13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2026-06-30, filed 2026-08-14, with 7,605 holding rows worth $671,509,061,000.
- Accession
- 0001140361-26-033080
- Filer
- CIK 1000275
- Filed
- 2026-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2026
A holdings report, 28,169 entries on the cover page, a total value of $671,509,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $671,509,061,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LTD.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.) Inc.028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC Rochdale, LLC028-05392
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 2,675 | $14,000 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 18,808 | $14,000 | dollars as filed | |
| STATE STREET SPDR BLOOMBERG EMERGING MARKETS USD BOND ETF | 78468R515 | ETF | 550 | $14,000 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 495 | $14,000 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 158 | $14,000 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,195 | $14,000 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,735 | $14,000 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 489 | $14,000 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 778 | $14,000 | dollars as filed | |
| LUMEXA IMAGING HOLDINGS INC | 550249106 | COMMON STOCK | 1,180 | $14,000 | dollars as filed | |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 1,356 | $14,000 | dollars as filed | |
| SIDUS SPACE INC CL A | 826165201 | COMMON STOCK | 4,913 | $14,000 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 7,488 | $14,000 | dollars as filed | |
| Z SQUARED INC | 98878K108 | COMMON STOCK | 1,362 | $14,000 | dollars as filed | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 479 | $14,000 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 301 | $14,000 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 338 | $14,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H187 | INSPIRE FIDELIS | 340 | $14,000 | dollars as filed | |
| A2Z CUST2MATE SOLUTIONS CORP | 002205102 | COM | 2,411 | $14,000 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 4,537 | $14,000 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J103 | ULTRA SHORT INCM | 270 | $14,000 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 11,158 | $14,000 | dollars as filed | |
| CAMBRIDGE ACQUISITION CORP | G1871M108 | USD CL A ORD SHS | 1,450 | $14,000 | dollars as filed | |
| CHARGEPOINT HLDGS INC CLASS A | 15961R303 | Equity | 2,246 | $14,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 123 | $14,000 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 9,998 | $14,000 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 6,312 | $14,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A874 | DLY AAPL BULL 2X | 400 | $14,000 | dollars as filed | |
| STARFIGHTERS SPACE INC | 85529M104 | CMN | 2,705 | $14,000 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F769 | CMN | 241 | $14,000 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 2,658 | $14,000 | dollars as filed | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 2,612 | $14,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N632 | ENHANCED INM ETF | 660 | $14,000 | dollars as filed | |
| BITZERO HOLDINGS INC | 09175N109 | COM | 2,059 | $14,000 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 175 | $13,000 | dollars as filed | |
| BTQ TECHNOLOGIES CORP COM | 055869101 | Stock | 2,408 | $13,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 280 | $13,000 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,235 | $13,000 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 5,459 | $13,000 | dollars as filed | |
| HANOVER BANCORP INC | 410709109 | COM | 550 | $13,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 42,506 | $13,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 5,219 | $13,000 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 940 | $13,000 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 2,884 | $13,000 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 4,792 | $13,000 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 627 | $13,000 | dollars as filed | |
| JEFFERSON CAPITAL INC | 47248R103 | COMMON STOCK | 682 | $13,000 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,129 | $13,000 | dollars as filed | |
| REPUBLIC AIRWAYS HOLDINGS IN | 590479408 | COMMON STOCK | 629 | $13,000 | dollars as filed | |
| SPYGLASS PHARMA INC | 85220G109 | COMMON STOCK | 589 | $13,000 | dollars as filed | |
| MONOPAR THERAPEUTICS INC | 61023L207 | COMMON STOCK | 136 | $13,000 | dollars as filed | |
| TITAN AMERICA SA | B9151N105 | COMMON STOCK | 749 | $13,000 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 487 | $13,000 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 810 | $13,000 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 6,156 | $13,000 | dollars as filed | |
| AMERICAN EXCEPTIONALISM ACQU | G0273J101 | ORD CL A | 1,129 | $13,000 | dollars as filed | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 1,271 | $13,000 | dollars as filed | |
| SKILLSOFT CORP | 83066P309 | CL A | 2,634 | $13,000 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 5,978 | $13,000 | dollars as filed | |
| CSP INC | 126389105 | CMN | 1,592 | $13,000 | dollars as filed | |
| FAETH THERAPEUTICS INC | 81728A207 | COM NEW | 509 | $13,000 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,715 | $13,000 | dollars as filed | |
| SAFE PRO GROUP INC | 78642D101 | COM | 2,990 | $13,000 | dollars as filed | |
| FIS TR | 337959100 | CHRISTIAN STK FD | 380 | $13,000 | dollars as filed | |
| VYOME HOLDINGS INC | 92943X104 | COM | 5,856 | $13,000 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 1,932 | $12,000 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 100 | $12,000 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 893 | $12,000 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,211 | $12,000 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,022 | $12,000 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,911 | $12,000 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 2,839 | $12,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072133 | AVAN US VALU ETF | 147 | $12,000 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 448 | $12,000 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 3,197 | $12,000 | dollars as filed | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 860 | $12,000 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 583 | $12,000 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 363 | $12,000 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 3,359 | $12,000 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 507 | $12,000 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 10,283 | $12,000 | dollars as filed | |
| BAKKT INC | 05759B305 | COMMON STOCK | 1,553 | $12,000 | dollars as filed | |
| CAPSOVISION INC | 140935107 | COMMON STOCK | 1,566 | $12,000 | dollars as filed | |
| CRESCENT BIOPHARMA INC | G2545C104 | COMMON STOCK | 681 | $12,000 | dollars as filed | |
| FORWARD INDUSTRIES INC | 349932103 | COMMON STOCK | 2,766 | $12,000 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,349 | $12,000 | dollars as filed | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 2,378 | $12,000 | dollars as filed | |
| ASSEMBLY BIOSCIENCES INC | 045396207 | COMMON STOCK | 440 | $12,000 | dollars as filed | |
| X4 PHARMACEUTICALS INC | 98420X202 | COMMON STOCK | 2,559 | $12,000 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 6,142 | $12,000 | dollars as filed | |
| GLASS HOUSE BRANDS INC | 377130406 | SUB REG LTD VTG | 960 | $12,000 | dollars as filed | |
| IDEA ACQUISITION CORP | G4727U100 | ORD SHS CL A | 1,173 | $12,000 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,587 | $12,000 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 14,046 | $12,000 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 209 | $12,000 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 174 | $12,000 | dollars as filed | |
| SPROTT FDS TR | 85208P865 | ACTI GOL SIL ETF | 326 | $12,000 | dollars as filed | |
| DAEDALUS SPL ACQUISITION COR | G2616C108 | USD CL A ORD SHS | 1,159 | $12,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 153 | $12,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 314 | $12,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 258 | $12,000 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 1,444 | $12,000 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 651 | $12,000 | dollars as filed | |
| ORGANIGRAM GLOBAL INC | 68617J100 | COM | 12,059 | $12,000 | dollars as filed | |
| ECARX HOLDINGS INC | G29201103 | CMN | 9,419 | $12,000 | dollars as filed | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 6 | $12,000 | dollars as filed | |
| NEXMETALS MINING CORP. | 65346E204 | COM NEW | 5,184 | $12,000 | dollars as filed | |
| ALIGOS THERAPEUTICS INC | 01626L204 | COM NEW | 2,125 | $12,000 | dollars as filed | |
| THEMES ETF TR | 88340F753 | LEVERAGE SHS 2X | 153 | $12,000 | dollars as filed | |
| GLOBAL X FDS | 37960A867 | RARE EARTH | 427 | $12,000 | dollars as filed | |
| TIDAL TRUST III | 45259A837 | VIST ELEC SU ETF | 375 | $12,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 100 | $11,000 | dollars as filed | put |
| TENAX THERAPEUTICS INC | 88032L605 | COM NEW | 776 | $11,000 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 500 | $11,000 | dollars as filed | call |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 258 | $11,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F151 | FT VEST NASD 100 | 446 | $11,000 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 340 | $11,000 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 1,637 | $11,000 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 12,940 | $11,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072299 | AVAN RE INTL ETF | 136 | $11,000 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 19,435 | $11,000 | dollars as filed | |
| MCGRAW HILL INC | 580907103 | COM | 1,210 | $11,000 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 1,145 | $11,000 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 992 | $11,000 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 23,100 | $11,000 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L130 | SHS NEW | 6,000 | $11,000 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,359 | $11,000 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 1,481 | $11,000 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 3,105 | $11,000 | dollars as filed | |
| TONIX PHARMACEUTICALS HOLDIN | 890260839 | COMMON STOCK | 861 | $11,000 | dollars as filed | |
| TECTONIC THERAPEUTIC INC | 878972108 | COMMON STOCK | 311 | $11,000 | dollars as filed | |
| AVIDBANK HOLDINGS INC | 05368J103 | COMMON STOCK | 338 | $11,000 | dollars as filed | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 411 | $11,000 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 2,827 | $11,000 | dollars as filed | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 532 | $11,000 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 130 | $11,000 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 3,584 | $11,000 | dollars as filed | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 265 | $11,000 | dollars as filed | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 683 | $11,000 | dollars as filed | |
| MESHFLOW ACQUISITION CORP | G6032N101 | USD CL A ORD SHS | 1,101 | $11,000 | dollars as filed | |
| SIEBERT FINL CORP | 826176109 | COM | 6,728 | $11,000 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 1,110 | $11,000 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 2,500 | $11,000 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 4,114 | $11,000 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,200 | $11,000 | dollars as filed | |
| CAPITAL GROUP EQUITY ETF TR | 14022A300 | US LRG VALUE ETF | 367 | $11,000 | dollars as filed | |
| ISHARES TR | 46436E320 | HIGH YLD CORP BD | 402 | $11,000 | dollars as filed | |
| KESTREL GROUP LTD | G5260K102 | COM | 1,242 | $11,000 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,500 | $11,000 | dollars as filed | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 528 | $11,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 344 | $11,000 | dollars as filed | |
| TIDAL TRUST II | 88634T857 | YIELDMAX AAPL | 959 | $11,000 | dollars as filed | |
| TORTOISE CAPITAL SERIES TRUS | 890930803 | AI INFRA ETF | 200 | $11,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092170 | DISRU AUTOM ETF | 290 | $11,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092261 | PFD SECS INCOME | 531 | $11,000 | dollars as filed | |
| CELULARITY INC | 151190204 | CL A NEW | 18,000 | $11,000 | dollars as filed | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 5,000 | $11,000 | dollars as filed | |
| LYELL IMMUNOPHARMA INC COM NEW | 55083R203 | Stock | 742 | $10,000 | dollars as filed | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 410 | $10,000 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 770 | $10,000 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,433 | $10,000 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 1,450 | $10,000 | dollars as filed | |
| GENIE ENERGY LTD | 372284208 | CL B | 678 | $10,000 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 2,072 | $10,000 | dollars as filed | |
| FARADAY FUTURE INTLGT ELEC I | 307359885 | COM NEW CL A | 42,841 | $10,000 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,922 | $10,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H631 | TECHN TRUSE ETF | 305 | $10,000 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 64 | $10,000 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 1,151 | $10,000 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 5,600 | $10,000 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 918 | $10,000 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N201 | COMMON STOCK | 216 | $10,000 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 950 | $10,000 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 535 | $10,000 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 950 | $10,000 | dollars as filed | |
| US GOLDMINING INC | 90291W108 | COMMON STOCK | 1,229 | $10,000 | dollars as filed | |
| ABACUS GLOBAL MANAGEMENT INC | 00258Y104 | COMMON STOCK | 906 | $10,000 | dollars as filed | |
| COMMERCIAL BANCGROUP INC | 20112C106 | COMMON STOCK | 324 | $10,000 | dollars as filed | |
| WEALTHFRONT CORP | 947002101 | COMMON STOCK | 1,120 | $10,000 | dollars as filed | |
| ARKO PETROLEUM CORP | 04124A100 | COMMON STOCK | 538 | $10,000 | dollars as filed | |
| PALISADE BIO INC | 696389402 | COMMON STOCK | 4,568 | $10,000 | dollars as filed | |
| FLOTEK INDUSTRIES INC | 343389409 | COMMON STOCK | 435 | $10,000 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,602 | $10,000 | dollars as filed | |
| INSEEGO CORP | 45782B302 | COMMON STOCK | 916 | $10,000 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 357 | $10,000 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 5,344 | $10,000 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 8,184 | $10,000 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 2,605 | $10,000 | dollars as filed | |
| TRAILBLAZER ACQUISITION CORP | G9009S103 | ORD SHS CL A | 967 | $10,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V605 | 6.375 PFD SER E | 511 | $10,000 | dollars as filed | principal |
| SOULPOWER ACQUISITION CORP | G82745103 | USD CL A ORD SHS | 1,000 | $10,000 | dollars as filed | |
| DISCIPLINED GROWTH | G2775W127 | UNIT 99/99/9999 | 1,000 | $10,000 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 3,230 | $10,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 368 | $10,000 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 320 | $10,000 | dollars as filed | principal |
| RBB FD INC | 74933W650 | MOTL FO NEXT ETF | 450 | $10,000 | dollars as filed | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 250 | $10,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y137 | FUND | 368 | $10,000 | dollars as filed | |
| OPTIMI HEALTH CORP | 68405H308 | COMMON SHARES | 1,964 | $10,000 | dollars as filed | |
| LISTED FDS TR | 53656H769 | ALPH BROA MA ETF | 391 | $10,000 | dollars as filed | |
| CONEXEU SCIENCES INC | 20715F100 | COM SHS | 887 | $10,000 | dollars as filed | |
| EA SERIES TRUST | 02072L656 | ALTRIUS GBL DIV | 244 | $10,000 | dollars as filed | |
| Fidelity Wise Origin Bitcoin Fund | 315948109 | SHS | 170 | $9,000 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 100 | $9,000 | dollars as filed | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,623 | $9,000 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 3,621 | $9,000 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 100 | $9,000 | dollars as filed | call |
| CADIZ INC | 127537207 | COM NEW | 2,086 | $9,000 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 2,746 | $9,000 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR209 | COM NEW | 3,444 | $9,000 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 4,048 | $9,000 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 1,962 | $9,000 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 2,621 | $9,000 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C820 | BLOOMBERG SEVEN | 182 | $9,000 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 1,884 | $9,000 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 329 | $9,000 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 7,843 | $9,000 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 527 | $9,000 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 721 | $9,000 | dollars as filed | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 579 | $9,000 | dollars as filed | |
| CHAINCE DIGITAL HOLDINGS INC | G59467202 | COMMON STOCK | 2,144 | $9,000 | dollars as filed | |
| EVOMMUNE INC | 30054Y107 | COMMON STOCK | 692 | $9,000 | dollars as filed | |
| FIRST NORTHERN COMMUNITY BAN | 335925103 | COMMON STOCK | 496 | $9,000 | dollars as filed | |
| BENITEC BIOPHARMA INC | 08205P209 | COMMON STOCK | 636 | $9,000 | dollars as filed | |
| BK TECHNOLOGIES CORP | 05587G203 | COMMON STOCK | 106 | $9,000 | dollars as filed | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 466 | $9,000 | dollars as filed | |
| FB BANCORP INC | 31425A109 | COMMON STOCK | 577 | $9,000 | dollars as filed | |
| FINWISE BANCORP | 31813A109 | COMMON STOCK | 594 | $9,000 | dollars as filed | |
| SBC MEDICAL GROUP HOLDINGS I | 73245B107 | COMMON STOCK | 2,826 | $9,000 | dollars as filed | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 485 | $9,000 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 1,440 | $9,000 | dollars as filed | |
| NAYAX LTD | M7S750159 | SHS | 144 | $9,000 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,651 | $9,000 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 11,635 | $9,000 | dollars as filed | |
| MYOMO INC | 62857J201 | COM NEW | 8,176 | $9,000 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 6,698 | $9,000 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 3,211 | $9,000 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC | 01625VAB0 | NOTE 4.250%11/1 | 5,000 | $9,000 | dollars as filed | principal |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 10,000 | $9,000 | dollars as filed | principal |
| LEE ENTERPRISES INC | 523768406 | COM | 1,007 | $9,000 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AR2 | NOTE 2.500% 9/0 | 8,000 | $9,000 | dollars as filed | principal |
| Ishares Bb Rated Corp B | 46435U473 | COM | 191 | $9,000 | dollars as filed | |
| HEMAB THERAPEUTICS HLDGS INC | 423494103 | COM SHS | 248 | $9,000 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 6,397 | $9,000 | dollars as filed | |
| TOYO CO LTD | G8976D107 | CMN | 1,317 | $9,000 | dollars as filed | |
| PROSHARES TR II | 74347Y888 | CMN | 270 | $9,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J727 | DISCIPLINED VAL | 225 | $9,000 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 180 | $9,000 | dollars as filed | |
| AUSTIN GOLD CORP | 05223F106 | COM | 8,000 | $9,000 | dollars as filed | |
| TIDAL TRUST II | 88636Y797 | DEFIANCE DALY 2X | 191 | $9,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P389 | US DIVID BOOSTER | 293 | $9,000 | dollars as filed | |
| HERZFELD CARIBBEAN BASIN FD | 42804T205 | COM | 534 | $9,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H679 | FUND | 265 | $9,000 | dollars as filed | |
| WEBS ETF TR | 87166N775 | COMMCTN SRVC XLC | 398 | $9,000 | dollars as filed | |
| EA SERIES TRUST | 02072L748 | DEFINED DURTN 10 | 365 | $9,000 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 839 | $8,000 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 925 | $8,000 | dollars as filed | |
| KINDERCARE LEARNING COMPANIES COM | 49456W105 | Stock | 1,979 | $8,000 | dollars as filed | |
| ATRIUM THERAPEUTICS INC COM | 04965N104 | Stock | 600 | $8,000 | dollars as filed | |
| DEFI TECHNOLOGIES INC COM | 244916102 | Stock | 15,100 | $8,000 | dollars as filed | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 615 | $8,000 | dollars as filed | |
| TRISALUS LIFE SCIENCES INC | 89680M101 | COM | 1,834 | $8,000 | dollars as filed | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 573 | $8,000 | dollars as filed | |
| FUBOTV INC | 35953D401 | COM NEW CL A | 941 | $8,000 | dollars as filed | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 8,178 | $8,000 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 254 | $8,000 | dollars as filed | |
| CF BANKSHARES INC | 12520L109 | COM | 244 | $8,000 | dollars as filed | |
| MOBILICOM LTD | Q6297L120 | ORD SHS NEW | 1,500 | $8,000 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 1,129 | $8,000 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 1,547 | $8,000 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 651 | $8,000 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 971 | $8,000 | dollars as filed | |
| TIDAL TRUST I | 886364439 | UNLIMITED HFND | 314 | $8,000 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 2,092 | $8,000 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,692 | $8,000 | dollars as filed | |
| DIGIMARC CORP | 25382K100 | COMMON STOCK | 992 | $8,000 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 1,864 | $8,000 | dollars as filed | |
| MEDIWOUND LTD | M68830112 | COMMON STOCK | 549 | $8,000 | dollars as filed | |
| CARTESIAN THERAPEUTICS INC | 816212302 | COMMON STOCK | 764 | $8,000 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 365 | $8,000 | dollars as filed | |
| COMMUNITY BANCORP INC VT | 20343A101 | COMMON STOCK | 211 | $8,000 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 2,095 | $8,000 | dollars as filed | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 378 | $8,000 | dollars as filed | |
| SURROZEN INC | 86889P208 | COMMON STOCK | 311 | $8,000 | dollars as filed | |
| CREXENDO INC | 226552107 | COMMON STOCK | 1,064 | $8,000 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,826 | $8,000 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,632 | $8,000 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 472 | $8,000 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 1,636 | $8,000 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 102 | $8,000 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 351 | $8,000 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 5,991 | $8,000 | dollars as filed | |
| QUANTUM CORPORATION | 747906600 | COM | 765 | $8,000 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 6,000 | $8,000 | dollars as filed | principal |
| PULMONX CORP | 745848101 | COM | 6,518 | $8,000 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 12,062 | $8,000 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 4,555 | $8,000 | dollars as filed | |
| LeonaBio Inc | 04746L203 | COM | 844 | $8,000 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 1,024 | $8,000 | dollars as filed | |
| MOUNTAIN CREST ACQUISITION 6 | G62980118 | RIGHT 04/29/2027 | 29,014 | $8,000 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 1,113 | $8,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 30254T577 | FPA GBL EQTY ETF | 187 | $8,000 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 8,601 | $8,000 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E208 | COM NEW | 166 | $8,000 | dollars as filed | |
| Highlander Silver Corp | 43087N204 | COM | 1,738 | $8,000 | dollars as filed | |
| PROSHARES ULTRA BITCOIN ETF | 74349Y704 | UIT EXCHANGE TRADED | 936 | $8,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W598 | MAR 1000 GRO ETF | 110 | $8,000 | dollars as filed | |
| LAZARD ACTIVE ETF TR | 52110K400 | INTL DYNAMIC EQT | 217 | $8,000 | dollars as filed | |
| Greenland Energy Co Shs | 70580B106 | Common Stock | 3,590 | $8,000 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 2,257 | $8,000 | dollars as filed | |
| ULTIMUS MANAGERS TR | 90386K571 | WEST SA ENER ETF | 364 | $8,000 | dollars as filed | |
| VANECK ETF TRUST | 92189Y873 | SPACE ETF | 320 | $8,000 | dollars as filed | |
| MORGAN STANLEY PATHWAY FDS | 61769L858 | LARGE CAP EQTY | 130 | $8,000 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444209 | COM NEW | 2,000 | $8,000 | dollars as filed | |
| INTERGROUP CORP | 458685104 | COM | 168 | $8,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J711 | EMERGING MKTS | 281 | $8,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N173 | T RE 2X MSTR ETF | 5,047 | $8,000 | dollars as filed | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 137 | $8,000 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 117 | $7,000 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 1,728 | $7,000 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 610 | $7,000 | dollars as filed | |
| EURODRY LTD | Y23508107 | COM | 308 | $7,000 | dollars as filed | |
| PROSHARES TR | 74349Y837 | SHORT QQQ | 261 | $7,000 | dollars as filed | |
| PONY AI INC | 732908108 | SPONSORED ADS | 1,000 | $7,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729508 | BDC INCOME ETF | 251 | $7,000 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 8,465 | $7,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 177 | $7,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 148 | $7,000 | dollars as filed | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,000 | $7,000 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 4,179 | $7,000 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 1,053 | $7,000 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 1,475 | $7,000 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,968 | $7,000 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 6,149 | $7,000 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T202 | COMMON STOCK | 1,687 | $7,000 | dollars as filed | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 214 | $7,000 | dollars as filed | |
| UPSTREAM BIO INC | 91678A107 | COMMON STOCK | 1,091 | $7,000 | dollars as filed | |
| SR BANCORP INC | 85227J106 | COMMON STOCK | 363 | $7,000 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 5,811 | $7,000 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 748 | $7,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 194 | $7,000 | dollars as filed | |
| LEAPFROG ACQUISITION CORP | G5414D103 | CL A ORD SHS | 693 | $7,000 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 4,279 | $7,000 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 6,729 | $7,000 | dollars as filed | |
| TUHURA BIOSCIENCES INC | 898920103 | COM | 3,036 | $7,000 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 5,782 | $7,000 | dollars as filed | |
| Nicholas Crypto Income ETF | 88636V728 | ETF | 427 | $7,000 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P706 | COM | 11,169 | $7,000 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G307 | COM | 1,970 | $7,000 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372AD6 | NOTE 1.500% 3/1 | 7,000 | $7,000 | dollars as filed | principal |
| EMPIRE PETE CORP | 292034303 | COM | 2,736 | $7,000 | dollars as filed | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 1,236 | $7,000 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 800 | $7,000 | dollars as filed | |
| PICS NV | N69958101 | COM CL A | 701 | $7,000 | dollars as filed | |
| OATLY GROUP AB | 67421J207 | CMN | 721 | $7,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 196 | $7,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 163 | $7,000 | dollars as filed | |
| ORION ENERGY SYS INC | 686275207 | COM NEW | 634 | $7,000 | dollars as filed | |
| 374WATER INC | 88583P203 | COM | 3,907 | $7,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 80 | $7,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q765 | HEALT LEADE ETF | 120 | $7,000 | dollars as filed | |
| ISHARES TR | 46436E288 | INVT GRD CORP BD | 306 | $7,000 | dollars as filed | |
| NEOS ETF TRUST | 78433H568 | S&P 500 HEDG ETF | 125 | $7,000 | dollars as filed | |
| ISHARES TR | 46436E171 | LITHIUM MINRS | 400 | $7,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H661 | ALLIANZIM US EQT | 222 | $7,000 | dollars as filed | |
| Bit Digital, Inc. Ordinary Shares | 09174C104 | COM | 215 | $6,000 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 882 | $6,000 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 1,052 | $6,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI SPONSORED ADS | 20441B704 | ADR | 509 | $6,000 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 91 | $6,000 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 526 | $6,000 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 10,862 | $6,000 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 2,010 | $6,000 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P207 | COM NEW | 775 | $6,000 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 300 | $6,000 | dollars as filed | call |
| TRUEBLUE INC | 89785X101 | COM | 867 | $6,000 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K760 | INCOME ETF | 301 | $6,000 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 2,761 | $6,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 102 | $6,000 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 2,335 | $6,000 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 233 | $6,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 5,343 | $6,000 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 5,891 | $6,000 | dollars as filed | |
| JAMES RIVER GROUP HOLDINGS I | 46990A102 | COMMON STOCK | 1,271 | $6,000 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 707 | $6,000 | dollars as filed | |
| ELMET GROUP CO THE | 289395105 | COMMON STOCK | 315 | $6,000 | dollars as filed | |
| PUBLIC POLICY HOLDING CO INC | 744430208 | COMMON STOCK | 840 | $6,000 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 141 | $6,000 | dollars as filed | |
| BALLY S CORP | 05875B304 | COMMON STOCK | 408 | $6,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 900 | $6,000 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 3,305 | $6,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F813 | ACTV FCTR MDCP | 135 | $6,000 | dollars as filed | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 255 | $6,000 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 453 | $6,000 | dollars as filed | |
| VISIONWAVE HOLDINGS INC | 927950105 | COM | 1,300 | $6,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H646 | ALLIANZIM US EQT | 205 | $6,000 | dollars as filed | |
| NEUMORA THERAPEUTICS INC. | 640979100 | COM | 3,300 | $6,000 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 1,226 | $6,000 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 66 | $6,000 | dollars as filed | |
| SOLUNA HOLDINGS INC | 583543301 | COM NEW | 4,346 | $6,000 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F308 | AGRI CMDTY STRA | 181 | $6,000 | dollars as filed | |
| AGENUS INC | 00847G804 | COM NEW | 1,912 | $6,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430180 | MARKETBETA INTL | 84 | $6,000 | dollars as filed | |
| IPERIONX LTD | 44916E100 | SPONSORED ADS | 200 | $6,000 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L304 | COM CL A | 651 | $6,000 | dollars as filed | |
| CI&T INC | G21307106 | CMN | 1,670 | $6,000 | dollars as filed | |
| THEMES ETF TR | 882927601 | CMN | 100 | $6,000 | dollars as filed | |
| PRENETICS GLOBAL LTD | G72245122 | CMN | 321 | $6,000 | dollars as filed | |
| ISHARES TR | 46429B515 | CMN | 105 | $6,000 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 2,805 | $6,000 | dollars as filed | |
| INVESCO GALAXY BITCOIN ETF | 46091J101 | COM SHS BEN INT | 97 | $6,000 | dollars as filed | |
| Liberty Defense Holdings, Ltd. | 53044R867 | COM | 1,394 | $6,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 597 | $6,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 170 | $6,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46152A189 | TRADR 2X SHORT | 831 | $6,000 | dollars as filed | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 10,000 | $6,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505368 | BLUE CORE BD ETF | 254 | $6,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P371 | INTL DIV BOOSTER | 153 | $6,000 | dollars as filed | |
| GREENPOWER MTR CO INC | 39540E401 | COM | 3,674 | $6,000 | dollars as filed | |
| Vanguard Short Duration Bond ETF | 922020730 | COM | 70 | $5,000 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 530 | $5,000 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 676 | $5,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 105 | $5,000 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 5,741 | $5,000 | dollars as filed | |
| THRYV HLDGS INC | 886029206 | COM NEW | 1,383 | $5,000 | dollars as filed | |
| Proficient Auto Logistics Inc | 74317M104 | COM | 701 | $5,000 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 86 | $5,000 | dollars as filed | |
| AMERICAN BEACON GLG NATURAL RESOURCES ETF | 02368W408 | ETF | 102 | $5,000 | dollars as filed | |
| NEOS ETF TRUST | 78433H501 | NEOS ENH INC 1-3 | 105 | $5,000 | dollars as filed | |
| CARLSMED INC | 14280C105 | COMMON STOCK | 500 | $5,000 | dollars as filed | |
| LIFEZONE HOLDINGS LTD | G5568L109 | COMMON STOCK | 1,180 | $5,000 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 1,153 | $5,000 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 1,097 | $5,000 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 867 | $5,000 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 1,558 | $5,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 92 | $5,000 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 743 | $5,000 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W207 | COM SHS | 764 | $5,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A403 | QIM US LARGE VOL | 153 | $5,000 | dollars as filed | |
| ARMADA ACQUISITION CORP III | G0R38M119 | *W EXP 02/13/203 | 14,091 | $5,000 | dollars as filed | |
| BNY MELLON ETF TRUST II | 05613H308 | ENHANCED DIVID | 173 | $5,000 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 938 | $5,000 | dollars as filed | |
| JOBY AVIATION INC | 47775AAA9 | NOTE 0.750% 2/1 | 5,000 | $5,000 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAF4 | NOTE 1.000%11/1 | 6,200 | $5,000 | dollars as filed | principal |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 986 | $5,000 | dollars as filed | |
| FITLIFE BRANDS INC | 33817P405 | COM NEW | 482 | $5,000 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 988 | $5,000 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 1,092 | $5,000 | dollars as filed | |
| MAYWOOD ACQUISITION CORP 2 | G5T117110 | RIGHT 02/24/2031 | 20,000 | $5,000 | dollars as filed | |
| SEALSQ CORP | G79483106 | CMN | 1,664 | $5,000 | dollars as filed | |
| ORION DIGITAL CORP | 68627G104 | CMN | 6,421 | $5,000 | dollars as filed | |
| MERIDIAN HOLDINGS INC | 381098409 | CMN | 345 | $5,000 | dollars as filed | |
| PROKIDNEY CORP | 74291D104 | CMN | 2,456 | $5,000 | dollars as filed | |
| CANTON STRATEGIC HOLDINGS IN | 432705309 | CMN | 1,744 | $5,000 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 1,114 | $5,000 | dollars as filed | |
| UNION BANKSHARES INC | 905400107 | CMN | 223 | $5,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P298 | CMN | 184 | $5,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108615 | VIDE GAME LE ETF | 53 | $5,000 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 113 | $5,000 | dollars as filed | principal |
| JFB CONSTR HLDGS | 46658E107 | CL A | 945 | $5,000 | dollars as filed | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 35 | $5,000 | dollars as filed | |
| LUNAI BIOWORKS INC | 29350E302 | COM SHS | 1,687 | $5,000 | dollars as filed | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 241 | $5,000 | dollars as filed | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 90 | $5,000 | dollars as filed | |
| JIADE LIMITED | G7396L137 | CL A ORD SHS | 100 | $5,000 | dollars as filed | |
| BIG DIGITAL ENERGY INC | 57778N406 | COM NEW | 522 | $5,000 | dollars as filed | |
| DATA STORAGE CORP | 23786R201 | COM NEW | 1,379 | $5,000 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 81 | $5,000 | dollars as filed | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 331 | $5,000 | dollars as filed | |
| ANFIELD ENERGY INC | 03464C205 | COM NEW | 1,155 | $5,000 | dollars as filed | |
| Avantis Responsible Emerging Mkts Eq ETF | 025072315 | SHS | 45 | $4,000 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 300 | $4,000 | dollars as filed | call |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 500 | $4,000 | dollars as filed | call |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,497 | $4,000 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 1,446 | $4,000 | dollars as filed | |
| GT BIOPHARMA INC | 36254L308 | COM | 7,600 | $4,000 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 5,056 | $4,000 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 44 | $4,000 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 902 | $4,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 35 | $4,000 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 566 | $4,000 | dollars as filed | |
| AMERICAN BITCOIN CORP. | 02462A104 | COM CL A | 6,476 | $4,000 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 1,793 | $4,000 | dollars as filed | |
| KORRO BIO INC | 500946108 | COMMON STOCK | 352 | $4,000 | dollars as filed | |
| BLACK ROCK COFFEE BAR INC A | 092244102 | COMMON STOCK | 531 | $4,000 | dollars as filed | |
| EXZEO GROUP INC | 30234F101 | COMMON STOCK | 242 | $4,000 | dollars as filed | |
| UNICYCIVE THERAPEUTICS INC | 90466Y202 | COMMON STOCK | 793 | $4,000 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 1,834 | $4,000 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 2,014 | $4,000 | dollars as filed | |
| GLOBAL X CLEAN WATER ETF | 37954Y186 | ETF | 197 | $4,000 | dollars as filed | |
| GRAYSCALE ETHEREUM STAKING | 38964R203 | SHS NEW | 234 | $4,000 | dollars as filed | |
| ONKURE THERAPEUTICS INC | 68277Q105 | COM CL A | 967 | $4,000 | dollars as filed | |
| CAMP4 THERAPEUTICS CORP | 13463J101 | COM | 1,009 | $4,000 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q208 | COM NEW | 2,712 | $4,000 | dollars as filed | |
| DARIOHEALTH CORP | 23725P308 | COM | 658 | $4,000 | dollars as filed | |
| SENTI BIOSCIENCES HOLDINGS | 816944102 | COM NEW | 4,015 | $4,000 | dollars as filed | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 719 | $4,000 | dollars as filed | |
| VERSAMET ROYALTIES CORP | 92528V200 | COM NEW | 376 | $4,000 | dollars as filed | |
| MOBILE INFRASTRUCTURE CORP | 60739N101 | COM SHS | 2,645 | $4,000 | dollars as filed | |
| CHURCHILL CAP CORP XI | G2131A108 | CL A ORD SHS | 250 | $4,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-26-033080 | this filing | 2026-08-14 | acceptance time not in the bulk data set |