13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 2,166 holding rows worth $2,950,782,000.
- Accession
- 0001140771-14-000011
- Filer
- CIK 1080107
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 4,544 entries on the cover page, a total value of $2,950,782,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,950,782,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAlta Capital Management 028-05119
- reports for this filerAshfield Capital Partners LLC
- reports for this filerAston Asset Management
- reports for this filerAtalanta Sosnoff Management
- reports for this filerC.S. McKee
- reports for this filerCapstone Asset Management
- reports for this filerConfluence Inv Management LLC
- reports for this filerContravisory
- reports for this filerD. A. Davidson & Co.
- reports for this filerDavidson Investment Advisors 028-10301
- reports for this filerDavis Investment Advisors
- reports for this filerEagle Asset Management 028-01666
- reports for this filerEfficient Market Advisors
- reports for this filerElessar Investment Management, LLC
- reports for this filerEstabrook Capital Management 028-01283
- reports for this filerF-Squared AlphaSector
- reports for this filerFirst Republic Investment Management
- reports for this filerGranite Investment Partners
- reports for this filerHahn
- reports for this filerHays Advisory 028-01649
- reports for this filerJohn Hancock Asset Management 028-03955
- reports for this filerKelly Capital Management
- reports for this filerLegg Mason
- reports for this filerLesa Sroufe & Co.
- reports for this filerMarshfield Associates Inc
- reports for this filerMcDonnell Investment Mgmt
- reports for this filerMiller, Tabak & Co. LLC
- reports for this filerNuveen
- reports for this filerOak Ridge Investments 028-06668
- reports for this filerOcean Park
- reports for this filerPacific Income Advisors
- reports for this filerParametric Portfolio Associates
- reports for this filerPlacemark
- reports for this filerRNC Genter Capital Management 028-00970
- reports for this filerReinhart Partners, Inc.
- reports for this filerRiverbridge Partners, LLC
- reports for this filerSFE Investment Counsel
- reports for this filerSIGMA
- reports for this filerSage Advisory Services, Ltd. Co.
- reports for this filerSeaCap Investment Advisors
- reports for this filerSovereign
- reports for this filerSterling Capital
- reports for this filerThornburg Investment Management 028-06605
- reports for this filerTodd Investment Advisors
- reports for this filerUniplan Real Estate Advisors
- reports for this filerVictory Capital Management
- reports for this filerWedgewood Partners, Inc.
- included managerAlta Capital Management 028-05119
- included managerAshfield Capital Partners LLC
- included managerAston Asset Management
- included managerAtalanta Sosnoff Management
- included managerC.S. McKee
- included managerCapstone Asset Management
- included managerConfluence Inv Management LLC
- included managerContravisory
- included managerD. A. Davidson & Co.
- included managerDavidson Investment Advisors 028-10301
- included managerDavis Investment Advisors
- included managerEagle Asset Management 028-01666
- included managerEfficient Market Advisors
- included managerElessar Investment Management, LLC
- included managerEstabrook Capital Management 028-01283
- included managerF-Squared AlphaSector
- included managerFirst Republic Investment Management
- included managerGranite Investment Partners
- included managerHahn
- included managerHays Advisory 028-10649
- included managerJohn Hancock Asset Management 028-03955
- included managerKelly Capital Management
- included managerLegg Mason
- included managerLesa Sroufe & Co.
- included managerMarshfield Associates Inc
- included managerMcDonnell Investment Mgmt
- included managerMiller, Tabak & Co. LLC
- included managerNuveen
- included managerOak Ridge Investments 028-06668
- included managerOcean Park
- included managerPacific Income Advisors
- included managerParametric Portfolio Associates
- included managerPlacemark
- included managerRNC Genter Capital Management 028-00970
- included managerReinhart Partners, Inc.
- included managerRiverbridge Partners, LLC
- included managerSFE Investment Counsel
- included managerSIGMA
- included managerSage Advisory Services, Ltd. Co.
- included managerSeaCap Investment Advisors
- included managerSovereign
- included managerSterling Capital
- included managerThornburg Investment Management 028-06605
- included managerTodd Investment Advisors
- included managerUniplan Real Estate Advisors
- included managerVictory Capital Management
- included managerWedgewood Partners, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,058 | $40,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 516 | $40,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 893 | $40,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 676 | $40,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,485 | $40,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 649 | $39,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 970 | $39,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,000 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 500 | $39,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,600 | $39,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 3,000 | $39,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 4,010 | $39,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 670 | $39,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 513 | $38,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 700 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,161 | $38,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 32,000 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,180 | $37,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,479 | $37,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,032 | $37,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 4,307 | $37,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 2,140 | $37,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 827 | $36,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,800 | $36,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,525 | $36,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 3,123 | $36,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 2,125 | $36,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,860 | $36,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 907 | $36,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 594 | $36,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 2,600 | $36,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 35,000 | $36,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,878 | $35,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 600 | $35,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 894 | $35,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,420 | $35,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 4,743 | $35,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 958 | $35,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,000 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 1,200 | $35,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 28,000 | $35,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,500 | $35,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 1,000 | $34,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 560 | $34,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 700 | $34,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 2,000 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 400 | $34,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 637 | $34,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 383 | $34,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,442 | $34,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,900 | $33,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 2,449 | $33,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 4,410 | $33,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 29,000 | $33,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 32,000 | $33,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 217 | $32,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 661 | $32,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 4,217 | $32,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 292 | $32,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 19,000 | $32,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,225 | $32,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 500 | $31,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 413 | $31,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,000 | $31,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,323 | $31,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 850 | $31,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,691 | $31,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 754 | $31,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 200 | $31,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 475 | $30,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 565 | $30,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,041 | $30,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 301 | $30,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 430 | $30,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 545 | $30,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,886 | $30,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 327 | $30,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 545 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 533 | $30,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 732 | $30,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 2,500 | $30,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 2,500 | $30,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 634 | $29,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,000 | $29,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,000 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 635 | $29,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,500 | $29,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 13,000 | $29,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 799 | $29,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 2,000 | $29,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 27,000 | $29,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 995 | $29,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 950 | $28,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 609 | $28,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 922 | $28,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,900 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,000 | $27,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 800 | $27,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 145 | $27,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,270 | $27,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,073 | $27,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,000 | $27,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1,165 | $27,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 2,000 | $27,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 639 | $26,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 300 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 250 | $26,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,967 | $26,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 596 | $26,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 845 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 500 | $26,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,130 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,000 | $26,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,100 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 954 | $26,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,000 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 777 | $26,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 1,574 | $26,000 | thousands by filing date | |
| Cal Dive International | 12802TAB7 | CONV BOND | 40,000 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,300 | $25,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,000 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 999 | $25,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 4,000 | $25,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 1,507 | $25,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 625 | $24,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 400 | $24,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 376 | $24,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 200 | $24,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,011 | $24,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,129 | $24,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,332 | $24,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 257 | $24,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,000 | $24,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 4,159 | $24,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 444 | $23,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,125 | $23,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,000 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 763 | $23,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,161 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,500 | $23,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 1,186 | $23,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,500 | $23,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 751 | $23,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 200 | $23,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 8,020 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 500 | $23,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 534 | $23,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $23,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 101 | $22,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 280 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,000 | $22,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 37 | $22,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 324 | $22,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 240 | $22,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 14,500 | $22,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 248 | $22,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,750 | $22,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 450 | $22,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 511 | $21,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,550 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 450 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 336 | $21,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 400 | $21,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 323 | $21,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,470 | $20,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 499 | $20,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 435 | $20,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,400 | $20,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 332 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 350 | $20,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 502 | $20,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 300 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 242 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 754 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 935 | $20,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 900 | $20,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 451 | $20,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 1,079 | $20,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 2,317 | $19,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 261 | $19,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 303 | $19,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 757 | $19,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 829 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 420 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,300 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 1,350 | $19,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 523 | $19,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 990 | $19,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 777 | $19,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,001 | $19,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 911 | $19,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,000 | $19,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2,000 | $19,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 200 | $18,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 200 | $18,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 4,229 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,000 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 311 | $18,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 700 | $18,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,140 | $18,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 507 | $18,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,000 | $18,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 545 | $18,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,300 | $18,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $18,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 428 | $18,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,250 | $18,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,000 | $18,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100 | $17,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 644 | $17,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 226 | $17,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 300 | $17,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,320 | $17,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 108 | $17,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 630 | $17,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 400 | $17,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,390 | $17,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 179 | $17,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,746 | $17,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,400 | $17,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 1,250 | $17,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,000 | $17,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 1,500 | $17,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 14,000 | $17,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,201 | $16,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 334 | $16,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,313 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 800 | $16,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 600 | $16,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 500 | $16,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 500 | $16,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 3,000 | $16,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 680 | $16,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 875 | $16,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 450 | $16,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 660 | $16,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 475 | $16,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 690 | $15,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 149 | $15,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 457 | $15,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 432 | $15,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,202 | $15,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 345 | $15,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 645 | $15,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 425 | $15,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,587 | $15,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 400 | $15,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 1,563 | $15,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 948 | $15,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 600 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 450 | $15,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 701 | $14,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,000 | $14,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 200 | $14,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,040 | $14,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 42 | $14,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 410 | $14,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 200 | $14,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 2,000 | $14,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 507 | $14,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 132 | $14,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 157 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 400 | $14,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 2,477 | $14,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,400 | $14,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 987 | $14,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 200 | $13,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 280 | $13,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,690 | $13,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 300 | $13,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 320 | $13,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 941 | $13,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 600 | $13,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,303 | $13,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 2,900 | $13,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 588 | $13,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 2,000 | $13,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 200 | $13,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 2,000 | $13,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 200 | $13,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 400 | $13,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 1,000 | $13,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 7,629 | $13,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 2,000 | $13,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 27 | $12,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 202 | $12,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 220 | $12,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 500 | $12,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 550 | $12,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,039 | $12,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,700 | $12,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 300 | $12,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 255 | $12,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 390 | $12,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 380 | $12,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 882 | $12,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 1,000 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 281 | $12,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 400 | $12,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 406 | $11,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 300 | $11,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 101 | $11,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1,100 | $11,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 254 | $11,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 400 | $11,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,000 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 241 | $11,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 155 | $11,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 415 | $11,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 200 | $11,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 400 | $11,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 4,300 | $11,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 605 | $10,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 884 | $10,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 100 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 434 | $10,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 778 | $10,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 1,000 | $10,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,000 | $10,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,000 | $10,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 400 | $10,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 600 | $10,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 430 | $10,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,240 | $10,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 325 | $10,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,000 | $10,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 132 | $10,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 447 | $10,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 200 | $10,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 1,000 | $10,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 176 | $9,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 246 | $9,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,018 | $9,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 100 | $9,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 107 | $9,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,000 | $9,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 800 | $9,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,063 | $9,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 560 | $9,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 1,000 | $9,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 150 | $9,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 300 | $9,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,300 | $9,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 1,000 | $9,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 500 | $9,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 200 | $9,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 200 | $9,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 475 | $9,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 676 | $9,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,622 | $8,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 100 | $8,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,756 | $8,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 150 | $8,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 500 | $8,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 194 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 151 | $8,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 100 | $8,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 206 | $8,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,000 | $8,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 272 | $8,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 596 | $8,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 900 | $8,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100 | $8,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 800 | $8,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 154 | $8,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 200 | $8,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,000 | $8,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 750 | $8,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 5,600 | $8,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 2,250 | $8,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 1,000 | $8,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 86 | $8,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 200 | $8,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 209 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 250 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 200 | $7,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 200 | $7,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,000 | $7,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 316 | $7,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 980 | $7,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 182 | $7,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 300 | $7,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,166 | $7,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 319 | $7,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 50 | $7,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 350 | $7,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 416 | $7,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 450 | $7,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 1,000 | $7,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 425 | $7,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 300 | $7,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 114 | $6,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 110 | $6,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 200 | $6,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 100 | $6,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $6,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 490 | $6,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 150 | $6,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 78 | $6,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 500 | $6,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 79 | $6,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 133 | $6,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 100 | $6,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 74 | $6,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 242 | $6,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 50 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 75 | $6,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 138 | $6,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 500 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 447 | $6,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 500 | $6,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 500 | $6,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 700 | $6,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 160 | $6,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 200 | $5,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 248 | $5,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 58 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 150 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 193 | $5,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 300 | $5,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 210 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 400 | $5,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 248 | $5,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 427 | $5,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 496 | $5,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 305 | $5,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 300 | $5,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 150 | $5,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 97 | $5,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 321 | $5,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 319 | $5,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 224 | $5,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 248 | $5,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 899 | $5,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 982 | $5,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 84 | $5,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 2,000 | $5,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 75 | $5,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 1,000 | $5,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,574 | $5,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 755 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 200 | $5,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 500 | $5,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 200 | $5,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 200 | $5,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,886 | $5,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 164 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 36 | $4,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 284 | $4,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 105 | $4,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 600 | $4,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 104 | $4,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 81 | $4,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 65 | $4,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 591 | $4,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 149 | $4,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 235 | $4,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 88 | $4,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 295 | $4,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 516 | $4,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 103 | $4,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 230 | $4,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 258 | $4,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 200 | $4,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 140 | $4,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 263 | $4,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 249 | $4,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 240 | $4,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 232 | $4,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 104 | $4,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 500 | $4,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,679 | $4,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 410 | $4,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 162 | $4,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 251 | $4,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 343 | $4,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 100 | $4,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 325 | $4,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 2,000 | $4,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 546 | $4,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 50 | $3,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 36 | $3,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 153 | $3,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 400 | $3,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 100 | $3,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 219 | $3,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 64 | $3,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 120 | $3,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 750 | $3,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 73 | $3,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 328 | $3,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 54 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140771-14-000011 | this filing | 2014-11-12 | acceptance time not in the bulk data set |