13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-02-13, with 208 holding rows worth $4,334,826,331.
- Accession
- 0001140361-25-004367
- Filer
- CIK 1097278
- Filed
- 2025-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A holdings report, 209 entries on the cover page, a total value of $4,334,826,331 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,334,826,331 with VALUE read as dollars as filed, 13F file number 028-05049. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 174,486 | $211,566,049 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 173,866 | $206,026,455 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAM2 | NOTE 0.875%12/0 | 146,106,000 | $161,447,130 | dollars as filed | principal |
| DEXCOM INC | 252131AM9 | NOTE 0.375% 5/1 | 125,689,000 | $113,046,538 | dollars as filed | principal |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 103,506,000 | $108,344,969 | dollars as filed | principal |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 87,270,000 | $99,662,340 | dollars as filed | principal |
| CMS ENERGY CORP | 125896BX7 | NOTE 3.375% 5/0 | 88,531,000 | $92,116,519 | dollars as filed | principal |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 1,063,353 | $91,994,703 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189TBD8 | NOTE 4.250% 8/1 | 83,748,000 | $85,967,423 | dollars as filed | principal |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 72,743,000 | $77,725,926 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 70,220,000 | $74,826,424 | dollars as filed | principal |
| BOEING CO | 097023204 | DEP CONV PFD A | 1,182,833 | $72,886,171 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 83,926,000 | $71,840,656 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 69,290,000 | $71,386,063 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F713 | CONV | 1,694,815 | $69,465,682 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 61,325,000 | $67,488,236 | dollars as filed | principal |
| PG&E CORP | 69331CAL2 | NOTE 4.250%12/0 | 61,943,000 | $67,486,909 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 25,132,000 | $66,409,757 | dollars as filed | principal |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 64,257,000 | $66,184,710 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 67,818,000 | $64,105,015 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 67,748,000 | $63,547,624 | dollars as filed | principal |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 62,299,000 | $62,953,193 | dollars as filed | principal |
| BOFA FIN LLC | 09709UV70 | MTNF 0.600% 5/2 | 60,515,000 | $61,937,151 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 61,046,000 | $60,863,918 | dollars as filed | principal |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 58,394,000 | $52,116,744 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAN1 | NOTE 1.125% 2/1 | 52,011,000 | $50,973,310 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 51,544,000 | $50,049,224 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 65,441,000 | $47,853,775 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 47,120,000 | $47,608,912 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC | 76954AAD5 | NOTE 3.625%10/1 | 51,829,000 | $46,542,442 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 41,231,000 | $44,567,189 | dollars as filed | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 40,315,000 | $44,372,253 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 43,757,000 | $44,032,644 | dollars as filed | principal |
| ARES MANAGEMENT CORPORATION | 03990B309 | CMN | 775,783 | $43,591,247 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 40,750,000 | $42,380,000 | dollars as filed | principal |
| EVOLENT HEALTH INC | 30050BAH4 | NOTE 3.500%12/0 | 48,895,000 | $41,590,076 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 45,275,000 | $40,634,401 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 38,315,000 | $40,231,878 | dollars as filed | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 41,680,000 | $39,200,110 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 36,843,000 | $38,293,716 | dollars as filed | principal |
| WESTERN DIGITAL CORP | 958102AT2 | NOTE 3.000%11/1 | 28,746,000 | $38,232,180 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 43,462,000 | $38,159,636 | dollars as filed | principal |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 37,389,000 | $37,089,888 | dollars as filed | principal |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 34,727,000 | $36,529,382 | dollars as filed | principal |
| NEW MTN FIN CORP | 647551AE0 | BOND | 35,157,000 | $35,401,912 | dollars as filed | principal |
| IONIS PHARMACEUTICALS INC | 462222AF7 | NOTE 1.750% 6/1 | 35,362,000 | $34,889,753 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F663 | CMN | 697,558 | $33,901,736 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 40,850,000 | $33,497,000 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 34,383,000 | $30,979,083 | dollars as filed | principal |
| HEWLETT PACKARD ENTERPRISE C | 42824C208 | CMN | 475,551 | $29,645,686 | dollars as filed | |
| TETRA TECH INC NEW | 88162GAB9 | DBCV 2.250% 8/1 | 24,261,000 | $28,559,295 | dollars as filed | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 32,721,000 | $28,245,980 | dollars as filed | principal |
| ENOVIS CORPORATION | 194014AB2 | NOTE 3.875%10/1 | 26,389,000 | $27,998,729 | dollars as filed | principal |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 65,553,000 | $27,492,926 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 25,732,000 | $25,397,484 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 25,619,000 | $24,978,525 | dollars as filed | principal |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 28,679,000 | $24,943,544 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 29,178,000 | $24,637,198 | dollars as filed | principal |
| PG&E CORP | 69331C306 | CMN | 493,304 | $24,446,500 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 29,096,000 | $24,077,038 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 22,763,000 | $23,346,342 | dollars as filed | principal |
| NABORS INDS INC | 62957HAL9 | NOTE 1.750% 6/1 | 31,208,000 | $22,722,546 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 19,371,000 | $22,677,987 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 23,033,000 | $21,503,597 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 16,319,000 | $21,422,772 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 21,344,000 | $20,693,114 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 19,865,000 | $19,044,746 | dollars as filed | principal |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 18,384,000 | $18,901,054 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 20,000,000 | $18,660,000 | dollars as filed | principal |
| RAPID7 INC | 753422AH7 | NOTE 1.250% 3/1 | 19,336,000 | $18,381,796 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 21,963,000 | $18,064,570 | dollars as filed | principal |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 23,139,000 | $17,962,816 | dollars as filed | principal |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 17,207,000 | $17,740,417 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 18,797,000 | $17,434,222 | dollars as filed | principal |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 17,715,000 | $17,015,900 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 12,324,000 | $16,814,250 | dollars as filed | principal |
| FLUOR CORP | 343412AJ1 | NOTE 1.125% 8/1 | 12,607,000 | $15,903,740 | dollars as filed | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 12,650,000 | $15,755,580 | dollars as filed | principal |
| SOUTHERN CO | 842587DP9 | NOTE 3.875%12/1 | 14,847,000 | $15,615,334 | dollars as filed | principal |
| PAGERDUTY INC | 69553PAD2 | NOTE 1.500%10/1 | 14,804,000 | $14,463,508 | dollars as filed | principal |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 30,370,000 | $14,137,269 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AD8 | NOTE 1.250%12/1 | 9,292,000 | $13,947,292 | dollars as filed | principal |
| SEAGATE HDD CAYMAN | 81180WBL4 | NOTE 3.500% 6/0 | 10,534,000 | $12,698,741 | dollars as filed | principal |
| HERBALIFE LTD | 42703MAF0 | NOTE 4.250% 6/1 | 16,023,000 | $12,518,773 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAH7 | NOTE 2.625% 2/1 | 31,683,000 | $12,044,473 | dollars as filed | principal |
| Viavi Solutions Inc | 925550AH8 | Convertible bond | 11,564,000 | $11,853,100 | dollars as filed | principal |
| WORKIVA INC | 98139AAD7 | NOTE 1.250% 8/1 | 11,000,000 | $11,684,750 | dollars as filed | principal |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 10,287,000 | $11,109,960 | dollars as filed | principal |
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 269,216 | $10,926,618 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 8,798,000 | $10,671,974 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 10,546,000 | $10,477,451 | dollars as filed | principal |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 4,061,000 | $10,236,310 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 4,630,000 | $9,555,165 | dollars as filed | principal |
| Capital Southwest Corp | 140501AE7 | Convertible Bond | 9,550,000 | $9,210,982 | dollars as filed | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 9,349,000 | $9,103,643 | dollars as filed | principal |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 6,386,000 | $8,523,719 | dollars as filed | principal |
| H World Group Ltd | 44332NAB2 | Convertible bond | 7,464,000 | $7,928,908 | dollars as filed | principal |
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 7,094,000 | $7,343,153 | dollars as filed | principal |
| LITHIUM ARGENTINA AG | 53680QAA6 | NOTE 1.750% 1/1 | 8,993,000 | $6,940,797 | dollars as filed | principal |
| Bloom Energy Corp | 093712AK3 | Bond | 4,520,000 | $6,248,903 | dollars as filed | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 6,398,000 | $6,190,065 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 6,603,000 | $6,048,348 | dollars as filed | principal |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 3,285,000 | $5,816,102 | dollars as filed | principal |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 6,057,000 | $5,614,201 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 5,769,000 | $5,601,060 | dollars as filed | principal |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 2,224,000 | $5,468,816 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 5,147,000 | $5,332,292 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 5,515,000 | $5,280,705 | dollars as filed | principal |
| BrightSpring Health Services Inc | 10950A205 | Preferred Shares | 82,717 | $5,149,604 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 3,950,000 | $5,000,700 | dollars as filed | principal |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 66,804 | $4,728,931 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 4,160,000 | $4,656,674 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 983,000 | $4,557,560 | dollars as filed | principal |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 4,229,000 | $4,484,855 | dollars as filed | principal |
| United Parcel Service,Inc. Class B | 911312106 | COM | 33,000 | $4,161,300 | dollars as filed | |
| SPY | 78462F103 | SHS | 7,000 | $4,102,560 | dollars as filed | put |
| PG&E CORP COM | 69331C108 | Stock | 200,000 | $4,036,000 | dollars as filed | put |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 4,449,000 | $3,930,730 | dollars as filed | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 3,100,000 | $3,929,405 | dollars as filed | principal |
| FIRSTENERGY CORP | 337932AR8 | NOTE 4.000% 5/0 | 3,793,000 | $3,825,240 | dollars as filed | principal |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 20,000 | $3,726,600 | dollars as filed | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 3,712,000 | $3,706,432 | dollars as filed | principal |
| Lowes Companies,Inc. | 548661107 | COM | 15,000 | $3,702,000 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100,000 | $3,399,000 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 2,600,000 | $3,395,600 | dollars as filed | principal |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 3,348,000 | $3,297,780 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 3,373,000 | $3,208,612 | dollars as filed | principal |
| AbbVie,Inc. | 00287Y109 | COM | 18,000 | $3,198,600 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 19,000 | $3,112,770 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAF4 | BOND | 2,986,000 | $3,039,748 | dollars as filed | principal |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 200,000 | $2,984,000 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749AB7 | NOTE 4.000% 5/0 | 1,954,000 | $2,982,299 | dollars as filed | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 1,145,000 | $2,943,795 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 2,886,000 | $2,935,784 | dollars as filed | principal |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 25,000 | $2,881,000 | dollars as filed | |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 3,225,000 | $2,878,313 | dollars as filed | principal |
| MACYS INC COM | 55616P104 | Stock | 170,000 | $2,878,100 | dollars as filed | call |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 2,891,000 | $2,867,511 | dollars as filed | principal |
| Citigroup Inc. | 172967424 | COM | 40,000 | $2,815,600 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 3,000,000 | $2,791,500 | dollars as filed | principal |
| Cigna Corporation | 125523100 | COM | 10,000 | $2,761,400 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAD6 | NOTE 1.750% 8/1 | 3,044,000 | $2,734,274 | dollars as filed | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 2,900,000 | $2,697,145 | dollars as filed | principal |
| General Electric Company | 369604301 | COM | 16,000 | $2,668,640 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 3,300,000 | $2,647,106 | dollars as filed | principal |
| Amgen Inc. | 031162100 | COM | 10,000 | $2,606,400 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 2,604,000 | $2,588,376 | dollars as filed | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 25,000 | $2,487,000 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 15,000 | $2,443,950 | dollars as filed | |
| GROUPON INC | 399473AH0 | NOTE 6.250% 3/1 | 2,468,000 | $2,363,110 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 2,688,000 | $2,306,304 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 1,442,000 | $2,239,426 | dollars as filed | principal |
| Verizon Communications Inc | 92343V104 | COM | 55,000 | $2,199,450 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 25,000 | $2,197,000 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 5,000 | $2,107,500 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 1,437,000 | $2,055,844 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 2,175,000 | $2,035,256 | dollars as filed | principal |
| TARGET CORP COM | 87612E106 | Stock | 15,000 | $2,027,700 | dollars as filed | |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 2,070,000 | $1,972,281 | dollars as filed | principal |
| BITDEER TECHNOLOGIES GROUP | 09175RAA8 | Fixed Income | 705,000 | $1,966,520 | dollars as filed | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 1,963,000 | $1,907,840 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 1,838,000 | $1,828,350 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 1,980,000 | $1,787,940 | dollars as filed | principal |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 2,115,000 | $1,737,487 | dollars as filed | principal |
| Uber Technologies | 90353T100 | COM | 28,000 | $1,688,960 | dollars as filed | put |
| THE REALREAL INC | 88339PAD3 | CNV | 2,114,000 | $1,658,384 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 1,713,000 | $1,589,664 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 1,550,000 | $1,495,750 | dollars as filed | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 1,410,000 | $1,276,896 | dollars as filed | principal |
| Wayfair Inc | 94419LAR2 | Convertible bond | 1,000,000 | $1,250,000 | dollars as filed | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 1,160,000 | $1,093,496 | dollars as filed | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 1,058,000 | $1,020,705 | dollars as filed | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 1,058,000 | $999,810 | dollars as filed | principal |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 300,000 | $990,000 | dollars as filed | call |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 979,000 | $971,167 | dollars as filed | principal |
| GAP INC COM | 364760108 | Stock | 40,000 | $945,200 | dollars as filed | call |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 928,000 | $871,774 | dollars as filed | principal |
| TERAWULF INC | 88080T104 | COM | 150,000 | $849,000 | dollars as filed | call |
| SPIRIT AEROSYSTEMS INC | 85205TAQ3 | CNV | 600,000 | $814,500 | dollars as filed | principal |
| OPPFI INC | 68386H103 | COMMON STOCK | 100,000 | $766,000 | dollars as filed | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,000 | $679,700 | dollars as filed | call |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 583,000 | $677,388 | dollars as filed | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 679,000 | $668,815 | dollars as filed | principal |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 7,500 | $499,575 | dollars as filed | put |
| LYFT INC | 55087P104 | CL A COM | 35,000 | $451,500 | dollars as filed | call |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 100,000 | $445,000 | dollars as filed | call |
| VERITONE INC | 92347MAB6 | NOTE 1.750%11/1 | 1,057,000 | $432,873 | dollars as filed | principal |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 100,000 | $405,000 | dollars as filed | call |
| JETBLUE AWYS CORP | 477143101 | COM | 50,000 | $393,000 | dollars as filed | call |
| WOLFSPEED INC | 977852102 | COM | 50,000 | $333,000 | dollars as filed | call |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,300 | $322,790 | dollars as filed | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 10,000 | $309,800 | dollars as filed | call |
| TPI COMPOSITES INC | 87266jab0 | FIXED | 1,072,000 | $273,360 | dollars as filed | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,721 | $271,950 | dollars as filed | |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 2,105,000 | $189,450 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 153,000 | $184,294 | dollars as filed | principal |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 42,800 | $170,344 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 20,000 | $157,400 | dollars as filed | call |
| RIOT PLATFORMS INC | 767292105 | COM | 14,898 | $152,109 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,000 | $149,470 | dollars as filed | call |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 100,000 | $123,691 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 106,000 | $98,766 | dollars as filed | principal |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 90,000 | $97,246 | dollars as filed | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 7,584 | $95,483 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAD7 | BOND | 92,000 | $91,466 | dollars as filed | principal |
| TPI Composites Inc | 87266J104 | Common Stock | 35,000 | $66,150 | dollars as filed | call |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 7,200 | $38,232 | dollars as filed | call |
| TPI Composites Inc | 87266J104 | Common Stock | 17,700 | $33,453 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-004367 | this filing | 2025-02-13 | acceptance time not in the bulk data set |