13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2025-03-31, filed 2025-11-21, with 6,991 holding rows worth $478,546,730,000.
- Accession
- 0001140361-25-042953
- Filer
- CIK 1000275
- Filed
- 2025-11-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2025
A holdings report, amendment of type restatement, 25,562 entries on the cover page, a total value of $478,546,730,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $478,546,730,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 38,273 | $16,000 | dollars as filed | |
| SIREN ETF TR | 829658400 | DIVCN DIVD ETF | 400 | $16,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 960 | $16,000 | dollars as filed | |
| GORILLA TECHNOLOGY GROUP INC SHS NEW | G4000K175 | Stock | 500 | $15,000 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 3,357 | $15,000 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 315 | $15,000 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 4,984 | $15,000 | dollars as filed | |
| FRONTVIEW REIT INC COM | 35922N100 | REIT | 1,168 | $15,000 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 5,628 | $15,000 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 2,137 | $15,000 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 1,185 | $15,000 | dollars as filed | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 463 | $15,000 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 1,297 | $15,000 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 2,825 | $15,000 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR209 | COM NEW | 6,253 | $15,000 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 3,500 | $15,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,602 | $15,000 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 21,423 | $15,000 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 1,043 | $15,000 | dollars as filed | |
| PIMCO ETF TR | 72201R619 | PREFERRED AND CP | 292 | $15,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 8,365 | $15,000 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,435 | $15,000 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 1,640 | $15,000 | dollars as filed | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 2,685 | $15,000 | dollars as filed | |
| US GOLDMINING INC | 90291W108 | COMMON STOCK | 1,545 | $15,000 | dollars as filed | |
| LIFEZONE HOLDINGS LTD | G5568L109 | COMMON STOCK | 3,574 | $15,000 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 10,588 | $15,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 352 | $15,000 | dollars as filed | |
| RBB FD INC | 74933W478 | US TREASRY 12 MT | 300 | $15,000 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 11,075 | $15,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 255 | $15,000 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 5,300 | $15,000 | dollars as filed | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 520 | $15,000 | dollars as filed | |
| GLOBAL X FDS | 37960A784 | INTEREST RT HEDG | 800 | $15,000 | dollars as filed | |
| Avantis Responsible US Equity ETF | 025072281 | SHS | 226 | $14,000 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 391 | $14,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 5,429 | $14,000 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 3,151 | $14,000 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 2,817 | $14,000 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 13,125 | $14,000 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 772 | $14,000 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 743 | $14,000 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 665 | $14,000 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 6,555 | $14,000 | dollars as filed | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 459 | $14,000 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 1,551 | $14,000 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 816 | $14,000 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 2,609 | $14,000 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 5,912 | $14,000 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T207 | COM | 1,875 | $14,000 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 2,140 | $14,000 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 1,145 | $14,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 4,000 | $14,000 | dollars as filed | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 6,000 | $14,000 | dollars as filed | principal |
| GEVO INC | 374396406 | COM PAR | 11,259 | $13,000 | dollars as filed | |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 10,736 | $13,000 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 6,389 | $13,000 | dollars as filed | |
| RAPPORT THERAPEUTICS INC COM | 75383L102 | Stock | 1,311 | $13,000 | dollars as filed | |
| NEOS ETF TRUST | 78433H675 | NASDAQ 100 HIGH | 258 | $13,000 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 6,834 | $13,000 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 1,874 | $13,000 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 656 | $13,000 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 8,996 | $13,000 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 1,400 | $13,000 | dollars as filed | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 2,403 | $13,000 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 24,600 | $13,000 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 2,316 | $13,000 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 713 | $13,000 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 6,423 | $13,000 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 7,276 | $13,000 | dollars as filed | |
| ISHARES IBONDS 2031 TERM HIGH YIELD AND INCOME ETF | 46438G661 | ETF | 486 | $13,000 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 6,186 | $13,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 144 | $13,000 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 12,496 | $13,000 | dollars as filed | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 394 | $13,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 437 | $13,000 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,551 | $13,000 | dollars as filed | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,000 | $13,000 | dollars as filed | |
| RENT THE RUNWAY INC | 76010Y202 | CL A NEW | 3,000 | $13,000 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 5,263 | $13,000 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 1,356 | $13,000 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 449 | $12,000 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 1,100 | $12,000 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 2,397 | $12,000 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 9,196 | $12,000 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,644 | $12,000 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 1,635 | $12,000 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 22,593 | $12,000 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 3,201 | $12,000 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3,339 | $12,000 | dollars as filed | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 416 | $12,000 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 9,851 | $12,000 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 3,650 | $12,000 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 2,622 | $12,000 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 107 | $12,000 | dollars as filed | |
| SMITH DOUGLAS HOMES CORP | 83207R107 | COM SHS CL A | 593 | $12,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 278 | $12,000 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 9,889 | $12,000 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 12,814 | $12,000 | dollars as filed | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 4,263 | $12,000 | dollars as filed | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 639 | $12,000 | dollars as filed | |
| KRANESHARES TRUST | 500767272 | KWEB COVERD CALL | 356 | $12,000 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 3,901 | $12,000 | dollars as filed | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 267 | $12,000 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 901 | $12,000 | dollars as filed | principal |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 7,283 | $12,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 195 | $12,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524664 | ARIEL OPPOR ETF | 505 | $12,000 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 2,954 | $12,000 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 17,539 | $12,000 | dollars as filed | |
| CALIBERCOS INC CL A NEW | 13000T109 | Stock | 20,979 | $12,000 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 4,508 | $12,000 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 221 | $11,000 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 1,162 | $11,000 | dollars as filed | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 157 | $11,000 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 2,806 | $11,000 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 3,990 | $11,000 | dollars as filed | |
| BICARA THERAPEUTICS INC | 055477103 | COM | 865 | $11,000 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,955 | $11,000 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 19,746 | $11,000 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 2,330 | $11,000 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,916 | $11,000 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 4,230 | $11,000 | dollars as filed | |
| CERIBELL INC | 15678C102 | COMMON STOCK | 564 | $11,000 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 313 | $11,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524656 | CRYPTO THEMATIC | 335 | $11,000 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 4,960 | $11,000 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 3,111 | $11,000 | dollars as filed | |
| GLOBAL X BLOCKCHAIN ETF | 37960A735 | ETF | 342 | $11,000 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 1,300 | $11,000 | dollars as filed | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 528 | $11,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $11,000 | dollars as filed | |
| ADURO CLEAN TECHNOLOGIES INC | 007408206 | COM NEW | 2,256 | $11,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J735 | FUNDAMENTAL ALL | 826 | $11,000 | dollars as filed | |
| ADVERUM BIOTECHNOLOGIES INC | 00773U207 | COM NEW | 2,553 | $11,000 | dollars as filed | |
| Cosciens Biopharma Inc | 22112H101 | COM | 3,867 | $11,000 | dollars as filed | |
| BIOVIE INC | 09074F405 | CL A | 11,280 | $11,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $11,000 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,626 | $10,000 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 6,675 | $10,000 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 10,000 | $10,000 | dollars as filed | principal |
| IMMUNOME INC | 45257U108 | COM | 1,386 | $10,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 1,138 | $10,000 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 3,357 | $10,000 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 10,824 | $10,000 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 300 | $10,000 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 564 | $10,000 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 3,771 | $10,000 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,201 | $10,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1,050 | $10,000 | dollars as filed | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 257 | $10,000 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,047 | $10,000 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,363 | $10,000 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 6,305 | $10,000 | dollars as filed | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 210 | $10,000 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 487 | $10,000 | dollars as filed | |
| SUNRISE RLTY TR INC | 867981102 | COM | 951 | $10,000 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 7,223 | $10,000 | dollars as filed | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 317 | $10,000 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 1,159 | $10,000 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 1,257 | $10,000 | dollars as filed | |
| NN INC | 629337106 | COM | 4,419 | $10,000 | dollars as filed | |
| BrightSpring Health Services Inc | 10950A205 | Preferred Shares | 158 | $10,000 | dollars as filed | principal |
| VANECK ETF TRUST | 92189H789 | DIGIT INDIA ETF | 264 | $10,000 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 18,016 | $10,000 | dollars as filed | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 256 | $10,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 746 | $10,000 | dollars as filed | |
| FIREFLY NEUROSCIENCE INC | 317970101 | COM | 2,501 | $10,000 | dollars as filed | |
| CVD EQUIP CORP | 126601103 | COM | 3,250 | $10,000 | dollars as filed | |
| ISHARES TR | 46436E429 | MSCI CHINA MLTSE | 500 | $10,000 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 2,215 | $10,000 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 2,925 | $10,000 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 1,709 | $10,000 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 7,026 | $10,000 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 1,000 | $10,000 | dollars as filed | |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 10,000 | $10,000 | dollars as filed | principal |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 10,000 | $10,000 | dollars as filed | principal |
| Bit Digital, Inc. Ordinary Shares | 09174C104 | COM | 200 | $9,000 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 1,126 | $9,000 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 878 | $9,000 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 5,565 | $9,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 236 | $9,000 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 6,339 | $9,000 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 1,954 | $9,000 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 2,208 | $9,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 552 | $9,000 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 996 | $9,000 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,000 | $9,000 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,100 | $9,000 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 1,437 | $9,000 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00774Q346 | DEMCRATIC LG ETF | 252 | $9,000 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 13,363 | $9,000 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 608 | $9,000 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 335 | $9,000 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 3,129 | $9,000 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 433 | $9,000 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 1,390 | $9,000 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 284 | $9,000 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 10,000 | $9,000 | dollars as filed | principal |
| ASTORIA US EQUAL WEIGHT QUALITY KINGS ETF | 02072L433 | UIE | 291 | $9,000 | dollars as filed | |
| SKILLSOFT CORP | 83066P309 | CL A | 490 | $9,000 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 8,540 | $9,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108615 | VIDE GAME LE ETF | 123 | $9,000 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031843 | ASIA PAC ETF | 600 | $9,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 504 | $9,000 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 689 | $9,000 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 10,000 | $9,000 | dollars as filed | principal |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 800 | $8,000 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 735 | $8,000 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G737 | ACTIVEPASSIVE EQ | 259 | $8,000 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 12,400 | $8,000 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,126 | $8,000 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 2,291 | $8,000 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 9,741 | $8,000 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 3,554 | $8,000 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C846 | BLOOMBERG THREE | 155 | $8,000 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 185 | $8,000 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 1,743 | $8,000 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 292 | $8,000 | dollars as filed | |
| USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND | 90290T809 | ETF | 400 | $8,000 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 907 | $8,000 | dollars as filed | |
| CG ONCOLOGY INC | 156944100 | COMMON STOCK | 311 | $8,000 | dollars as filed | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 111 | $8,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 869 | $8,000 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 415 | $8,000 | dollars as filed | |
| ANTERIS TECHNOLOGIES GLOBAL | 03675P102 | COMMON STOCK | 2,301 | $8,000 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 2,598 | $8,000 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 2,489 | $8,000 | dollars as filed | |
| BONDBLOXX USD HIGH YIELD BOND SECTOR ROTATION ETF | 09789C770 | ETF | 543 | $8,000 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 10,000 | $8,000 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 3,910 | $8,000 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,058 | $8,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y756 | LADDERED ALC BFR | 241 | $8,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 128 | $8,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 123 | $8,000 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 128 | $8,000 | dollars as filed | |
| TIDAL TRUST II | 88636R834 | STKD 100 100 ETF | 300 | $8,000 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 5,147 | $8,000 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 600 | $8,000 | dollars as filed | |
| UNI-FUELS HLDGS LTD | G92Y4F100 | SHS CL A | 1,480 | $8,000 | dollars as filed | |
| SONDER HLDGS INC CLASS A | 83542D300 | COMMON STOCK | 4,000 | $8,000 | dollars as filed | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,500 | $8,000 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 100 | $7,000 | dollars as filed | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 605 | $7,000 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 9,720 | $7,000 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 162 | $7,000 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 3,795 | $7,000 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 450 | $7,000 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 2,488 | $7,000 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 871 | $7,000 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 2,751 | $7,000 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,904 | $7,000 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 131 | $7,000 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V302 | COMMON STOCK | 3,415 | $7,000 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 5,078 | $7,000 | dollars as filed | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 331 | $7,000 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 2,561 | $7,000 | dollars as filed | |
| MONOPAR THERAPEUTICS INC | 61023L207 | COMMON STOCK | 205 | $7,000 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 3,726 | $7,000 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859201 | COM NEW | 653 | $7,000 | dollars as filed | |
| EA SERIES TRUST | 02072L532 | BRID OMN SMA ETF | 338 | $7,000 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 2,366 | $7,000 | dollars as filed | |
| TTEC HLDGS INC | 89854H102 | COM | 2,159 | $7,000 | dollars as filed | |
| TRUST FOR PRFSSNL ETF MANAGERS CONVERGENCE LONG/SHORT EQUITY | 89834G760 | ETF | 332 | $7,000 | dollars as filed | |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 4,409 | $7,000 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 660 | $7,000 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 499 | $7,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 257 | $7,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 275 | $7,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 220 | $7,000 | dollars as filed | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 686 | $7,000 | dollars as filed | |
| GABELLI ETFS TRUST | 36261K400 | FINL SVCS OPPTYS | 160 | $7,000 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 1,710 | $7,000 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,542 | $7,000 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 12,101 | $7,000 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 824 | $7,000 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 7,000 | $7,000 | dollars as filed | principal |
| BANK MONTREAL MEDIUM | 063679534 | MICROSECTORS FAN | 20 | $7,000 | dollars as filed | |
| JAYUD GLOBAL LOGISTICS LTD | G5084H103 | ORD SHS CL A | 900 | $7,000 | dollars as filed | |
| CARGO THERAPEUTICS INC COM | 14179K101 | Stock | 1,839 | $7,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 6,600 | $7,000 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 7,000 | $7,000 | dollars as filed | principal |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 9,468 | $7,000 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 1,650 | $7,000 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 377 | $6,000 | dollars as filed | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 615 | $6,000 | dollars as filed | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 400 | $6,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072299 | AVAN RE INTL ETF | 99 | $6,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V690 | INTERNATIONAL | 166 | $6,000 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 1,442 | $6,000 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 494 | $6,000 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 8,575 | $6,000 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 2,000 | $6,000 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 5,819 | $6,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 3,033 | $6,000 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 1,400 | $6,000 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 4,793 | $6,000 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,226 | $6,000 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 158 | $6,000 | dollars as filed | |
| NEUROGENE INC | 64135M105 | COMMON STOCK | 514 | $6,000 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 677 | $6,000 | dollars as filed | |
| LEXEO THERAPEUTICS INC | 52886X107 | COMMON STOCK | 1,833 | $6,000 | dollars as filed | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 1,000 | $6,000 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 799 | $6,000 | dollars as filed | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 4,596 | $6,000 | dollars as filed | |
| SIONNA THERAPEUTICS INC | 829401108 | COMMON STOCK | 618 | $6,000 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 8,869 | $6,000 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 166 | $6,000 | dollars as filed | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 300 | $6,000 | dollars as filed | |
| CAPITOL SER TR | 14064D519 | HULL TACTICAL | 174 | $6,000 | dollars as filed | |
| NEXALIN TECHNOLOGY INC COM | 65345B201 | Stock | 3,000 | $6,000 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P706 | COM | 5,829 | $6,000 | dollars as filed | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,318 | $6,000 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 30,000 | $6,000 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 2,088 | $6,000 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 517 | $6,000 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A130 | WTS | 781 | $6,000 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 309 | $6,000 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 8,000 | $6,000 | dollars as filed | principal |
| EA SERIES TRUST | 02072L417 | MARK FO DIVI ETF | 225 | $6,000 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 3,170 | $6,000 | dollars as filed | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 270 | $6,000 | dollars as filed | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 270 | $6,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108573 | BLOOMBERG AI EQQ | 145 | $6,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q765 | HEALT LEADE ETF | 120 | $6,000 | dollars as filed | |
| ISHARES TR | 46438G596 | US MANUF ETF | 268 | $6,000 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 6,663 | $6,000 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 7,972 | $6,000 | dollars as filed | |
| VOLATILITY SHS TR | 92864M202 | PREMIUM PLUS ETF | 405 | $6,000 | dollars as filed | |
| TIDAL TR II | 88636J444 | YIELDMAX TSLA OP | 804 | $6,000 | dollars as filed | |
| BRAG HOUSE | 104813209 | Common Stock | 953 | $6,000 | dollars as filed | |
| COHENCIRCLEACQUISITIONCOR | G3730H106 | SHS CL A | 500 | $6,000 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338H704 | COM | 4,221 | $6,000 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 2,902 | $5,000 | dollars as filed | |
| MOGO INC | 60800C208 | COM | 5,390 | $5,000 | dollars as filed | |
| DIGI PWR X INC COM SUB VTG | 25380B102 | Stock | 4,389 | $5,000 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 591 | $5,000 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 949 | $5,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F391 | FT VEST U.S | 145 | $5,000 | dollars as filed | |
| FIRSTSUN CAP BANCORP | 33767U107 | COM | 144 | $5,000 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 91 | $5,000 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 5,644 | $5,000 | dollars as filed | |
| ALUMIS INC | 022307102 | COM | 755 | $5,000 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 4,037 | $5,000 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 350 | $5,000 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 11,795 | $5,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D796 | INTER GRADE ETF | 248 | $5,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C780 | ISHA I IN TE ETF | 230 | $5,000 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 723 | $5,000 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 2,505 | $5,000 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 7,607 | $5,000 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 1,037 | $5,000 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 1,354 | $5,000 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 2,584 | $5,000 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 1,878 | $5,000 | dollars as filed | |
| ABACUS GLOBAL MANAGEMENT INC | 00258Y104 | COMMON STOCK | 603 | $5,000 | dollars as filed | |
| UPSTREAM BIO INC | 91678A107 | COMMON STOCK | 832 | $5,000 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 118 | $5,000 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U205 | COMMON STOCK | 1,459 | $5,000 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 4,601 | $5,000 | dollars as filed | |
| FINANCE OF AMERICA COS INC A | 31738L206 | COMMON STOCK | 241 | $5,000 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 900 | $5,000 | dollars as filed | |
| AMERICAN WELL CORP | 03044L204 | COM CL A NEW | 722 | $5,000 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 3,994 | $5,000 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 653 | $5,000 | dollars as filed | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 255 | $5,000 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 5,000 | $5,000 | dollars as filed | principal |
| Karooooo Ltd | Y4600W108 | COM | 108 | $5,000 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 2,305 | $5,000 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 15,020 | $5,000 | dollars as filed | |
| ELECTROVAYA INC | 28617B606 | COM | 2,079 | $5,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 155 | $5,000 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 5,717 | $5,000 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC | 046513206 | COM NEW | 850 | $5,000 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,946 | $5,000 | dollars as filed | |
| TIDAL TRUST II | 88636J816 | RETURN STCKD US | 221 | $5,000 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 4,454 | $5,000 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 8,615 | $5,000 | dollars as filed | |
| T-Rex 2X Long MSTR Daily Target ETF | 26923N462 | ETF | 1,000 | $5,000 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 1,329 | $5,000 | dollars as filed | |
| BLUEBIRD BIO INC COM NEW | 09609G209 | Stock | 1,145 | $5,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 6,000 | $5,000 | dollars as filed | principal |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 241 | $5,000 | dollars as filed | |
| NEUEHEALTH INC | 10920V404 | COM NEW | 749 | $5,000 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 5,000 | $5,000 | dollars as filed | principal |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 8,536 | $5,000 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 500 | $5,000 | dollars as filed | |
| VYNE THERAPEUTICS INC | 92941V308 | COM | 2,440 | $4,000 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 562 | $4,000 | dollars as filed | |
| MBX BIOSCIENCES INC COM | 55287L101 | Stock | 635 | $4,000 | dollars as filed | |
| BIOAGE LABS INC COM | 09077V100 | Stock | 1,099 | $4,000 | dollars as filed | |
| ZENAS BIOPHARMA INC COM | 98937L105 | Stock | 454 | $4,000 | dollars as filed | |
| SEPTERNA INC COM | 81734D104 | Stock | 802 | $4,000 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 300 | $4,000 | dollars as filed | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 4,484 | $4,000 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 1,800 | $4,000 | dollars as filed | |
| INHIBRX BIOSCIENCES INC | 45720N103 | COM | 319 | $4,000 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,271 | $4,000 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 2,674 | $4,000 | dollars as filed | |
| SAVERS VALUE VLG INC | 80517M109 | COM | 567 | $4,000 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 8,215 | $4,000 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 5,738 | $4,000 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 493 | $4,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N744 | REX FA IN EQ ETF | 100 | $4,000 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 1,209 | $4,000 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 4,181 | $4,000 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 1,677 | $4,000 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 116 | $4,000 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W207 | COM NEW | 108 | $4,000 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 80 | $4,000 | dollars as filed | |
| WEBTOON ENTMT INC | 94845U105 | COM | 576 | $4,000 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 520 | $4,000 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,991 | $4,000 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 6,643 | $4,000 | dollars as filed | |
| CHAINCE DIGITAL HOLDINGS INC | G59467202 | COMMON STOCK | 721 | $4,000 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 329 | $4,000 | dollars as filed | |
| SILVACO GROUP INC | 82728C102 | COMMON STOCK | 740 | $4,000 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 2,363 | $4,000 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 734 | $4,000 | dollars as filed | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $4,000 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 538 | $4,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 79 | $4,000 | dollars as filed | |
| EDESA BIOTECH INC | 27966L306 | COM NEW | 1,816 | $4,000 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 213 | $4,000 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 213 | $4,000 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 108 | $4,000 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 729 | $4,000 | dollars as filed | |
| AGENUS INC | 00847G804 | COM NEW | 2,481 | $4,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 173 | $4,000 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,221 | $4,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 136 | $4,000 | dollars as filed | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 1,695 | $4,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y872 | CMN | 146 | $4,000 | dollars as filed | |
| SOUND POINT MERIDIAN CAP INC | 83617A108 | CMN | 185 | $4,000 | dollars as filed | |
| CULP INC | 230215105 | CMN | 830 | $4,000 | dollars as filed | |
| IBIO INC | 451033708 | CMN | 1,000 | $4,000 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 3,619 | $4,000 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 15,428 | $4,000 | dollars as filed | |
| SOLARMAX TECHNOLOGY INC | 83419H103 | COM SHS | 2,718 | $4,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 175 | $4,000 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T408 | COM NEW | 1,351 | $4,000 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 8,140 | $4,000 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473128 | SHS NEW | 1,450 | $4,000 | dollars as filed | |
| REVELATION BIOSCIENCES INC COM NEW 2025 | 76135L606 | Stock | 1,353 | $4,000 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 14,154 | $4,000 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 3,670 | $4,000 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 6,197 | $4,000 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 4,770 | $4,000 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 745 | $4,000 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,326 | $4,000 | dollars as filed | |
| QURATE RETAIL INC | 74915M209 | COM | 605 | $4,000 | dollars as filed | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 2,366 | $4,000 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 5,000 | $4,000 | dollars as filed | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 5,487 | $4,000 | dollars as filed | |
| BRIACELL THERAPEUTICS CORP | 107930208 | COM NEW | 1,000 | $4,000 | dollars as filed | |
| Avantis Responsible Emerging Mkts Eq ETF | 025072315 | SHS | 49 | $3,000 | dollars as filed | |
| GERON CORP | 374163103 | COM | 1,829 | $3,000 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 1,660 | $3,000 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 348 | $3,000 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 487 | $3,000 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 973 | $3,000 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 2,963 | $3,000 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,908 | $3,000 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 749 | $3,000 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 2,822 | $3,000 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,000 | $3,000 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 140 | $3,000 | dollars as filed | |
| ARRIVENT BIOPHARMA INC | 04272N102 | COM | 144 | $3,000 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 135 | $3,000 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 236 | $3,000 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 105 | $3,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V682 | EMER MARK SU ETF | 75 | $3,000 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 1,640 | $3,000 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 1,450 | $3,000 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 515 | $3,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 49 | $3,000 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 64 | $3,000 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 90 | $3,000 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 5,891 | $3,000 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 5,006 | $3,000 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 74 | $3,000 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 2,600 | $3,000 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 213 | $3,000 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 2,995 | $3,000 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 88 | $3,000 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 614 | $3,000 | dollars as filed | |
| GYRE THERAPEUTICS INC | 403783103 | COMMON STOCK | 392 | $3,000 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 355 | $3,000 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 476 | $3,000 | dollars as filed | |
| BENITEC BIOPHARMA INC | 08205P209 | COMMON STOCK | 208 | $3,000 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 459 | $3,000 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 6,732 | $3,000 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 900 | $3,000 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 366 | $3,000 | dollars as filed | |
| JASPER THERAPEUTICS INC | 471871202 | COM NEW | 835 | $3,000 | dollars as filed | |
| GLOBAL X CLEAN WATER ETF | 37954Y186 | ETF | 197 | $3,000 | dollars as filed | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 96 | $3,000 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 165 | $3,000 | dollars as filed | |
| A2Z CUST2MATE SOLUTIONS CORP | 002205102 | COM | 411 | $3,000 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 680 | $3,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-019231 | superseded | 2025-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-25-042953 | this filing | 2025-11-21 | acceptance time not in the bulk data set |