13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2024-06-30, filed 2024-11-06, with 7,430 holding rows worth $439,072,117,000.
- Accession
- 0001140361-24-045394
- Filer
- CIK 1000275
- Filed
- 2024-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, amendment of type restatement, 27,209 entries on the cover page, a total value of $439,072,117,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $439,072,117,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WK KELLOGG CO | 92942W107 | COM SHS | 57,290 | $944,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 8,289 | $943,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 18,002 | $942,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 36,660 | $941,000 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 1,050,000 | $940,000 | dollars as filed | principal |
| SKYWARD SPECIALTY INS GROUP | 830940102 | COM | 25,939 | $938,000 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 217,374 | $937,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 23,055 | $936,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 114,859 | $936,000 | dollars as filed | |
| NEOS ETF TRUST | 78433H303 | NEOS S&P 500 HI | 18,606 | $933,000 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 173,302 | $932,000 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 24,000 | $932,000 | dollars as filed | put |
| BRAZE INC | 10576N102 | COM CL A | 24,000 | $932,000 | dollars as filed | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 14,793 | $930,000 | dollars as filed | |
| CAE INC COM | 124765108 | Stock | 50,000 | $929,000 | dollars as filed | put |
| SONOS INC | 83570H108 | COM | 62,783 | $928,000 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 69,782 | $928,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 19,799 | $926,000 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 11,019 | $925,000 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 32,697 | $925,000 | dollars as filed | |
| ISHARES TR | 46436E148 | IBONDS DEC 2033 | 38,463 | $924,000 | dollars as filed | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 14,806 | $923,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 22,631 | $921,000 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 64,263 | $921,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 20,980 | $918,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 140,539 | $917,000 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 46,703 | $916,000 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 14,043 | $916,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 44,294 | $913,000 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,016 | $912,000 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 92,500 | $912,000 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 25,810 | $911,000 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 151,652 | $911,000 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 87,997 | $910,000 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 311,442 | $910,000 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 311,172 | $909,000 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 86,931 | $909,000 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 29,645 | $906,000 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 49,525 | $904,000 | dollars as filed | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 39,880 | $903,000 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 596,901 | $902,000 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 77,723 | $902,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 21,556 | $902,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 23,377 | $900,000 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 84,258 | $897,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 40,518 | $895,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729102 | SUSTAINABLE LEAD | 27,491 | $890,000 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 320,983 | $889,000 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 116,215 | $888,000 | dollars as filed | |
| PROSHARES TR | 74347G234 | NASDAQ 100 HIGH | 20,761 | $886,000 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 72,170 | $886,000 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 61,891 | $886,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 232,667 | $886,000 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 36,042 | $885,000 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 155,368 | $884,000 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 250,601 | $882,000 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 16,250 | $881,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 32,396 | $880,000 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 21,342 | $879,000 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 29,968 | $877,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,979 | $877,000 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 36,095 | $877,000 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 34,336 | $876,000 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 75,000 | $875,000 | dollars as filed | call |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 41,772 | $873,000 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 41,767 | $873,000 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 37,548 | $869,000 | dollars as filed | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 27,210 | $869,000 | dollars as filed | |
| GRAIL INC | 384747101 | COM | 56,594 | $869,000 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 108,472 | $868,000 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 82,568 | $868,000 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 34,173 | $868,000 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 33,367 | $867,000 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 10,000 | $866,000 | dollars as filed | put |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 10,000 | $866,000 | dollars as filed | call |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 19,258 | $866,000 | dollars as filed | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 339,703 | $866,000 | dollars as filed | |
| MGE ENERGY INC | 55277P104 | COM | 11,579 | $865,000 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 55,861 | $862,000 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 212,733 | $861,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 22,350 | $861,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 54,662 | $859,000 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 22,752 | $855,000 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 9,764 | $854,000 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 39,394 | $854,000 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 7,130 | $854,000 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 79,881 | $854,000 | dollars as filed | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 36,260 | $851,000 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 63,885 | $849,000 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 13,445 | $848,000 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 23,065 | $846,000 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 19,247 | $846,000 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 92,600 | $845,000 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 13,353 | $844,000 | dollars as filed | |
| SPARTANNASH CO | 847215100 | COM | 44,968 | $844,000 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 32,229 | $843,000 | dollars as filed | |
| STRUCTURE THERAPEUTICS INC COMP | 86366E106 | EQUITY | 21,454 | $843,000 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 109,245 | $842,000 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 100,924 | $842,000 | dollars as filed | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 14,311 | $841,000 | dollars as filed | |
| ASTEC INDS INC | 046224101 | COM | 28,295 | $840,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 18,490 | $840,000 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 119,761 | $839,000 | dollars as filed | |
| COVISTA INC | 00737L103 | COM | 12,258 | $836,000 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 72,225 | $835,000 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 11,031 | $832,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 18,574 | $832,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 17,501 | $831,000 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 72,001 | $830,000 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 181,761 | $829,000 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 36,120 | $829,000 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 7,877 | $827,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 19,451 | $827,000 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 37,708 | $825,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q781 | EQUITY FOCUS ETF | 13,210 | $824,000 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 33,322 | $823,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 29,008 | $823,000 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 6,725 | $822,000 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 17,351 | $821,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 22,802 | $821,000 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 13,434 | $820,000 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 52,205 | $820,000 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 25,217 | $818,000 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 156,891 | $817,000 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 742,009 | $817,000 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 44,448 | $813,000 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 83,245 | $812,000 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 99,474 | $809,000 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 49,687 | $808,000 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 13,272 | $806,000 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 28,487 | $803,000 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 80,275 | $803,000 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 20,483 | $803,000 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 5,000 | $802,000 | dollars as filed | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 30,112 | $799,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 17,274 | $796,000 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 98,514 | $794,000 | dollars as filed | |
| WERNER ENTERPRISES INC | 950755108 | COM | 22,165 | $794,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 39,788 | $793,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 42,894 | $792,000 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 37,648 | $788,000 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 81,001 | $788,000 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 73,943 | $787,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 17,959 | $786,000 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 10,800 | $785,000 | dollars as filed | call |
| MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD | 61559X104 | Stock | 17,836 | $784,000 | dollars as filed | |
| VALUED ADVISERS TR | 92046L353 | KOVITZ CORE EQT | 36,167 | $784,000 | dollars as filed | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 709,000 | $784,000 | dollars as filed | principal |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 31,528 | $783,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 31,086 | $782,000 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 251,372 | $779,000 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 112,765 | $778,000 | dollars as filed | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 5,150 | $774,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 32,848 | $774,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 28,159 | $774,000 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 76,375 | $774,000 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 43,824 | $773,000 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 53,464 | $773,000 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 26,265 | $772,000 | dollars as filed | |
| ADDUS HOMECARE CORP | 006739106 | COM | 6,634 | $771,000 | dollars as filed | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 17,540 | $771,000 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 63,700 | $770,000 | dollars as filed | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 47,643 | $769,000 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 966,000 | $769,000 | dollars as filed | principal |
| HIBBETT INC | 428567101 | COM | 8,820 | $769,000 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 43,108 | $767,000 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 124,345 | $767,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B527 | BAHL GA GROW ETF | 27,464 | $766,000 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 62,070 | $766,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 15,167 | $764,000 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 20,000 | $763,000 | dollars as filed | put |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 51,920 | $762,000 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 20,000 | $761,000 | dollars as filed | put |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 15,163 | $760,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 22,666 | $759,000 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 12,499 | $759,000 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 8,460 | $758,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 47,965 | $758,000 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 34,013 | $758,000 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 88,582 | $757,000 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 10,000 | $754,000 | dollars as filed | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 268,724 | $752,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 33,971 | $752,000 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 30,437 | $752,000 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 32,777 | $752,000 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 15,353 | $751,000 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 47,228 | $750,000 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 47,861 | $750,000 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 36,611 | $748,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 18,279 | $747,000 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 26,770 | $747,000 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 27,269 | $746,000 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 91,077 | $744,000 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 33,687 | $744,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 11,113 | $744,000 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 55,073 | $743,000 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 138,424 | $742,000 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 15,272 | $741,000 | dollars as filed | |
| LISTED FDS TR | 53656F383 | SPEAR ALPHA ETF | 31,408 | $741,000 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 20,421 | $738,000 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 16,667 | $737,000 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 21,760 | $736,000 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 151,640 | $735,000 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 238,808 | $735,000 | dollars as filed | |
| ASTERA LABS INC COM | 04626A103 | COM | 12,132 | $734,000 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 38,042 | $734,000 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 53,636 | $734,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 327,533 | $734,000 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 60,319 | $734,000 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 52,177 | $730,000 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 52,083 | $729,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 13,235 | $729,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 11,137 | $728,000 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 105,986 | $727,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 16,366 | $727,000 | dollars as filed | |
| BIRKENSTOCK HOLDING PLC | M2029K104 | COM SHS | 13,365 | $727,000 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 8,161 | $726,000 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 73,112 | $726,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 32,703 | $725,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 15,264 | $723,000 | dollars as filed | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 12,613 | $722,000 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 20,384 | $721,000 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 73,402 | $720,000 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 40,747 | $719,000 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 71,675 | $719,000 | dollars as filed | |
| GLOBAL X FDS | 37960A644 | EMERGING MKT GRT | 26,594 | $719,000 | dollars as filed | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 32,588 | $717,000 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 40,861 | $717,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 27,255 | $716,000 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 53,125 | $715,000 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 14,029 | $713,000 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 86,350 | $713,000 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 111,568 | $713,000 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 46,253 | $712,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 243,877 | $712,000 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 152,188 | $711,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 5,329 | $711,000 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 29,455 | $710,000 | dollars as filed | |
| BOWHEAD SPECIALTY HOLDINGS I | 10240L102 | COMMON STOCK | 27,959 | $708,000 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 26,556 | $708,000 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 190,453 | $707,000 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 24,702 | $704,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 8,340 | $703,000 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 18,861 | $703,000 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 40,648 | $701,000 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 82,409 | $701,000 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 12,760 | $700,000 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 7,119 | $699,000 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 19,723 | $699,000 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 11,525 | $698,000 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 64,045 | $697,000 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 83,651 | $695,000 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 33,936 | $695,000 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 101,797 | $694,000 | dollars as filed | |
| CHIMERA INVT CORP | 16934Q802 | COM SHS | 54,195 | $694,000 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 52,947 | $693,000 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 17,217 | $692,000 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 53,173 | $690,000 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 53,960 | $689,000 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,826 | $689,000 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 124,243 | $688,000 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 60,101 | $687,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 18,630 | $686,000 | dollars as filed | |
| EUPRAXIA PHARMACEUTICALS INC | 29842P105 | COM 298736 AL 3 EURONET WORLDWIDE INC NOTE 0.750% 3/1 | 265,744 | $686,000 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 11,111 | $685,000 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 66,737 | $685,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 25,133 | $685,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 19,817 | $684,000 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 35,733 | $682,000 | dollars as filed | |
| GLOBAL X FDS | 37960A453 | RUSSELL 2000 ETF | 8,534 | $682,000 | dollars as filed | |
| BRIGHTSPRING HEALTH SVCS | 10950A106 | COM | 59,760 | $680,000 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 35,104 | $678,000 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 129,578 | $678,000 | dollars as filed | |
| ISHARES TR | 464288125 | 3YRTB ETF | 9,749 | $678,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 23,882 | $675,000 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 22,534 | $674,000 | dollars as filed | |
| VSE CORP COM | 918284100 | Stock | 7,637 | $674,000 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 25,567 | $672,000 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 68,211 | $668,000 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 45,930 | $668,000 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 57,594 | $666,000 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 65,254 | $666,000 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 5,033 | $665,000 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 7,145 | $665,000 | dollars as filed | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 31,883 | $664,000 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 70,937 | $660,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y368 | CMN | 21,635 | $660,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 15,263 | $659,000 | dollars as filed | |
| BANNER CORP | 06652V208 | COM NEW | 13,215 | $655,000 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 10,000 | $654,000 | dollars as filed | put |
| BONDBLOXX ETF TRUST | 09789C788 | BLOOMBERG SIX MN | 13,003 | $654,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 91,197 | $654,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V732 | EMERGING MKTS CO | 24,485 | $654,000 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 12,031 | $652,000 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 60,344 | $652,000 | dollars as filed | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 11,381 | $652,000 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 8,672 | $652,000 | dollars as filed | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 10,490 | $651,000 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 191,890 | $649,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 30,265 | $649,000 | dollars as filed | |
| BUZZFEED INC | 12430A300 | CL A NEW | 235,200 | $649,000 | dollars as filed | put |
| KNOW LABS INC | 499238103 | COM NEW | 1,582,429 | $649,000 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 15,520 | $646,000 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 647,463 | $646,000 | dollars as filed | |
| QIAGEN NV | N72482149 | COMMON STOCK-FO | 15,699 | $646,000 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 670,000 | $646,000 | dollars as filed | principal |
| BLOCK INC CL A | 852234103 | Stock | 10,000 | $645,000 | dollars as filed | call |
| AMEDISYS INC | 023436108 | COM | 7,017 | $645,000 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 44,244 | $645,000 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 691,000 | $645,000 | dollars as filed | principal |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 16,597 | $644,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 27,422 | $644,000 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 117,391 | $643,000 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 39,989 | $642,000 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 602,000 | $641,000 | dollars as filed | principal |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,765 | $640,000 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 64,130 | $639,000 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 46,036 | $639,000 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 273,756 | $638,000 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 9,650 | $638,000 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 44,878 | $636,000 | dollars as filed | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 11,650 | $635,000 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 24,567 | $634,000 | dollars as filed | |
| WEIS MKTS INC COM | 948849104 | Stock | 10,089 | $633,000 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 27,010 | $632,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 25,101 | $631,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 7,657 | $630,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 18,208 | $628,000 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 12,611 | $625,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 19,412 | $623,000 | dollars as filed | |
| PALMER SQUARE CAPITAL BDC IN | 69702V107 | COM SHS | 38,493 | $622,000 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 70,599 | $620,000 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 7,070 | $619,000 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 6,539 | $619,000 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 7,040 | $616,000 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 10,815 | $616,000 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 41,043 | $616,000 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 14,713 | $614,000 | dollars as filed | |
| SQUARESPACE INC | 85225A107 | CLASS A | 14,061 | $614,000 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 634,000 | $614,000 | dollars as filed | principal |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 12,409 | $612,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 94,375 | $612,000 | dollars as filed | |
| COMMUNITY USD0.01 | 20369C106 | COM | 26,155 | $612,000 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 109,944 | $611,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 19,887 | $610,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 11,367 | $609,000 | dollars as filed | |
| DANA INC | 235825205 | COM | 50,141 | $608,000 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 9,043 | $607,000 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 18,508 | $606,000 | dollars as filed | |
| AMER SPORTS INC | G0260P102 | COMMON STOCK | 48,157 | $605,000 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 31,719 | $604,000 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 68,004 | $602,000 | dollars as filed | |
| TPG INC COM CL A | 872657101 | Stock | 14,444 | $599,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 22,972 | $598,000 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 42,524 | $597,000 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 56,390 | $597,000 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 48,369 | $597,000 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 51,719 | $597,000 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 9,800 | $596,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 13,053 | $596,000 | dollars as filed | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 15,061 | $595,000 | dollars as filed | |
| SAFETY INS GROUP INC | 78648T100 | COM | 7,909 | $594,000 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,919 | $592,000 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 21,189 | $591,000 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,199 | $591,000 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 23,079 | $590,000 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 104,878 | $590,000 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 26,375 | $590,000 | dollars as filed | |
| Delek Logistics Partners LP | 24664T103 | Com | 14,535 | $589,000 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 12,516 | $588,000 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 16,040 | $588,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 15,607 | $588,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 23,299 | $588,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 11,757 | $587,000 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 60,206 | $586,000 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 23,661 | $584,000 | dollars as filed | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 17,639 | $583,000 | dollars as filed | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 5,904 | $583,000 | dollars as filed | |
| CVR PARTNERS LP | 126633205 | COM | 7,706 | $583,000 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 21,742 | $582,000 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 91,793 | $582,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 40,447 | $582,000 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 39,000 | $581,000 | dollars as filed | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 11,978 | $581,000 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 50,213 | $580,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 11,378 | $579,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L363 | CMN | 12,201 | $579,000 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 35,717 | $578,000 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 49,846 | $577,000 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 62,850 | $577,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 17,105 | $576,000 | dollars as filed | |
| VIRCO MFG CO | 927651109 | COM | 41,296 | $576,000 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 21,068 | $575,000 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 5,974 | $575,000 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 17,232 | $574,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 18,691 | $574,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 16,256 | $574,000 | dollars as filed | |
| STEM INC | 85859N102 | COM | 516,407 | $573,000 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 85,409 | $573,000 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 22,490 | $573,000 | dollars as filed | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 17,559 | $572,000 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 324,789 | $571,000 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 13,800 | $571,000 | dollars as filed | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 76,600 | $571,000 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 13,239 | $570,000 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 31,194 | $570,000 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 34,004 | $570,000 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 76,268 | $570,000 | dollars as filed | |
| iShares iBonds 2029 Term HY & Inc ETF | 46436E379 | SHS | 24,575 | $569,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 11,201 | $569,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 10,839 | $567,000 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 23,886 | $566,000 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 16,427 | $566,000 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 6,820 | $566,000 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 91,599 | $565,000 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 28,806 | $564,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 13,589 | $564,000 | dollars as filed | |
| WEYCO GROUP INC COM | 962149100 | Stock | 18,569 | $563,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 23,980 | $563,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 45,801 | $562,000 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 49,316 | $562,000 | dollars as filed | |
| FERROVIAL NV ORD SHS | N3168P101 | Stock | 14,413 | $561,000 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 229,117 | $561,000 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 12,852 | $561,000 | dollars as filed | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 600,000 | $561,000 | dollars as filed | principal |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 52,040 | $560,000 | dollars as filed | |
| CHAMPION HOMES INC | 830830105 | COM | 8,266 | $560,000 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 29,440 | $560,000 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3,162 | $559,000 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 65,628 | $559,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 16,513 | $558,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 14,263 | $558,000 | dollars as filed | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 12,443 | $558,000 | dollars as filed | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 11,516 | $555,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 16,968 | $555,000 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 48,867 | $552,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 13,212 | $552,000 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 62,601 | $552,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 20,673 | $552,000 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 46,195 | $551,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 9,092 | $549,000 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 28,400 | $548,000 | dollars as filed | call |
| GOPRO INC | 38268T103 | CL A | 385,925 | $548,000 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 24,077 | $546,000 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 199,605 | $545,000 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 79,706 | $545,000 | dollars as filed | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 21,536 | $544,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 4,056 | $544,000 | dollars as filed | |
| VERSABANK NEW | 92512J106 | COM | 50,434 | $543,000 | dollars as filed | |
| PROSHARES TR | 74348A566 | MERGER ETF | 13,450 | $541,000 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 66,667 | $539,000 | dollars as filed | |
| MAXIMUS INC | 577933104 | COM | 6,288 | $539,000 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 27,095 | $538,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092287 | WOMEN'S LEADER | 24,233 | $538,000 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 20,342 | $537,000 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 40,263 | $537,000 | dollars as filed | |
| GLADSTONE CAPITAL CORP | 376535878 | COM NEW | 23,092 | $537,000 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 22,876 | $537,000 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 48,401 | $537,000 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 53,514 | $536,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729201 | SUSTAINABLE FUTU | 22,030 | $536,000 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 15,424 | $535,000 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 108,566 | $534,000 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 32,032 | $534,000 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 148,871 | $534,000 | dollars as filed | |
| Avantis Responsible US Equity ETF | 025072281 | SHS | 8,631 | $533,000 | dollars as filed | |
| RUBRIK INC. | 781154109 | CL A | 17,412 | $533,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 8,850 | $533,000 | dollars as filed | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 13,598 | $532,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 15,516 | $532,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 50,980 | $532,000 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 27,792 | $531,000 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 44,756 | $531,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 4,753 | $529,000 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 44,356 | $529,000 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 34,847 | $528,000 | dollars as filed | |
| MANAGED PORTFOLIO SER | 56167N191 | TREMB GLOBA ETF | 20,536 | $527,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 496,000 | $526,000 | dollars as filed | principal |
| DLH HLDGS CORP | 23335Q100 | COM | 49,846 | $526,000 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 635,000 | $525,000 | dollars as filed | principal |
| Indivior PLC | G4766E116 | Common Stock | 32,619 | $525,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 30,815 | $524,000 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 7,042 | $522,000 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 5,633 | $522,000 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 7,758 | $522,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 8,009 | $521,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 16,446 | $521,000 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 42,823 | $519,000 | dollars as filed | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 11,523 | $518,000 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 10,770 | $516,000 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 58,769 | $516,000 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 18,885 | $515,000 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 11,385 | $514,000 | dollars as filed | |
| INNODATA INC | 457642205 | COM NEW | 34,548 | $513,000 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 13,402 | $510,000 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 183,669 | $509,000 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 10,827 | $509,000 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 47,188 | $509,000 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 39,723 | $507,000 | dollars as filed | |
| AEGON LTD AMER REG 1 CERT | 0076CA104 | ADR | 82,525 | $506,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-037262 | superseded | 2024-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-045394 | this filing | 2024-11-06 | acceptance time not in the bulk data set |