13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-02-14, with 7,051 holding rows worth $500,524,095,000.
- Accession
- 0001140361-25-004660
- Filer
- CIK 1000275
- Filed
- 2025-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A holdings report, 25,480 entries on the cover page, a total value of $500,524,095,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $500,524,095,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 4,960 | $26,000 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 28,707 | $26,000 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 1,480 | $26,000 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,960 | $26,000 | dollars as filed | |
| Kurv Yield Prem STRGY MSFT ETF | 500948708 | ETF | 997 | $26,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 1,500 | $26,000 | dollars as filed | |
| ADAGENE INC | 005329107 | CMN | 12,950 | $26,000 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 3,994 | $26,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108565 | AI POWE EQUI ETF | 658 | $26,000 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 3,407 | $26,000 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 3,209 | $25,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 9,010 | $25,000 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 1,317 | $25,000 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 1,610 | $25,000 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 4,067 | $25,000 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 4,849 | $25,000 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 17,776 | $25,000 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 8,303 | $25,000 | dollars as filed | |
| NEUROGENE INC | 64135M105 | COMMON STOCK | 1,088 | $25,000 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 559 | $25,000 | dollars as filed | |
| ISHARES TR | 46438G687 | IBONDS DEC 2030 | 1,000 | $25,000 | dollars as filed | |
| TIDAL TR I ETF SOFI SELECT 500 NEW | 886364173 | ETF | 231 | $25,000 | dollars as filed | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $25,000 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 14,661 | $25,000 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 912 | $25,000 | dollars as filed | principal |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,134 | $25,000 | dollars as filed | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 538 | $25,000 | dollars as filed | |
| MV OIL TR | 553859109 | TR UNITS | 3,150 | $25,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N304 | S&P 500 BUFFER | 891 | $25,000 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 2,100 | $25,000 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 1,435 | $24,000 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1,587 | $24,000 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 14,565 | $24,000 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 1,956 | $24,000 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 1,460 | $24,000 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 5,662 | $24,000 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 525 | $24,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 900 | $24,000 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,426 | $24,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 2,243 | $24,000 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 583 | $24,000 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,403 | $24,000 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 4,168 | $24,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 971 | $24,000 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 16,540 | $24,000 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 3,700 | $24,000 | dollars as filed | |
| SKILLSOFT CORP | 83066P309 | CL A | 1,002 | $24,000 | dollars as filed | |
| NN INC | 629337106 | COM | 7,361 | $24,000 | dollars as filed | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 1,565 | $24,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N825 | S&P 500 BUFFER | 901 | $24,000 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 2,774 | $23,000 | dollars as filed | |
| ARDENT HEALTH INC | 03980N107 | COM | 1,351 | $23,000 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 2,190 | $23,000 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 15,343 | $23,000 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 3,555 | $23,000 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 892 | $23,000 | dollars as filed | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 1,277 | $23,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 700 | $23,000 | dollars as filed | |
| LARGO INC | 517097101 | COM | 13,364 | $23,000 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 4,724 | $23,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N759 | S&P 500 BUFFER | 889 | $23,000 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 6,279 | $23,000 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 8,577 | $23,000 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 7,716 | $23,000 | dollars as filed | |
| XIAO-I CORP | 98423X209 | SPONSORED ADS | 3,949 | $23,000 | dollars as filed | |
| VIRAX BIOLABS GROUP LTD | G9495L125 | SHS NEW | 10,400 | $23,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 131 | $22,000 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 10,824 | $22,000 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 2,799 | $22,000 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 4,542 | $22,000 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 734 | $22,000 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 3,240 | $22,000 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 3,954 | $22,000 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 11,000 | $22,000 | dollars as filed | principal |
| SUTRO BIOPHARMA INC | 869367102 | COM | 12,120 | $22,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 4,589 | $22,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X438 | AXS REAL ESTATE | 987 | $22,000 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 31,137 | $22,000 | dollars as filed | |
| INHIBRX BIOSCIENCES INC | 45720N103 | COM | 1,326 | $21,000 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 18,474 | $21,000 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 4,521 | $21,000 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 12,470 | $21,000 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 13,248 | $21,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 550 | $21,000 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 493 | $21,000 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 11,279 | $21,000 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4,089 | $21,000 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 863 | $21,000 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 2,489 | $21,000 | dollars as filed | |
| CERIBELL INC | 15678C102 | COMMON STOCK | 806 | $21,000 | dollars as filed | |
| UPSTREAM BIO INC | 91678A107 | COMMON STOCK | 1,282 | $21,000 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 9,053 | $21,000 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 5,031 | $21,000 | dollars as filed | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 577 | $21,000 | dollars as filed | |
| J P MORGAN ETF LTD DURATION BD | 46654Q773 | ETF | 410 | $21,000 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 2,452 | $21,000 | dollars as filed | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 455 | $21,000 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 30,084 | $21,000 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 10,978 | $21,000 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 99 | $20,000 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,208 | $20,000 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 907 | $20,000 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 890 | $20,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 211 | $20,000 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 2,626 | $20,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N744 | REX FA IN EQ ETF | 400 | $20,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 8,105 | $20,000 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 4,254 | $20,000 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 159 | $20,000 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 10,175 | $20,000 | dollars as filed | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 219 | $20,000 | dollars as filed | |
| PROSHARES TR | 74349Y787 | RUS 2000 HIG ETF | 500 | $20,000 | dollars as filed | |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 11,070 | $20,000 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 967 | $20,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 325 | $20,000 | dollars as filed | |
| ISHARES TR | 46436E155 | CMN | 289 | $20,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 706 | $20,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N742 | S&P 500 BUFFER | 748 | $20,000 | dollars as filed | |
| CASI PHARMACEUTICALS INC COM NEW | G1933S101 | Stock | 6,900 | $20,000 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 758 | $19,000 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 3,077 | $19,000 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 5,674 | $19,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 700 | $19,000 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 3,963 | $19,000 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 2,015 | $19,000 | dollars as filed | |
| SIMPLIFY HEALTH CARE ETF | 82889N772 | ETF | 636 | $19,000 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 4,712 | $19,000 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 5,913 | $19,000 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 8,022 | $19,000 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 2,556 | $19,000 | dollars as filed | |
| INVESCO GALAXY BITCOIN ETF | 46091J101 | COM SHS BEN INT | 200 | $19,000 | dollars as filed | |
| CYPHERPUNK TECHNOLOGIES INC | 52187K200 | COM NEW | 6,618 | $19,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 1,975 | $19,000 | dollars as filed | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 1,447 | $18,000 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 224 | $18,000 | dollars as filed | |
| RAPPORT THERAPEUTICS INC COM | 75383L102 | Stock | 992 | $18,000 | dollars as filed | |
| INTER & CO INC CLASS A COM | G4R20B107 | Stock | 4,300 | $18,000 | dollars as filed | |
| PROSHARES TR | 74349Y837 | SHORT QQQ | 474 | $18,000 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 1,437 | $18,000 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 1,714 | $18,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 1,287 | $18,000 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 2,371 | $18,000 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 3,500 | $18,000 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,017 | $18,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 500 | $18,000 | dollars as filed | |
| WEBTOON ENTMT INC | 94845U105 | COM | 1,345 | $18,000 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 991 | $18,000 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 4,381 | $18,000 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 6,780 | $18,000 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 17,373 | $18,000 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 1,500 | $18,000 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 8,229 | $18,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 500 | $18,000 | dollars as filed | |
| CAPITAL GROUP CONSERVATIVE E | 14020U100 | SHS | 697 | $18,000 | dollars as filed | |
| TTEC HLDGS INC | 89854H102 | COM | 3,633 | $18,000 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 1,300 | $18,000 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 6,544 | $18,000 | dollars as filed | |
| FIDELITY GREENWOOD STREET TR | 31624J737 | DYNA BUF EQU ETF | 656 | $18,000 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 38,973 | $18,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 18,000 | $18,000 | dollars as filed | principal |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 18,461 | $18,000 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,085 | $17,000 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 1,470 | $17,000 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 1,578 | $17,000 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 1,679 | $17,000 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 1,552 | $17,000 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L859 | ALPHA CAP | 709 | $17,000 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 6,418 | $17,000 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 4,533 | $17,000 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 1,222 | $17,000 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V302 | COMMON STOCK | 5,400 | $17,000 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 1,194 | $17,000 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 6,665 | $17,000 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 337 | $17,000 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 3,325 | $17,000 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 4,257 | $17,000 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 17,910 | $17,000 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 5,838 | $17,000 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 12,079 | $17,000 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 2,140 | $17,000 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 1,458 | $17,000 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 41,500 | $17,000 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338H704 | COM | 9,490 | $17,000 | dollars as filed | |
| BIOVIE INC | 09074F405 | CL A | 8,500 | $17,000 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 348 | $16,000 | dollars as filed | |
| VanEck Bitcoin Trust | 92189K105 | SHS | 147 | $16,000 | dollars as filed | |
| AEVA TECHNOLOGIES INC COM NEW | 00835Q202 | Stock | 3,349 | $16,000 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 353 | $16,000 | dollars as filed | |
| MBX BIOSCIENCES INC COM | 55287L101 | Stock | 833 | $16,000 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 200 | $16,000 | dollars as filed | call |
| CIBUS INC | 17166A101 | CL A COM STK | 5,955 | $16,000 | dollars as filed | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 17,686 | $16,000 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 2,621 | $16,000 | dollars as filed | |
| Proficient Auto Logistics Inc | 74317M104 | COM | 1,998 | $16,000 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 4,064 | $16,000 | dollars as filed | |
| INGRAM MICRO HOLDING CORP | 457152106 | COMMON STOCK | 830 | $16,000 | dollars as filed | |
| KOLIBRI GLOBAL ENERGY INC | 50043K406 | COMMON STOCK | 2,995 | $16,000 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 31,488 | $16,000 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 5,332 | $16,000 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 542 | $16,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 357 | $16,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 144 | $16,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 273 | $16,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 268 | $16,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 195 | $16,000 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 5,867 | $16,000 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 397 | $16,000 | dollars as filed | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 413 | $16,000 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U306 | COM | 4,000 | $16,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F250 | VEST US EQUITY E | 500 | $16,000 | dollars as filed | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 4,000 | $16,000 | dollars as filed | |
| ADVERUM BIOTECHNOLOGIES INC | 00773U207 | COM NEW | 3,556 | $16,000 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 34,072 | $16,000 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 190 | $15,000 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 3,711 | $15,000 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 1,736 | $15,000 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 950 | $15,000 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,533 | $15,000 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 2,960 | $15,000 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 11,069 | $15,000 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 1,381 | $15,000 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 4,775 | $15,000 | dollars as filed | |
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 371 | $15,000 | dollars as filed | principal |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 23,539 | $15,000 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 2,599 | $15,000 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 9,582 | $15,000 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 4,160 | $15,000 | dollars as filed | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 3,046 | $15,000 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 680 | $15,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524656 | CRYPTO THEMATIC | 335 | $15,000 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 2,033 | $15,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 460 | $15,000 | dollars as filed | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 7,283 | $15,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $15,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108615 | VIDE GAME LE ETF | 223 | $15,000 | dollars as filed | |
| BrightSpring Health Services Inc | 10950A205 | Preferred Shares | 233 | $15,000 | dollars as filed | principal |
| VIRNETX HLDG CORP | 92823T207 | COM | 1,875 | $15,000 | dollars as filed | |
| CALIBERCOS INC CL A NEW | 13000T109 | Stock | 20,979 | $15,000 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,313 | $15,000 | dollars as filed | |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 15,000 | $15,000 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 960 | $15,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 4,000 | $15,000 | dollars as filed | principal |
| SOLARBANK CORPORATION | 83417Y108 | COM | 7,304 | $15,000 | dollars as filed | |
| NEOS ETF TRUST | 78433H634 | RUSS 2000 HI ETF | 280 | $14,000 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 691 | $14,000 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 11,380 | $14,000 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 2,500 | $14,000 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 3,731 | $14,000 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 9,735 | $14,000 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 2,962 | $14,000 | dollars as filed | |
| ISHARES IBONDS 2031 TERM HIGH YIELD AND INCOME ETF | 46438G661 | ETF | 531 | $14,000 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R858 | EATON VANCE SHRT | 275 | $14,000 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 241 | $14,000 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,367 | $14,000 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 2,056 | $14,000 | dollars as filed | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 491 | $14,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108573 | BLOOMBERG AI EQQ | 291 | $14,000 | dollars as filed | |
| ISHARES TR | 46436E288 | INVT GRD CORP BD | 526 | $14,000 | dollars as filed | |
| GABELLI ETFS TRUST | 36261K400 | FINL SVCS OPPTYS | 313 | $14,000 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 1,184 | $14,000 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 300 | $14,000 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 13,000 | $13,000 | dollars as filed | principal |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 7,989 | $13,000 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,571 | $13,000 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR209 | COM NEW | 4,342 | $13,000 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 1,163 | $13,000 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,875 | $13,000 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 1,315 | $13,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 2,187 | $13,000 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 209 | $13,000 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 2,095 | $13,000 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 1,733 | $13,000 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 1,059 | $13,000 | dollars as filed | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 458 | $13,000 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 3,115 | $13,000 | dollars as filed | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,014 | $13,000 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 944 | $13,000 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 6,139 | $13,000 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 2,681 | $13,000 | dollars as filed | |
| SONDER HLDGS INC CLASS A | 83542D300 | COMMON STOCK | 4,032 | $13,000 | dollars as filed | |
| BLUEBIRD BIO INC COM NEW | 09609G209 | Stock | 1,647 | $13,000 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 6,000 | $13,000 | dollars as filed | principal |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 1,202 | $12,000 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 4,569 | $12,000 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 1,714 | $12,000 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 298 | $12,000 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 2,970 | $12,000 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 300 | $12,000 | dollars as filed | put |
| CERUS CORP | 157085101 | COM | 7,312 | $12,000 | dollars as filed | |
| LEGATO MERGER CORP III | G5451A103 | ORD SHS | 1,191 | $12,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 3,033 | $12,000 | dollars as filed | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,156 | $12,000 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 2,589 | $12,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 304 | $12,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 843 | $12,000 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 7,412 | $12,000 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 8,807 | $12,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 437 | $12,000 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 2,843 | $12,000 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 14,781 | $12,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $12,000 | dollars as filed | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 550 | $12,000 | dollars as filed | |
| ADURO CLEAN TECHNOLOGIES INC | 007408206 | COM NEW | 2,000 | $12,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P520 | GENOMIC ADV ETF | 400 | $12,000 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 1,990 | $12,000 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 8,992 | $12,000 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 1,000 | $12,000 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679534 | MICROSECTORS FAN | 20 | $12,000 | dollars as filed | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 7,752 | $12,000 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 1,183 | $11,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,814 | $11,000 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,000 | $11,000 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 6,992 | $11,000 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 1,674 | $11,000 | dollars as filed | |
| THRYV HLDGS INC | 886029206 | COM NEW | 765 | $11,000 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 2,252 | $11,000 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 99 | $11,000 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 6,953 | $11,000 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 2,560 | $11,000 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 307 | $11,000 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 774 | $11,000 | dollars as filed | |
| INSEEGO CORP | 45782B302 | COMMON STOCK | 1,059 | $11,000 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 1,058 | $11,000 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 6,535 | $11,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 278 | $11,000 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 6,998 | $11,000 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 1,486 | $11,000 | dollars as filed | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 250 | $11,000 | dollars as filed | |
| ARTIVA BIOTHERAPEUTICS INC | 04317A107 | COM | 1,106 | $11,000 | dollars as filed | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 528 | $11,000 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 3,432 | $11,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 504 | $11,000 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 4,947 | $11,000 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 6,361 | $11,000 | dollars as filed | |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 10,000 | $11,000 | dollars as filed | principal |
| Cosciens Biopharma Inc | 22112H101 | COM | 3,936 | $11,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $11,000 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 507 | $10,000 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,042 | $10,000 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 3,355 | $10,000 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 5,919 | $10,000 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 737 | $10,000 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 6,207 | $10,000 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 3,267 | $10,000 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 752 | $10,000 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 2,565 | $10,000 | dollars as filed | |
| GYRE THERAPEUTICS INC | 403783103 | COMMON STOCK | 810 | $10,000 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 479 | $10,000 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 1,406 | $10,000 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 10,000 | $10,000 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45783Y756 | LADDERED ALC BFR | 318 | $10,000 | dollars as filed | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 1,515 | $10,000 | dollars as filed | |
| SKYE BIOSCIENCE INC | 83086J200 | COM NEW | 3,599 | $10,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N106 | S&P 500 BUFFER | 355 | $10,000 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 4,729 | $10,000 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 5,147 | $10,000 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 4,008 | $10,000 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 1,638 | $10,000 | dollars as filed | |
| ROADZEN INC | G7606H108 | CMN | 4,710 | $10,000 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 17,254 | $10,000 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 7,200 | $10,000 | dollars as filed | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 10,000 | $10,000 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 10,000 | $10,000 | dollars as filed | |
| VACASA INC | 91854V206 | COM | 2,066 | $10,000 | dollars as filed | |
| ZENAS BIOPHARMA INC COM | 98937L105 | Stock | 1,140 | $9,000 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 1,164 | $9,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 204 | $9,000 | dollars as filed | |
| ALUMIS INC | 022307102 | COM | 1,168 | $9,000 | dollars as filed | |
| SAVERS VALUE VLG INC | 80517M109 | COM | 829 | $9,000 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 2,353 | $9,000 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 28,352 | $9,000 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,572 | $9,000 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 700 | $9,000 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,100 | $9,000 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 7,035 | $9,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 950 | $9,000 | dollars as filed | |
| AMERICAN WELL CORP | 03044L204 | COM CL A NEW | 1,304 | $9,000 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 10,860 | $9,000 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 2,240 | $9,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 425 | $9,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 448 | $9,000 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 2,612 | $9,000 | dollars as filed | |
| AGENUS INC | 00847G804 | COM NEW | 3,056 | $9,000 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 7,987 | $9,000 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 316 | $9,000 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,200 | $9,000 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 10,000 | $9,000 | dollars as filed | principal |
| TIDAL TR II | 88636J444 | YIELDMAX TSLA OP | 627 | $9,000 | dollars as filed | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 598 | $9,000 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 9,000 | $9,000 | dollars as filed | principal |
| INTEVAC INC | 461148108 | COM | 2,579 | $9,000 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 39,188 | $9,000 | dollars as filed | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,500 | $9,000 | dollars as filed | |
| JVSPAC ACQUISITION CORP | G5212E105 | SHS CL A | 875 | $9,000 | dollars as filed | |
| iShares Ethereum Trust | 46438R105 | COM | 335 | $8,000 | dollars as filed | |
| MOGO INC | 60800C208 | COM | 6,181 | $8,000 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 5,342 | $8,000 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 100 | $8,000 | dollars as filed | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 605 | $8,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 204 | $8,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 204 | $8,000 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 737 | $8,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 1,619 | $8,000 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 2,457 | $8,000 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,000 | $8,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C780 | ISHA I IN TE ETF | 296 | $8,000 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 1,424 | $8,000 | dollars as filed | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 4,692 | $8,000 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 746 | $8,000 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 4,800 | $8,000 | dollars as filed | |
| TRUST FOR PRFSSNL ETF MANAGERS CONVERGENCE LONG/SHORT EQUITY | 89834G760 | ETF | 332 | $8,000 | dollars as filed | |
| CURIS INC | 231269309 | COM | 2,875 | $8,000 | dollars as filed | |
| BOUNDLESS BIO INC | 10170A100 | COM | 2,816 | $8,000 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 6,093 | $8,000 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 938 | $8,000 | dollars as filed | |
| PIMCO ETF TR | 72201R569 | MTG BKD SECS ACT | 158 | $8,000 | dollars as filed | |
| TIDAL TRUST II | 88636R834 | STKD 100 100 ETF | 300 | $8,000 | dollars as filed | |
| NEXALIN TECHNOLOGY INC COM | 65345B201 | Stock | 3,000 | $8,000 | dollars as filed | |
| ALPHA COMPUTE CORP | G7185A136 | SHS NEW | 1,575 | $8,000 | dollars as filed | |
| ISHARES TR | 46436E320 | HIGH YLD CORP BD | 265 | $8,000 | dollars as filed | |
| ELECTROVAYA INC | 28617B606 | COM | 3,283 | $8,000 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 4,020 | $8,000 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 10,747 | $8,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 275 | $8,000 | dollars as filed | |
| SUNCAR TECHNOLOGY GROUP INC | G85727108 | CL A | 820 | $8,000 | dollars as filed | |
| MORGAN STANLEY PATHWAY FDS | 61769L841 | SMAL MID CAP ETF | 169 | $8,000 | dollars as filed | |
| T-Rex 2X Long MSTR Daily Target ETF | 26923N462 | ETF | 1,000 | $8,000 | dollars as filed | |
| FIBROBIOLOGICS INC | 31573L105 | COM SHS | 3,972 | $8,000 | dollars as filed | |
| TRILLER GROUP INC | 895970101 | COM | 3,552 | $8,000 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 7,000 | $8,000 | dollars as filed | principal |
| COLOMBIERACQUISITIONCORPI | G2283U100 | COM SHS CL A | 715 | $8,000 | dollars as filed | |
| MACKENZIE RLTY CAP INC | 55453W105 | COM | 2,552 | $8,000 | dollars as filed | |
| NULL | 032108854 | NULL | 3,783 | $8,000 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 123 | $7,000 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 684 | $7,000 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 1,000 | $7,000 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 400 | $7,000 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 187 | $7,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V583 | GLOB CO PLUS ETF | 136 | $7,000 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 3,746 | $7,000 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 1,120 | $7,000 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 233 | $7,000 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 7,327 | $7,000 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 4,023 | $7,000 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 9,911 | $7,000 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 2,134 | $7,000 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 1,728 | $7,000 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 626 | $7,000 | dollars as filed | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 210 | $7,000 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 2,225 | $7,000 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 579 | $7,000 | dollars as filed | |
| FRACTYL HEALTH INC | 35168W103 | COM | 3,537 | $7,000 | dollars as filed | |
| GLOBAL X BLOCKCHAIN ETF | 37960A735 | ETF | 137 | $7,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 114 | $7,000 | dollars as filed | |
| CAPITOL SER TR | 14064D519 | HULL TACTICAL | 174 | $7,000 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 355 | $7,000 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 502 | $7,000 | dollars as filed | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 8,000 | $7,000 | dollars as filed | principal |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 252 | $7,000 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 3,312 | $7,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 220 | $7,000 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 600 | $7,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N726 | S&P 500 BUFFER | 247 | $7,000 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 10,458 | $7,000 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 7,000 | $7,000 | dollars as filed | principal |
| NEUEHEALTH INC | 10920V404 | COM NEW | 879 | $7,000 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 7,000 | $7,000 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 5,000 | $7,000 | dollars as filed | principal |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 1,837 | $7,000 | dollars as filed | |
| ILEARNINGENGINES INC | 45175Q106 | COM | 15,740 | $7,000 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 8,211 | $7,000 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 2,795 | $6,000 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 864 | $6,000 | dollars as filed | |
| BW LPG LTD COM | Y10230103 | Stock | 554 | $6,000 | dollars as filed | |
| ALTO NEUROSCIENCE INC COM SHS | 02157Q109 | Stock | 1,326 | $6,000 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 12,814 | $6,000 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 162 | $6,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 183 | $6,000 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 3,795 | $6,000 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,318 | $6,000 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 1,046 | $6,000 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 1,450 | $6,000 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 1,934 | $6,000 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424303 | COM NEW CL A | 1,143 | $6,000 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 732 | $6,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 260 | $6,000 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 1,529 | $6,000 | dollars as filed | |
| KYVERNA THERAPEUTICS INC | 501976104 | COMMON STOCK | 1,599 | $6,000 | dollars as filed | |
| LEXEO THERAPEUTICS INC | 52886X107 | COMMON STOCK | 965 | $6,000 | dollars as filed | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 1,000 | $6,000 | dollars as filed | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 262 | $6,000 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 1,259 | $6,000 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 420 | $6,000 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 7,271 | $6,000 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 150 | $6,000 | dollars as filed | |
| GREENFIRE RES LTD NEW | 39525U107 | COM SHS | 878 | $6,000 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 3,994 | $6,000 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 30,000 | $6,000 | dollars as filed | |
| VALUED ADVISERS TR | 92046L338 | REGAN FLTG RATE | 239 | $6,000 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 1,548 | $6,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-004660 | this filing | 2025-02-14 | acceptance time not in the bulk data set |