13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 1,368 holding rows worth $1,901,491,000.
- Accession
- 0001141802-13-000011
- Filer
- CIK 1141802
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 1,368 entries on the cover page, a total value of $1,901,491,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,901,491,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerDana Investment Advisors, Inc. 028-13023
- reports for this filerDavis Selected Advisers 028-04121
- reports for this filerEagle Asset Management Inc 028-01666
- reports for this filerFairpointe Capital LLC 028-14514
- reports for this filerFrank Russell Co 028-01190
- reports for this filerGeneva Capital Management Ltd 028-03935
- reports for this filerGranite Investment Partners, LLC 028-14862
- reports for this filerHahn Capital Management LLC 028-10195
- reports for this filerInvesco Advisors, Inc 028-00255
- reports for this filerKovitz Investment Group, LLC 028-10961
- reports for this filerLazard Asset Management LLC 028-10469
- reports for this filerLegg Mason, Inc 028-01700
- reports for this filerLondon Co of Virginia 028-10665
- reports for this filerLoomis, Sayles & Co, L.P. 028-00398
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNFJ Investment Group LLC 028-10770
- reports for this filerPioneer Institutional Asset Management, Inc. 028-13329
- reports for this filerPolen Capital Management LLC 028-03687
- reports for this filerRaub Brock Capital Management, LP 028-15157
- reports for this filerRed Granite Advisors LLC 028-12450
- reports for this filerRiverbridge Partners LLC 028-05655
- reports for this filerSchwartz Investment Counsel Inc 028-05434
- reports for this filerScout Investments, Inc. 028-10260
- reports for this filerThornburg Investment Management Inc 028-06605
- reports for this filerWedgewood Partners, Inc. 028-05973
- reports for this filerWinslow Capital Management LLC 028-03676
- reports for this filerApex Capital Management 028-11050
- reports for this filerBoston Advisors, LLC 028-07196
- reports for this filerBrookmont Capital Management, LLC 028-14438
- reports for this filerCampbell Newman Asset Management Inc 028-02903
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerContravisory Investment Management Inc 028-11954
- included managerThe Northwestern Mutual Life Insurance Company 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENBRIDGE INC COM | 29250N105 | Stock | 1,798 | $75,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 648 | $75,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 1,354 | $75,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 5,762 | $75,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 3,082 | $74,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,878 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 1,776 | $74,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,283 | $73,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,104 | $73,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 346 | $73,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 3,534 | $73,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 8,333 | $73,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 2,636 | $72,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,684 | $72,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,912 | $72,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,534 | $72,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 692 | $72,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 6,142 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 655 | $71,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,191 | $71,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 953 | $70,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,439 | $70,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 5,880 | $70,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 1,283 | $69,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 857 | $69,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,524 | $69,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 5,295 | $68,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 642 | $67,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 638 | $66,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,297 | $66,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 4,855 | $66,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 446 | $65,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 6,862 | $65,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 976 | $64,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,143 | $64,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 4,050 | $63,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 1,135 | $63,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 9,296 | $62,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,151 | $62,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 309 | $62,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,750 | $62,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 1,607 | $61,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,647 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 778 | $60,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,421 | $59,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 490 | $59,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 556 | $59,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,485 | $59,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 2,206 | $59,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 813 | $59,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 3,392 | $59,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,145 | $58,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,022 | $58,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 4,949 | $58,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,500 | $58,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 2,231 | $58,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,420 | $57,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,532 | $57,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 787 | $57,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 11,806 | $56,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,073 | $54,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,804 | $54,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 3,108 | $54,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 4,301 | $54,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,268 | $53,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,911 | $53,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,193 | $53,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 4,450 | $52,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,427 | $51,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,727 | $51,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 647 | $50,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,240 | $50,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 762 | $50,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 928 | $49,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 636 | $49,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,055 | $48,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 2,786 | $47,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 800 | $46,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,086 | $46,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,629 | $46,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 921 | $46,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 912 | $45,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 634 | $44,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,422 | $44,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 841 | $44,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 7,803 | $44,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 836 | $43,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 3,900 | $43,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 81 | $42,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,192 | $42,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,687 | $42,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,597 | $42,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 366 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 384 | $41,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,212 | $41,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 2,187 | $41,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 167 | $41,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 2,425 | $41,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 1,684 | $41,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 541 | $40,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,955 | $40,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 955 | $40,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,473 | $40,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 816 | $40,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 524 | $39,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 832 | $39,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 357 | $39,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 3,043 | $39,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,409 | $39,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 374 | $39,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 537 | $38,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 650 | $38,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 585 | $38,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 723 | $37,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 768 | $37,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,213 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,091 | $37,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,556 | $37,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 782 | $36,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,297 | $36,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 478 | $36,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,108 | $36,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 972 | $36,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 248 | $36,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 613 | $35,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 670 | $35,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,038 | $35,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 389 | $35,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 333 | $34,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 843 | $34,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 779 | $34,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 659 | $34,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 918 | $34,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 710 | $34,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 680 | $34,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 657 | $33,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,343 | $33,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,069 | $33,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,008 | $33,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 707 | $33,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 807 | $33,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,236 | $32,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,045 | $32,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 412 | $32,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 862 | $32,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,016 | $32,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 539 | $32,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 1,338 | $32,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 604 | $31,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 183 | $31,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 804 | $31,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 6,000 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,110 | $31,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,148 | $31,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 391 | $31,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 5,145 | $31,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 696 | $31,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 356 | $30,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 1,097 | $30,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 508 | $30,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 611 | $30,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 779 | $30,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 828 | $30,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 700 | $30,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 3,620 | $29,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 818 | $29,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 1,400 | $29,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 4,846 | $28,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 3,000 | $28,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 848 | $28,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 147 | $28,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 266 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 333 | $28,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,117 | $28,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 354 | $28,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 246 | $28,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 297 | $28,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 753 | $27,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 253 | $27,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 800 | $27,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,485 | $27,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,600 | $27,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 148 | $27,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,435 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 2,271 | $27,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 825 | $26,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 304 | $26,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,249 | $26,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 389 | $26,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 670 | $26,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 630 | $26,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 786 | $25,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 656 | $25,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 612 | $25,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 432 | $25,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 823 | $25,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 407 | $25,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 618 | $25,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,057 | $25,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,000 | $25,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,000 | $25,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,960 | $25,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 236 | $25,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 572 | $25,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 1,537 | $25,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 431 | $25,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 866 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 113 | $24,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 953 | $24,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 1,899 | $24,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 545 | $24,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 555 | $24,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 915 | $24,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 838 | $23,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 869 | $23,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 422 | $23,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,926 | $23,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,214 | $23,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,467 | $23,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 684 | $22,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 853 | $22,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 819 | $22,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 353 | $22,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,406 | $22,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,228 | $22,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 372 | $22,000 | thousands by filing date | |
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| EDISON INTL COM | 281020107 | Stock | 450 | $21,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 511 | $21,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 745 | $21,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 799 | $21,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,248 | $21,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 418 | $20,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 458 | $20,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 938 | $20,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 367 | $20,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,390 | $20,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 489 | $20,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,128 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,558 | $20,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,573 | $20,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,706 | $20,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 584 | $20,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 441 | $20,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 372 | $19,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 48 | $19,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 452 | $19,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 173 | $19,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 321 | $19,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 236 | $19,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,086 | $19,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 999 | $19,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 474 | $19,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,609 | $19,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 150 | $18,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 252 | $18,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 892 | $18,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 250 | $18,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 796 | $18,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,000 | $18,000 | thousands by filing date | |
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| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 703 | $18,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 601 | $18,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,101 | $17,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 447 | $17,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 203 | $17,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 217 | $17,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 428 | $17,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 4,074 | $17,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 701 | $17,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,010 | $16,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 800 | $16,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 606 | $16,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 359 | $16,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 773 | $16,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 150 | $16,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 557 | $16,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 213 | $16,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 280 | $16,000 | thousands by filing date | |
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| ULTRATECH INC | 904034105 | COM | 538 | $16,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 26 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 467 | $16,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 530 | $15,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 230 | $15,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 725 | $15,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,818 | $15,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 190 | $15,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,021 | $15,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,185 | $15,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 294 | $15,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 504 | $15,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,010 | $15,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 566 | $15,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 547 | $15,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 178 | $15,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 204 | $15,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 360 | $15,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 216 | $14,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 851 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 300 | $14,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 391 | $14,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 161 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 374 | $14,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 320 | $14,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 255 | $14,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 178 | $14,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 683 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 871 | $14,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 645 | $14,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 249 | $13,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 162 | $13,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 304 | $13,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 100 | $13,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 200 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 294 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 640 | $13,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 867 | $13,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,034 | $13,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 709 | $13,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 214 | $13,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 177 | $13,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 1,146 | $13,000 | thousands by filing date | |
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| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,090 | $12,000 | thousands by filing date | |
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| VALLEY NATL BANCORP | 919794107 | COM | 1,176 | $12,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 488 | $12,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 134 | $12,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 534 | $12,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 150 | $12,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 330 | $12,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 850 | $12,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 107 | $12,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 206 | $12,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 308 | $12,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,500 | $12,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,111 | $12,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 450 | $12,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 100 | $11,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 177 | $11,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 154 | $11,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 263 | $11,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 582 | $11,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 765 | $11,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 238 | $11,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 362 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 93 | $11,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 399 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 354 | $11,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 817 | $11,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 225 | $11,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 130 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 356 | $11,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 387 | $11,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 433 | $11,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 299 | $11,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 720 | $11,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 515 | $11,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 289 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 166 | $11,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 163 | $10,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,007 | $10,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 201 | $10,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 350 | $10,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 200 | $10,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 225 | $10,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 208 | $10,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 116 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 258 | $10,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 700 | $10,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9 | $10,000 | thousands by filing date | |
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| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 802 | $10,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 249 | $10,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 88 | $10,000 | thousands by filing date | |
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| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 967 | $10,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 200 | $10,000 | thousands by filing date | |
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| Inergy, LP | 456615103 | LTD | 724 | $10,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 1,112 | $10,000 | thousands by filing date | |
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| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 549 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 370 | $10,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 475 | $10,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 242 | $9,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 93 | $9,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 90 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 109 | $9,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 200 | $9,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 315 | $9,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 240 | $9,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 276 | $9,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 209 | $9,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 69 | $9,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 200 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 353 | $9,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 600 | $9,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 553 | $9,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 530 | $9,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 276 | $9,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 312 | $9,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 103 | $9,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 201 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 266 | $9,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 411 | $9,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 84 | $9,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 668 | $9,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 237 | $9,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 200 | $9,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 150 | $9,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 2,325 | $9,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 285 | $9,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 94 | $8,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 800 | $8,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 275 | $8,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 618 | $8,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 244 | $8,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 125 | $8,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 550 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 126 | $8,000 | thousands by filing date | |
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| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 322 | $8,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 433 | $8,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 67 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 590 | $8,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 471 | $8,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 86 | $8,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 750 | $8,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 248 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 200 | $8,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 326 | $8,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 155 | $8,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 145 | $8,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 148 | $8,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 1,350 | $8,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 300 | $8,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 288 | $8,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 157 | $8,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $8,000 | thousands by filing date | |
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| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 212 | $7,000 | thousands by filing date | |
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| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 90 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 182 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 146 | $7,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 200 | $7,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 327 | $7,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 44 | $7,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 17 | $7,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 146 | $7,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 72 | $7,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 67 | $7,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 426 | $7,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 60 | $7,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 200 | $7,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 106 | $7,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 432 | $7,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 165 | $7,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1,500 | $7,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 232 | $7,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 232 | $6,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 101 | $6,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 123 | $6,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 350 | $6,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 184 | $6,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 35 | $6,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 201 | $6,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 100 | $6,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 150 | $6,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 939 | $6,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 533 | $6,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 455 | $6,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 240 | $6,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 160 | $6,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 71 | $6,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 119 | $6,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 425 | $6,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 184 | $6,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 700 | $6,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 132 | $6,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 94 | $6,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 72 | $6,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 150 | $6,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 153 | $6,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 132 | $6,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 320 | $6,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 179 | $6,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 83 | $6,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 257 | $6,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 134 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 44 | $6,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 133 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-13-000011 | this filing | 2013-11-14 | acceptance time not in the bulk data set |