13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2025-06-30, filed 2025-08-13, with 231 holding rows worth $4,697,182,595.
- Accession
- 0001140361-25-030722
- Filer
- CIK 1097278
- Filed
- 2025-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2025
A holdings report, 237 entries on the cover page, a total value of $4,697,182,595 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,697,182,595 with VALUE read as dollars as filed, 13F file number 028-05049. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 180,009 | $210,770,448 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 172,838 | $207,124,107 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAM2 | NOTE 0.875%12/0 | 120,067,000 | $171,875,921 | dollars as filed | principal |
| GLOBAL PMTS INC | 37940XAU6 | NOTE 1.500% 3/0 | 153,650,000 | $137,977,700 | dollars as filed | principal |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 93,417,000 | $111,913,566 | dollars as filed | principal |
| MERITAGE HOMES CORP | 59001ABF8 | NOTE 1.750% 5/1 | 104,661,000 | $101,858,707 | dollars as filed | principal |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 91,793,000 | $97,231,740 | dollars as filed | principal |
| KKR & CO INC | 48251W500 | CMN | 1,731,820 | $92,570,743 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 1,175,194 | $87,697,739 | dollars as filed | |
| CMS ENERGY CORP | 125896BX7 | NOTE 3.375% 5/0 | 68,845,000 | $73,354,359 | dollars as filed | principal |
| SPY | 78462F103 | SHS | 117,500 | $72,597,375 | dollars as filed | put |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 78,967,000 | $71,030,914 | dollars as filed | principal |
| DEXCOM INC | 252131AM9 | NOTE 0.375% 5/1 | 74,589,000 | $70,337,427 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F713 | CONV | 1,766,596 | $69,871,373 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 71,435,000 | $66,879,222 | dollars as filed | principal |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 58,448,000 | $63,273,040 | dollars as filed | principal |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 58,720,000 | $63,124,000 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 52,283,000 | $62,093,940 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAN1 | NOTE 1.125% 2/1 | 62,377,000 | $59,351,807 | dollars as filed | principal |
| NEXTERA ENERGY CAP HLDGS INC | 65339KCY4 | NOTE 3.000% 3/0 | 51,705,000 | $58,917,849 | dollars as filed | principal |
| MKS INC. | 55306NAB0 | NOTE 1.250% 6/0 | 59,189,000 | $58,626,769 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 60,131,000 | $58,597,663 | dollars as filed | principal |
| BOEING CO | 097023204 | DEP CONV PFD A | 798,119 | $53,931,564 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AF7 | NOTE 1.750% 6/1 | 46,696,000 | $49,176,768 | dollars as filed | principal |
| PG&E CORP | 69331CAL2 | NOTE 4.250%12/0 | 47,413,000 | $47,166,460 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAD4 | NOTE 2.625% 3/0 | 43,612,000 | $46,577,616 | dollars as filed | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 44,401,000 | $46,214,998 | dollars as filed | principal |
| ARES MANAGEMENT CORPORATION | 03990B309 | CMN | 828,550 | $45,255,401 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 46,267,000 | $44,716,837 | dollars as filed | principal |
| CENTERPOINT ENERGY INC | 15189TBD8 | NOTE 4.250% 8/1 | 41,183,000 | $44,662,971 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 47,646,000 | $44,477,578 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F663 | CMN | 944,551 | $44,371,110 | dollars as filed | |
| WORKIVA INC | 98139AAD7 | NOTE 1.250% 8/1 | 47,716,000 | $44,316,280 | dollars as filed | principal |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 36,346,000 | $43,597,102 | dollars as filed | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 38,557,000 | $43,579,106 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 37,162,000 | $42,996,434 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 44,455,000 | $41,120,875 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 41,079,000 | $40,955,763 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 42,941,000 | $39,847,139 | dollars as filed | principal |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 34,774,000 | $39,711,908 | dollars as filed | principal |
| TETRA TECH INC NEW | 88162GAB9 | DBCV 2.250% 8/1 | 34,235,000 | $38,642,760 | dollars as filed | principal |
| SUPER MICRO COMPUTER INC | 86800UAB0 | NOTE 3.500% 3/0 | 36,760,000 | $38,487,720 | dollars as filed | principal |
| Snap Inc Note 0.500 percent 5/0 | 83304AAK2 | Convertible | 44,811,000 | $38,223,783 | dollars as filed | principal |
| FIVE9 INC | 338307AF8 | CNV | 42,572,000 | $37,314,434 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 34,519,000 | $35,187,840 | dollars as filed | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 28,311,000 | $34,935,774 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 35,186,000 | $31,667,400 | dollars as filed | principal |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 29,880,000 | $31,261,982 | dollars as filed | principal |
| REPLIGEN CORP | 759916AD1 | NOTE 1.000%12/1 | 31,004,000 | $30,864,572 | dollars as filed | principal |
| SOUTHERN CO | 842587DZ7 | NOTE 4.500% 6/1 | 27,502,000 | $30,390,009 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 30,802,000 | $30,339,970 | dollars as filed | principal |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 29,846,000 | $30,111,677 | dollars as filed | principal |
| EVOLENT HEALTH INC | 30050BAH4 | NOTE 3.500%12/0 | 35,263,000 | $30,102,403 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 28,552,000 | $29,608,424 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017302 | DEP SHS REPSTG | 441,925 | $29,378,072 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 31,819,000 | $28,438,257 | dollars as filed | principal |
| JD.COM INC | 47215PAJ5 | NOTE 0.250% 6/0 | 26,590,000 | $27,799,848 | dollars as filed | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 400,000 | $27,752,000 | dollars as filed | call |
| TANDEM DIABETES CARE INC | 875372AD6 | NOTE 1.500% 3/1 | 28,183,000 | $27,203,334 | dollars as filed | principal |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 21,305,000 | $27,115,944 | dollars as filed | principal |
| WINNEBAGO INDS INC | 974637AF7 | NOTE 3.250% 1/1 | 31,217,000 | $27,002,705 | dollars as filed | principal |
| ALIBABA GROUP HLDG LTD | 01609WBG6 | NOTE 0.500% 6/0 | 20,740,000 | $26,522,814 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 28,355,000 | $26,222,788 | dollars as filed | principal |
| ENOVIS CORPORATION | 194014AB2 | NOTE 3.875%10/1 | 26,414,000 | $26,136,740 | dollars as filed | principal |
| PennyMac Corp | 70932AAH6 | Convertible Bond | 25,659,000 | $26,043,885 | dollars as filed | principal |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 29,051,000 | $26,037,001 | dollars as filed | principal |
| RBB FUND TRUST | 75526L845 | ADVENT CONV BD | 990,000 | $25,861,770 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 26,001,000 | $24,638,068 | dollars as filed | principal |
| FLUOR CORP | 343412AJ1 | NOTE 1.125% 8/1 | 18,753,000 | $24,627,375 | dollars as filed | principal |
| WESTERN DIGITAL CORP | 958102AT2 | NOTE 3.000%11/1 | 13,089,000 | $23,527,484 | dollars as filed | principal |
| Wec Energy Group Inc Note 4.375 percent 6/0 | 92939UAR7 | Convertible | 19,948,000 | $23,069,868 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260QAF4 | NOTE 0.250% 4/0 | 17,568,000 | $23,022,873 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 22,720,000 | $23,021,042 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 22,606,000 | $22,391,250 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017BG8 | NOTE 0.750% 6/0 | 22,218,000 | $21,929,166 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AD2 | NOTE 2.500% 6/0 | 21,650,000 | $21,590,608 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 23,995,000 | $20,605,752 | dollars as filed | principal |
| Shift4 Payments Inc. | 82452J307 | PFD | 174,538 | $19,975,003 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 16,497,000 | $19,656,269 | dollars as filed | principal |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 20,379,000 | $19,462,338 | dollars as filed | principal |
| Lyft Inc Note 0.625 percent 3/0 | 55087PAD6 | Convertible | 17,654,000 | $18,907,434 | dollars as filed | principal |
| TRIP COM GROUP LTD | 89677QAB3 | NOTE 0.750% 6/1 | 16,209,000 | $18,064,931 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 21,513,000 | $17,500,826 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 17,623,000 | $17,133,962 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 16,930,000 | $16,908,862 | dollars as filed | principal |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 15,677,000 | $16,823,382 | dollars as filed | principal |
| Capital Southwest Corp | 140501AE7 | Convertible Bond | 15,700,000 | $15,513,561 | dollars as filed | principal |
| PG&E CORP | 69331C306 | CMN | 394,260 | $14,776,861 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 15,340,000 | $14,358,240 | dollars as filed | principal |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 236,552 | $14,309,917 | dollars as filed | |
| PAGERDUTY INC | 69553PAD2 | NOTE 1.500%10/1 | 14,406,000 | $13,793,829 | dollars as filed | principal |
| ALARM COM HLDGS INC | 011642AD7 | NOTE 2.250% 6/0 | 13,969,000 | $13,585,626 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 8,869,000 | $13,457,820 | dollars as filed | principal |
| HEWLETT PACKARD ENTERPRISE C | 42824C208 | CMN | 226,056 | $13,243,140 | dollars as filed | |
| FIRSTENERGY CORP | 337932AR8 | NOTE 4.000% 5/0 | 12,593,000 | $12,678,051 | dollars as filed | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 11,287,000 | $12,184,400 | dollars as filed | principal |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 11,680,000 | $12,024,564 | dollars as filed | principal |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 11,231,000 | $11,579,161 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 12,074,000 | $11,453,400 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 9,550,000 | $11,266,764 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 11,131,000 | $11,140,734 | dollars as filed | principal |
| PELOTON INTERACTIVE INC | 70614WAD2 | NOTE 5.500%12/0 | 5,494,000 | $10,108,098 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAH2 | NOTE 1.500%12/1 | 6,545,000 | $10,053,120 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 8,764,000 | $9,999,724 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AD8 | NOTE 1.250%12/1 | 7,645,000 | $9,896,452 | dollars as filed | principal |
| ROBINHOOD MKTS INC | 770700102 | COM | 100,000 | $9,363,000 | dollars as filed | put |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 12,145,000 | $9,290,960 | dollars as filed | principal |
| TXNM ENERGY INC | 69349HAF4 | NOTE 5.750% 6/0 | 6,925,000 | $9,006,808 | dollars as filed | principal |
| NABORS INDS INC | 62957HAL9 | NOTE 1.750% 6/1 | 15,442,000 | $8,917,764 | dollars as filed | principal |
| Wayfair Inc | 94419LAR2 | Convertible bond | 6,550,000 | $8,864,621 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 5,749,000 | $8,844,841 | dollars as filed | principal |
| Shopify Inc | 82509LAA5 | Convertible bond | 8,535,000 | $8,658,758 | dollars as filed | principal |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 8,636,000 | $8,644,636 | dollars as filed | principal |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 8,490,000 | $8,277,750 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 8,702,000 | $8,145,072 | dollars as filed | principal |
| NEW MTN FIN CORP | 647551AE0 | BOND | 7,404,000 | $7,433,977 | dollars as filed | principal |
| HERBALIFE LTD | 42703MAF0 | NOTE 4.250% 6/1 | 7,709,000 | $7,015,190 | dollars as filed | principal |
| BOFA FIN LLC | 09709UV70 | MTNF 0.600% 5/2 | 6,805,000 | $6,682,510 | dollars as filed | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 6,398,000 | $6,244,448 | dollars as filed | principal |
| ITRON INC | 465741AQ9 | NOTE 1.375% 7/1 | 4,975,000 | $5,940,150 | dollars as filed | principal |
| UGI CORP NEW | 902681AB1 | NOTE 5.000% 6/0 | 4,279,000 | $5,917,739 | dollars as filed | principal |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 6,057,000 | $5,729,779 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 4,200,000 | $5,621,701 | dollars as filed | principal |
| VERTEX INC | 92538JAB2 | NOTE 0.750% 5/0 | 4,669,000 | $5,605,218 | dollars as filed | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 5,900,000 | $5,582,875 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 5,147,000 | $5,360,601 | dollars as filed | principal |
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 158,738 | $5,050,547 | dollars as filed | |
| Viavi Solutions Inc | 925550AH8 | Convertible bond | 4,972,000 | $5,027,936 | dollars as filed | principal |
| LITHIUM ARGENTINA AG | 53680QAA6 | NOTE 1.750% 1/1 | 6,114,000 | $4,995,138 | dollars as filed | principal |
| QXO INC | 82846H504 | 5.50 DEP PFD | 80,000 | $4,921,600 | dollars as filed | |
| STRATEGY INC | 594972887 | SERIES A PERP PF | 39,818 | $4,818,204 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 4,160,000 | $4,675,840 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC | 76954AAD5 | NOTE 3.625%10/1 | 4,933,000 | $4,437,851 | dollars as filed | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,000 | $4,428,540 | dollars as filed | |
| PORCH GROUP INC | 733245AD6 | DEBT 9.000% 5/1 | 3,500,000 | $4,409,752 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 4,660,000 | $4,345,451 | dollars as filed | principal |
| CORE SCIENTIFIC INC NEW | 21874A106 | COM | 250,000 | $4,267,500 | dollars as filed | call |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 4,850,000 | $4,212,225 | dollars as filed | principal |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 2,912,000 | $4,201,827 | dollars as filed | principal |
| Amgen Inc. | 031162100 | COM | 15,000 | $4,188,150 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC | 83419XAA6 | NOTE 4.750% 5/0 | 3,106,000 | $4,160,099 | dollars as filed | principal |
| Broadcom Inc. | 11135F101 | COM | 15,000 | $4,134,750 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 14,000 | $4,126,920 | dollars as filed | |
| FRESHPET INC | 358039AB1 | NOTE 3.000% 4/0 | 3,289,000 | $4,093,165 | dollars as filed | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 200,000 | $4,056,000 | dollars as filed | call |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 3,979,000 | $4,038,685 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 3,914,000 | $3,984,452 | dollars as filed | principal |
| RH | 74967X103 | COM | 20,000 | $3,780,200 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 4,077,000 | $3,726,378 | dollars as filed | principal |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 3,712,000 | $3,663,744 | dollars as filed | principal |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 200,000 | $3,642,000 | dollars as filed | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 35,000 | $3,549,700 | dollars as filed | |
| BLOOM ENERGY CORP | 093712AM9 | NOTE 3.000% 6/0 | 2,500,000 | $3,531,799 | dollars as filed | principal |
| DEXCOM INC COM | 252131107 | Stock | 40,000 | $3,491,600 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 25,000 | $3,435,000 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 95,000 | $3,267,050 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 3,058,000 | $3,038,118 | dollars as filed | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 10,000 | $2,899,100 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 100,000 | $2,894,000 | dollars as filed | |
| RAPID7 INC | 753422AH7 | NOTE 1.250% 3/1 | 3,235,000 | $2,871,149 | dollars as filed | principal |
| TOLL BROTHERS INC COM | 889478103 | Stock | 25,000 | $2,853,250 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209RAB9 | NOTE 2.000% 3/1 | 3,209,000 | $2,784,038 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 3,300,000 | $2,776,950 | dollars as filed | principal |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 40,000 | $2,765,600 | dollars as filed | call |
| APPLIED OPTOELECTRONICS INC | 03823UAE2 | NOTE 2.750% 1/1 | 2,800,000 | $2,764,642 | dollars as filed | principal |
| LYFT INC | 55087P104 | CL A COM | 165,000 | $2,600,400 | dollars as filed | call |
| Dropbox Inc | 26210CAC8 | Convertible bond | 2,604,000 | $2,587,074 | dollars as filed | principal |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 2,000,000 | $2,535,000 | dollars as filed | principal |
| NVIDIA Corp | 67066G104 | COM | 15,000 | $2,369,850 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749AB7 | NOTE 4.000% 5/0 | 1,329,000 | $2,359,972 | dollars as filed | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 20,000 | $2,268,200 | dollars as filed | call |
| RIOT PLATFORMS INC | 767292105 | COM | 200,000 | $2,260,000 | dollars as filed | call |
| THE REALREAL INC | 88339PAD3 | CNV | 2,814,000 | $2,223,024 | dollars as filed | principal |
| Lowes Companies,Inc. | 548661107 | COM | 10,000 | $2,218,700 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 10,000 | $2,193,900 | dollars as filed | |
| SOUTHERN CO | 842587DP9 | NOTE 3.875%12/1 | 1,950,000 | $2,160,698 | dollars as filed | principal |
| Amgen Inc. | 031162100 | COM | 7,500 | $2,094,075 | dollars as filed | call |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 2,175,000 | $2,085,265 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 2,140,000 | $2,041,560 | dollars as filed | principal |
| SEAGATE HDD CAYMAN | 81180WBL4 | NOTE 3.500% 6/0 | 1,126,000 | $2,027,223 | dollars as filed | principal |
| H World Group Ltd | 44332NAB2 | Convertible bond | 1,772,000 | $1,874,776 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 1,980,000 | $1,872,090 | dollars as filed | principal |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 100,000 | $1,821,000 | dollars as filed | put |
| Redwood Trust Inc Note 7.750 percent 6/1 | 758075AF2 | Convertible | 1,800,000 | $1,782,876 | dollars as filed | principal |
| BrightSpring Health Services Inc | 10950A205 | Preferred Shares | 21,023 | $1,722,980 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 26,000 | $1,629,420 | dollars as filed | call |
| CERENCE INC | 156727AD1 | NOTE 1.500% 7/0 | 2,115,000 | $1,621,148 | dollars as filed | principal |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 1,500,000 | $1,607,625 | dollars as filed | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 10,000 | $1,559,500 | dollars as filed | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 1,550,000 | $1,507,375 | dollars as filed | principal |
| STRATEGY INC | 594972AL5 | NOTE 0.875% 3/1 | 741,000 | $1,400,119 | dollars as filed | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 1,410,000 | $1,344,435 | dollars as filed | principal |
| ServiceNow,Inc. | 81762P102 | COM | 1,238 | $1,272,763 | dollars as filed | |
| LAZARD INC | 52110M109 | COM | 25,000 | $1,199,500 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 1,160,000 | $1,118,007 | dollars as filed | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 1,058,000 | $1,097,940 | dollars as filed | principal |
| Eaton Corp. Plc | G29183103 | COM | 3,000 | $1,070,970 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 944,000 | $1,059,168 | dollars as filed | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 1,058,000 | $1,013,035 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 1,174,000 | $934,141 | dollars as filed | principal |
| AGNC INVT CORP COM | 00123Q104 | REIT | 100,000 | $919,000 | dollars as filed | call |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 20,000 | $857,800 | dollars as filed | call |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 18,856 | $817,596 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAD6 | NOTE 1.750% 8/1 | 859,000 | $799,407 | dollars as filed | principal |
| MARA HOLDINGS INC COM | 565788106 | Stock | 50,000 | $784,000 | dollars as filed | call |
| UnitedHealth Group Inc | 91324P102 | COM | 2,500 | $779,925 | dollars as filed | call |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 775,000 | $739,156 | dollars as filed | principal |
| GAMESTOP CORP | 36467W109 | CL A | 30,000 | $731,700 | dollars as filed | call |
| CLEANSPARK INC | 18452B209 | COM NEW | 50,000 | $551,500 | dollars as filed | call |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 1,000,000 | $525,586 | dollars as filed | principal |
| CONFLUENT INC | 20717M103 | CLASS A COM | 20,000 | $498,600 | dollars as filed | call |
| VERITONE INC | 92347MAB6 | NOTE 1.750%11/1 | 1,057,000 | $467,723 | dollars as filed | principal |
| AMC GLOBAL MEDIA INC | 00164VAJ2 | NOTE 4.250% 2/1 | 476,000 | $402,220 | dollars as filed | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 200,000 | $349,750 | dollars as filed | principal |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 50,000 | $339,500 | dollars as filed | call |
| OPPFI INC | 68386H103 | COMMON STOCK | 20,000 | $279,800 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 223,000 | $278,444 | dollars as filed | principal |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 100,000 | $273,000 | dollars as filed | call |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 25,000 | $271,750 | dollars as filed | call |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 175,000 | $262,764 | dollars as filed | principal |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 516 | $209,950 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 14,000 | $207,200 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 173,000 | $204,979 | dollars as filed | principal |
| Southern Company | 842587107 | COM | 2,200 | $202,026 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,386 | $185,598 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 46,500 | $167,865 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 25,000 | $119,750 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 7,584 | $97,530 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 5,682 | $83,810 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 61,500 | $53,505 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 18,260 | $43,824 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-030722 | this filing | 2025-08-13 | acceptance time not in the bulk data set |