13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-14, with 7,431 holding rows worth $441,274,940,000.
- Accession
- 0001140361-24-037262
- Filer
- CIK 1000275
- Filed
- 2024-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 27,346 entries on the cover page, a total value of $441,274,940,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $441,274,940,000 with VALUE read as dollars as filed, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 143,694 | $6,334,000 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 169,290 | $6,329,000 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 100,000 | $6,308,000 | dollars as filed | call |
| CELESTICA INC COM | 15101Q207 | Stock | 110,000 | $6,306,000 | dollars as filed | call |
| DUTCH BROS INC | 26701L100 | CL A | 152,239 | $6,303,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AF7 | NOTE 1.750% 6/1 | 5,716,000 | $6,300,000 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 129,327 | $6,296,000 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 150,000 | $6,281,000 | dollars as filed | put |
| NEWMONT CORP | 651639106 | COM | 150,000 | $6,281,000 | dollars as filed | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 337,311 | $6,281,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 176,375 | $6,275,000 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 154,393 | $6,266,000 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 161,548 | $6,238,000 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 976,005 | $6,236,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 34,200 | $6,230,000 | dollars as filed | call |
| BLUE BIRD CORP | 095306106 | COM | 115,513 | $6,220,000 | dollars as filed | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 78,407 | $6,219,000 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 131,615 | $6,203,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 335,025 | $6,181,000 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 733,992 | $6,172,000 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 19,200 | $6,169,000 | dollars as filed | call |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 166,295 | $6,168,000 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 1,734,515 | $6,159,000 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 70,200 | $6,159,000 | dollars as filed | call |
| XCELENERGY INC | 98389B100 | COM | 115,300 | $6,158,000 | dollars as filed | put |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 192,038 | $6,142,000 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 898,516 | $6,137,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 213,193 | $6,135,000 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 861,372 | $6,133,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 44,875 | $6,115,000 | dollars as filed | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 213,481 | $6,107,000 | dollars as filed | |
| POWELL INDS INC | 739128106 | COM | 42,589 | $6,107,000 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 281,313 | $6,107,000 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,000 | $6,102,000 | dollars as filed | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 165,157 | $6,070,000 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 54,187 | $6,069,000 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 260,069 | $6,057,000 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 97,609 | $6,049,000 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 65,252 | $6,049,000 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 230,239 | $6,030,000 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 99,309 | $6,011,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G138 | DAILY 20+ YEAR T | 123,705 | $6,000,000 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 20,000 | $5,997,000 | dollars as filed | put |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 6,048,000 | $5,985,000 | dollars as filed | principal |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 120,361 | $5,984,000 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 208,303 | $5,978,000 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 104,054 | $5,977,000 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 103,408 | $5,975,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 94,250 | $5,972,000 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 30,983 | $5,970,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X830 | SHARES FREE CASH | 193,032 | $5,969,000 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 885,384 | $5,959,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 291,408 | $5,936,000 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 95,139 | $5,932,000 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 63,900 | $5,927,000 | dollars as filed | put |
| OXFORD INDS INC | 691497309 | COM | 59,045 | $5,914,000 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 6,420,000 | $5,912,000 | dollars as filed | principal |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 516,289 | $5,896,000 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 605,371 | $5,896,000 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 6,319,000 | $5,883,000 | dollars as filed | principal |
| ACUSHNET HLDGS CORP | 005098108 | COM | 92,620 | $5,880,000 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 6,093,000 | $5,871,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 137,529 | $5,868,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 207,297 | $5,867,000 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 236,372 | $5,857,000 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 977,404 | $5,854,000 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 83,000 | $5,841,000 | dollars as filed | call |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 125,239 | $5,837,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 596,001 | $5,831,000 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 154,685 | $5,822,000 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 100,000 | $5,803,000 | dollars as filed | call |
| KOHLS CORP | 500255104 | COM | 251,236 | $5,775,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647P126 | VICT WES U S ETF | 154,323 | $5,766,000 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 123,735 | $5,763,000 | dollars as filed | |
| MYR GROUP INC | 55405W104 | COM | 42,449 | $5,761,000 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 67,118 | $5,758,000 | dollars as filed | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 150,312 | $5,739,000 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 189,789 | $5,734,000 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 553,297 | $5,733,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 90,080 | $5,732,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 394,400 | $5,715,000 | dollars as filed | call |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 230,676 | $5,712,000 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 149,900 | $5,711,000 | dollars as filed | call |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 106,064 | $5,708,000 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 434,380 | $5,703,000 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 279,643 | $5,697,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 134,816 | $5,697,000 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 50,200 | $5,692,000 | dollars as filed | call |
| GENTEX CORP COM | 371901109 | Stock | 168,720 | $5,688,000 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 85,743 | $5,687,000 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 250,000 | $5,678,000 | dollars as filed | put |
| CNA FINL CORP | 126117100 | COM | 123,193 | $5,676,000 | dollars as filed | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 24,633 | $5,670,000 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 92,007 | $5,651,000 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 102,211 | $5,650,000 | dollars as filed | |
| SKYWEST INC COM | 830879102 | Stock | 68,835 | $5,649,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 71,195 | $5,649,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 116,705 | $5,639,000 | dollars as filed | |
| COGNEX CORP | 192422103 | COM | 120,491 | $5,633,000 | dollars as filed | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 149,637 | $5,631,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 357,280 | $5,616,000 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 120,835 | $5,605,000 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 238,545 | $5,600,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 189,284 | $5,599,000 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 84,676 | $5,598,000 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 749,436 | $5,598,000 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 135,810 | $5,588,000 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 298,775 | $5,587,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 107,585 | $5,581,000 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 172,337 | $5,578,000 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 860,000 | $5,547,000 | dollars as filed | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 496,913 | $5,546,000 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 115,007 | $5,541,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 138,874 | $5,535,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E823 | GROWTH STRENGTH | 181,196 | $5,528,000 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 69,419 | $5,488,000 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 5,801,000 | $5,473,000 | dollars as filed | principal |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 309,320 | $5,472,000 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 52,801 | $5,465,000 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 195,135 | $5,465,000 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 45,179 | $5,456,000 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 153,012 | $5,453,000 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 70,000 | $5,450,000 | dollars as filed | call |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 133,289 | $5,445,000 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 199,115 | $5,443,000 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 420,140 | $5,437,000 | dollars as filed | |
| HAMILTON LANE INC | 407497106 | CL A | 43,933 | $5,429,000 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 155,000 | $5,428,000 | dollars as filed | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 38,000 | $5,424,000 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 113,956 | $5,423,000 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 100,376 | $5,416,000 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 103,000 | $5,399,000 | dollars as filed | call |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 107,954 | $5,390,000 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 772,000 | $5,389,000 | dollars as filed | call |
| BOISE CASCADE CO DEL | 09739D100 | COM | 45,123 | $5,379,000 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 92,508 | $5,364,000 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 29,578 | $5,349,000 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 5,828,000 | $5,336,000 | dollars as filed | principal |
| NEWS CORP NEW CL A | 65249B109 | Stock | 193,472 | $5,334,000 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 289,694 | $5,324,000 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 725,232 | $5,323,000 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 107,130 | $5,315,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 81,912 | $5,310,000 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 28,926 | $5,304,000 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 100,000 | $5,301,000 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 60,000 | $5,299,000 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 60,000 | $5,299,000 | dollars as filed | call |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 242,706 | $5,286,000 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 4,105,000 | $5,281,000 | dollars as filed | principal |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 542,474 | $5,257,000 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 94,368 | $5,256,000 | dollars as filed | |
| KADANT INC | 48282T104 | COM | 17,882 | $5,253,000 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 404,596 | $5,248,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 71,948 | $5,247,000 | dollars as filed | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 161,416 | $5,245,000 | dollars as filed | |
| Bondbloxx Bloomberg 1 Year Target Duration US Treasury | 09789C861 | ETF | 105,269 | $5,213,000 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 71,989 | $5,212,000 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 261,104 | $5,201,000 | dollars as filed | |
| WNS HLDGS LTD COM SHS | G98196101 | Stock | 98,913 | $5,194,000 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 229,890 | $5,188,000 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 47,021 | $5,183,000 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 310,744 | $5,170,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 187,058 | $5,166,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 212,161 | $5,160,000 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 585,809 | $5,150,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 30,552 | $5,145,000 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 44,956 | $5,143,000 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 80,300 | $5,142,000 | dollars as filed | put |
| HOME BANCSHARES INC COM | 436893200 | Stock | 214,522 | $5,141,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 103,676 | $5,134,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 126,776 | $5,130,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 286,190 | $5,128,000 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 319,025 | $5,120,000 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 198,038 | $5,116,000 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 154,228 | $5,111,000 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 262,350 | $5,108,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 373,552 | $5,106,000 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 25,538 | $5,103,000 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 132,961 | $5,100,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 53,962 | $5,100,000 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 68,284 | $5,093,000 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,470,706 | $5,065,000 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 263,449 | $5,065,000 | dollars as filed | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 54,764 | $5,061,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 192,190 | $5,053,000 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 275,109 | $5,035,000 | dollars as filed | |
| IVLU | 46435G409 | COM | 183,087 | $5,024,000 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 409,511 | $5,012,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 84,326 | $5,010,000 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 208,363 | $5,005,000 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 144,202 | $4,992,000 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 40,706 | $4,985,000 | dollars as filed | |
| SIMULATIONS PLUS INC | 829214105 | COM | 102,515 | $4,985,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 108,047 | $4,978,000 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 35,356 | $4,974,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 290,311 | $4,967,000 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 120,069 | $4,955,000 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 105,000 | $4,954,000 | dollars as filed | put |
| SPROTT INC | 852066208 | COM NEW | 119,618 | $4,950,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 219,937 | $4,942,000 | dollars as filed | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 36,536 | $4,926,000 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 27,000 | $4,925,000 | dollars as filed | put |
| ROYAL GOLD INC | 780287108 | COM | 39,300 | $4,919,000 | dollars as filed | call |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 98,765 | $4,919,000 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 175,000 | $4,915,000 | dollars as filed | put |
| PIMCO ETF TR | 72201R577 | ULTR SH GO AC FD | 48,615 | $4,915,000 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 60,670 | $4,914,000 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 142,646 | $4,908,000 | dollars as filed | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 50,476 | $4,906,000 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 100,000 | $4,900,000 | dollars as filed | call |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 254,231 | $4,900,000 | dollars as filed | |
| TRANSUNION COM | 89400J107 | Stock | 65,630 | $4,867,000 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 5,358,000 | $4,862,000 | dollars as filed | principal |
| ORION S.A. | L72967109 | COM | 221,202 | $4,854,000 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 174,811 | $4,842,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 126,407 | $4,836,000 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 105,142 | $4,830,000 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 67,000 | $4,824,000 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 40,099 | $4,814,000 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 25,449 | $4,809,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 190,704 | $4,808,000 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 631,399 | $4,798,000 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 107,426 | $4,796,000 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 127,593 | $4,792,000 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 15,692 | $4,786,000 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 72,033 | $4,780,000 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 172,227 | $4,774,000 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 4,425,000 | $4,765,000 | dollars as filed | principal |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 268,334 | $4,760,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 38,628 | $4,756,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 214,162 | $4,746,000 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 203,915 | $4,746,000 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 30,000 | $4,742,000 | dollars as filed | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 40,000 | $4,741,000 | dollars as filed | put |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 136,060 | $4,737,000 | dollars as filed | |
| AVIENT CORPORATION | 05368V106 | COM | 108,438 | $4,733,000 | dollars as filed | |
| METALLUS INC | 887399103 | COMMON STOCK | 233,417 | $4,732,000 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 3,348,000 | $4,721,000 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 4,710,000 | $4,715,000 | dollars as filed | principal |
| WD 40 CO COM | 929236107 | Stock | 21,442 | $4,708,000 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 58,671 | $4,702,000 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 202,128 | $4,697,000 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 178,689 | $4,695,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 97,544 | $4,695,000 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 92,294 | $4,691,000 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 124,060 | $4,690,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 45,036 | $4,678,000 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 99,175 | $4,675,000 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 107,213 | $4,673,000 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 197,808 | $4,670,000 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 86,403 | $4,667,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 102,638 | $4,664,000 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 190,705 | $4,660,000 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 233,361 | $4,644,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 47,261 | $4,638,000 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 133,268 | $4,637,000 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 35,818 | $4,634,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 122,490 | $4,628,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 70,000 | $4,624,000 | dollars as filed | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,863,218 | $4,622,000 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 19,123 | $4,618,000 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 198,745 | $4,617,000 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 159,601 | $4,611,000 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 96,549 | $4,609,000 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 65,068 | $4,609,000 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 114,287 | $4,601,000 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 100,458 | $4,596,000 | dollars as filed | |
| CELESTICA INC COM | 15101Q207 | Stock | 80,000 | $4,586,000 | dollars as filed | put |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 34,260 | $4,585,000 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 73,318 | $4,579,000 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 341,024 | $4,578,000 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 4,870,000 | $4,570,000 | dollars as filed | principal |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 55,000 | $4,556,000 | dollars as filed | put |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 153,899 | $4,550,000 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 76,400 | $4,548,000 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 44,383 | $4,547,000 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 85,295 | $4,539,000 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 41,385 | $4,533,000 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 82,386 | $4,530,000 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 71,399 | $4,529,000 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 57,500 | $4,527,000 | dollars as filed | call |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 155,316 | $4,524,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 225,379 | $4,521,000 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 4,216,000 | $4,520,000 | dollars as filed | principal |
| ASHLAND INC | 044186104 | COM | 47,727 | $4,510,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 98,386 | $4,509,000 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 77,500 | $4,497,000 | dollars as filed | put |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 174,477 | $4,496,000 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 407,012 | $4,489,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 143,504 | $4,486,000 | dollars as filed | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 140,686 | $4,480,000 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 47,500 | $4,453,000 | dollars as filed | put |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 150,116 | $4,451,000 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 291,562 | $4,449,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 96,579 | $4,443,000 | dollars as filed | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 64,512 | $4,439,000 | dollars as filed | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 63,190 | $4,435,000 | dollars as filed | |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 277,505 | $4,426,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 4,893,000 | $4,406,000 | dollars as filed | principal |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 108,692 | $4,391,000 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 59,666 | $4,390,000 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 17,365 | $4,384,000 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 3,327,000 | $4,381,000 | dollars as filed | principal |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 77,604 | $4,379,000 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 54,386 | $4,371,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 195,504 | $4,366,000 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 4,634,000 | $4,364,000 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 67,681 | $4,361,000 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 341,950 | $4,343,000 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T536 | ADAPTIV SELECT | 143,561 | $4,343,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 164,417 | $4,327,000 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 236,832 | $4,320,000 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 71,531 | $4,292,000 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 71,362 | $4,290,000 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 113,405 | $4,284,000 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 200,033 | $4,276,000 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 77,335 | $4,262,000 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 103,328 | $4,259,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 300,809 | $4,253,000 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 131,109 | $4,244,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 22,167 | $4,236,000 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 122,513 | $4,233,000 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 34,111 | $4,218,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 165,334 | $4,218,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 109,047 | $4,216,000 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 126,860 | $4,213,000 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 255,191 | $4,211,000 | dollars as filed | |
| PACER FDS TR | 69374H691 | mc | 114,680 | $4,201,000 | dollars as filed | |
| WSFS FINL CORP | 929328102 | COM | 88,774 | $4,172,000 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 256,178 | $4,167,000 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 149,299 | $4,160,000 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 62,716 | $4,159,000 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 128,871 | $4,150,000 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 118,247 | $4,146,000 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 232,149 | $4,146,000 | dollars as filed | |
| WEX INC | 96208T104 | COM | 23,395 | $4,145,000 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 19,680 | $4,137,000 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 123,016 | $4,127,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 43,299 | $4,122,000 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 64,241 | $4,120,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 87,517 | $4,114,000 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 180,932 | $4,110,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 17,135 | $4,106,000 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 31,835 | $4,105,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 120,594 | $4,102,000 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 169,758 | $4,096,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 300,325 | $4,096,000 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 60,000 | $4,095,000 | dollars as filed | put |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 122,230 | $4,093,000 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 34,165 | $4,089,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 153,310 | $4,072,000 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 184,319 | $4,069,000 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 76,232 | $4,066,000 | dollars as filed | |
| iShares AAA CLO Active ETF | 092528504 | COM | 78,094 | $4,056,000 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 47,949 | $4,055,000 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 30,000 | $4,053,000 | dollars as filed | put |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 97,522 | $4,053,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 81,325 | $4,052,000 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 4,846,000 | $4,047,000 | dollars as filed | principal |
| PHOTRONICS INC | 719405102 | COM | 163,625 | $4,038,000 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 25,324 | $4,036,000 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 61,005 | $4,035,000 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 51,290 | $4,017,000 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 38,248 | $4,011,000 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 4,199,000 | $4,010,000 | dollars as filed | principal |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 452,934 | $4,008,000 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 335,964 | $4,008,000 | dollars as filed | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 90,867 | $4,006,000 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 114,681 | $3,999,000 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 88,375 | $3,981,000 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 213,375 | $3,971,000 | dollars as filed | |
| CORVEL CORP COM | 221006109 | Stock | 15,607 | $3,968,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 111,566 | $3,957,000 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 35,439 | $3,951,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 76,247 | $3,937,000 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 3,651,000 | $3,934,000 | dollars as filed | principal |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 189,429 | $3,931,000 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 243,715 | $3,931,000 | dollars as filed | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 54,136 | $3,928,000 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 38,316 | $3,924,000 | dollars as filed | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 66,419 | $3,923,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 135,571 | $3,920,000 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 189,129 | $3,914,000 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 60,973 | $3,902,000 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 198,426 | $3,897,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 99,232 | $3,897,000 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 50,000 | $3,893,000 | dollars as filed | put |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 74,070 | $3,893,000 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 22,500 | $3,891,000 | dollars as filed | put |
| GLOBAL X FDS | 37960A552 | INDIA ACTIVE ETF | 125,396 | $3,890,000 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 36,734 | $3,889,000 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 283,751 | $3,888,000 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 43,954 | $3,875,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 168,839 | $3,868,000 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 53,061 | $3,852,000 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 110,592 | $3,850,000 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 3,467,000 | $3,846,000 | dollars as filed | principal |
| UNIFIRST CORP MASS | 904708104 | COM | 22,416 | $3,845,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 59,092 | $3,830,000 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 40,453 | $3,820,000 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 201,035 | $3,818,000 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 359,533 | $3,815,000 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 98,121 | $3,811,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 188,067 | $3,808,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 110,593 | $3,808,000 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 3,312,000 | $3,808,000 | dollars as filed | principal |
| BLACK HILLS CORP COM | 092113109 | Stock | 69,975 | $3,805,000 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 34,345 | $3,799,000 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 35,446 | $3,792,000 | dollars as filed | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 143,108 | $3,790,000 | dollars as filed | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 66,412 | $3,788,000 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 4,490,000 | $3,783,000 | dollars as filed | principal |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 58,198 | $3,780,000 | dollars as filed | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 67,135 | $3,773,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 113,025 | $3,770,000 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 435,675 | $3,760,000 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 97,657 | $3,759,000 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 55,564 | $3,754,000 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 15,000 | $3,749,000 | dollars as filed | call |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,900,000 | $3,748,000 | dollars as filed | principal |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 261,728 | $3,746,000 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 67,465 | $3,742,000 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 232,459 | $3,740,000 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 122,022 | $3,737,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 329,990 | $3,735,000 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 63,410 | $3,731,000 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 72,430 | $3,730,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 70,753 | $3,721,000 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 86,661 | $3,715,000 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 39,024 | $3,714,000 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 4,695,000 | $3,705,000 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 31,999 | $3,699,000 | dollars as filed | |
| VIZSLA SILVER CORP | 92859G608 | COM NEW | 2,065,875 | $3,698,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 4,452,000 | $3,690,000 | dollars as filed | principal |
| Charles Schwab Corp | 808513105 | COM | 50,000 | $3,685,000 | dollars as filed | put |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 112,277 | $3,684,000 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 95,144 | $3,675,000 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 78,391 | $3,667,000 | dollars as filed | |
| TANGER INC | 875465106 | COM | 135,255 | $3,666,000 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 163,801 | $3,663,000 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 407,653 | $3,661,000 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 138,504 | $3,656,000 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 155,978 | $3,654,000 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 109,934 | $3,649,000 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 58,749 | $3,640,000 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 86,746 | $3,639,000 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 3,805,000 | $3,634,000 | dollars as filed | principal |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 130,225 | $3,625,000 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 96,269 | $3,624,000 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 290,668 | $3,622,000 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 56,414 | $3,617,000 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 3,251,000 | $3,616,000 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 4,190,000 | $3,610,000 | dollars as filed | principal |
| ST JOE CO | 790148100 | COM | 65,896 | $3,604,000 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 220,194 | $3,602,000 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 66,570 | $3,599,000 | dollars as filed | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 51,223 | $3,598,000 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 261,432 | $3,597,000 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 186,892 | $3,589,000 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 3,070,000 | $3,583,000 | dollars as filed | principal |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 108,683 | $3,570,000 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 3,355,000 | $3,568,000 | dollars as filed | principal |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 92,124 | $3,565,000 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 209,880 | $3,564,000 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 75,989 | $3,561,000 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 110,203 | $3,553,000 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 54,400 | $3,550,000 | dollars as filed | |
| VIKING HOLDINGS LTD | G93A5A101 | ORD SHS | 104,323 | $3,541,000 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 6,857 | $3,535,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 63,999 | $3,534,000 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 223,419 | $3,533,000 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 137,651 | $3,533,000 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 170,022 | $3,530,000 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 20,789 | $3,528,000 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 65,754 | $3,528,000 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 21,886 | $3,527,000 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 220,146 | $3,521,000 | dollars as filed | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 148,265 | $3,515,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 3,411,000 | $3,513,000 | dollars as filed | principal |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 34,737 | $3,512,000 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 97,152 | $3,512,000 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 164,929 | $3,500,000 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 228,520 | $3,497,000 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 50,000 | $3,495,000 | dollars as filed | put |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 154,277 | $3,494,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 88,869 | $3,491,000 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,132,926 | $3,478,000 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 101,439 | $3,475,000 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 143,583 | $3,463,000 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 40,155 | $3,447,000 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 26,278 | $3,443,000 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 20,000 | $3,430,000 | dollars as filed | put |
| Cisco Systems,Inc. | 17275R102 | COM | 72,200 | $3,430,000 | dollars as filed | call |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 49,715 | $3,430,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 67,121 | $3,426,000 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 4,320,000 | $3,420,000 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 132,950 | $3,409,000 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 190,227 | $3,397,000 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 43,585 | $3,393,000 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 376,977 | $3,393,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-037262 | this filing | 2024-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-045394 | base | 2024-11-06 | acceptance time not in the bulk data set |