13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-14, with 7,431 holding rows worth $441,274,940,000.
- Accession
- 0001140361-24-037262
- Filer
- CIK 1000275
- Filed
- 2024-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 27,346 entries on the cover page, a total value of $441,274,940,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $441,274,940,000 with VALUE read as dollars as filed, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 45,245 | $3,393,000 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 32,546 | $3,389,000 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 26,841 | $3,380,000 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 3,100,000 | $3,380,000 | dollars as filed | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 79,987 | $3,379,000 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 193,300 | $3,375,000 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 36,195 | $3,371,000 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 109,991 | $3,369,000 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 401,229 | $3,367,000 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 25,201 | $3,358,000 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 271,152 | $3,354,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y201 | MUN INM ETF | 124,900 | $3,354,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 62,181 | $3,348,000 | dollars as filed | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 82,728 | $3,347,000 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 424,638 | $3,333,000 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 228,375 | $3,329,000 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 153,163 | $3,326,000 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 136,350 | $3,313,000 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 51,665 | $3,299,000 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 30,911 | $3,298,000 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 133,193 | $3,298,000 | dollars as filed | |
| KFORCE INC COM | 493732101 | Stock | 53,061 | $3,297,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 35,481 | $3,297,000 | dollars as filed | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 93,801 | $3,289,000 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 244,507 | $3,281,000 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 91,781 | $3,277,000 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 89,443 | $3,275,000 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 20,000 | $3,272,000 | dollars as filed | put |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 38,051 | $3,272,000 | dollars as filed | |
| CRANE COMPANY COMMON STOCK | 224408104 | Stock | 22,565 | $3,271,000 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 675,927 | $3,271,000 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 43,496 | $3,270,000 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 30,000 | $3,263,000 | dollars as filed | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 69,649 | $3,254,000 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 22,856 | $3,248,000 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 548,252 | $3,246,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 24,185 | $3,242,000 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 75,000 | $3,242,000 | dollars as filed | put |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 46,236 | $3,241,000 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 50,000 | $3,225,000 | dollars as filed | put |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 228,076 | $3,205,000 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 142,579 | $3,202,000 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 94,743 | $3,201,000 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 22,119 | $3,193,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 144,572 | $3,193,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 216,376 | $3,188,000 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 12,500 | $3,186,000 | dollars as filed | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 73,686 | $3,186,000 | dollars as filed | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,752 | $3,186,000 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 69,984 | $3,186,000 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 258,017 | $3,184,000 | dollars as filed | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 90,482 | $3,177,000 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 48,378 | $3,166,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 181,676 | $3,165,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 533,474 | $3,158,000 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 21,600 | $3,157,000 | dollars as filed | call |
| WOLFSPEED INC | 977852102 | COM | 138,616 | $3,155,000 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 89,718 | $3,155,000 | dollars as filed | |
| F N B CORP | 302520101 | COM | 230,265 | $3,150,000 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 193,541 | $3,147,000 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 92,423 | $3,146,000 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 76,614 | $3,145,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 77,442 | $3,142,000 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 9,068 | $3,140,000 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 202,570 | $3,140,000 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 548,892 | $3,129,000 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 417,306 | $3,122,000 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 240,944 | $3,116,000 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 40,000 | $3,114,000 | dollars as filed | call |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 104,465 | $3,100,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 50,669 | $3,094,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 55,803 | $3,085,000 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 113,361 | $3,083,000 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 137,734 | $3,083,000 | dollars as filed | |
| ISHARES TR | 46436E296 | IBONDS DEC 2032 | 137,193 | $3,079,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 133,272 | $3,074,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729854 | mc | 60,877 | $3,074,000 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 33,339 | $3,063,000 | dollars as filed | |
| LAKELAND FINL CORP | 511656100 | COM | 49,736 | $3,060,000 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 78,259 | $3,056,000 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 239,956 | $3,055,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 97,808 | $3,051,000 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 17,781 | $3,050,000 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 425,669 | $3,047,000 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 90,000 | $3,040,000 | dollars as filed | put |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 3,135,000 | $3,016,000 | dollars as filed | principal |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 183,920 | $3,015,000 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 60,571 | $3,009,000 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 156,622 | $2,998,000 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 30,000 | $2,994,000 | dollars as filed | put |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 30,000 | $2,994,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 38,014 | $2,994,000 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 50,392 | $2,989,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q799 | HIGH YIELD MUNI | 59,976 | $2,986,000 | dollars as filed | |
| INSPERITY INC | 45778Q107 | COM | 32,731 | $2,985,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D762 | CMN | 147,949 | $2,983,000 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 470,194 | $2,972,000 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 56,317 | $2,971,000 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 601,447 | $2,966,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D770 | STRUCTURED CR IN | 146,538 | $2,961,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D820 | FT VEST SMID | 142,188 | $2,958,000 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 131,658 | $2,954,000 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 39,318 | $2,952,000 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 122,158 | $2,951,000 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 69,979 | $2,951,000 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 567,267 | $2,950,000 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 3,300,000 | $2,950,000 | dollars as filed | principal |
| MOOG INC CL A | 615394202 | Stock | 17,629 | $2,949,000 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 20,341 | $2,945,000 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 33,867 | $2,938,000 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 347,029 | $2,933,000 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 18,429 | $2,932,000 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 96,286 | $2,931,000 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 45,877 | $2,927,000 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 12,100 | $2,925,000 | dollars as filed | call |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 68,010 | $2,921,000 | dollars as filed | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 167,893 | $2,919,000 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 186,196 | $2,918,000 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 497,996 | $2,909,000 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 53,588 | $2,908,000 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 19,258 | $2,901,000 | dollars as filed | |
| CAPITAL GROUP DIVIDEND GROWE | 14021L109 | SHS ETF | 101,918 | $2,899,000 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 42,845 | $2,898,000 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 54,082 | $2,897,000 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 65,820 | $2,897,000 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 3,170,000 | $2,896,000 | dollars as filed | principal |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 56,238 | $2,895,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 132,613 | $2,893,000 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 2,380,000 | $2,891,000 | dollars as filed | principal |
| VIRTU FINL INC | 928254101 | CL A | 128,273 | $2,879,000 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 113,087 | $2,875,000 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 66,233 | $2,873,000 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 102,448 | $2,868,000 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 100,000 | $2,867,000 | dollars as filed | put |
| CAPITAL GROUP INTERNATIONAL | 14021M107 | SHS | 100,087 | $2,867,000 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 288,037 | $2,858,000 | dollars as filed | |
| Linde plc | G54950103 | COM | 6,500 | $2,852,000 | dollars as filed | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 306,623 | $2,848,000 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 33,658 | $2,840,000 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 271,104 | $2,838,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 68,845 | $2,837,000 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 132,529 | $2,833,000 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 16,426 | $2,829,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 98,396 | $2,826,000 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 16,733 | $2,824,000 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 69,547 | $2,821,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 72,772 | $2,818,000 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 101,660 | $2,811,000 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 120,218 | $2,806,000 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 280,836 | $2,805,000 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 95,940 | $2,797,000 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 138,225 | $2,794,000 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 191,651 | $2,789,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 64,210 | $2,786,000 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 57,200 | $2,783,000 | dollars as filed | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 40,634 | $2,783,000 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 1,396,353 | $2,778,000 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923BA5 | NOTE 7.500% 8/0 | 2,773,000 | $2,776,000 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 59,816 | $2,771,000 | dollars as filed | |
| PHINIA INC | 71880K101 | COMMON STOCK | 70,389 | $2,769,000 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 65,441 | $2,769,000 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 95,624 | $2,756,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 190,000 | $2,753,000 | dollars as filed | put |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 2,196,000 | $2,744,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 57,000 | $2,738,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 39,897 | $2,737,000 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 136,611 | $2,733,000 | dollars as filed | |
| SEZZLE INC | 78435P105 | COM | 30,943 | $2,730,000 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 29,851 | $2,730,000 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 332,336 | $2,729,000 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 51,768 | $2,724,000 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 158,181 | $2,718,000 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 127,000 | $2,715,000 | dollars as filed | call |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 40,805 | $2,714,000 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 101,300 | $2,712,000 | dollars as filed | call |
| Cigna Corporation | 125523100 | COM | 8,200 | $2,710,000 | dollars as filed | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 16,734 | $2,709,000 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 68,364 | $2,707,000 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 50,837 | $2,707,000 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 54,069 | $2,707,000 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 187,820 | $2,706,000 | dollars as filed | |
| WORLD KINECT CORPORATION | 981475106 | COM | 104,736 | $2,702,000 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 47,622 | $2,698,000 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 364,822 | $2,690,000 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 2,903,000 | $2,682,000 | dollars as filed | principal |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 53,919 | $2,681,000 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 49,300 | $2,670,000 | dollars as filed | call |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 2,990,000 | $2,670,000 | dollars as filed | principal |
| STONEX GROUP INC | 861896108 | COM | 35,423 | $2,668,000 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 218,294 | $2,666,000 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 54,164 | $2,665,000 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 190,791 | $2,664,000 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 20,000 | $2,659,000 | dollars as filed | put |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 26,631 | $2,657,000 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 71,918 | $2,653,000 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 239,013 | $2,651,000 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 114,643 | $2,647,000 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 120,087 | $2,640,000 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 75,909 | $2,639,000 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 50,000 | $2,637,000 | dollars as filed | call |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 37,055 | $2,631,000 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 10,881 | $2,619,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 72,128 | $2,619,000 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 18,000 | $2,618,000 | dollars as filed | call |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 2,611,000 | $2,612,000 | dollars as filed | principal |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 39,752 | $2,606,000 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 642045108 | COM NEW | 130,473 | $2,600,000 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 64,332 | $2,599,000 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 95,658 | $2,595,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 28,800 | $2,594,000 | dollars as filed | call |
| VALVOLINE INC COM | 92047W101 | Stock | 60,031 | $2,593,000 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 20,120 | $2,591,000 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 216,225 | $2,584,000 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 51,064 | $2,582,000 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 161,859 | $2,574,000 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 176,921 | $2,573,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108656 | AMPLIFY DGTL PAY | 54,930 | $2,570,000 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 114,716 | $2,568,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 107,756 | $2,565,000 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 12,000 | $2,562,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 48,906 | $2,562,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 34,228 | $2,559,000 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 284,886 | $2,556,000 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 101,111 | $2,556,000 | dollars as filed | |
| PGIM | 69344A834 | MUTUAL FUNDS - | 50,000 | $2,555,000 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 67,654 | $2,549,000 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 40,000 | $2,546,000 | dollars as filed | call |
| NUTRIEN LTD COM | 67077M108 | Stock | 50,000 | $2,546,000 | dollars as filed | call |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 83,114 | $2,546,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 61,220 | $2,543,000 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 548,818 | $2,541,000 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 2,319,000 | $2,539,000 | dollars as filed | principal |
| NEW JERSEY RES CORP | 646025106 | COM | 59,304 | $2,534,000 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 29,709 | $2,528,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 50,593 | $2,525,000 | dollars as filed | |
| PIMCO ETF TR | 72201R619 | PREFERRED AND CP | 50,886 | $2,525,000 | dollars as filed | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 101,170 | $2,522,000 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 233,983 | $2,518,000 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 44,401 | $2,515,000 | dollars as filed | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 21,318 | $2,513,000 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 7,098 | $2,503,000 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 141,869 | $2,495,000 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 46,238 | $2,494,000 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 60,000 | $2,492,000 | dollars as filed | call |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 1,900,000 | $2,487,000 | dollars as filed | principal |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 24,088 | $2,481,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 29,675 | $2,476,000 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 228,811 | $2,469,000 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 412,057 | $2,468,000 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 32,603 | $2,461,000 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 50,000 | $2,460,000 | dollars as filed | put |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 42,983 | $2,457,000 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 221,055 | $2,456,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 114,290 | $2,454,000 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 380,000 | $2,451,000 | dollars as filed | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 82,911 | $2,449,000 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 505,000 | $2,449,000 | dollars as filed | call |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 55,291 | $2,449,000 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 48,000 | $2,444,000 | dollars as filed | put |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 237,661 | $2,441,000 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 98,764 | $2,436,000 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 74,787 | $2,434,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 55,699 | $2,433,000 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 31,842 | $2,433,000 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 66,674 | $2,429,000 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 73,305 | $2,425,000 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 17,389 | $2,425,000 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 22,469 | $2,418,000 | dollars as filed | |
| ISHARES TR | 46435U697 | IBONDS DEC | 92,828 | $2,418,000 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 96,472 | $2,413,000 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 112,829 | $2,411,000 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 156,903 | $2,410,000 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 15,786 | $2,403,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 24,612 | $2,403,000 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 35,643 | $2,402,000 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 100,889 | $2,400,000 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 34,785 | $2,395,000 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 741,771 | $2,389,000 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 49,566 | $2,387,000 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 120,000 | $2,386,000 | dollars as filed | put |
| Applied Materials,Inc. | 038222105 | COM | 10,100 | $2,383,000 | dollars as filed | put |
| VESTIS CORPORATION | 29430C102 | COM SHS | 194,381 | $2,377,000 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 15,000 | $2,371,000 | dollars as filed | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 20,000 | $2,370,000 | dollars as filed | call |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 117,393 | $2,370,000 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 91,989 | $2,370,000 | dollars as filed | |
| TRI POINTE HOMES INC | 87265H109 | COM | 63,580 | $2,369,000 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 48,985 | $2,369,000 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 46,828 | $2,367,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 123,200 | $2,365,000 | dollars as filed | call |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 197,199 | $2,361,000 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 56,132 | $2,360,000 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 69,823 | $2,355,000 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 198,061 | $2,355,000 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 37,036 | $2,353,000 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 150,000 | $2,352,000 | dollars as filed | call |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 182,359 | $2,349,000 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 8,375 | $2,347,000 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 22,075 | $2,345,000 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 6,625 | $2,344,000 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,372,000 | $2,342,000 | dollars as filed | principal |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 12,764 | $2,339,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 105,624 | $2,339,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 68,955 | $2,336,000 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 58,181 | $2,328,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 38,257 | $2,325,000 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 145,383 | $2,313,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 55,526 | $2,306,000 | dollars as filed | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,734 | $2,305,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 49,695 | $2,304,000 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 48,456 | $2,303,000 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 32,921 | $2,299,000 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 28,229 | $2,293,000 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 196,360 | $2,286,000 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 18,548 | $2,274,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 90,407 | $2,273,000 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 50,517 | $2,272,000 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 47,372 | $2,272,000 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 61,384 | $2,267,000 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 105,384 | $2,265,000 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 15,173 | $2,261,000 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 26,606 | $2,259,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 32,175 | $2,257,000 | dollars as filed | |
| MUELLER INDS INC COM | 624756102 | Stock | 39,637 | $2,256,000 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 89,048 | $2,255,000 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 163,270 | $2,254,000 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 16,666 | $2,252,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 38,104 | $2,252,000 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 95,149 | $2,249,000 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 100,000 | $2,247,000 | dollars as filed | put |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 135,415 | $2,245,000 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 198,664 | $2,242,000 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 107,789 | $2,239,000 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 40,614 | $2,237,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 50,749 | $2,237,000 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 74,669 | $2,234,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 20,518 | $2,232,000 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 353,641 | $2,230,000 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 91,123 | $2,222,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 54,427 | $2,220,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 36,856 | $2,213,000 | dollars as filed | |
| UL SOLUTIONS INC | 903731107 | CLASS A COM SHS | 52,399 | $2,211,000 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 103,224 | $2,204,000 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T528 | ELDRIDGE BBB B | 81,788 | $2,203,000 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 775,548 | $2,196,000 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 133,146 | $2,194,000 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 25,000 | $2,194,000 | dollars as filed | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 12,319 | $2,191,000 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 66,909 | $2,189,000 | dollars as filed | |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 2,081,000 | $2,188,000 | dollars as filed | principal |
| FLEXSHARES TR | 33939L696 | CMN | 17,047 | $2,187,000 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 51,654 | $2,186,000 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 87,127 | $2,182,000 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 79,377 | $2,181,000 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 15,294 | $2,180,000 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 137,321 | $2,180,000 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,000 | $2,180,000 | dollars as filed | put |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 40,435 | $2,178,000 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 11,152 | $2,177,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 23,453 | $2,174,000 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 171,328 | $2,173,000 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 75,009 | $2,165,000 | dollars as filed | |
| Bloom Energy Corp | 093712AK3 | Bond | 2,234,000 | $2,161,000 | dollars as filed | principal |
| ATKORE INC | 047649108 | COMMON STOCK | 16,000 | $2,159,000 | dollars as filed | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 13,271 | $2,155,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 79,072 | $2,154,000 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 110,736 | $2,152,000 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 24,538 | $2,152,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 25,058 | $2,151,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 27,449 | $2,145,000 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 92,275 | $2,143,000 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 47,082 | $2,142,000 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 175,455 | $2,141,000 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 68,658 | $2,139,000 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 95,000 | $2,135,000 | dollars as filed | call |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 144,352 | $2,135,000 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 27,641 | $2,132,000 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 69,094 | $2,132,000 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 56,261 | $2,128,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 396,573 | $2,121,000 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 4,808 | $2,118,000 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 469,353 | $2,117,000 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 70,000 | $2,115,000 | dollars as filed | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 94,851 | $2,112,000 | dollars as filed | |
| FORTUNA MNG CORP COM NEW | 349942102 | Stock | 431,804 | $2,111,000 | dollars as filed | |
| ISHARES TR | 46436E338 | 20+ YEAR TR BD | 82,084 | $2,108,000 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 159,332 | $2,106,000 | dollars as filed | |
| BALL CORP | 058498106 | COM | 35,000 | $2,101,000 | dollars as filed | put |
| BALL CORP | 058498106 | COM | 35,000 | $2,101,000 | dollars as filed | call |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 33,768 | $2,101,000 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 72,391 | $2,097,000 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 515,457 | $2,093,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 46,644 | $2,090,000 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 104,601 | $2,088,000 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 179,456 | $2,075,000 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 216,887 | $2,075,000 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 44,700 | $2,074,000 | dollars as filed | call |
| DOXIMITY INC CL A | 26622P107 | Stock | 74,146 | $2,074,000 | dollars as filed | |
| ZYNEX INC | 98986MAD5 | NOTE 5.000% 5/1 | 2,000,000 | $2,073,000 | dollars as filed | principal |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 242,956 | $2,072,000 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 199,201 | $2,067,000 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 38,096 | $2,067,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 51,568 | $2,066,000 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 225,000 | $2,063,000 | dollars as filed | call |
| PROSHARES TR | 74348A145 | PET CARE ETF | 38,235 | $2,063,000 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 126,386 | $2,061,000 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 183,146 | $2,060,000 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 56,504 | $2,050,000 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 227,103 | $2,047,000 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 16,232 | $2,036,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 115,268 | $2,034,000 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 65,996 | $2,032,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 81,163 | $2,027,000 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 45,888 | $2,027,000 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 155,875 | $2,023,000 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 40,428 | $2,017,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505475 | RANG NUCL RE ETF | 60,972 | $2,017,000 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 40,689 | $1,998,000 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 21,258 | $1,995,000 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 31,400 | $1,987,000 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 72,018 | $1,977,000 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 104,857 | $1,965,000 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 81,158 | $1,962,000 | dollars as filed | |
| JPMORGAN U.S. TECH LEADERS ETF | 46654Q732 | ETF | 28,330 | $1,962,000 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 2,900 | $1,957,000 | dollars as filed | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 150,000 | $1,953,000 | dollars as filed | call |
| EVERFORTH INC COM | 00191U102 | Stock | 22,110 | $1,949,000 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 27,601 | $1,946,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 41,004 | $1,944,000 | dollars as filed | |
| JPMORGAN ACTIVE BOND ETF | 46654Q716 | COM | 37,183 | $1,943,000 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 102,857 | $1,939,000 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 47,484 | $1,939,000 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 125,115 | $1,938,000 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 12,394 | $1,937,000 | dollars as filed | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 97,017 | $1,937,000 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 97,500 | $1,935,000 | dollars as filed | put |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 2,000,000 | $1,935,000 | dollars as filed | principal |
| TRI CONTL CORP | 895436103 | COM | 62,474 | $1,935,000 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 64,406 | $1,929,000 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 100,000 | $1,928,000 | dollars as filed | put |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 157,349 | $1,928,000 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 985,329 | $1,923,000 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 15,040 | $1,919,000 | dollars as filed | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 106,407 | $1,918,000 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,700 | $1,910,000 | dollars as filed | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 442,918 | $1,909,000 | dollars as filed | |
| ISHARES TR | 46436E130 | IBONDS DEC 2033 | 75,774 | $1,909,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 84,021 | $1,909,000 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 24,463 | $1,908,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 38,027 | $1,908,000 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 37,708 | $1,905,000 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 34,622 | $1,904,000 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 49,085 | $1,900,000 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 74,929 | $1,899,000 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 132,574 | $1,896,000 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 115,196 | $1,891,000 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 85,077 | $1,889,000 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 29,059 | $1,887,000 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 72,805 | $1,883,000 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R303 | COMMERCIAL REAL | 36,579 | $1,880,000 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 129,450 | $1,880,000 | dollars as filed | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 263,467 | $1,875,000 | dollars as filed | |
| Vital Energy Inc | 516806205 | Common Stock | 41,777 | $1,873,000 | dollars as filed | |
| NCR ATLEOS CORPORATION | 63001N106 | COM SHS | 69,256 | $1,870,000 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 73,767 | $1,868,000 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 49,439 | $1,868,000 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 172,663 | $1,866,000 | dollars as filed | |
| CREDIT SUISSE NASSAU BRANC | 22542D233 | ENTRACS GOLD SHS | 12,614 | $1,857,000 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 103,978 | $1,852,000 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 91,511 | $1,851,000 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 66,319 | $1,849,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 31,918 | $1,849,000 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 92,030 | $1,849,000 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 131,872 | $1,848,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 202,183 | $1,848,000 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 216,468 | $1,844,000 | dollars as filed | |
| GMS INC | 36251C103 | COM | 22,855 | $1,841,000 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 83,056 | $1,840,000 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 46,557 | $1,840,000 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 44,324 | $1,835,000 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 19,534 | $1,833,000 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 184,711 | $1,832,000 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 91,531 | $1,827,000 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 668,271 | $1,825,000 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 11,649 | $1,825,000 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 20,266 | $1,825,000 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 47,459 | $1,821,000 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 24,301 | $1,817,000 | dollars as filed | |
| EA SERIES TRUST | 02072L565 | ALPHA ARCH 1-3 | 16,794 | $1,811,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 66,587 | $1,809,000 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 167,290 | $1,807,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 7,435 | $1,806,000 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 166,125 | $1,801,000 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 41,772 | $1,801,000 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 160,250 | $1,801,000 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 167,481 | $1,800,000 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 167,715 | $1,796,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 91,310 | $1,795,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 22,101 | $1,790,000 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 122,205 | $1,790,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-037262 | this filing | 2024-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-045394 | base | 2024-11-06 | acceptance time not in the bulk data set |