13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2026-06-30, filed 2026-08-14, with 7,605 holding rows worth $671,509,061,000.
- Accession
- 0001140361-26-033080
- Filer
- CIK 1000275
- Filed
- 2026-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2026
A holdings report, 28,169 entries on the cover page, a total value of $671,509,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $671,509,061,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LTD.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.) Inc.028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC Rochdale, LLC028-05392
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 438 | $34,000 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,806 | $34,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 739 | $34,000 | dollars as filed | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 300 | $34,000 | dollars as filed | put |
| FS BANCORP INC | 30263Y104 | COM | 766 | $34,000 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 730 | $34,000 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 586 | $34,000 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 719 | $34,000 | dollars as filed | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 347 | $34,000 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,375 | $34,000 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 3,391 | $34,000 | dollars as filed | |
| INNOVATE CORP | 45784J303 | COM NEW | 1,845 | $34,000 | dollars as filed | |
| BrightSpring Health Services Inc | 10950A205 | Preferred Shares | 147 | $34,000 | dollars as filed | principal |
| ADVISORS INNER CIRCLE FD III | 00775Y272 | BROWN ADVISORY | 1,293 | $34,000 | dollars as filed | |
| ISHARES TR | 46438G430 | MSCI WO SMAL ETF | 952 | $34,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X610 | ALTE ACC CLO ETF | 1,363 | $34,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505384 | BLUE DY TOTA ETF | 1,041 | $34,000 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 500 | $33,000 | dollars as filed | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 5,206 | $33,000 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 4,272 | $33,000 | dollars as filed | |
| PROSHARES TR | 74349Y753 | SHORT S&P 500 NE | 1,008 | $33,000 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 2,891 | $33,000 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 12,151 | $33,000 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 2,403 | $33,000 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 1,863 | $33,000 | dollars as filed | |
| SITE CENTERS CORP | 82981J851 | REIT | 8,174 | $33,000 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 7,627 | $33,000 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 522 | $33,000 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,886 | $33,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $33,000 | dollars as filed | |
| WEBS ETF TR | 87166N858 | MATERIALS XLB | 1,213 | $33,000 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,697 | $32,000 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 4,869 | $32,000 | dollars as filed | |
| MAZE THERAPEUTICS INC COM | 578784100 | Stock | 1,072 | $32,000 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 14,503 | $32,000 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 2,981 | $32,000 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 5,028 | $32,000 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 1,502 | $32,000 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,047 | $32,000 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 4,016 | $32,000 | dollars as filed | |
| BARNES NOBLE EDUCATION INC | 06777U200 | COMMON STOCK | 2,567 | $32,000 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,256 | $32,000 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 955 | $32,000 | dollars as filed | |
| SENSEONICS HOLDINGS INC | 81727U303 | COMMON STOCK | 5,725 | $32,000 | dollars as filed | |
| KRANESHARES TRUST | 500767363 | PUBLIC-PRIVATE A | 675 | $32,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 799 | $32,000 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 1,151 | $32,000 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 5,231 | $32,000 | dollars as filed | |
| MILLER INVT TR | 60055P821 | CONV TOT RET ETF | 1,121 | $32,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108565 | AI POWE EQUI ETF | 656 | $32,000 | dollars as filed | |
| DIGI PWR X INC COM SUB VTG | 25380B102 | Stock | 5,530 | $31,000 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 3,816 | $31,000 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 3,230 | $31,000 | dollars as filed | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 4,965 | $31,000 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 5,395 | $31,000 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 3,874 | $31,000 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 213 | $31,000 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 3,326 | $31,000 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 609 | $31,000 | dollars as filed | |
| LEXEO THERAPEUTICS INC | 52886X107 | COMMON STOCK | 6,646 | $31,000 | dollars as filed | |
| FALCON S BEYOND GLOBAL INC A | 306121104 | COMMON STOCK | 1,767 | $31,000 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,223 | $31,000 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 2,390 | $31,000 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 7,543 | $31,000 | dollars as filed | |
| SOUTHERN CO | 842587842 | CMN | 629 | $31,000 | dollars as filed | principal |
| KIMCO REALTY CORP | 49446R687 | DP CV CL N 7.25% | 500 | $31,000 | dollars as filed | principal |
| WEBS ETF TR | 87166N882 | QQQ DEF VOL ETF | 977 | $31,000 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 1,832 | $30,000 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 7,512 | $30,000 | dollars as filed | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 833 | $30,000 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 8,605 | $30,000 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 751 | $30,000 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 12,123 | $30,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R662 | INTL DEV STRNGTH | 725 | $30,000 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 6,786 | $30,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 900 | $30,000 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,079 | $30,000 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 12,650 | $30,000 | dollars as filed | |
| PHOENIX EDUCATION PARTNERS I | 718968100 | COMMON STOCK | 914 | $30,000 | dollars as filed | |
| NETSKOPE INC CL A | 64119N608 | COMMON STOCK | 2,788 | $30,000 | dollars as filed | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 1,717 | $30,000 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 2,661 | $30,000 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 2,724 | $30,000 | dollars as filed | |
| ARTIVA BIOTHERAPEUTICS INC | 04317A107 | COM | 3,066 | $30,000 | dollars as filed | |
| STRUCTURE THERAPEUTICS INC COMP | 86366E106 | EQUITY | 550 | $30,000 | dollars as filed | |
| AMARIN CORP PLC | 023111404 | SPONSORED ADR | 1,877 | $30,000 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 1,355 | $30,000 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 543 | $30,000 | dollars as filed | |
| ROBOSTRATEGY INC | 77106T107 | Com SHS | 750 | $30,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 295 | $30,000 | dollars as filed | |
| WEBS ETF TR | 87166N767 | UTILITIES XLU | 1,085 | $30,000 | dollars as filed | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,370 | $30,000 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 9,661 | $29,000 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 2,025 | $29,000 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 7,763 | $29,000 | dollars as filed | |
| WAYSTAR HLDG CORP | 946784105 | COM | 1,400 | $29,000 | dollars as filed | put |
| VERTEX INC | 92538J106 | CL A | 2,579 | $29,000 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 7,084 | $29,000 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 15,467 | $29,000 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 833 | $29,000 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 1,050 | $29,000 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 493 | $29,000 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,115 | $29,000 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 2,874 | $29,000 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 811 | $29,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 2,684 | $29,000 | dollars as filed | |
| VIA TRANSPORTATION INC CL A | 92556W104 | COMMON STOCK | 1,575 | $29,000 | dollars as filed | |
| HMH HOLDING INC CL A | 40445M100 | COMMON STOCK | 1,507 | $29,000 | dollars as filed | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 384 | $29,000 | dollars as filed | |
| BV FINANCIAL INC | 05603E208 | COMMON STOCK | 1,358 | $29,000 | dollars as filed | |
| GBANK FINANCIAL HOLDINGS INC | 36166F100 | COMMON STOCK | 977 | $29,000 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 4,195 | $29,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729730 | FRANKLIN SHT TRM | 2,878 | $29,000 | dollars as filed | |
| MIND TECHNOLOGY INC | 602566309 | COM NEW | 6,240 | $29,000 | dollars as filed | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 484 | $29,000 | dollars as filed | |
| TXO Partners LP | 87313P103 | COM | 2,309 | $29,000 | dollars as filed | |
| FIGX CAP ACQUISITION CORP. | G3473K100 | USD CL A ORD SHS | 2,819 | $29,000 | dollars as filed | |
| HEDGEYE CAPITAL ALLOCATION ETF | 26923Q747 | ETF | 1,065 | $29,000 | dollars as filed | |
| APOGEE ACQUISITION CORP | G04126101 | ORD SHS CL A | 2,909 | $29,000 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 4,768 | $29,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 700 | $29,000 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 38,421 | $29,000 | dollars as filed | |
| iShares Ethereum Trust | 46438R105 | COM | 2,342 | $28,000 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 264 | $28,000 | dollars as filed | |
| FIRSTSUN CAP BANCORP | 33767U107 | COM | 727 | $28,000 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 3,422 | $28,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F821 | ACTV FCTR LGCP | 650 | $28,000 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 196 | $28,000 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 787 | $28,000 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,925 | $28,000 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 1,499 | $28,000 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 477 | $28,000 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 1,775 | $28,000 | dollars as filed | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 2,727 | $28,000 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 487 | $28,000 | dollars as filed | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 831 | $28,000 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 1,585 | $28,000 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 1,780 | $28,000 | dollars as filed | |
| LISTED FDS TR | 53656F581 | OVERLAY SHARES | 668 | $28,000 | dollars as filed | |
| ABONY ACQUISITION CORP I | G00582109 | ORD SHS CL A | 2,843 | $28,000 | dollars as filed | |
| AIRSHIP AI HLDGS INC | 008940108 | COM | 11,819 | $28,000 | dollars as filed | |
| 2023 ETF SERIES TRUST | 900934845 | CMN | 1,000 | $28,000 | dollars as filed | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 800 | $28,000 | dollars as filed | |
| ENLIGHT RENEWABLE ENERGY LTD SHS | M4056D110 | Stock | 301 | $27,000 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 6,599 | $27,000 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 3,187 | $27,000 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 1,200 | $27,000 | dollars as filed | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 1,043 | $27,000 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 14,813 | $27,000 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 7,500 | $27,000 | dollars as filed | |
| LAUNCH ONE ACQUISITION CORP | G5S86M100 | SHS CLASS A | 2,467 | $27,000 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 10,295 | $27,000 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,808 | $27,000 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L404 | TOTA RETU BD ETF | 1,089 | $27,000 | dollars as filed | |
| GLOBAL X BLOCKCHAIN ETF | 37960A735 | ETF | 366 | $27,000 | dollars as filed | |
| GUARDIAN METAL RES PLC | 401382106 | CMN | 1,960 | $27,000 | dollars as filed | |
| SPECTRAL AI INC | 84757T105 | COM CL A | 15,452 | $27,000 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 1,079 | $26,000 | dollars as filed | |
| HAFNIA LTD SHS | Y2990R101 | Stock | 3,943 | $26,000 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 6,184 | $26,000 | dollars as filed | |
| BIOAGE LABS INC COM | 09077V100 | Stock | 1,070 | $26,000 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 2,549 | $26,000 | dollars as filed | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 24,437 | $26,000 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 8,103 | $26,000 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 1,911 | $26,000 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,613 | $26,000 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 927 | $26,000 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 4,471 | $26,000 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V302 | COMMON STOCK | 7,625 | $26,000 | dollars as filed | |
| AVALO THERAPEUTICS INC | 05338F306 | COMMON STOCK | 1,365 | $26,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 2,599 | $26,000 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 904 | $26,000 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 2,282 | $26,000 | dollars as filed | |
| FINANCE OF AMERICA COS INC A | 31738L206 | COMMON STOCK | 937 | $26,000 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F119 | UNIT 11/01/2027 | 530 | $26,000 | dollars as filed | principal |
| TIDAL TR I ETF SOFI SELECT 500 NEW | 886364173 | ETF | 172 | $26,000 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 18,543 | $26,000 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R858 | EATON VANCE SHRT | 526 | $26,000 | dollars as filed | |
| ADVISOR MANAGED PORTFOLIOS | 00777X603 | SOUNDWATCH HEDGD | 808 | $26,000 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 924 | $26,000 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 867 | $26,000 | dollars as filed | |
| SP FUNDS TRUST | 84612A200 | CMN | 750 | $26,000 | dollars as filed | |
| WINCHESTER BANCORP INC | 97269D103 | COM | 2,000 | $26,000 | dollars as filed | |
| WEBS ETF TR | 87166N825 | CONS STA XLP ETF | 1,041 | $26,000 | dollars as filed | |
| DBX ETF TR | 23306X506 | XTRAC S&P ETF | 885 | $26,000 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,325 | $25,000 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 1,446 | $25,000 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 1,948 | $25,000 | dollars as filed | |
| INTER & CO INC CLASS A COM | G4R20B107 | Stock | 4,676 | $25,000 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 12,400 | $25,000 | dollars as filed | |
| BLAIZE HLDGS INC | 092915107 | COM | 17,605 | $25,000 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 2,666 | $25,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 550 | $25,000 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 3,023 | $25,000 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00774Q346 | DEMCRATIC LG ETF | 533 | $25,000 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1,106 | $25,000 | dollars as filed | |
| MARKETWISE INC | 57064P206 | COMMON STOCK | 1,428 | $25,000 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 1,591 | $25,000 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 3,066 | $25,000 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 3,154 | $25,000 | dollars as filed | |
| AKTIS ONCOLOGY INC | 01021M104 | COMMON STOCK | 797 | $25,000 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 2,411 | $25,000 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 587 | $25,000 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1,079 | $25,000 | dollars as filed | |
| SIONNA THERAPEUTICS INC | 829401108 | COMMON STOCK | 568 | $25,000 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 3,969 | $25,000 | dollars as filed | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 541 | $25,000 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 17,917 | $25,000 | dollars as filed | |
| 2023 ETF SERIES TRUST | 900934852 | CMN | 1,000 | $25,000 | dollars as filed | |
| NEW HORIZON AIRCRAFT LTD | 64550A107 | COM | 12,707 | $25,000 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 46144X396 | AXS KNO LEA ETF | 385 | $25,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 708 | $25,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J612 | AI INFL STRA ETF | 782 | $25,000 | dollars as filed | |
| WEBS ETF TR | 87166N833 | CONSMR DISCRTNRY | 1,065 | $25,000 | dollars as filed | |
| Avantis Emerging Markets Value ETF | 025072372 | SHS | 373 | $24,000 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 1,370 | $24,000 | dollars as filed | |
| FLOWCO HLDGS INC | 342909108 | COM CL A | 1,123 | $24,000 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 5,960 | $24,000 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,105 | $24,000 | dollars as filed | |
| JADE BIOSCIENCES INC | 008064206 | COM NEW | 1,050 | $24,000 | dollars as filed | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 6,073 | $24,000 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 546 | $24,000 | dollars as filed | |
| Net Lease Office Properties | 64110Y108 | COM | 2,144 | $24,000 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 1,548 | $24,000 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 785 | $24,000 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 2,948 | $24,000 | dollars as filed | |
| TERRESTRIAL ENERGY INC | 881454102 | COMMON STOCK | 3,333 | $24,000 | dollars as filed | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 1,315 | $24,000 | dollars as filed | |
| SEAPORT ENTERTAINMENT GROUP | 812215200 | COMMON STOCK | 929 | $24,000 | dollars as filed | |
| INHIBIKASE THERAPEUTICS INC | 45719W205 | COMMON STOCK | 12,199 | $24,000 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 784 | $24,000 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 2,258 | $24,000 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 8,482 | $24,000 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 1,869 | $24,000 | dollars as filed | |
| GREENFIRE RES LTD NEW | 39525U107 | COM SHS | 4,167 | $24,000 | dollars as filed | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 563 | $24,000 | dollars as filed | |
| GALATA ACQUISITION CORP II | G3R25N108 | ORD SHS CL A | 2,384 | $24,000 | dollars as filed | |
| HENNESSY CAP INVTS CORP VIII | G44055104 | ORD CL A | 2,451 | $24,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 529 | $24,000 | dollars as filed | principal |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 4,429 | $24,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 706 | $24,000 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T207 | COM | 1,875 | $24,000 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 4,890 | $23,000 | dollars as filed | |
| GERON CORP | 374163103 | COM | 17,541 | $23,000 | dollars as filed | |
| BW LPG LTD COM | Y10230103 | Stock | 1,304 | $23,000 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 4,394 | $23,000 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R303 | COMMERCIAL REAL | 436 | $23,000 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 627 | $23,000 | dollars as filed | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 630 | $23,000 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 2,341 | $23,000 | dollars as filed | |
| VOR BIOPHARMA INC | 929033207 | COMMON STOCK | 1,260 | $23,000 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 302 | $23,000 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 1,814 | $23,000 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367201 | COMMON STOCK | 687 | $23,000 | dollars as filed | |
| LB PHARMACEUTICALS INC | 50180M108 | COMMON STOCK | 698 | $23,000 | dollars as filed | |
| GENERATE BIOMEDICINES INC | 370920100 | COMMON STOCK | 1,381 | $23,000 | dollars as filed | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 2,434 | $23,000 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 3,121 | $23,000 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 976 | $23,000 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 539 | $23,000 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 483 | $23,000 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 3,335 | $23,000 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 466 | $23,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q834 | INTL EQUITY ETF | 607 | $23,000 | dollars as filed | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 2,251 | $23,000 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 6,175 | $23,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J669 | GLOBAL SR LN ETF | 931 | $23,000 | dollars as filed | |
| GLOBAL X FDS | 37960A198 | AGTECH AND FOOD | 658 | $23,000 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 29,107 | $22,000 | dollars as filed | |
| INSTEEL INDS INC | 45774W108 | COM | 740 | $22,000 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 3,576 | $22,000 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 1,997 | $22,000 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 5,853 | $22,000 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 3,170 | $22,000 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 1,728 | $22,000 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 12,619 | $22,000 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 4,103 | $22,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 7,722 | $22,000 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 788 | $22,000 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 6,260 | $22,000 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 14,219 | $22,000 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 9,654 | $22,000 | dollars as filed | |
| SAGIMET BIOSCIENCES INC A | 786700104 | COMMON STOCK | 2,830 | $22,000 | dollars as filed | |
| NATIONAL HEALTHCARE PROPERTI | 42226B501 | COMMON STOCK | 1,502 | $22,000 | dollars as filed | |
| YESWAY INC A | 98585C100 | COMMON STOCK | 1,085 | $22,000 | dollars as filed | |
| STRAWBERRY FIELDS REIT INC | 863182101 | REIT | 1,648 | $22,000 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 919 | $22,000 | dollars as filed | |
| SILVACO GROUP INC | 82728C102 | COMMON STOCK | 1,582 | $22,000 | dollars as filed | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 2,868 | $22,000 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 5,127 | $22,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 293 | $22,000 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 3,473 | $22,000 | dollars as filed | |
| TRAEGER INC | 89269P202 | Common Stock | 279 | $22,000 | dollars as filed | |
| JPMORGAN CHASE FINL CO LLC | 48133Q309 | CAL LKD 44 | 627 | $22,000 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 11,727 | $22,000 | dollars as filed | |
| SOCIAL COMM PARTNERS CORP | G8254P103 | ORD SHS CL A | 2,158 | $22,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 435 | $22,000 | dollars as filed | |
| SPROTT FDS TR | 85208P600 | NICKE MINER ETF | 1,723 | $22,000 | dollars as filed | |
| GLOBAL X FDS | 37960A677 | MSCI SUPR EM ETF | 690 | $22,000 | dollars as filed | |
| NEOS ETF TRUST | 78433H543 | MSCI EAFE HIGH | 429 | $22,000 | dollars as filed | |
| THEMES ETF TR | 88340C453 | LEVERAGE SHS 2X A | 830 | $22,000 | dollars as filed | |
| BITWISE HYPERLIQUID ETF | 09175T106 | COM SHS BEN INT | 600 | $22,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505376 | BLUE GL EQUI ETF | 692 | $22,000 | dollars as filed | |
| THRIVENT ETF TRUST | 88588G406 | SMALL CAP VALUE | 681 | $22,000 | dollars as filed | |
| ZENAS BIOPHARMA INC COM | 98937L105 | Stock | 847 | $21,000 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 18,324 | $21,000 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 11,207 | $21,000 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 1,600 | $21,000 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 476 | $21,000 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 14,317 | $21,000 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 1,755 | $21,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 500 | $21,000 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 561 | $21,000 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 3,066 | $21,000 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 502 | $21,000 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 5,024 | $21,000 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 12,831 | $21,000 | dollars as filed | |
| AMERICAN INTEGRITY INSURANCE | 026948109 | COMMON STOCK | 1,100 | $21,000 | dollars as filed | |
| ISABELLA BANK CORP | 464214105 | COMMON STOCK | 526 | $21,000 | dollars as filed | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 474 | $21,000 | dollars as filed | |
| NORTHPOINTE BANCSHARES INC | 66661N886 | COMMON STOCK | 1,093 | $21,000 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 5,630 | $21,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 500 | $21,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 569 | $21,000 | dollars as filed | |
| PPL CORP | 69351T866 | UNIT 02/15/2029 | 431 | $21,000 | dollars as filed | principal |
| Up Fintech Holding Ltd | 91531W106 | COM | 4,823 | $21,000 | dollars as filed | |
| EAGLE NUCLEAR ENERGY CORP | 269710109 | COM | 2,170 | $21,000 | dollars as filed | |
| MADISON ETFS TRUST | 557441409 | MADISON COVERED | 1,201 | $21,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 3,331 | $21,000 | dollars as filed | |
| EA SERIES TRUST | 02072Q838 | ROCK GL EQUA ETF | 700 | $21,000 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 904 | $20,000 | dollars as filed | |
| NUVEEN CHURCHILL DIRECT LEND | 67090S108 | COM SHS | 1,648 | $20,000 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,538 | $20,000 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 5,999 | $20,000 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 4,022 | $20,000 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 1,841 | $20,000 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C846 | BLOOMBERG THREE | 411 | $20,000 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 2,736 | $20,000 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,386 | $20,000 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,052 | $20,000 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,341 | $20,000 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 3,159 | $20,000 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 2,702 | $20,000 | dollars as filed | |
| COASTAL SOUTH BANCSHARES INC | 19058X207 | COMMON STOCK | 733 | $20,000 | dollars as filed | |
| EAGLE FINANCIAL SERVICES INC | 26951R104 | COMMON STOCK | 468 | $20,000 | dollars as filed | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 1,147 | $20,000 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,344 | $20,000 | dollars as filed | |
| ARMADA ACQUISITION CORP II | G0R38G104 | COM CL A | 1,975 | $20,000 | dollars as filed | |
| FINWARD BANCORP | 31812F109 | COM | 546 | $20,000 | dollars as filed | |
| ENGENE THERAPEUTICS INC | 29286X101 | COM | 11,325 | $20,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505426 | BLUEMONTE LARGE | 630 | $20,000 | dollars as filed | |
| RITHM PPTY TR INC | 38983D862 | 9.875 FXD-FLT C | 800 | $20,000 | dollars as filed | principal |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 285 | $19,000 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 5,000 | $19,000 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 3,304 | $19,000 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 481 | $19,000 | dollars as filed | |
| ALICO INC | 016230104 | COM | 469 | $19,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F441 | FT VEST U.S EQT | 431 | $19,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 304 | $19,000 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 1,248 | $19,000 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,000 | $19,000 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,824 | $19,000 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 5,209 | $19,000 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 1,184 | $19,000 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 4,375 | $19,000 | dollars as filed | |
| AVALYN PHARMA INC | 05348Y105 | COMMON STOCK | 588 | $19,000 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,127 | $19,000 | dollars as filed | |
| XMAX INC | 66979P300 | COMMON STOCK | 2,069 | $19,000 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,052 | $19,000 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 779 | $19,000 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 1,547 | $19,000 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 10,885 | $19,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 441 | $19,000 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 4,162 | $19,000 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 9,038 | $19,000 | dollars as filed | |
| ZENATECH INC | 98936T208 | CMN | 12,998 | $19,000 | dollars as filed | |
| PG&E CORP | 69331C306 | CMN | 448 | $19,000 | dollars as filed | principal |
| RTB DIGITAL INC | 39366L406 | COM SHS | 1,271 | $19,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N269 | GOVT MONE MA ETF | 185 | $19,000 | dollars as filed | |
| HORIZON FDS | 44053A630 | EXPEDITION PLUS | 594 | $19,000 | dollars as filed | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 2,310 | $18,000 | dollars as filed | |
| SABLE OFFSHORE CORP | 78574H104 | COM SHS | 5,815 | $18,000 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,306 | $18,000 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 4,242 | $18,000 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 1,349 | $18,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 230 | $18,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 312 | $18,000 | dollars as filed | |
| MNTN INC | 55318A108 | CL A | 1,913 | $18,000 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 271 | $18,000 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 4,898 | $18,000 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 20,830 | $18,000 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 496 | $18,000 | dollars as filed | |
| MINIMED GROUP INC | 60365F109 | COMMON STOCK | 1,176 | $18,000 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 3,769 | $18,000 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 621 | $18,000 | dollars as filed | |
| CLENE INC | 185634201 | COM NEW | 3,000 | $18,000 | dollars as filed | |
| CHINA AUTOMOTIVE SYS INC | G2125H101 | SHS | 4,000 | $18,000 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543847 | CMN | 2,107 | $18,000 | dollars as filed | |
| TELIX PHARMACEUTICAL LTD SPONSORED ADS | 87961M105 | ADR | 1,500 | $17,000 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 3,634 | $17,000 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 60,942 | $17,000 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 2,212 | $17,000 | dollars as filed | |
| AEBI SCHMIDT HLDG AG | H00501108 | COM | 1,359 | $17,000 | dollars as filed | |
| MANAGER DIRECTED PORTFOLIOS | 56170L695 | VERT GLB SUST RE | 1,477 | $17,000 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 6,219 | $17,000 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1,734 | $17,000 | dollars as filed | |
| GRAYSCALE COINDESK CRYPTO | G40705108 | USD SHS | 656 | $17,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 5,740 | $17,000 | dollars as filed | |
| WEBTOON ENTMT INC | 94845U105 | COM | 1,537 | $17,000 | dollars as filed | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 403 | $17,000 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 6,292 | $17,000 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 460 | $17,000 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 2,928 | $17,000 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 2,819 | $17,000 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 440 | $17,000 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 714 | $17,000 | dollars as filed | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 58 | $17,000 | dollars as filed | |
| MAPLIGHT THERAPEUTICS INC | 56565P103 | COMMON STOCK | 474 | $17,000 | dollars as filed | |
| AVIDIA BANCORP INC | 05369T100 | COMMON STOCK | 801 | $17,000 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 3,076 | $17,000 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C879 | JP MOR USD 1 ETF | 391 | $17,000 | dollars as filed | |
| QXO INC | 82846H504 | 5.50 DEP PFD | 355 | $17,000 | dollars as filed | principal |
| ZIFF DAVIS INC | 48123VAH5 | DEBT 3.625% 3/0 | 17,000 | $17,000 | dollars as filed | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 600 | $17,000 | dollars as filed | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,000 | $17,000 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 4,278 | $17,000 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L107 | SHOR DU CORP ETF | 725 | $17,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505392 | BLUEMONTE LARGE | 538 | $17,000 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 983 | $16,000 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 1,994 | $16,000 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 1,550 | $16,000 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 11,091 | $16,000 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 14,456 | $16,000 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 10,702 | $16,000 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 795 | $16,000 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 355 | $16,000 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 11,800 | $16,000 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C887 | CCC RT USD HI YL | 440 | $16,000 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 3,356 | $16,000 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 1,692 | $16,000 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R402 | MORTGAGE ETF | 322 | $16,000 | dollars as filed | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 2,244 | $16,000 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 738 | $16,000 | dollars as filed | |
| ALAMAR BIOSCIENCES INC | 010911105 | COMMON STOCK | 591 | $16,000 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 12,188 | $16,000 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,756 | $16,000 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 10,824 | $16,000 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 12,322 | $16,000 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 9,944 | $16,000 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 13,500 | $16,000 | dollars as filed | principal |
| BONDBLOXX ETF TR BB RATED USD HIGH YIELD CORP BD | 09789C705 | ETF | 391 | $16,000 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 13,036 | $16,000 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 1,202 | $16,000 | dollars as filed | |
| VIRCO MFG CO | 927651109 | COM | 2,621 | $16,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505418 | CMN | 515 | $16,000 | dollars as filed | |
| BRUKER CORP | 116794207 | 6.375 PREF SER A | 36 | $16,000 | dollars as filed | principal |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 5,129 | $16,000 | dollars as filed | |
| LIVEONE INC | 53814X300 | COM NEW | 2,437 | $16,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C731 | ISHARES MAN FUTU | 544 | $16,000 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 1,964 | $15,000 | dollars as filed | |
| ARDENT HEALTH INC | 03980N107 | COM | 1,522 | $15,000 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 8,752 | $15,000 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 3,987 | $15,000 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 18,851 | $15,000 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 2,440 | $15,000 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 1,859 | $15,000 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 732 | $15,000 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 1,781 | $15,000 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 6,383 | $15,000 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 1,074 | $15,000 | dollars as filed | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 405 | $15,000 | dollars as filed | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 483 | $15,000 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,474 | $15,000 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 2,707 | $15,000 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 445 | $15,000 | dollars as filed | |
| COSTAMARE BULKERS HOLDING | Y2001C101 | COMMON STOCK | 831 | $15,000 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 2,160 | $15,000 | dollars as filed | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 1,177 | $15,000 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 4,220 | $15,000 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 2,899 | $15,000 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 3,218 | $15,000 | dollars as filed | |
| ASTORIA US EQUAL WEIGHT QUALITY KINGS ETF | 02072L433 | UIE | 356 | $15,000 | dollars as filed | |
| IMMUNIC INC | 4525EP200 | COM NEW | 1,000 | $15,000 | dollars as filed | |
| ADICET BIO INC | 007002207 | COM NEW | 1,701 | $15,000 | dollars as filed | |
| EDESA BIOTECH INC | 27966L306 | COM NEW | 1,851 | $15,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 246 | $15,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $15,000 | dollars as filed | |
| BINGEX LTD | 090337106 | CMN | 7,084 | $15,000 | dollars as filed | |
| NOVANTA INC | 67000B203 | CONV PR | 221 | $15,000 | dollars as filed | principal |
| VERU INC | 92536C202 | COM NEW | 4,831 | $15,000 | dollars as filed | |
| GABELLI ETFS TRUST | 36261K509 | COML AER DEF ETF | 260 | $15,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 266 | $15,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 370 | $15,000 | dollars as filed | |
| AMPLIFY COMMODITY TRUST | 03210A206 | BREA TANK SH ETF | 100 | $15,000 | dollars as filed | |
| WEBS ETF TR | 87166N759 | REAL EST XLR ETF | 612 | $15,000 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 700 | $14,000 | dollars as filed | put |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 38,741 | $14,000 | dollars as filed | |
| LIFTOFF MOBILE INC COM | 53229X101 | Stock | 575 | $14,000 | dollars as filed | |
| SCILEX HOLDING CO COM NEW | 80880W205 | Stock | 1,745 | $14,000 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 2,206 | $14,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-26-033080 | this filing | 2026-08-14 | acceptance time not in the bulk data set |