13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 1,368 holding rows worth $1,901,491,000.
- Accession
- 0001141802-13-000011
- Filer
- CIK 1141802
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 1,368 entries on the cover page, a total value of $1,901,491,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,901,491,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerDana Investment Advisors, Inc. 028-13023
- reports for this filerDavis Selected Advisers 028-04121
- reports for this filerEagle Asset Management Inc 028-01666
- reports for this filerFairpointe Capital LLC 028-14514
- reports for this filerFrank Russell Co 028-01190
- reports for this filerGeneva Capital Management Ltd 028-03935
- reports for this filerGranite Investment Partners, LLC 028-14862
- reports for this filerHahn Capital Management LLC 028-10195
- reports for this filerInvesco Advisors, Inc 028-00255
- reports for this filerKovitz Investment Group, LLC 028-10961
- reports for this filerLazard Asset Management LLC 028-10469
- reports for this filerLegg Mason, Inc 028-01700
- reports for this filerLondon Co of Virginia 028-10665
- reports for this filerLoomis, Sayles & Co, L.P. 028-00398
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNFJ Investment Group LLC 028-10770
- reports for this filerPioneer Institutional Asset Management, Inc. 028-13329
- reports for this filerPolen Capital Management LLC 028-03687
- reports for this filerRaub Brock Capital Management, LP 028-15157
- reports for this filerRed Granite Advisors LLC 028-12450
- reports for this filerRiverbridge Partners LLC 028-05655
- reports for this filerSchwartz Investment Counsel Inc 028-05434
- reports for this filerScout Investments, Inc. 028-10260
- reports for this filerThornburg Investment Management Inc 028-06605
- reports for this filerWedgewood Partners, Inc. 028-05973
- reports for this filerWinslow Capital Management LLC 028-03676
- reports for this filerApex Capital Management 028-11050
- reports for this filerBoston Advisors, LLC 028-07196
- reports for this filerBrookmont Capital Management, LLC 028-14438
- reports for this filerCampbell Newman Asset Management Inc 028-02903
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerContravisory Investment Management Inc 028-11954
- included managerThe Northwestern Mutual Life Insurance Company 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 4,000 | $6,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 130 | $6,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 333 | $6,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 64 | $5,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 90 | $5,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 56 | $5,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 160 | $5,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 333 | $5,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 43 | $5,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 195 | $5,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 168 | $5,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 92 | $5,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 355 | $5,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 113 | $5,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 71 | $5,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 150 | $5,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 92 | $5,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 120 | $5,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 217 | $5,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 91 | $5,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 194 | $5,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 409 | $5,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 110 | $5,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 140 | $5,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 161 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 75 | $5,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 200 | $5,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 423 | $5,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 411 | $5,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 180 | $5,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 321 | $5,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 109 | $5,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 42 | $5,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 200 | $5,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 306 | $5,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 318 | $5,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 51 | $5,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 168 | $5,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 170 | $5,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 358 | $4,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 56 | $4,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 48 | $4,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 96 | $4,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 22 | $4,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 76 | $4,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 24 | $4,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 156 | $4,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 72 | $4,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 46 | $4,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 98 | $4,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 74 | $4,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 52 | $4,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 35 | $4,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 56 | $4,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 350 | $4,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 212 | $4,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 160 | $4,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 350 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 58 | $4,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 78 | $4,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 268 | $4,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 460 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 124 | $4,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 92 | $4,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 52 | $4,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 50 | $4,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 85 | $4,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 106 | $4,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 35 | $4,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 158 | $4,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 43 | $4,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 63 | $4,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 33 | $4,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 49 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 179 | $4,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 72 | $4,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 10 | $3,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 55 | $3,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 19 | $3,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 198 | $3,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 259 | $3,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 180 | $3,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 37 | $3,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 61 | $3,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 47 | $3,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 35 | $3,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 52 | $3,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 163 | $3,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 95 | $3,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 61 | $3,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 23 | $3,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 76 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 44 | $3,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 130 | $3,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 157 | $3,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10 | $3,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 40 | $3,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 662 | $3,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 21 | $3,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 74 | $3,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 152 | $3,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 42 | $3,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 64 | $3,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 56 | $3,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 160 | $3,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 84 | $3,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 27 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 86 | $3,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 520 | $3,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 46 | $3,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 103 | $3,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 44 | $3,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 53 | $3,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 30 | $3,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 40 | $3,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 28 | $3,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 41 | $3,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 128 | $3,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 240 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 115 | $3,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 109 | $3,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 63 | $3,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 71 | $3,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 106 | $3,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 225 | $3,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 197 | $3,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 17 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 45 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 51 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 74 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 49 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 38 | $3,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 143 | $3,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 41 | $3,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 39 | $3,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 39 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 119 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 252 | $3,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 41 | $3,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 74 | $3,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 347 | $3,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 47 | $3,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 51 | $3,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 68 | $3,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 37 | $3,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 24 | $3,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 50 | $3,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 202 | $3,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 127 | $3,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 600 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 66 | $3,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 97 | $3,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 450 | $3,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 49 | $3,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 85 | $3,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 30 | $3,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 139 | $3,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 118 | $3,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 163 | $3,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 280 | $3,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 225 | $3,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 1,000 | $3,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 21 | $2,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 13 | $2,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 19 | $2,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 30 | $2,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 31 | $2,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 34 | $2,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 48 | $2,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 56 | $2,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 28 | $2,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 81 | $2,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 21 | $2,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 31 | $2,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 147 | $2,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 88 | $2,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 53 | $2,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 43 | $2,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 50 | $2,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 119 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 517 | $2,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 35 | $2,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 10 | $2,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 39 | $2,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 153 | $2,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 60 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 40 | $2,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 63 | $2,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 55 | $2,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 250 | $2,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 33 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 60 | $2,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 83 | $2,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 50 | $2,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 152 | $2,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 78 | $2,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 57 | $2,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 150 | $2,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 138 | $2,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 35 | $2,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 52 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 23 | $2,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 45 | $2,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 29 | $2,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 225 | $2,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 149 | $2,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 23 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 270 | $2,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 39 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 47 | $2,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 109 | $2,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 36 | $2,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 37 | $2,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 66 | $2,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 122 | $2,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 49 | $2,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 373 | $2,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 500 | $2,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 20 | $2,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 34 | $2,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 255 | $2,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 103 | $2,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 49 | $2,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 43 | $2,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 614 | $2,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 31 | $2,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 260 | $2,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 26 | $2,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 140 | $2,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 110 | $2,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 50 | $2,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 68 | $2,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 89 | $2,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 26 | $2,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 94 | $2,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 104 | $2,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 20 | $2,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 81 | $2,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 31 | $2,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 71 | $2,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 31 | $2,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 37 | $2,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 28 | $2,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 88 | $2,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 53 | $2,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 137 | $2,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 24 | $2,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 50 | $2,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,000 | $2,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 19 | $2,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 53 | $2,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 100 | $2,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 30 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 70 | $2,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 33 | $2,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 460 | $2,000 | thousands by filing date | |
| HAUPPAUGE DIGITAL INC | 419131107 | COM | 5,000 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 16 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 104 | $1,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 20 | $1,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 14 | $1,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 30 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 100 | $1,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 25 | $1,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 11 | $1,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 20 | $1,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 25 | $1,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 30 | $1,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 36 | $1,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 49 | $1,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 25 | $1,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 38 | $1,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 77 | $1,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 30 | $1,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 62 | $1,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 19 | $1,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 6 | $1,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 24 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 117 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 32 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 40 | $1,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 26 | $1,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 53 | $1,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 19 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 20 | $1,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 125 | $1,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 60 | $1,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 40 | $1,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 36 | $1,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 62 | $1,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 32 | $1,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 19 | $1,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 28 | $1,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 47 | $1,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 199 | $1,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 27 | $1,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 18 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 61 | $1,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 26 | $1,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 36 | $1,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 221 | $1,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 143 | $1,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 41 | $1,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 35 | $1,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 57 | $1,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 31 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 300 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 43 | $1,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 92 | $1,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 24 | $1,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 60 | $1,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 37 | $1,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 70 | $1,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 10 | $1,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 226 | $1,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 30 | $1,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 45 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 141 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 15 | $1,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 52 | $1,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 54 | $1,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 99 | $1,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHILL & CO INC COM | 395259104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTERRAN HLDGS INC | 30225X103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER STD RES INC | 82823L106 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING WARRANT | 690742127 | COMMON | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Market Vectors Small Cap India | 57061r551 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIA CERVECERIAS-RTS | 204429112 | Com | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-13-000011 | this filing | 2013-11-14 | acceptance time not in the bulk data set |