13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-02-14, with 7,051 holding rows worth $500,524,095,000.
- Accession
- 0001140361-25-004660
- Filer
- CIK 1000275
- Filed
- 2025-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A holdings report, 25,480 entries on the cover page, a total value of $500,524,095,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $500,524,095,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 3,273 | $73,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 1,688 | $72,000 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 33,760 | $72,000 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 3,623 | $72,000 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,854 | $72,000 | dollars as filed | |
| KEY TRONIC CORP | 493144109 | COM | 17,300 | $72,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y848 | US EQTY ACCELRT9 | 2,400 | $72,000 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 563 | $72,000 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 25,646 | $71,000 | dollars as filed | |
| SPROTT FDS TR | 85208P881 | COPPER MINER ETF | 3,503 | $71,000 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 5,129 | $71,000 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 22,528 | $71,000 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 66,216 | $70,000 | dollars as filed | |
| CENTURI HOLDINGS INC | 155923105 | COM SHS | 3,639 | $70,000 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 6,020 | $70,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729508 | BDC INCOME ETF | 2,033 | $70,000 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 3,649 | $70,000 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 10,717 | $70,000 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 1,548 | $70,000 | dollars as filed | |
| AMPLIFY TRAVEL TECH ETF | 032108540 | ETF | 3,270 | $70,000 | dollars as filed | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 4,121 | $70,000 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 14,880 | $70,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N874 | S&P 500 BUFFER | 2,544 | $70,000 | dollars as filed | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,353 | $69,000 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 3,000 | $69,000 | dollars as filed | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 1,760 | $69,000 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 6,729 | $69,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,268 | $69,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 4,679 | $69,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 1,600 | $69,000 | dollars as filed | |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 2,434 | $69,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N700 | S&P 500 BUFFER | 2,500 | $69,000 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 1,800 | $68,000 | dollars as filed | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 900 | $68,000 | dollars as filed | put |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 883 | $68,000 | dollars as filed | |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 5,373 | $68,000 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 5,645 | $68,000 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 1,214 | $68,000 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 3,799 | $68,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 2,867 | $68,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N783 | S&P 500 BUFFER | 2,553 | $68,000 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 7,079 | $68,000 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 2,400 | $67,000 | dollars as filed | put |
| CITY OFFICE REIT INC | 178587101 | COM | 12,175 | $67,000 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 11,456 | $67,000 | dollars as filed | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1,010 | $67,000 | dollars as filed | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 3,198 | $67,000 | dollars as filed | |
| CALIFORNIA BANCORP | 84252A106 | COMMON STOCK | 4,003 | $67,000 | dollars as filed | |
| TALPHERA INC | 00444T209 | COM NEW | 128,620 | $67,000 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 2,510 | $67,000 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 13,015 | $67,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 2,788 | $66,000 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 4,776 | $66,000 | dollars as filed | |
| FIDELITY GREENWOOD STREET TR | 31624J729 | YIEL ENH EQU ETF | 2,465 | $66,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 2,250 | $66,000 | dollars as filed | |
| Tourmaline Bio Inc | 89157D105 | Common Stock | 3,234 | $66,000 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 24,218 | $65,000 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 3,100 | $65,000 | dollars as filed | call |
| CONCENTRIX CORP | 20602D101 | COM | 1,500 | $65,000 | dollars as filed | put |
| STITCH FIX INC | 860897107 | COM CL A | 15,144 | $65,000 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 29,415 | $65,000 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 10,090 | $65,000 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 46144X396 | AXS KNO LEA ETF | 1,507 | $65,000 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,100 | $64,000 | dollars as filed | put |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 897 | $64,000 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 9,673 | $64,000 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 9,895 | $64,000 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 5,388 | $64,000 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,856 | $64,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 2,600 | $64,000 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 9,760 | $64,000 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 15,328 | $63,000 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 1,800 | $63,000 | dollars as filed | put |
| CMB.TECH NV SHS | B38564108 | Stock | 6,329 | $63,000 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 12,300 | $63,000 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 7,747 | $63,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,094 | $63,000 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1,097 | $63,000 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 900 | $62,000 | dollars as filed | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 900 | $62,000 | dollars as filed | put |
| FULGENT GENETICS INC | 359664109 | COM | 3,363 | $62,000 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 19,919 | $62,000 | dollars as filed | |
| PIMCO ETF TR | 72201R635 | MUNI INCOME OPP | 1,373 | $62,000 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 6,753 | $62,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 3,338 | $62,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 1,248 | $62,000 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 28,146 | $62,000 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 6,005 | $62,000 | dollars as filed | |
| CARGO THERAPEUTICS INC COM | 14179K101 | Stock | 4,296 | $62,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 1,595 | $61,000 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 880 | $61,000 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 40,384 | $61,000 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 10,087 | $61,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 3,100 | $61,000 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A130 | WTS | 4,333 | $61,000 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,518 | $61,000 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,200 | $60,000 | dollars as filed | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 17,906 | $60,000 | dollars as filed | |
| ARIS MINING CORPORATION | 04040Y109 | COM | 17,409 | $60,000 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 100 | $59,000 | dollars as filed | call |
| OHIO VY BANC CORP | 677719106 | COM | 2,446 | $59,000 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 22,353 | $59,000 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 16,498 | $59,000 | dollars as filed | |
| PIMCO ETF TR | 72201R619 | PREFERRED AND CP | 1,161 | $59,000 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 9,170 | $59,000 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 27,325 | $59,000 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 37,354 | $59,000 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 14,153 | $59,000 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 16,889 | $59,000 | dollars as filed | |
| SERVE ROBOTICS INC | 81758H106 | COM | 4,286 | $58,000 | dollars as filed | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 2,173 | $58,000 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 23,152 | $58,000 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 4,689 | $58,000 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 15,300 | $58,000 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 4,915 | $58,000 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 12,912 | $58,000 | dollars as filed | |
| BROADWAY FINL CORP DEL | 111444709 | CL A NEW | 8,516 | $58,000 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 52,935 | $58,000 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 63,682 | $58,000 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 1,775 | $57,000 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 45,002 | $57,000 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,000 | $57,000 | dollars as filed | put |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 3,600 | $57,000 | dollars as filed | put |
| SMI 3FOURTEEN FULL-CYCLE TREND ETF | 26923N512 | ETF | 2,194 | $57,000 | dollars as filed | |
| MEDIWOUND LTD | M68830112 | COMMON STOCK | 3,163 | $57,000 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 2,815 | $57,000 | dollars as filed | |
| CALERES INC | 129500104 | COM | 2,400 | $56,000 | dollars as filed | put |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 866 | $56,000 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 3,155 | $56,000 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,317 | $56,000 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,216 | $56,000 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 3,530 | $56,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 1,441 | $56,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 969 | $56,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W630 | NASDA 100 ETF | 1,135 | $56,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 6,369 | $56,000 | dollars as filed | |
| MAC Copper Ltd | G60409110 | Common Stock | 5,345 | $56,000 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 9,962 | $55,000 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 11,849 | $55,000 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 2,170 | $55,000 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 29,000 | $55,000 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 2,767 | $55,000 | dollars as filed | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 3,625 | $55,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 2,912 | $55,000 | dollars as filed | |
| GLOBAL X FDS | 37960A743 | INFORMATION TEC | 1,638 | $55,000 | dollars as filed | |
| IO BIOTECH INC | 449778109 | COM | 60,000 | $55,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 5,605 | $55,000 | dollars as filed | |
| GLOBAL X FDS | 37960A768 | FINANCIALS COVRD | 1,952 | $55,000 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,800 | $54,000 | dollars as filed | put |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 2,413 | $54,000 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 17,506 | $54,000 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 418 | $54,000 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 560 | $54,000 | dollars as filed | |
| TEEKAY CORPORATION LTD | G8726T105 | SHS | 7,836 | $54,000 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 6,345 | $54,000 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 5,618 | $54,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 899 | $54,000 | dollars as filed | |
| ROUNDHILL ETF TRUST | 77926X874 | CHINA MAGNFCNT | 2,560 | $54,000 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 5,000 | $54,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 102,597 | $54,000 | dollars as filed | |
| Fidelity Wise Origin Bitcoin Fund | 315948109 | SHS | 651 | $53,000 | dollars as filed | |
| ENGENE HOLDINGS INC | 29286M105 | COM | 7,915 | $53,000 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 3,578 | $53,000 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 4,499 | $53,000 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 3,468 | $53,000 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 30,393 | $53,000 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 65,518 | $53,000 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 1,112 | $53,000 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 7,000 | $53,000 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B207 | COMMON STOCK | 4,930 | $53,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N858 | S&P 500 BUFFER | 1,977 | $53,000 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 1,995 | $52,000 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 900 | $52,000 | dollars as filed | put |
| PAGAYA TECHNOLOGIES LTD | M7S64L123 | CL A NEW | 5,570 | $52,000 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 6,717 | $52,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 7,498 | $52,000 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 11,572 | $52,000 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 50,000 | $52,000 | dollars as filed | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,500 | $51,000 | dollars as filed | call |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 12,104 | $51,000 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 1,030 | $51,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 2,090 | $51,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 6,040 | $51,000 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,500 | $51,000 | dollars as filed | put |
| INVESCO EXCH TRD SLF IDX FD | 46139W767 | BULLETSHARE 2034 | 2,096 | $51,000 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 5,575 | $51,000 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 3,000 | $51,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N403 | S&P 500 BUFFER | 1,839 | $51,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N882 | S&P 500 BUFFER | 1,818 | $51,000 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 30,601 | $51,000 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 5,214 | $51,000 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 8,649 | $50,000 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 14,070 | $50,000 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 2,117 | $50,000 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,336 | $50,000 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 1,200 | $50,000 | dollars as filed | put |
| LENZ THERAPEUTICS INC | 52635N103 | COM | 1,730 | $50,000 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 6,250 | $50,000 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 984 | $50,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U711 | FT VEST U.S EQT | 1,433 | $50,000 | dollars as filed | |
| REVELYST INC | 690045109 | COM SHS | 2,603 | $50,000 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 7,010 | $50,000 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 27,996 | $50,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F466 | FT VEST U.S | 2,000 | $50,000 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,216 | $50,000 | dollars as filed | |
| GLOBAL X FDS | 37960A750 | HEALTH CARE COVR | 2,096 | $50,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U810 | FT VEST U.S | 1,248 | $49,000 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 7,941 | $49,000 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 5,700 | $49,000 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 3,793 | $49,000 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 16,845 | $49,000 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,841 | $48,000 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 2,535 | $48,000 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 14,100 | $48,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 1,242 | $48,000 | dollars as filed | |
| JPMORGAN GLOBAL SELECT EQUITY ETF | 46654Q740 | COM | 796 | $48,000 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 5,082 | $48,000 | dollars as filed | |
| GUARDIAN PHARMACY SVCS INC | 40145W101 | CL A | 2,393 | $48,000 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 3,051 | $48,000 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,242 | $48,000 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 11,532 | $48,000 | dollars as filed | |
| Canadian $ ETF | 46138T104 | ETF | 705 | $48,000 | dollars as filed | |
| EA SERIES TRUST | 02072L672 | STRIVE US SEMICO | 1,036 | $48,000 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 39,120 | $48,000 | dollars as filed | |
| EA SERIES TRUST | 02072L615 | CMN | 1,117 | $48,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188879 | TACTICAL BOND | 1,004 | $48,000 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 15,477 | $48,000 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 29,838 | $48,000 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 1,400 | $47,000 | dollars as filed | put |
| ARRIVENT BIOPHARMA INC | 04272N102 | COM | 1,752 | $47,000 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,007 | $47,000 | dollars as filed | |
| TIDAL TRUST II | 88636J600 | ROUNDHILL GENER | 1,167 | $47,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 363 | $47,000 | dollars as filed | |
| XOS INC | 98423B306 | COM | 14,535 | $47,000 | dollars as filed | |
| CELULARITY INC | 151190204 | CL A NEW | 22,500 | $47,000 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 12,811 | $47,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 6,914 | $47,000 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 2,687 | $46,000 | dollars as filed | |
| MIND TECHNOLOGY INC | 602566309 | COM NEW | 5,850 | $46,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,309 | $46,000 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 791 | $45,000 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 6,083 | $45,000 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 600 | $45,000 | dollars as filed | put |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 15,704 | $45,000 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 8,906 | $45,000 | dollars as filed | |
| NATIXIS ETF TRUST II | 63875W208 | VAUGHAN NELSN SL | 1,343 | $45,000 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 11,874 | $45,000 | dollars as filed | |
| KAYNE ANDERSON BDC INC | 48662X105 | COM SHS | 2,704 | $45,000 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 6,670 | $45,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 12,807 | $45,000 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 9,893 | $45,000 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 6,404 | $45,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 11,479 | $44,000 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 27,653 | $44,000 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 2,035 | $44,000 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 4,301 | $44,000 | dollars as filed | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1,596 | $44,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 24,930 | $44,000 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 30,535 | $44,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 945 | $44,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 1,862 | $44,000 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 10,544 | $43,000 | dollars as filed | |
| PROSHARES TR | 74349Y753 | SHORT S&P 500 NE | 1,025 | $43,000 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 3,535 | $43,000 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 1,184 | $43,000 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 642 | $43,000 | dollars as filed | |
| BOEING CO | 097023204 | DEP CONV PFD A | 710 | $43,000 | dollars as filed | principal |
| UNITED STS NAT GAS FD LP | 912318409 | UNIT PAR | 2,519 | $43,000 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 7,000 | $43,000 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 505 | $43,000 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 2,069 | $43,000 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 4,467 | $42,000 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 22,126 | $42,000 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 9,977 | $42,000 | dollars as filed | |
| DAVE INC | 23834J201 | CLASS A COM NEW | 485 | $42,000 | dollars as filed | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 1,303 | $42,000 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 5,500 | $42,000 | dollars as filed | |
| MEDICUS PHARMA LTD | 58471K202 | COM | 17,100 | $42,000 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 12,405 | $42,000 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 4,524 | $42,000 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 4,904 | $41,000 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 4,111 | $41,000 | dollars as filed | |
| CAPITOL SER TR | 14064D550 | FAIRLEAD TACTICA | 1,510 | $41,000 | dollars as filed | |
| ISHARES TR | 46438G612 | LARG CAP JUN ETF | 1,573 | $41,000 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 53,566 | $41,000 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 12,363 | $41,000 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 3,233 | $41,000 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 18,382 | $40,000 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 34,760 | $40,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 6,117 | $40,000 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 2,938 | $40,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 30,727 | $40,000 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 2,839 | $40,000 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 3,745 | $40,000 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 17,000 | $40,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 1,443 | $40,000 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 1,600 | $40,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J750 | INTL HIGH ETF | 1,447 | $40,000 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 20,753 | $40,000 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,055 | $40,000 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 4,722 | $40,000 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 573 | $40,000 | dollars as filed | principal |
| TREDEGAR CORP | 894650100 | COM | 5,071 | $39,000 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 5,124 | $39,000 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 7,880 | $39,000 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 5,603 | $39,000 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 17,078 | $39,000 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 7,245 | $39,000 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 2,043 | $39,000 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W207 | COM NEW | 514 | $39,000 | dollars as filed | |
| LIFEZONE HOLDINGS LTD | G5568L109 | COMMON STOCK | 5,539 | $39,000 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 13,194 | $39,000 | dollars as filed | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,038 | $39,000 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 15,426 | $39,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N718 | LADDE S&P 12 ETF | 1,478 | $39,000 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,393 | $39,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 1,330 | $39,000 | dollars as filed | |
| Couchbase Inc | 22207T101 | Common Stock | 2,478 | $39,000 | dollars as filed | |
| HOOKIPA PHARMA INC | 43906K209 | COM NEW | 19,393 | $39,000 | dollars as filed | |
| KINIKSA PHARMACEUTICALS INTL P ORD SHS CL A | G52694109 | Stock | 1,894 | $38,000 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 8,342 | $38,000 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 2,170 | $38,000 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 22,514 | $38,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 866 | $38,000 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 817 | $38,000 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 621 | $38,000 | dollars as filed | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 1,188 | $38,000 | dollars as filed | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 17,500 | $38,000 | dollars as filed | |
| INVESCO ESG NASDAQ 100 ETF | 46138G540 | ETF | 1,100 | $38,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 380 | $38,000 | dollars as filed | |
| EA SERIES TRUST | 02072L227 | RESH AFF DEL ETF | 1,500 | $38,000 | dollars as filed | |
| IMUNON INC | 15117N602 | COM | 40,097 | $38,000 | dollars as filed | |
| VANGUARD SHORT-TERM TAX EXEMPT BOND ETF | 921935870 | ETF | 374 | $37,000 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 4,119 | $37,000 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 16,666 | $37,000 | dollars as filed | |
| NUVEEN CHURCHILL DIRECT LEND | 67090S108 | COM SHS | 2,200 | $37,000 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 17,275 | $37,000 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 3,560 | $37,000 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 2,312 | $37,000 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 856 | $37,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 1,100 | $37,000 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 10,843 | $37,000 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 2,700 | $37,000 | dollars as filed | |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 11,441 | $37,000 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 2,677 | $37,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N715 | MACRO STRATEGY | 1,809 | $37,000 | dollars as filed | |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 14,258 | $36,000 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,133 | $36,000 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 17,669 | $36,000 | dollars as filed | |
| KINDERCARE LEARNING COMPANIES COM | 49456W105 | Stock | 2,027 | $36,000 | dollars as filed | |
| SI BONE INC | 825704109 | COM | 2,593 | $36,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 900 | $36,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 1,000 | $36,000 | dollars as filed | |
| SEAPORT ENTERTAINMENT GROUP | 812215200 | COMMON STOCK | 1,320 | $36,000 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 7,205 | $36,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,703 | $36,000 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 3,949 | $36,000 | dollars as filed | |
| APOGEE THERAPEUTICS INC COM | 03770N101 | Stock | 776 | $35,000 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,124 | $35,000 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 3,906 | $35,000 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 4,458 | $35,000 | dollars as filed | |
| Bondbloxx Bloomberg 2 Year Target Duration US Treasury | 09789C853 | ETF | 715 | $35,000 | dollars as filed | |
| SUNRISE RLTY TR INC | 867981102 | COM | 2,497 | $35,000 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,662 | $35,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V567 | GLOBAL CR ETF | 661 | $35,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N205 | S&P 500 BUFFER | 1,257 | $35,000 | dollars as filed | |
| NEURAXIS INC | 64134X201 | COM | 15,101 | $35,000 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125784 | KOREA ACTIVE ETF | 1,707 | $35,000 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 7,387 | $35,000 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 10,072 | $34,000 | dollars as filed | |
| FRONTVIEW REIT INC COM | 35922N100 | REIT | 1,850 | $34,000 | dollars as filed | |
| VANGUARD MUN BD FDS | 922907696 | SHORT TAX EXEMPT | 450 | $34,000 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 26,787 | $34,000 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 8,412 | $34,000 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 12,616 | $34,000 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,475 | $34,000 | dollars as filed | |
| SPROTT FDS TR | 85208P501 | JR COPPER MINERS | 1,855 | $34,000 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 500 | $34,000 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 776 | $34,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 1,361 | $34,000 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 4,150 | $34,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 691 | $34,000 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,000 | $33,000 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 3,903 | $33,000 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 93,080 | $33,000 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 19,092 | $33,000 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 16,595 | $33,000 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 1,217 | $33,000 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 1,893 | $33,000 | dollars as filed | |
| Sawgrass U.S. Large C | 26922B477 | AAM SAWGRASS US | 1,648 | $33,000 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 1,126 | $33,000 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 34,000 | $33,000 | dollars as filed | principal |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 705 | $33,000 | dollars as filed | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 2,992 | $33,000 | dollars as filed | |
| SEPTERNA INC COM | 81734D104 | Stock | 1,398 | $32,000 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 2,030 | $32,000 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 1,923 | $32,000 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 6,185 | $32,000 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 1,666 | $32,000 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 17,165 | $32,000 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 5,688 | $32,000 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 24,801 | $32,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 1,000 | $32,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y301 | US EQUITY ACCELE | 950 | $32,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y889 | US EQT ACLRTD 9 | 950 | $32,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 456 | $32,000 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,290 | $32,000 | dollars as filed | |
| COLUMBIA U.S. EQUITY INCOME ETF | 19761L854 | ETF | 700 | $31,000 | dollars as filed | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 246 | $31,000 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 466 | $31,000 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,148 | $31,000 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 6,122 | $31,000 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 964 | $31,000 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,779 | $31,000 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 3,333 | $31,000 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 382 | $31,000 | dollars as filed | |
| SMARTBIRD INC CLASS A | 01675A208 | COMMON STOCK | 4,517 | $31,000 | dollars as filed | |
| ISHARES TR | 46436E411 | PARI ALI CLI ETF | 474 | $31,000 | dollars as filed | |
| HERITAGE DISTILLING HLDG CO | 42727R104 | COM | 18,171 | $31,000 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1,200 | $30,000 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,074 | $30,000 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 2,816 | $30,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092113 | ENHANCED LARGE | 900 | $30,000 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 8,226 | $30,000 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 5,997 | $30,000 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 8,574 | $30,000 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 2,269 | $30,000 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 13,619 | $30,000 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,293 | $30,000 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 4,658 | $30,000 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 2,986 | $30,000 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 750 | $30,000 | dollars as filed | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 649 | $30,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,600 | $30,000 | dollars as filed | |
| CSP INC | 126389105 | CMN | 1,900 | $30,000 | dollars as filed | |
| KIMCO REALTY CORP | 49446R687 | DP CV CL N 7.25% | 500 | $30,000 | dollars as filed | principal |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 17,360 | $30,000 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 3,374 | $29,000 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 350 | $29,000 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 2,718 | $29,000 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 3,273 | $29,000 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 8,120 | $29,000 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 18,900 | $29,000 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 11,800 | $29,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2,100 | $29,000 | dollars as filed | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 3,065 | $29,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 4,672 | $29,000 | dollars as filed | |
| BRIGHT MINDS BIOSCIENCES INC | 10919W405 | COMMON STOCK | 818 | $29,000 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 9,100 | $29,000 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 912 | $29,000 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 2,496 | $29,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 340 | $29,000 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L404 | TOTA RETU BD ETF | 1,157 | $29,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 605 | $29,000 | dollars as filed | principal |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 484 | $29,000 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 1,200 | $29,000 | dollars as filed | principal |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 1,005 | $29,000 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 4,140 | $29,000 | dollars as filed | |
| DONEGAL GROUP INC | 257701300 | CL B | 2,078 | $29,000 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 4,250 | $28,000 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 1,776 | $28,000 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 2,319 | $28,000 | dollars as filed | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 754 | $28,000 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 1,508 | $28,000 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 3,074 | $28,000 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 5,827 | $28,000 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 5,148 | $28,000 | dollars as filed | |
| TCW ETF TRUST | 29287L601 | DURABLE GROWTH | 857 | $28,000 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,825 | $28,000 | dollars as filed | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 900 | $28,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 414 | $28,000 | dollars as filed | |
| ISHARES TR | 46436E429 | MSCI CHINA MLTSE | 1,526 | $28,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $28,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 351 | $28,000 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 7,350 | $27,000 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 2,601 | $27,000 | dollars as filed | |
| NUTEX HEALTH INC | 67079U306 | COM | 859 | $27,000 | dollars as filed | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 4,964 | $27,000 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 4,229 | $27,000 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 527 | $27,000 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,735 | $27,000 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 5,047 | $27,000 | dollars as filed | |
| LISTED FDS TR | 53656F268 | WAHED DOW JONES | 1,150 | $27,000 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 14,601 | $27,000 | dollars as filed | |
| CYBIN INC | 23256X407 | COM NEW | 3,030 | $27,000 | dollars as filed | |
| NEUMORA THERAPEUTICS INC. | 640979100 | COM | 2,599 | $27,000 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 2,025 | $27,000 | dollars as filed | |
| MORGAN STANLEY PATHWAY FDS | 61769L858 | LARGE CAP EQTY | 565 | $27,000 | dollars as filed | |
| DBX ETF TR | 23306X886 | XTRA SE SELE ETF | 906 | $27,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 708 | $27,000 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 18,131 | $27,000 | dollars as filed | |
| ADVISORS SER TR | 00770X261 | VEGTECH FOOD INN | 1,597 | $27,000 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 7,200 | $26,000 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 2,282 | $26,000 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 799 | $26,000 | dollars as filed | |
| BICARA THERAPEUTICS INC | 055477103 | COM | 1,524 | $26,000 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 1,600 | $26,000 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 4,154 | $26,000 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 2,471 | $26,000 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 2,640 | $26,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-004660 | this filing | 2025-02-14 | acceptance time not in the bulk data set |