13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2024-06-30, filed 2024-11-06, with 7,430 holding rows worth $439,072,117,000.
- Accession
- 0001140361-24-045394
- Filer
- CIK 1000275
- Filed
- 2024-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, amendment of type restatement, 27,209 entries on the cover page, a total value of $439,072,117,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $439,072,117,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TUTOR PERINI CORP | 901109108 | COM | 81,213 | $1,769,000 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 144,038 | $1,763,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 43,235 | $1,759,000 | dollars as filed | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 59,660 | $1,758,000 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 62,515 | $1,754,000 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 23,640 | $1,749,000 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 190,000 | $1,744,000 | dollars as filed | put |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 1,912,000 | $1,744,000 | dollars as filed | principal |
| TALOS ENERGY INC | 87484T108 | COM | 143,120 | $1,739,000 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 26,215 | $1,737,000 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 126,902 | $1,735,000 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 80,821 | $1,731,000 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 41,800 | $1,731,000 | dollars as filed | put |
| HARBOR ETF TRUST | 41151J109 | ARES SYSTEMATIC | 38,359 | $1,731,000 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 28,902 | $1,730,000 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 57,355 | $1,729,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 86,488 | $1,729,000 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 47,826 | $1,728,000 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 29,542 | $1,717,000 | dollars as filed | |
| GIBRALTAR INDS INC | 374689107 | COM | 24,919 | $1,707,000 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 13,230 | $1,704,000 | dollars as filed | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 26,537 | $1,703,000 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 87,514 | $1,703,000 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 39,841 | $1,694,000 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 120,000 | $1,692,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 19,219 | $1,692,000 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 87,264 | $1,690,000 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 35,000 | $1,686,000 | dollars as filed | put |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 19,089 | $1,685,000 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 1,670,000 | $1,683,000 | dollars as filed | principal |
| FLEX LNG LTD | G35947202 | SHS | 62,120 | $1,680,000 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 200,187 | $1,680,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,663,000 | $1,680,000 | dollars as filed | principal |
| Pfizer Inc. | 717081103 | COM | 60,000 | $1,679,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 37,506 | $1,675,000 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 36,358 | $1,673,000 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 81,651 | $1,671,000 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 72,212 | $1,670,000 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 309,147 | $1,669,000 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 40,000 | $1,662,000 | dollars as filed | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 54,362 | $1,661,000 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 88,011 | $1,656,000 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 164,255 | $1,656,000 | dollars as filed | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 59,613 | $1,654,000 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 37,814 | $1,653,000 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 72,596 | $1,653,000 | dollars as filed | |
| THE ODP CORP | 88337F105 | COM | 42,094 | $1,652,000 | dollars as filed | |
| AMERICAN HEALTHCARE REIT INC COM SHS | 398182303 | REIT | 113,024 | $1,651,000 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 13,320 | $1,650,000 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 107,070 | $1,649,000 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 94,954 | $1,647,000 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 9,113 | $1,640,000 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 73,983 | $1,639,000 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 294,171 | $1,633,000 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 21,739 | $1,633,000 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 43,958 | $1,628,000 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 38,729 | $1,627,000 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 165,426 | $1,627,000 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 26,109 | $1,626,000 | dollars as filed | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 14,830 | $1,625,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 30,052 | $1,625,000 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L305 | US STRATEGIC DIV | 65,377 | $1,624,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 197,592 | $1,623,000 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 93,939 | $1,620,000 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3,139 | $1,617,000 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 23,577 | $1,617,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 66,241 | $1,617,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 37,936 | $1,615,000 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 96,809 | $1,614,000 | dollars as filed | |
| GIGACLOUD TECHNOLOGY INC | G38644103 | CLASS A ORD | 52,807 | $1,606,000 | dollars as filed | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 83,119 | $1,605,000 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 75,636 | $1,599,000 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 71,608 | $1,591,000 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 111,691 | $1,590,000 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 40,000 | $1,588,000 | dollars as filed | put |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 108,586 | $1,585,000 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 75,065 | $1,584,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 20,357 | $1,582,000 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 60,398 | $1,581,000 | dollars as filed | |
| Fidelity Enhanced Small Cap ETF | 31609A206 | SHS | 54,195 | $1,577,000 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 60,442 | $1,577,000 | dollars as filed | |
| ANGIODYNAMICS INC | 03475V101 | COM | 260,371 | $1,576,000 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,601,000 | $1,574,000 | dollars as filed | principal |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 98,816 | $1,572,000 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 39,931 | $1,572,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 44,600 | $1,572,000 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 19,230 | $1,571,000 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 66,428 | $1,566,000 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 181,664 | $1,562,000 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 5,388 | $1,562,000 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 14,678 | $1,560,000 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 75,040 | $1,556,000 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 14,419 | $1,555,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 42,009 | $1,553,000 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 83,786 | $1,548,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 35,612 | $1,548,000 | dollars as filed | |
| NOV INC | 62955J103 | COM | 81,239 | $1,544,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 37,700 | $1,544,000 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 110,208 | $1,540,000 | dollars as filed | |
| R1 RCM INC | 77634L105 | COM | 122,518 | $1,540,000 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 1,340,000 | $1,539,000 | dollars as filed | principal |
| MSA SAFETY INC COM | 553498106 | Stock | 8,188 | $1,536,000 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 252,207 | $1,536,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 32,598 | $1,535,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 33,377 | $1,535,000 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 106,831 | $1,533,000 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 76,080 | $1,533,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 68,504 | $1,532,000 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 41,042 | $1,531,000 | dollars as filed | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 13,014 | $1,530,000 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 37,283 | $1,528,000 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 16,753 | $1,525,000 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 38,271 | $1,523,000 | dollars as filed | |
| ALBANY INTL CORP | 012348108 | CL A | 18,022 | $1,522,000 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 112,703 | $1,517,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H748 | CLO ETF | 28,639 | $1,516,000 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 20,000 | $1,515,000 | dollars as filed | put |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 54,513 | $1,514,000 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 43,831 | $1,511,000 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 44,455 | $1,507,000 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 31,988 | $1,507,000 | dollars as filed | |
| DBX ETF TR | 23306X308 | XTRACKERS S&P GR | 35,911 | $1,507,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 37,868 | $1,506,000 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 18,610 | $1,506,000 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 101,625 | $1,505,000 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 117,783 | $1,503,000 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 162,786 | $1,496,000 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 26,255 | $1,493,000 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 70,944 | $1,491,000 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 100,000 | $1,490,000 | dollars as filed | put |
| ENVESTNET INC | 29404KAG1 | NOTE 2.625%12/0 | 1,391,000 | $1,490,000 | dollars as filed | principal |
| CAMBRIDGE BANCORP | 132152109 | COM | 21,567 | $1,489,000 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 40,254 | $1,488,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 12,131 | $1,485,000 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R833 | EATON VANCE FLTG | 29,508 | $1,484,000 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 119,916 | $1,473,000 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 102,580 | $1,471,000 | dollars as filed | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 19,285 | $1,469,000 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 37,136 | $1,469,000 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 39,751 | $1,468,000 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 30,175 | $1,468,000 | dollars as filed | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 138,103 | $1,461,000 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 58,178 | $1,460,000 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 16,058 | $1,459,000 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 10,240 | $1,457,000 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 63,451 | $1,457,000 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 46,327 | $1,453,000 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 45,068 | $1,451,000 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 56,893 | $1,451,000 | dollars as filed | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 22,079 | $1,448,000 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 74,613 | $1,444,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 45,604 | $1,441,000 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 737,860 | $1,440,000 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 28,587 | $1,440,000 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 39,156 | $1,439,000 | dollars as filed | |
| Fidelity Enhanced Large Cap Growth ETF | 31609A305 | SHS | 44,576 | $1,438,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 33,771 | $1,438,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 31609A107 | ENHANCED LARGE | 50,226 | $1,434,000 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 154,822 | $1,434,000 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 223,535 | $1,433,000 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 56,994 | $1,430,000 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 39,200 | $1,430,000 | dollars as filed | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,876 | $1,429,000 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 86,853 | $1,426,000 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 55,127 | $1,425,000 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 50,123 | $1,423,000 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 57,092 | $1,421,000 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 40,407 | $1,420,000 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 36,388 | $1,418,000 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 31,666 | $1,418,000 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 10,458 | $1,415,000 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 22,112 | $1,413,000 | dollars as filed | |
| RADNET INC | 750491102 | COM | 23,974 | $1,412,000 | dollars as filed | |
| TITAN MACHY INC | 88830R101 | COM | 88,723 | $1,410,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 37,652 | $1,409,000 | dollars as filed | |
| ATMUS FILTRATION TECHNOLOGIE | 04956D107 | COM | 48,913 | $1,408,000 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 34,103 | $1,407,000 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 22,618 | $1,407,000 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 14,055 | $1,404,000 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 100,000 | $1,404,000 | dollars as filed | put |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 9,879 | $1,401,000 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 59,830 | $1,401,000 | dollars as filed | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 130,108 | $1,400,000 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 28,345 | $1,397,000 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 22,815 | $1,396,000 | dollars as filed | |
| AVADEL PHARMACEUTICALS PLC | G29687103 | COM SHS | 99,356 | $1,396,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 65,304 | $1,395,000 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 64,660 | $1,394,000 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 138,608 | $1,393,000 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 7,012 | $1,392,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 63,222 | $1,392,000 | dollars as filed | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 47,079 | $1,389,000 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 114,794 | $1,388,000 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 216,606 | $1,383,000 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 21,986 | $1,380,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 44,423 | $1,379,000 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 95,109 | $1,378,000 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 69,905 | $1,374,000 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 49,536 | $1,372,000 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 157,498 | $1,366,000 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 57,310 | $1,360,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 22,525 | $1,358,000 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 28,494 | $1,355,000 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 40,793 | $1,355,000 | dollars as filed | |
| Net Lease Office Properties | 64110Y108 | COM | 54,918 | $1,353,000 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 322,559 | $1,352,000 | dollars as filed | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 29,566 | $1,348,000 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 37,883 | $1,347,000 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 266,999 | $1,346,000 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 12,328 | $1,345,000 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,500 | $1,344,000 | dollars as filed | put |
| SABRE CORP COM | 78573M104 | Stock | 501,656 | $1,340,000 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 26,255 | $1,340,000 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528405 | ISHA FLOA LN ETF | 25,474 | $1,338,000 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 160,600 | $1,336,000 | dollars as filed | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 74,568 | $1,335,000 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 67,250 | $1,334,000 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 49,564 | $1,332,000 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 238,727 | $1,332,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 34,266 | $1,332,000 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 221,366 | $1,331,000 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 8,500 | $1,330,000 | dollars as filed | put |
| Chevron Corporation | 166764100 | COM | 8,500 | $1,330,000 | dollars as filed | call |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 142,624 | $1,329,000 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 137,629 | $1,328,000 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 57,908 | $1,328,000 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 33,184 | $1,327,000 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 19,476 | $1,326,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 24,106 | $1,324,000 | dollars as filed | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 16,120 | $1,318,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 93,136 | $1,315,000 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 206,288 | $1,314,000 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 103,461 | $1,313,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 17,765 | $1,307,000 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 105,648 | $1,304,000 | dollars as filed | |
| EA SERIES TRUST | 02072L672 | STRIVE US SEMICO | 25,817 | $1,304,000 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 35,000 | $1,302,000 | dollars as filed | put |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 16,144 | $1,299,000 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 18,915 | $1,298,000 | dollars as filed | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 26,739 | $1,298,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 15,073 | $1,290,000 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 22,530 | $1,289,000 | dollars as filed | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 36,700 | $1,287,000 | dollars as filed | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 44,450 | $1,285,000 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 33,213 | $1,283,000 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 57,899 | $1,283,000 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 104,351 | $1,277,000 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 88,785 | $1,275,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 114,026 | $1,275,000 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 54,195 | $1,269,000 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 83,133 | $1,267,000 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 33,840 | $1,267,000 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 90,000 | $1,265,000 | dollars as filed | put |
| PROGYNY INC COM | 74340E103 | Stock | 44,046 | $1,261,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 26,405 | $1,261,000 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 85,000 | $1,257,000 | dollars as filed | call |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 50,248 | $1,257,000 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 180,000 | $1,256,000 | dollars as filed | put |
| INVESCO EXCH TRD SLF IDX FD | 46139W825 | BUL 2033 COR ETF | 60,906 | $1,255,000 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 118,498 | $1,254,000 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 56,954 | $1,254,000 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 44,213 | $1,252,000 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 17,850 | $1,252,000 | dollars as filed | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 21,176 | $1,251,000 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 44,272 | $1,250,000 | dollars as filed | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 49,161 | $1,246,000 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 50,026 | $1,246,000 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 75,482 | $1,245,000 | dollars as filed | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 11,391 | $1,240,000 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 500,000 | $1,240,000 | dollars as filed | call |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 46,879 | $1,239,000 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 38,615 | $1,232,000 | dollars as filed | |
| KASPI KZ JSC | 48581R205 | SPONSORED ADS | 9,531 | $1,230,000 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 28,200 | $1,227,000 | dollars as filed | put |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 104,918 | $1,226,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P397 | WESTN ASSET BD | 48,345 | $1,225,000 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 10,721 | $1,224,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 61,481 | $1,223,000 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 105,000 | $1,223,000 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 14,669 | $1,220,000 | dollars as filed | |
| HUT 8 CORP | 44812J104 | COM | 81,304 | $1,219,000 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 47,789 | $1,215,000 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 54,953 | $1,215,000 | dollars as filed | |
| FIDELITY ENHANCED MID CAP CORE ETF | 31609A503 | ETF | 41,246 | $1,214,000 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 80,733 | $1,214,000 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 41,506 | $1,214,000 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 34,953 | $1,212,000 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 408,874 | $1,210,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 18,847 | $1,210,000 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 108,436 | $1,207,000 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 30,596 | $1,207,000 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 73,131 | $1,205,000 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 59,323 | $1,204,000 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 23,476 | $1,204,000 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 11,241 | $1,203,000 | dollars as filed | |
| HCI GROUP INC | 40416E103 | COM | 13,055 | $1,203,000 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 40,000 | $1,202,000 | dollars as filed | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 60,000 | $1,202,000 | dollars as filed | call |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 40,704 | $1,202,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 38,513 | $1,199,000 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 19,586 | $1,198,000 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 52,584 | $1,198,000 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 86,774 | $1,192,000 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 30,000 | $1,192,000 | dollars as filed | call |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 23,609 | $1,189,000 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 35,191 | $1,186,000 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 47,593 | $1,186,000 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 95,949 | $1,186,000 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 91,577 | $1,185,000 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 7,800 | $1,181,000 | dollars as filed | call |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 19,035 | $1,181,000 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 8,090 | $1,179,000 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 102,956 | $1,168,000 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 5,119 | $1,166,000 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 52,296 | $1,166,000 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 26,200 | $1,164,000 | dollars as filed | put |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 49,611 | $1,164,000 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 23,949 | $1,161,000 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 79,680 | $1,160,000 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 52,819 | $1,159,000 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 26,166 | $1,157,000 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 168,334 | $1,156,000 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 105,956 | $1,153,000 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 112,536 | $1,151,000 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 70,679 | $1,150,000 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 7,600 | $1,150,000 | dollars as filed | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 74,133 | $1,147,000 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 14,987 | $1,144,000 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 35,385 | $1,143,000 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 124,583 | $1,142,000 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 110,309 | $1,142,000 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 24,000 | $1,140,000 | dollars as filed | put |
| AMERISAFE INC | 03071H100 | COM | 25,965 | $1,140,000 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 73,358 | $1,137,000 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 86,048 | $1,137,000 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 31,500 | $1,135,000 | dollars as filed | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 17,704 | $1,135,000 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 45,183 | $1,135,000 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 86,687 | $1,132,000 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 140,883 | $1,128,000 | dollars as filed | |
| ACCELERATE DIAGNOSTICS INC | 00430HAC6 | NOTE 5.000%12/1 | 10,714,061 | $1,125,000 | dollars as filed | principal |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 174,268 | $1,123,000 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 60,000 | $1,123,000 | dollars as filed | put |
| HAYWARD HLDGS INC | 421298100 | COM | 91,038 | $1,120,000 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 52,827 | $1,120,000 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 356,530 | $1,119,000 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,125,000 | $1,119,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 18,236 | $1,118,000 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 42,000 | $1,118,000 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 32,686 | $1,117,000 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 14,465 | $1,117,000 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 18,272 | $1,116,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 10,551 | $1,113,000 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 159,785 | $1,113,000 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 1,115,000 | $1,113,000 | dollars as filed | principal |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 84,400 | $1,112,000 | dollars as filed | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 7,114 | $1,112,000 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 55,604 | $1,112,000 | dollars as filed | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 58,335 | $1,111,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 91,157 | $1,109,000 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 27,544 | $1,107,000 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 23,440 | $1,106,000 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 80,166 | $1,106,000 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 44,776 | $1,105,000 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 83,607 | $1,105,000 | dollars as filed | |
| VIRTUS ETF TR II | 92790A405 | SEIX SR LN ETF | 46,309 | $1,104,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 28,277 | $1,103,000 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 45,265 | $1,103,000 | dollars as filed | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 60,180 | $1,099,000 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 157,900 | $1,099,000 | dollars as filed | call |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 18,946 | $1,097,000 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 58,421 | $1,097,000 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 65,150 | $1,097,000 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 136,334 | $1,093,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 67,486 | $1,093,000 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 68,688 | $1,091,000 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 483,922 | $1,090,000 | dollars as filed | |
| REDDIT INC CL A | 75734B100 | Stock | 17,067 | $1,090,000 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 118,911 | $1,090,000 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 11,003 | $1,089,000 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 25,571 | $1,085,000 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 36,165 | $1,085,000 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 29,930 | $1,083,000 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 10,594 | $1,081,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 14,523 | $1,080,000 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 13,991 | $1,079,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 22,130 | $1,079,000 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 28,148 | $1,074,000 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 20,218 | $1,074,000 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 67,411 | $1,073,000 | dollars as filed | |
| PROSHARES TR II | 74347Y763 | FUND | 68,450 | $1,073,000 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 9,638 | $1,072,000 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 19,964 | $1,072,000 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 60,000 | $1,069,000 | dollars as filed | put |
| TRIPADVISOR INC | 896945201 | COM | 60,000 | $1,069,000 | dollars as filed | call |
| JACK IN THE BOX INC | 466367109 | COM | 20,977 | $1,069,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 16,037 | $1,069,000 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 46,468 | $1,067,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 28,794 | $1,066,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 22,798 | $1,065,000 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 10,722 | $1,064,000 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 116,321 | $1,063,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 33,560 | $1,061,000 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 49,956 | $1,060,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 19,055 | $1,059,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 16,834 | $1,058,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 17,220 | $1,056,000 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 64,573 | $1,054,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 37,949 | $1,054,000 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 55,123 | $1,052,000 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 1,145,000 | $1,051,000 | dollars as filed | principal |
| ISHARES TR | 46436E536 | US SML CP VALUE | 35,952 | $1,049,000 | dollars as filed | |
| NATIXIS ETF TR | 63873X307 | GATEWAY QUALITY | 19,481 | $1,048,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V682 | EMER MARK SU ETF | 31,305 | $1,047,000 | dollars as filed | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 32,935 | $1,047,000 | dollars as filed | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 19,602 | $1,043,000 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 26,469 | $1,043,000 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 145,000 | $1,043,000 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 29,011 | $1,042,000 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,519 | $1,041,000 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 93,796 | $1,041,000 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 75,941 | $1,040,000 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 18,015 | $1,039,000 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 25,775 | $1,039,000 | dollars as filed | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 20,577 | $1,037,000 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 107,717 | $1,036,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 17,571 | $1,034,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 50,553 | $1,034,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 53,788 | $1,032,000 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 171,867 | $1,032,000 | dollars as filed | |
| KENNAMETAL INC | 489170100 | COM | 43,820 | $1,032,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 9,116 | $1,031,000 | dollars as filed | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 24,283 | $1,030,000 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 43,993 | $1,030,000 | dollars as filed | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 28,358 | $1,029,000 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 7,600 | $1,027,000 | dollars as filed | call |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 24,519 | $1,027,000 | dollars as filed | |
| ASTRONICS CORP COM | 046433108 | Stock | 51,241 | $1,026,000 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 51,802 | $1,025,000 | dollars as filed | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 21,474 | $1,023,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 41,109 | $1,023,000 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 16,710 | $1,022,000 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 32,860 | $1,022,000 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 198,381 | $1,020,000 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 27,581 | $1,019,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 32,096 | $1,018,000 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 88,388 | $1,017,000 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 7,445 | $1,016,000 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 127,482 | $1,013,000 | dollars as filed | |
| TRINET GROUP INC COM | 896288107 | Stock | 10,123 | $1,012,000 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 84,404 | $1,012,000 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 24,315 | $1,007,000 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 3,283 | $1,004,000 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 267,763 | $1,003,000 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 19,564 | $1,003,000 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 27,915 | $1,001,000 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 262,085 | $1,000,000 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 16,609 | $1,000,000 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 178,724 | $998,000 | dollars as filed | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 18,321 | $996,000 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 259,000 | $995,000 | dollars as filed | call |
| COURSERA INC COM | 22266M104 | Stock | 138,446 | $992,000 | dollars as filed | |
| NUVALENT INC COM | 670703107 | Stock | 13,063 | $991,000 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 37,203 | $991,000 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 72,321 | $991,000 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,305 | $990,000 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 24,026 | $990,000 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 64,060 | $989,000 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 309,080 | $989,000 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 52,528 | $985,000 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 79,116 | $983,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 38,919 | $982,000 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 70,046 | $980,000 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 14,127 | $979,000 | dollars as filed | |
| DEXCOM INC | 252131AM9 | NOTE 0.375% 5/1 | 1,000,000 | $977,000 | dollars as filed | principal |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 63,696 | $976,000 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 76,568 | $976,000 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 234,304 | $975,000 | dollars as filed | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 47,950 | $973,000 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 9,108 | $972,000 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 13,501 | $969,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 6,353 | $969,000 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 138,660 | $968,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 23,215 | $968,000 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 23,403 | $967,000 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 93,294 | $966,000 | dollars as filed | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 88,014 | $964,000 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 30,572 | $961,000 | dollars as filed | |
| ARCADIUM LITHIUM PLC | G0508H110 | COM SHS | 286,033 | $961,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 47,582 | $958,000 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 8,883 | $957,000 | dollars as filed | |
| ZIFF DAVIS INC | 48123V102 | COM | 17,369 | $956,000 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 24,764 | $954,000 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 81,014 | $954,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 52,951 | $952,000 | dollars as filed | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 53,075 | $950,000 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 15,115 | $950,000 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 53,899 | $947,000 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 97,830 | $945,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 58,317 | $945,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-037262 | superseded | 2024-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-045394 | this filing | 2024-11-06 | acceptance time not in the bulk data set |