687 | $638,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,953 | $635,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 10,943 | $634,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 27,518 | $630,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,832 | $626,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 48,208 | $621,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 20,538 | $609,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 29,554 | $609,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,924 | $606,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,036 | $605,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 16,678 | $598,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 11,030 | $593,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7,269 | $592,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 9,830 | $592,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 21,656 | $590,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 9,558 | $571,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 86,974 | $566,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 37,371 | $565,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 22,112 | $565,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 11,635 | $554,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 55,438 | $550,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 8,760 | $543,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,373 | $543,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 21,573 | $536,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 7,310 | $535,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 25,477 | $533,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,546 | $528,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 28,005 | $521,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 12,796 | $520,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 9,384 | $512,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 26,924 | $509,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,623 | $507,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 8,410 | $505,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 24,096 | $504,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 47,593 | $503,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,752 | $502,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,538 | $501,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 14,390 | $497,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,800 | $497,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 17,625 | $493,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,448 | $489,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 7,225 | $488,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,689 | $486,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,391 | $485,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,755 | $485,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 20,714 | $483,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 26,317 | $481,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,469 | $476,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 10,000 | $473,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 17,993 | $468,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 45,100 | $466,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3,440 | $464,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,585 | $463,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 14,271 | $457,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 8,532 | $454,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 32,840 | $452,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 27,520 | $448,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 6,037 | $447,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,961 | $446,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 35,990 | $445,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 12,952 | $443,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 29,935 | $440,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 2,183 | $440,000 | thousands by filing date | |
| LINKTONE LTD | 535925101 | ADR | 115,266 | $439,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 6,573 | $436,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,867 | $431,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 19,231 | $430,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 16,507 | $428,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 88,475 | $427,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 47,134 | $424,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 53,150 | $422,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 26,686 | $414,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 10,000 | $412,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10,114 | $412,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 34,169 | $408,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,983 | $407,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 26,464 | $406,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,117 | $404,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,309 | $403,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 13,207 | $401,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 15,931 | $399,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 98,287 | $398,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 21,700 | $390,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 8,343 | $389,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 14,145 | $386,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,302 | $384,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 8,235 | $384,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,115 | $383,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,190 | $381,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 4,875 | $381,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 5,602 | $380,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 15,806 | $378,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,449 | $376,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 371 | $375,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,225 | $372,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 11,777 | $370,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,448 | $364,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 11,357 | $363,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,462 | $363,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 8,749 | $361,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 12,791 | $359,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 2,437 | $359,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 58,709 | $356,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,556 | $355,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 31,333 | $355,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 33,575 | $353,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 4,355 | $352,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 20,024 | $352,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 18,600 | $350,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,486 | $348,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,622 | $348,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 15,761 | $348,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 8,830 | $344,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,748 | $341,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 12,672 | $336,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 7,250 | $336,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,590 | $335,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 2,085 | $331,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 18,846 | $330,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 10,522 | $327,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 5,800 | $327,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,226 | $326,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,553 | $326,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 5,210 | $326,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 27,007 | $322,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 27,064 | $322,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,715 | $320,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 7,476 | $319,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,502 | $318,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 10,448 | $317,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 25,524 | $316,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 21,987 | $316,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 28,299 | $316,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,567 | $315,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,489 | $315,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,367 | $314,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 17,220 | $313,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 31,219 | $312,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 6,232 | $312,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,361 | $308,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,689 | $307,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 42,611 | $307,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 18,139 | $307,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,601 | $305,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,579 | $304,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,159 | $303,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 20,000 | $303,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 32,355 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,400 | $302,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 14,667 | $301,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 11,568 | $298,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 15,796 | $296,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 18,911 | $295,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 28,713 | $295,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 77,175 | $294,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,398 | $293,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 3,693 | $292,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,057 | $291,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 12,350 | $290,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,070 | $287,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 33,344 | $287,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,363 | $285,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 16,001 | $285,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 20,733 | $284,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 5,551 | $284,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 7,752 | $283,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 7,108 | $283,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 6,567 | $283,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,243 | $282,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 41,133 | $281,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 6,944 | $279,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 4,400 | $279,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 6,240 | $279,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 19,987 | $279,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,993 | $278,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,139 | $278,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,321 | $277,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,622 | $276,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 16,575 | $276,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 7,457 | $275,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 38,000 | $275,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 4,258 | $275,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 6,832 | $274,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 76,280 | $274,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,561 | $273,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,270 | $273,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 5,631 | $272,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 7,246 | $271,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 3,815 | $271,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 7,180 | $270,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 11,314 | $269,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 8,203 | $268,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 15,550 | $267,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,861 | $266,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 4,420 | $265,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 36,000 | $261,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 11,887 | $260,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 7,602 | $260,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 69,449 | $260,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 13,330 | $259,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 3,163 | $259,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 6,000 | $257,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 2,845 | $257,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,200 | $256,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 12,864 | $254,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 97,450 | $254,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 47,811 | $254,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 19,565 | $252,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 3,475 | $250,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,000 | $249,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 15,368 | $249,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 14,574 | $248,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 101,223 | $248,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,355 | $247,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 20,030 | $247,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,400 | $246,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 6,345 | $246,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 33,885 | $246,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 15,268 | $245,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 8,500 | $244,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 20,275 | $242,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 5,769 | $242,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,553 | $241,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 6,500 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,862 | $239,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 10,333 | $239,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 17,000 | $238,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,768 | $237,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,723 | $236,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,544 | $235,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 28,659 | $234,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 345 | $232,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 23,750 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 3,563 | $231,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 5,788 | $231,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 7,374 | $231,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,520 | $229,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,899 | $229,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 15,178 | $229,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 8,490 | $229,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,287 | $228,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 11,953 | $227,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 13,275 | $227,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 34,000 | $227,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 8,345 | $226,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 8,310 | $226,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 39,600 | $225,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 13,231 | $225,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,011 | $223,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 17,965 | $223,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 4,377 | $223,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 46,745 | $223,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,588 | $222,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,111 | $221,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 4,744 | $219,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,105 | $218,000 | thousands by filing date | |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 10,699 | $217,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 14,068 | $216,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 10,018 | $214,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 5,182 | $214,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 8,916 | $214,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 9,429 | $213,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 4,542 | $213,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 8,949 | $213,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,466 | $211,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 6,856 | $211,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 35,118 | $211,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,785 | $210,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 4,200 | $210,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 7,600 | $209,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3,357 | $209,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 17,970 | $208,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 23,200 | $208,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 9,200 | $208,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,832 | $207,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 22,800 | $207,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 56,790 | $207,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 2,324 | $206,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 3,838 | $206,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 8,775 | $206,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,780 | $205,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,575 | $205,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 37,100 | $205,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 10,707 | $204,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 11,245 | $203,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 22,236 | $203,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 839 | $202,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 11,031 | $202,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 7,017 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,438 | $200,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 17,387 | $200,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 19,220 | $200,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,696 | $199,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 15,316 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 16,578 | $197,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 57,600 | $196,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 15,080 | $195,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 13,000 | $193,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 28,114 | $192,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 12,617 | $190,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 17,222 | $188,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 13,395 | $185,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 132,546 | $182,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 17,913 | $181,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 10,507 | $180,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 10,390 | $178,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 13,931 | $177,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 19,614 | $176,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 14,360 | $175,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 24,800 | $175,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 44,780 | $174,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 22,951 | $174,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 25,381 | $173,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 12,662 | $172,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 14,125 | $171,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,629 | $170,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 13,760 | $170,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 69,291 | $170,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 10,550 | $168,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 26,487 | $165,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,600 | $164,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 13,550 | $161,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 24,838 | $161,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 12,240 | $160,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 12,779 | $159,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 17,037 | $158,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 57,900 | $157,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 11,200 | $154,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 10,011 | $150,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,486 | $149,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 53,721 | $148,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 23,300 | $147,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 14,100 | $146,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 26,845 | $145,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 13,880 | $143,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 21,016 | $143,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 13,815 | $141,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 61,800 | $140,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 45,515 | $138,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 34,300 | $137,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,315 | $131,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 11,336 | $131,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 21,771 | $131,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,347 | $130,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 13,392 | $130,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 22,134 | $126,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 10,800 | $125,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 29,630 | $124,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 15,033 | $122,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 10,036 | $116,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 21,269 | $115,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 11,039 | $113,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 14,081 | $113,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-13-000008 | this filing | 2013-10-28 | acceptance time not in the bulk data set |