13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 2,166 holding rows worth $2,950,782,000.
- Accession
- 0001140771-14-000011
- Filer
- CIK 1080107
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 4,544 entries on the cover page, a total value of $2,950,782,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,950,782,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAlta Capital Management 028-05119
- reports for this filerAshfield Capital Partners LLC
- reports for this filerAston Asset Management
- reports for this filerAtalanta Sosnoff Management
- reports for this filerC.S. McKee
- reports for this filerCapstone Asset Management
- reports for this filerConfluence Inv Management LLC
- reports for this filerContravisory
- reports for this filerD. A. Davidson & Co.
- reports for this filerDavidson Investment Advisors 028-10301
- reports for this filerDavis Investment Advisors
- reports for this filerEagle Asset Management 028-01666
- reports for this filerEfficient Market Advisors
- reports for this filerElessar Investment Management, LLC
- reports for this filerEstabrook Capital Management 028-01283
- reports for this filerF-Squared AlphaSector
- reports for this filerFirst Republic Investment Management
- reports for this filerGranite Investment Partners
- reports for this filerHahn
- reports for this filerHays Advisory 028-01649
- reports for this filerJohn Hancock Asset Management 028-03955
- reports for this filerKelly Capital Management
- reports for this filerLegg Mason
- reports for this filerLesa Sroufe & Co.
- reports for this filerMarshfield Associates Inc
- reports for this filerMcDonnell Investment Mgmt
- reports for this filerMiller, Tabak & Co. LLC
- reports for this filerNuveen
- reports for this filerOak Ridge Investments 028-06668
- reports for this filerOcean Park
- reports for this filerPacific Income Advisors
- reports for this filerParametric Portfolio Associates
- reports for this filerPlacemark
- reports for this filerRNC Genter Capital Management 028-00970
- reports for this filerReinhart Partners, Inc.
- reports for this filerRiverbridge Partners, LLC
- reports for this filerSFE Investment Counsel
- reports for this filerSIGMA
- reports for this filerSage Advisory Services, Ltd. Co.
- reports for this filerSeaCap Investment Advisors
- reports for this filerSovereign
- reports for this filerSterling Capital
- reports for this filerThornburg Investment Management 028-06605
- reports for this filerTodd Investment Advisors
- reports for this filerUniplan Real Estate Advisors
- reports for this filerVictory Capital Management
- reports for this filerWedgewood Partners, Inc.
- included managerAlta Capital Management 028-05119
- included managerAshfield Capital Partners LLC
- included managerAston Asset Management
- included managerAtalanta Sosnoff Management
- included managerC.S. McKee
- included managerCapstone Asset Management
- included managerConfluence Inv Management LLC
- included managerContravisory
- included managerD. A. Davidson & Co.
- included managerDavidson Investment Advisors 028-10301
- included managerDavis Investment Advisors
- included managerEagle Asset Management 028-01666
- included managerEfficient Market Advisors
- included managerElessar Investment Management, LLC
- included managerEstabrook Capital Management 028-01283
- included managerF-Squared AlphaSector
- included managerFirst Republic Investment Management
- included managerGranite Investment Partners
- included managerHahn
- included managerHays Advisory 028-10649
- included managerJohn Hancock Asset Management 028-03955
- included managerKelly Capital Management
- included managerLegg Mason
- included managerLesa Sroufe & Co.
- included managerMarshfield Associates Inc
- included managerMcDonnell Investment Mgmt
- included managerMiller, Tabak & Co. LLC
- included managerNuveen
- included managerOak Ridge Investments 028-06668
- included managerOcean Park
- included managerPacific Income Advisors
- included managerParametric Portfolio Associates
- included managerPlacemark
- included managerRNC Genter Capital Management 028-00970
- included managerReinhart Partners, Inc.
- included managerRiverbridge Partners, LLC
- included managerSFE Investment Counsel
- included managerSIGMA
- included managerSage Advisory Services, Ltd. Co.
- included managerSeaCap Investment Advisors
- included managerSovereign
- included managerSterling Capital
- included managerThornburg Investment Management 028-06605
- included managerTodd Investment Advisors
- included managerUniplan Real Estate Advisors
- included managerVictory Capital Management
- included managerWedgewood Partners, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STAMPS COM INC | 852857200 | COM NEW | 100 | $3,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 79 | $3,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 192 | $3,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 515 | $3,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 124 | $3,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1,635 | $3,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 397 | $3,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 760 | $3,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 132 | $3,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,000 | $3,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 36 | $3,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 23 | $3,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 3,000 | $3,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 635 | $3,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 100 | $3,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 641 | $3,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 600 | $3,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 500 | $3,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 161 | $3,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 258 | $3,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 200 | $3,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 146 | $3,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 1,200 | $3,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 83 | $3,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 210 | $3,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 72 | $2,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 463 | $2,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 112 | $2,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 29 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 116 | $2,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 57 | $2,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 36 | $2,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 75 | $2,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 200 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,000 | $2,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 300 | $2,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 117 | $2,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 313 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 76 | $2,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 62 | $2,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 141 | $2,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 164 | $2,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 108 | $2,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 100 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 470 | $2,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 125 | $2,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 297 | $2,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 268 | $2,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 253 | $2,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 122 | $2,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 45 | $2,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 100 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 759 | $2,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 69 | $2,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 24 | $2,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 400 | $2,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 116 | $2,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 200 | $2,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 300 | $2,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 500 | $2,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 135 | $2,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 200 | $2,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 33 | $2,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 1,000 | $2,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 73 | $2,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 183 | $2,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 38 | $1,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 50 | $1,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 33 | $1,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 28 | $1,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,000 | $1,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 50 | $1,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 63 | $1,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 200 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 110 | $1,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 500 | $1,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 294 | $1,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397184 | RIGHT 10/20/2014 | 30,716 | $1,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 37 | $1,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 19 | $1,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 24 | $1,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 700 | $1,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 200 | $1,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 160 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 566 | $1,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 100 | $1,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 28 | $1,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 29 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 1,000 | $1,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 550 | $1,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 500 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SLM CORP COM | 78442P106 | Stock | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANGE RES CORP COM | 75281A109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERISIGN INC COM | 92343E102 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNIVAL PLC ADS | 14365C103 | ADR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEALED AIR CORP NEW | 81211K100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOTAL SYS SVCS INC | 891906109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANTEST CORP. | 00762U200 | Common stock | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP | 56400P201 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANDGOLD RES LTD | 752344309 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 765 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lee Enterprises Inc | 523768109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENTSPLY INTL INC | 249030107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAMILY DLR STORES INC | 307000109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITT CORP | 450911201 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITOWOC COMPANY INC | 563571108 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGILITY HLDGS INC | 29285W104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DDR CORP | 23317H102 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUWARE CORP | 205638109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 231 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONAMI CORP-ADR | 50046R101 | SPON | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCORE CORP | 290846203 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIODEL INC | 09064M204 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERES INC | 156773103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140771-14-000011 | this filing | 2014-11-12 | acceptance time not in the bulk data set |