13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2025-03-31, filed 2025-11-21, with 6,991 holding rows worth $478,546,730,000.
- Accession
- 0001140361-25-042953
- Filer
- CIK 1000275
- Filed
- 2025-11-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2025
A holdings report, amendment of type restatement, 25,562 entries on the cover page, a total value of $478,546,730,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $478,546,730,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,700 | $60,000 | dollars as filed | |
| DISC MEDICINE INC COM | 254604101 | Stock | 1,198 | $59,000 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 1,800 | $59,000 | dollars as filed | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 11,030 | $59,000 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 4,988 | $59,000 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 2,144 | $59,000 | dollars as filed | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 2,336 | $59,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 1,499 | $59,000 | dollars as filed | |
| ALPHA ARCHITECT HIGH INFLATION AND DEFLATION ETF | 02072L631 | ETF | 2,581 | $59,000 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 10,633 | $59,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729805 | BIOREVOLUTION | 2,108 | $59,000 | dollars as filed | |
| CENTURI HOLDINGS INC | 155923105 | COM SHS | 3,602 | $58,000 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 8,683 | $58,000 | dollars as filed | |
| BETA BIONICS INC | 08659B102 | COMMON STOCK | 4,729 | $58,000 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 39,225 | $58,000 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 39,496 | $58,000 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 1,994 | $57,000 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 47,198 | $57,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,375 | $57,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 1,008 | $57,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092287 | WOMEN'S LEADER | 2,614 | $57,000 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 7,879 | $56,000 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 2,530 | $56,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 7,741 | $56,000 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,807 | $56,000 | dollars as filed | |
| EA SERIES TRUST | 02072L276 | SEQU GLO VAL ETF | 2,031 | $56,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 750 | $56,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 9,323 | $56,000 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 46,925 | $55,000 | dollars as filed | |
| KINIKSA PHARMACEUTICALS INTL P ORD SHS CL A | G52694109 | Stock | 2,462 | $55,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 1,435 | $55,000 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 4,311 | $55,000 | dollars as filed | |
| CALIFORNIA BANCORP | 84252A106 | COMMON STOCK | 3,787 | $55,000 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 5,479 | $55,000 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,510 | $54,000 | dollars as filed | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 15,600 | $54,000 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 5,712 | $54,000 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 23,568 | $54,000 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 1,448 | $54,000 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T486 | ELDRIDGE AAA CLO | 2,135 | $54,000 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 3,314 | $54,000 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 19,708 | $54,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 4,253 | $54,000 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 1,830 | $54,000 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 14,888 | $54,000 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 46144X396 | AXS KNO LEA ETF | 1,207 | $54,000 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 100 | $53,000 | dollars as filed | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4,318 | $53,000 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,855 | $53,000 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 5,753 | $53,000 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 5,375 | $53,000 | dollars as filed | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 3,185 | $53,000 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 2,485 | $53,000 | dollars as filed | |
| MSC INCOME FD INC | 55374X208 | COM | 3,195 | $53,000 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 2,464 | $53,000 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 50,000 | $53,000 | dollars as filed | principal |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 3,000 | $53,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 5,605 | $53,000 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 1,692 | $52,000 | dollars as filed | |
| BRIGHTSPRING HEALTH SVCS | 10950A106 | COM | 2,900 | $52,000 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 3,374 | $52,000 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 10,130 | $52,000 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 17,765 | $52,000 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,800 | $51,000 | dollars as filed | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 900 | $51,000 | dollars as filed | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 11,844 | $51,000 | dollars as filed | |
| VIVOS THERAPEUTICS INC | 92859E207 | COM NEW | 18,004 | $51,000 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C812 | BLOOMBERG TEN YR | 1,101 | $51,000 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 5,369 | $51,000 | dollars as filed | |
| BKV CORPORATION | 05603J108 | COMMON STOCK | 2,467 | $51,000 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 5,230 | $51,000 | dollars as filed | |
| MFS ACTIVE EXCHANGE TRADED F | 55286W405 | INTERNATINL ETF | 2,000 | $51,000 | dollars as filed | |
| SMI 3FOURTEEN FULL-CYCLE TREND ETF | 26923N512 | ETF | 1,994 | $50,000 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,339 | $50,000 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 10,090 | $50,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W767 | BULLETSHARE 2034 | 2,096 | $50,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 985 | $50,000 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,000 | $49,000 | dollars as filed | call |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 54,127 | $49,000 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 4,697 | $49,000 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 3,399 | $49,000 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 372 | $49,000 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 3,648 | $49,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 7,498 | $49,000 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 1,943 | $49,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 1,952 | $49,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188879 | TACTICAL BOND | 1,004 | $49,000 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 810 | $48,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 1,242 | $48,000 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 1,007 | $48,000 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 6,658 | $47,000 | dollars as filed | |
| ASP ISOTOPES INC | 00218A105 | COM | 10,072 | $47,000 | dollars as filed | |
| SPROTT FDS TR | 85208P501 | JR COPPER MINERS | 2,330 | $47,000 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 1,756 | $47,000 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 16,326 | $47,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F466 | FT VEST U.S | 2,000 | $47,000 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 38,026 | $47,000 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 1,927 | $47,000 | dollars as filed | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J768 | US HIGH DIVI ETF | 1,347 | $47,000 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 1,843 | $46,000 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,000 | $46,000 | dollars as filed | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F474 | FT VEST US EQT | 1,245 | $46,000 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,862 | $46,000 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 951 | $46,000 | dollars as filed | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 3,710 | $46,000 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 9,250 | $46,000 | dollars as filed | |
| GLOBAL X FDS | 37960A438 | 1 3 MO T BI ET | 463 | $46,000 | dollars as filed | |
| ADVISORS SER TR | 00770X261 | VEGTECH FOOD INN | 3,003 | $46,000 | dollars as filed | |
| AEVA TECHNOLOGIES INC COM NEW | 00835Q202 | Stock | 6,485 | $45,000 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,000 | $45,000 | dollars as filed | put |
| BLACKROCK ETF TRUST | 09290C806 | ISHA US THEM ETF | 1,431 | $45,000 | dollars as filed | |
| TALPHERA INC | 00444T209 | COM NEW | 90,000 | $45,000 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 32,094 | $45,000 | dollars as filed | |
| EA SERIES TRUST | 02072L615 | CMN | 1,117 | $45,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 945 | $45,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N882 | S&P 500 BUFFER | 1,635 | $45,000 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 7,016 | $44,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V716 | US SUSTAINABILTY | 1,244 | $44,000 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 26,053 | $44,000 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 5,260 | $44,000 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 2,955 | $44,000 | dollars as filed | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,947 | $44,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 2,088 | $44,000 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 7,000 | $44,000 | dollars as filed | |
| BINGEX LTD | 090337106 | CMN | 6,500 | $44,000 | dollars as filed | |
| XOS INC | 98423B306 | COM | 14,549 | $44,000 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 8,249 | $43,000 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 2,563 | $43,000 | dollars as filed | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 382 | $43,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A663 | STEELPATH MLP & | 1,689 | $43,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 1,974 | $43,000 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 600 | $42,000 | dollars as filed | put |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 11,189 | $42,000 | dollars as filed | |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 4,408 | $42,000 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 11,850 | $42,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 450 | $42,000 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 5,100 | $42,000 | dollars as filed | put |
| TWFG INC | 87318A101 | COM CL A | 1,360 | $42,000 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 612 | $42,000 | dollars as filed | |
| GUARDIAN PHARMACY SVCS INC | 40145W101 | CL A | 1,990 | $42,000 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 19,247 | $42,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,703 | $42,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 2,624 | $42,000 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 640 | $41,000 | dollars as filed | |
| NUVEEN CHURCHILL DIRECT LEND | 67090S108 | COM SHS | 2,400 | $41,000 | dollars as filed | |
| ENTREPRENEURSHARES SERIES TR | 293828877 | ERSH PRI PUB ETF | 2,600 | $41,000 | dollars as filed | |
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 1,154 | $41,000 | dollars as filed | principal |
| TIDAL TRUST II | 88636J600 | ROUNDHILL GENER | 1,167 | $41,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N723 | AGGREGATE BD ETF | 1,941 | $41,000 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 3,871 | $41,000 | dollars as filed | |
| FIDELITY GREENWOOD STREET TR | 31624J745 | HEDGED EQTY ETF | 1,558 | $41,000 | dollars as filed | |
| EA SERIES TRUST | 02072L672 | STRIVE US SEMICO | 1,036 | $41,000 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,194 | $40,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U810 | FT VEST U.S | 1,033 | $40,000 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 25,771 | $40,000 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 2,373 | $40,000 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,454 | $40,000 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B207 | COMMON STOCK | 5,031 | $40,000 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 996 | $40,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 701 | $40,000 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 2,438 | $40,000 | dollars as filed | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,326 | $40,000 | dollars as filed | |
| VANGUARD MUN BD FDS | 922907696 | SHORT TAX EXEMPT | 515 | $39,000 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 6,418 | $39,000 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 34,794 | $39,000 | dollars as filed | |
| STRAWBERRY FIELDS REIT INC | 863182101 | REIT | 3,315 | $39,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y475 | INNOVATOR US EQ | 1,253 | $39,000 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 5,245 | $38,000 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 12,442 | $38,000 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,407 | $38,000 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 16,446 | $38,000 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 15,807 | $38,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 1,443 | $38,000 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 900 | $37,000 | dollars as filed | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 8,746 | $37,000 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 12,020 | $37,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 866 | $37,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 1,100 | $37,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,074 | $37,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 720 | $37,000 | dollars as filed | |
| ALARUM TECHNOLOGIES LTD | 78643B500 | SPONSORD ADS NEW | 5,858 | $37,000 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 67,110 | $37,000 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 4,023 | $37,000 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1,200 | $36,000 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 1,193 | $36,000 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 7,413 | $36,000 | dollars as filed | |
| NATIXIS ETF TRUST II | 63875W208 | VAUGHAN NELSN SL | 1,106 | $36,000 | dollars as filed | |
| THRYV HLDGS INC | 886029206 | COM NEW | 2,810 | $36,000 | dollars as filed | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1,295 | $36,000 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 1,881 | $36,000 | dollars as filed | |
| KOLIBRI GLOBAL ENERGY INC | 50043K406 | COMMON STOCK | 4,204 | $36,000 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,163 | $36,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y608 | GROWT ACCEL ETF | 1,116 | $36,000 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 7,375 | $36,000 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 4,409 | $36,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 626 | $36,000 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 30,535 | $36,000 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,290 | $36,000 | dollars as filed | |
| ENGENE HOLDINGS INC | 29286M105 | COM | 7,915 | $35,000 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 3,650 | $35,000 | dollars as filed | |
| PONY AI INC | 732908108 | SPONSORED ADS | 4,000 | $35,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 900 | $35,000 | dollars as filed | |
| SPYRE THERAPEUTICS INC | 00773J202 | COM NEW | 2,172 | $35,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 1,000 | $35,000 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 2,424 | $35,000 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 3,145 | $35,000 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 9,826 | $35,000 | dollars as filed | |
| Bondbloxx Bloomberg 2 Year Target Duration US Treasury | 09789C853 | ETF | 700 | $35,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 1,361 | $35,000 | dollars as filed | |
| INVESCO ESG NASDAQ 100 ETF | 46138G540 | ETF | 1,100 | $35,000 | dollars as filed | |
| DONEGAL GROUP INC | 257701300 | CL B | 2,078 | $35,000 | dollars as filed | |
| EA SERIES TRUST | 02072L847 | FREEDOM DAY | 1,044 | $35,000 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 5,004 | $35,000 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 5,999 | $35,000 | dollars as filed | |
| CORBUS PHARMACEUTICALS | 21833P301 | COM NEW | 6,419 | $34,000 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 3,725 | $34,000 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 1,200 | $34,000 | dollars as filed | put |
| PACER FDS TR | 69374H428 | PAC ASSET FLTG | 723 | $34,000 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 272 | $34,000 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 1,903 | $34,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2,100 | $34,000 | dollars as filed | put |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 975 | $34,000 | dollars as filed | |
| J P MORGAN ETF LTD DURATION BD | 46654Q773 | ETF | 655 | $34,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 33,000 | $34,000 | dollars as filed | principal |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 11,355 | $34,000 | dollars as filed | |
| NAUTICUSROBOTICSINC | 63911H207 | COM NEW | 37,000 | $34,000 | dollars as filed | |
| LIONSGATE STUDIOS CORP | 53626M104 | COM | 4,525 | $34,000 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 3,600 | $33,000 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 4,205 | $33,000 | dollars as filed | |
| Vicarious Surgical Inc. | 92561V208 | Class A common stock | 5,054 | $33,000 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 4,301 | $33,000 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 500 | $33,000 | dollars as filed | |
| MEDIWOUND LTD | M68830112 | COMMON STOCK | 2,163 | $33,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 581 | $33,000 | dollars as filed | |
| ISHARES TR | 46438G687 | IBONDS DEC 2030 | 1,300 | $33,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y301 | US EQUITY ACCELE | 950 | $33,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 715 | $33,000 | dollars as filed | principal |
| MV OIL TR | 553859109 | TR UNITS | 6,150 | $33,000 | dollars as filed | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 1,174 | $33,000 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 3,834 | $33,000 | dollars as filed | |
| COLUMBIA U.S. EQUITY INCOME ETF | 19761L854 | ETF | 700 | $32,000 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 7,000 | $32,000 | dollars as filed | |
| SPROTT FDS TR | 85208P808 | JUNIOR URANIUM | 2,250 | $32,000 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,000 | $32,000 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,475 | $32,000 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,148 | $32,000 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 5,325 | $32,000 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 5,150 | $32,000 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 4,646 | $32,000 | dollars as filed | |
| BNY MELLON ETF TRUST II | 05613H209 | CONCENTRATED GRW | 1,025 | $32,000 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 53,763 | $32,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 1,014 | $32,000 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 729 | $32,000 | dollars as filed | |
| NEURAXIS INC | 64134X201 | COM | 15,101 | $32,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 11,904 | $31,000 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 12,075 | $31,000 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,410 | $31,000 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 3,612 | $31,000 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 5,374 | $31,000 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 11,800 | $31,000 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 2,104 | $31,000 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 2,527 | $31,000 | dollars as filed | |
| CARTESIAN THERAPEUTICS INC | 816212302 | COMMON STOCK | 2,385 | $31,000 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 985 | $31,000 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 420 | $31,000 | dollars as filed | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 2,967 | $31,000 | dollars as filed | |
| GLOBAL X FDS | 37960A743 | INFORMATION TEC | 1,017 | $31,000 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 20,839 | $30,000 | dollars as filed | |
| REGENCELL BIOSCIENCE HLDGS LTD ORDINARY SHARES | G7487R100 | Stock | 948 | $30,000 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 13,863 | $30,000 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 2,739 | $30,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 4,757 | $30,000 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 3,771 | $30,000 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 4,960 | $30,000 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 750 | $30,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 1,000 | $30,000 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 1,159 | $30,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,600 | $30,000 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 783 | $30,000 | dollars as filed | principal |
| SEI EXCHANGE TRADED FUNDS | 81589A601 | SELECT EMERGING | 1,224 | $30,000 | dollars as filed | |
| KIMCO REALTY CORP | 49446R687 | DP CV CL N 7.25% | 500 | $30,000 | dollars as filed | principal |
| SENSEONICS HLDGS INC | 81727U105 | COM | 46,178 | $30,000 | dollars as filed | |
| PARK HA BIOLOGICAL TECH CO L | G6925R102 | ORD SHS | 2,262 | $30,000 | dollars as filed | |
| Fidelity Ethereum Fund | 31613E103 | COM | 1,600 | $29,000 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 6,406 | $29,000 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 3,771 | $29,000 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 2,970 | $29,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 1,000 | $29,000 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 4,943 | $29,000 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 2,027 | $29,000 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,169 | $29,000 | dollars as filed | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 2,209 | $29,000 | dollars as filed | |
| CSP INC | 126389105 | CMN | 1,900 | $29,000 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 21,790 | $29,000 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 5,183 | $28,000 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 3,905 | $28,000 | dollars as filed | |
| ARK 21SHARES BITCOIN ETF | 040919102 | SHS BEN INT | 340 | $28,000 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 14,332 | $28,000 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 29,000 | $28,000 | dollars as filed | principal |
| ISHARES TR | 46436E411 | PARI ALI CLI ETF | 474 | $28,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108565 | AI POWE EQUI ETF | 757 | $28,000 | dollars as filed | |
| MAC Copper Ltd | G60409110 | Common Stock | 2,894 | $28,000 | dollars as filed | |
| KARMAN HLDGS INC COMMON STOCK | 485924104 | Stock | 799 | $27,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 1,096 | $27,000 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 512 | $27,000 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,012 | $27,000 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 14,983 | $27,000 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 4,834 | $27,000 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 18,363 | $27,000 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 2,634 | $27,000 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 688 | $27,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 340 | $27,000 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 11,000 | $27,000 | dollars as filed | principal |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 453 | $27,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P705 | ST STR NUVEE ETF | 986 | $27,000 | dollars as filed | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 538 | $27,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $27,000 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 2,000 | $27,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 355 | $27,000 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 9,111 | $26,000 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 18,000 | $26,000 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 1,348 | $26,000 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 2,870 | $26,000 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 10,506 | $26,000 | dollars as filed | |
| FORTE BIOSCIENCES INC | 34962G208 | COMMON STOCK | 3,342 | $26,000 | dollars as filed | |
| TCW ETF TRUST | 29287L601 | DURABLE GROWTH | 788 | $26,000 | dollars as filed | |
| ADAGENE INC | 005329107 | CMN | 16,850 | $26,000 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 5,044 | $26,000 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 100 | $25,000 | dollars as filed | call |
| ICL GROUP LTD SHS | M53213100 | Stock | 4,478 | $25,000 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,416 | $25,000 | dollars as filed | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,209 | $25,000 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 3,238 | $25,000 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K760 | INCOME ETF | 1,190 | $25,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 900 | $25,000 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 5,167 | $25,000 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 1,050 | $25,000 | dollars as filed | |
| MYOMO INC | 62857J201 | COM NEW | 5,137 | $25,000 | dollars as filed | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $25,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 971 | $25,000 | dollars as filed | |
| PG&E CORP | 69331C306 | CMN | 556 | $25,000 | dollars as filed | principal |
| ARES MANAGEMENT CORPORATION | 03990B309 | CMN | 514 | $25,000 | dollars as filed | principal |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,134 | $25,000 | dollars as filed | |
| DBX ETF TR | 23306X886 | XTRA SE SELE ETF | 906 | $25,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 708 | $25,000 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 4,820 | $25,000 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 287 | $25,000 | dollars as filed | |
| HOOKIPA PHARMA INC | 43906K209 | COM NEW | 22,702 | $25,000 | dollars as filed | |
| BAIYA INTL GROUP INC | G07064101 | ORD SHS | 3,781 | $25,000 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,896 | $24,000 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 20,821 | $24,000 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 22,183 | $24,000 | dollars as filed | |
| GREEN PLAINS INC | 393222104 | COM | 5,027 | $24,000 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 557 | $24,000 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,921 | $24,000 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 7,836 | $24,000 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 14,905 | $24,000 | dollars as filed | |
| TSS INC | 87288V101 | COMMON STOCK | 3,095 | $24,000 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 2,366 | $24,000 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 8,072 | $24,000 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L404 | TOTA RETU BD ETF | 966 | $24,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 678 | $23,000 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 8,388 | $23,000 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 5,877 | $23,000 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 1,476 | $23,000 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 18,282 | $23,000 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 24,740 | $23,000 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,919 | $23,000 | dollars as filed | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 1,277 | $23,000 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 4,800 | $23,000 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 59,329 | $23,000 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 882 | $23,000 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 769 | $23,000 | dollars as filed | principal |
| Tourmaline Bio Inc | 89157D105 | Common Stock | 1,482 | $23,000 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 2,100 | $23,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 3,701 | $22,000 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 3,000 | $22,000 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 21,646 | $22,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 394 | $22,000 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 2,629 | $22,000 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 6,272 | $22,000 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 2,489 | $22,000 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 1,629 | $22,000 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 3,947 | $22,000 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 2,436 | $22,000 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 1,744 | $22,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V605 | 6.375 PFD SER E | 1,266 | $22,000 | dollars as filed | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 325 | $22,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R457 | ST POR TREAS ETF | 727 | $22,000 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 2,648 | $22,000 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 40,400 | $22,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X438 | AXS REAL ESTATE | 987 | $22,000 | dollars as filed | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 574 | $21,000 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,613 | $21,000 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 4,116 | $21,000 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 2,009 | $21,000 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 2,429 | $21,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 556 | $21,000 | dollars as filed | |
| LENZ THERAPEUTICS INC | 52635N103 | COM | 806 | $21,000 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 6,501 | $21,000 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 7,674 | $21,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 391 | $21,000 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 493 | $21,000 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 1,299 | $21,000 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 4,254 | $21,000 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 2,205 | $21,000 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 4,573 | $21,000 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 5,544 | $21,000 | dollars as filed | |
| BRIGHT MINDS BIOSCIENCES INC | 10919W405 | COMMON STOCK | 589 | $21,000 | dollars as filed | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 882 | $21,000 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F119 | UNIT 11/01/2027 | 451 | $21,000 | dollars as filed | principal |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 2,366 | $21,000 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 9,924 | $21,000 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F663 | CMN | 446 | $21,000 | dollars as filed | principal |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 706 | $21,000 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 13,834 | $21,000 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 6,301 | $21,000 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 1,586 | $21,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 4,557 | $21,000 | dollars as filed | |
| CASI PHARMACEUTICALS INC COM NEW | G1933S101 | Stock | 9,700 | $21,000 | dollars as filed | |
| EPWK HLDGS LTD | G30905106 | SHS CL A | 4,221 | $21,000 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 20,505 | $21,000 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 11,639 | $20,000 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 1,079 | $20,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 2,709 | $20,000 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,246 | $20,000 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 6,676 | $20,000 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 4,140 | $20,000 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 6,707 | $20,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 1,975 | $20,000 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 359 | $20,000 | dollars as filed | principal |
| COREWEAVE INC COM CL A | 21873S108 | COM | 511 | $19,000 | dollars as filed | |
| iShares Ethereum Trust | 46438R105 | COM | 1,395 | $19,000 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,201 | $19,000 | dollars as filed | |
| FLOWCO HLDGS INC | 342909108 | COM CL A | 750 | $19,000 | dollars as filed | |
| ARDENT HEALTH INC | 03980N107 | COM | 1,390 | $19,000 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 3,922 | $19,000 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 10,430 | $19,000 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 15,145 | $19,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 16,305 | $19,000 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 10,000 | $19,000 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 3,434 | $19,000 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 6,793 | $19,000 | dollars as filed | |
| SIMPLIFY HEALTH CARE ETF | 82889N772 | ETF | 636 | $19,000 | dollars as filed | |
| ISHARES TR | 46436E155 | CMN | 289 | $19,000 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 13,443 | $19,000 | dollars as filed | |
| SOLARBANK CORPORATION | 83417Y108 | COM | 7,816 | $19,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 131 | $18,000 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 3,222 | $18,000 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 1,806 | $18,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 420 | $18,000 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 710 | $18,000 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L859 | ALPHA CAP | 709 | $18,000 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 9,559 | $18,000 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 20,788 | $18,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 7,256 | $18,000 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L130 | SHS NEW | 6,227 | $18,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 2,934 | $18,000 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 337 | $18,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y780 | US EQT ACC 9 BFR | 630 | $18,000 | dollars as filed | |
| SUPERCOM LTD NEW | M87095309 | ORD SHS | 2,676 | $18,000 | dollars as filed | |
| SMARTBIRD INC CLASS A | 01675A208 | COMMON STOCK | 2,765 | $18,000 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 5,867 | $18,000 | dollars as filed | |
| ALIGOS THERAPEUTICS INC | 01626L204 | COM NEW | 2,125 | $18,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 18,000 | $18,000 | dollars as filed | principal |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 4,000 | $18,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P847 | NUVEEN LARG CAP | 586 | $18,000 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 1,338 | $17,000 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 2,849 | $17,000 | dollars as filed | |
| HAFNIA LTD SHS | Y2990R101 | Stock | 4,200 | $17,000 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 223 | $17,000 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 3,751 | $17,000 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 5,193 | $17,000 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,000 | $17,000 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 3,600 | $17,000 | dollars as filed | put |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 500 | $17,000 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,013 | $17,000 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 704 | $17,000 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,487 | $17,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 500 | $17,000 | dollars as filed | |
| RBB FD INC | 74933W536 | US TREASR 10 YR | 397 | $17,000 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 3,393 | $17,000 | dollars as filed | |
| LARGO INC | 517097101 | COM | 10,479 | $17,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N791 | S&P 500 BUFFER | 642 | $17,000 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 3,252 | $17,000 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 11,799 | $16,000 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K737 | MORTGAGE BACKED | 1,815 | $16,000 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 1,760 | $16,000 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 13,429 | $16,000 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 2,155 | $16,000 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 1,316 | $16,000 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,107 | $16,000 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 3,054 | $16,000 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 10,595 | $16,000 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 1,734 | $16,000 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 5,951 | $16,000 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 3,921 | $16,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $16,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 351 | $16,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F250 | VEST US EQUITY E | 500 | $16,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-019231 | superseded | 2025-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-25-042953 | this filing | 2025-11-21 | acceptance time not in the bulk data set |