13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-15, with 7,424 holding rows worth $438,142,309,000.
- Accession
- 0001140361-24-026188
- Filer
- CIK 1000275
- Filed
- 2024-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 27,664 entries on the cover page, a total value of $438,142,309,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $438,142,309,000 with VALUE read as dollars as filed, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,507 | $16,000 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 799 | $16,000 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 1,636 | $16,000 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 1,116 | $16,000 | dollars as filed | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 1,337 | $16,000 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 6,488 | $16,000 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 415 | $16,000 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 10,810 | $16,000 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,450 | $16,000 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 3,986 | $16,000 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 1,497 | $16,000 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 8,448 | $16,000 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 1,348 | $16,000 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 1,978 | $16,000 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 216 | $16,000 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 1,655 | $16,000 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 2,495 | $16,000 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 31,486 | $16,000 | dollars as filed | |
| BV FINANCIAL INC | 05603E208 | COMMON STOCK | 1,530 | $16,000 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,779 | $16,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 144 | $16,000 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 799 | $16,000 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 419 | $16,000 | dollars as filed | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 1,555 | $16,000 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 14,000 | $16,000 | dollars as filed | principal |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 100 | $15,000 | dollars as filed | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 100 | $15,000 | dollars as filed | call |
| TFS FINL CORP | 87240R107 | COM | 1,203 | $15,000 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 7,588 | $15,000 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 702 | $15,000 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,998 | $15,000 | dollars as filed | |
| TCW ETF TRUST | 29287L205 | TRANS SYSTE ETF | 217 | $15,000 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 1,160 | $15,000 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 1,184 | $15,000 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 1,358 | $15,000 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 779 | $15,000 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 919 | $15,000 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 11,000 | $15,000 | dollars as filed | principal |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 1,142 | $15,000 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 1,067 | $15,000 | dollars as filed | principal |
| ECARX HOLDINGS INC | G29201103 | CMN | 7,575 | $15,000 | dollars as filed | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 1,515 | $15,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 750 | $15,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 435 | $15,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108573 | BLOOMBERG AI EQQ | 330 | $15,000 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 5,043 | $15,000 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 2,706 | $15,000 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 2,604 | $15,000 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 13,421 | $15,000 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 2,006 | $15,000 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 27,202 | $15,000 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 2,481 | $15,000 | dollars as filed | |
| URGENTLY INC COM NEW | 916931108 | Stock | 7,940 | $15,000 | dollars as filed | |
| VICINITY MOTOR CORP | 925654105 | COM | 19,162 | $15,000 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,355 | $14,000 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 452 | $14,000 | dollars as filed | |
| OKEANIS ECO TANKERS COR SHS | Y64177101 | Stock | 473 | $14,000 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 543 | $14,000 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 1,883 | $14,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1,978 | $14,000 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 5,660 | $14,000 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 1,093 | $14,000 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,765 | $14,000 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 2,783 | $14,000 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 8,620 | $14,000 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 960 | $14,000 | dollars as filed | |
| SPROTT FDS TR | 85208P501 | JR COPPER MINERS | 675 | $14,000 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 5,261 | $14,000 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 236 | $14,000 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 3,030 | $14,000 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 8,334 | $14,000 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 337 | $14,000 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 1,139 | $14,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 460 | $14,000 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 11,840 | $14,000 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 592 | $14,000 | dollars as filed | |
| AMPLIFY COMMODITY TRUST | 03210A107 | BREA DRY BUL ETF | 1,030 | $14,000 | dollars as filed | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 407 | $14,000 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 1,842 | $14,000 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 5,417 | $14,000 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 1,566 | $14,000 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 299 | $14,000 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 2,598 | $14,000 | dollars as filed | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 4,033 | $14,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 15,000 | $14,000 | dollars as filed | principal |
| CHINA FD INC | 169373107 | COM | 1,447 | $14,000 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 10,000 | $14,000 | dollars as filed | principal |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 7,232 | $14,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108623 | AMPLIFY US ALTER | 6,249 | $14,000 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 571 | $13,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 2,884 | $13,000 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 1,238 | $13,000 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 2,028 | $13,000 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 10,977 | $13,000 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 1,746 | $13,000 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 4,407 | $13,000 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,191 | $13,000 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 1,861 | $13,000 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 1,074 | $13,000 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 1,654 | $13,000 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 681 | $13,000 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 3,170 | $13,000 | dollars as filed | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 421 | $13,000 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 3,104 | $13,000 | dollars as filed | |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 12,000 | $13,000 | dollars as filed | principal |
| EA SERIES TRUST | 02072L672 | STRIVE US SEMICO | 280 | $13,000 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 2,191 | $13,000 | dollars as filed | |
| ELECTROVAYA INC | 28617B606 | COM | 3,500 | $13,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $13,000 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 2,890 | $13,000 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 1,337 | $13,000 | dollars as filed | |
| TCW ETF TRUST | 29287L304 | TRAN SU CHAI ETF | 194 | $13,000 | dollars as filed | |
| PROSHARES TR | 74347G366 | SHRT RL EST FD | 729 | $13,000 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 837 | $13,000 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 2,919 | $13,000 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 14,000 | $13,000 | dollars as filed | principal |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 654 | $13,000 | dollars as filed | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 675 | $13,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 793 | $13,000 | dollars as filed | |
| GLOBAL X FDS | 37960A768 | FINANCIALS COVRD | 504 | $13,000 | dollars as filed | |
| GLOBAL X FDS | 37960A750 | HEALTH CARE COVR | 500 | $13,000 | dollars as filed | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 222 | $13,000 | dollars as filed | principal |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 505 | $13,000 | dollars as filed | principal |
| VanEck Bitcoin Trust | 92189K105 | SHS | 147 | $12,000 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 2,017 | $12,000 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 3,842 | $12,000 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 3,627 | $12,000 | dollars as filed | |
| BYLINE BANCORP INC | 124411109 | COM | 572 | $12,000 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 1,689 | $12,000 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 6,773 | $12,000 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 3,000 | $12,000 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 2,523 | $12,000 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 301 | $12,000 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,433 | $12,000 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 1,691 | $12,000 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 2,000 | $12,000 | dollars as filed | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 439 | $12,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 378 | $12,000 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,732 | $12,000 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K745 | HIGH YIE OPP ETF | 1,097 | $12,000 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 614 | $12,000 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 2,981 | $12,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 207 | $12,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 450 | $12,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N637 | BREN WOOD TO ETF | 378 | $12,000 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 519 | $12,000 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 717 | $12,000 | dollars as filed | |
| SONDER HLDGS INC CLASS A | 83542D300 | COMMON STOCK | 4,109 | $12,000 | dollars as filed | |
| TIDAL TRUST II | 88634T824 | YIELDMAX COIN OP | 400 | $12,000 | dollars as filed | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 1,097 | $12,000 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 569 | $12,000 | dollars as filed | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 5,000 | $12,000 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 1,000 | $11,000 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 261 | $11,000 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 400 | $11,000 | dollars as filed | call |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 951 | $11,000 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 7,145 | $11,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U810 | FT VEST U.S | 291 | $11,000 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 1,738 | $11,000 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 4,640 | $11,000 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 539 | $11,000 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 7,095 | $11,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y665 | GRADIENT TACTIC | 401 | $11,000 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 1,245 | $11,000 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 5,340 | $11,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 4,207 | $11,000 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 14,320 | $11,000 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 1,701 | $11,000 | dollars as filed | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 250 | $11,000 | dollars as filed | |
| J P MORGAN ETF LTD DURATION BD | 46654Q773 | ETF | 210 | $11,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 323 | $11,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 437 | $11,000 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 30,000 | $11,000 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 1,437 | $11,000 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 1,938 | $11,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $11,000 | dollars as filed | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 1,860 | $11,000 | dollars as filed | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 528 | $11,000 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 1,294 | $11,000 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 2,548 | $11,000 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,901 | $11,000 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 10,258 | $11,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E224 | DAILY S&P 500 HI | 500 | $11,000 | dollars as filed | |
| CARGO THERAPEUTICS INC COM | 14179K101 | Stock | 482 | $11,000 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 24,417 | $11,000 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338H704 | COM | 6,939 | $11,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $11,000 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 4,134 | $10,000 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 4,060 | $10,000 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 580 | $10,000 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,000 | $10,000 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,350 | $10,000 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 544 | $10,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 176 | $10,000 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 1,160 | $10,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 1,749 | $10,000 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 140 | $10,000 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,695 | $10,000 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 510 | $10,000 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 1,306 | $10,000 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,400 | $10,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 1,102 | $10,000 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 1,648 | $10,000 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 867 | $10,000 | dollars as filed | |
| AXS GREEN ALPHA ETF | 46144X586 | ETF | 289 | $10,000 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 9,000 | $10,000 | dollars as filed | principal |
| Gilat Satellite Network | M51474118 | COM | 1,862 | $10,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 480 | $10,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 205 | $10,000 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,311 | $10,000 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 5,147 | $10,000 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 2,053 | $10,000 | dollars as filed | |
| KRANESHARES TRUST | 500767769 | MSCI EMG EX CH | 354 | $10,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524664 | ARIEL OPPOR ETF | 394 | $10,000 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 1,826 | $10,000 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 4,270 | $10,000 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 5,999 | $10,000 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 1,000 | $10,000 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 3,030 | $10,000 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 5,012 | $10,000 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 10,000 | $10,000 | dollars as filed | principal |
| EXSCIENTIA PLC | 30223G102 | ADS | 1,816 | $10,000 | dollars as filed | |
| BRIACELL THERAPEUTICS CORP | 107930109 | COM | 3,600 | $10,000 | dollars as filed | |
| CELLECTAR BIOSCIENCES INC | 15117F807 | COM | 2,500 | $10,000 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 2,599 | $10,000 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 2,156 | $10,000 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 24,554 | $10,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,500 | $10,000 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 8,253 | $10,000 | dollars as filed | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 400 | $10,000 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 1,318 | $9,000 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 373 | $9,000 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 961 | $9,000 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 2,420 | $9,000 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 1,202 | $9,000 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 700 | $9,000 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 3,735 | $9,000 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 4,016 | $9,000 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 1,112 | $9,000 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 584 | $9,000 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 889 | $9,000 | dollars as filed | |
| KORRO BIO INC | 500946108 | COMMON STOCK | 97 | $9,000 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 3,058 | $9,000 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 549 | $9,000 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 2,857 | $9,000 | dollars as filed | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 300 | $9,000 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 10,000 | $9,000 | dollars as filed | principal |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 425 | $9,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 398 | $9,000 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 781 | $9,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 766 | $9,000 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 360 | $9,000 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,574 | $9,000 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 23,031 | $9,000 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 10,000 | $9,000 | dollars as filed | principal |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 316 | $9,000 | dollars as filed | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 200 | $9,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092246 | CLOUD COMPUTNG | 385 | $9,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 393 | $9,000 | dollars as filed | |
| YieldMax MSTR Option Income Strategy ETF | 88634T493 | ETF | 204 | $9,000 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 810 | $9,000 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 10,000 | $9,000 | dollars as filed | principal |
| AQUA METALS INC | 03837J101 | COM | 17,265 | $9,000 | dollars as filed | |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 10,000 | $9,000 | dollars as filed | principal |
| GATOS SILVER INC | 368036109 | COM | 1,095 | $9,000 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 9,000 | $9,000 | dollars as filed | principal |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 2,819 | $9,000 | dollars as filed | |
| EA SERIES TRUST | 02072L359 | ARK 21SHARES ACT | 138 | $9,000 | dollars as filed | |
| BIOLASE INC | 090911702 | COM NEW | 50,000 | $9,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 140 | $8,000 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 215 | $8,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G286 | DAILY TSLA 2X SH | 1,000 | $8,000 | dollars as filed | call |
| SES AI CORPORATION | 78397Q109 | CL A COM | 4,471 | $8,000 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 1,665 | $8,000 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,253 | $8,000 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 1,145 | $8,000 | dollars as filed | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 214 | $8,000 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 1,250 | $8,000 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 4,503 | $8,000 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 454 | $8,000 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,304 | $8,000 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 254 | $8,000 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 755 | $8,000 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 2,134 | $8,000 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 1,030 | $8,000 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 221 | $8,000 | dollars as filed | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 740 | $8,000 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 2,837 | $8,000 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T528 | ELDRIDGE BBB B | 300 | $8,000 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754858 | COM | 2,709 | $8,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 220 | $8,000 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 800 | $8,000 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 758 | $8,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 355 | $8,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 259 | $8,000 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,659 | $8,000 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 702 | $8,000 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 2,184 | $8,000 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 1,306 | $8,000 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,421 | $8,000 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 287 | $8,000 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 5,492 | $8,000 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 183 | $8,000 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 2,812 | $8,000 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 14,000 | $8,000 | dollars as filed | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 8,000 | $8,000 | dollars as filed | principal |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 861 | $8,000 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 11,369 | $8,000 | dollars as filed | |
| TIDAL TRUST II | 88634T469 | YIELDMAX MRNA OP | 380 | $8,000 | dollars as filed | |
| NULL | 02008G102 | NULL | 4,447 | $8,000 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 10,000 | $8,000 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 874 | $7,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI SPONSORED ADS | 20441B704 | ADR | 1,005 | $7,000 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 8,843 | $7,000 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 3,783 | $7,000 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,000 | $7,000 | dollars as filed | |
| ARRIVENT BIOPHARMA INC | 04272N102 | COM | 369 | $7,000 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 943 | $7,000 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR209 | COM NEW | 1,815 | $7,000 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 1,322 | $7,000 | dollars as filed | |
| GMO ETF TRUST | 90139K100 | US QUALITY ETF | 243 | $7,000 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 619 | $7,000 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 8,440 | $7,000 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 6,758 | $7,000 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 1,431 | $7,000 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 552 | $7,000 | dollars as filed | |
| SPROTT FDS TR | 85208P402 | SPROTT CRITICAL | 400 | $7,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 596 | $7,000 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 2,256 | $7,000 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,504 | $7,000 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 812 | $7,000 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 1,585 | $7,000 | dollars as filed | |
| AVALO THERAPEUTICS INC | 05338F306 | COMMON STOCK | 322 | $7,000 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 399 | $7,000 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 3,074 | $7,000 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 1,918 | $7,000 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 4,660 | $7,000 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 600 | $7,000 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,636 | $7,000 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 10,504 | $7,000 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 3,899 | $7,000 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 287 | $7,000 | dollars as filed | |
| ENVOY MEDICAL INC | 29415V109 | CL A | 1,698 | $7,000 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 616 | $7,000 | dollars as filed | |
| EDESA BIOTECH INC | 27966L306 | COM NEW | 1,737 | $7,000 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 1,279 | $7,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 207 | $7,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 100 | $7,000 | dollars as filed | |
| PROSHARES TR II | 74347Y888 | CMN | 200 | $7,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 456 | $7,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 275 | $7,000 | dollars as filed | |
| TIDAL TRUST II | 88634T782 | YIELDMAX NFLX | 352 | $7,000 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 956 | $7,000 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 4,236 | $7,000 | dollars as filed | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 244 | $7,000 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 536 | $7,000 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 2,040 | $7,000 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679534 | MICROSECTORS FAN | 20 | $7,000 | dollars as filed | |
| MAWSON INFRASTRUCTURE GROUP | 57778N307 | COM | 4,756 | $7,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 372 | $7,000 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,000 | $7,000 | dollars as filed | principal |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 1,318 | $7,000 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 4,766 | $7,000 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 3,904 | $7,000 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 18,935 | $7,000 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 7,000 | $7,000 | dollars as filed | principal |
| IM CANNABIS CORP | 44969Q307 | COM | 14,099 | $7,000 | dollars as filed | |
| EDGIO INC EQUITY CLASS EQUITY | 53261M203 | STOK | 724 | $7,000 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 1,987 | $6,000 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,052 | $6,000 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 5,002 | $6,000 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 722 | $6,000 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,244 | $6,000 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 3,000 | $6,000 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 800 | $6,000 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 3,957 | $6,000 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 1,170 | $6,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729300 | FOCUSED LAR CAP | 172 | $6,000 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 1,000 | $6,000 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 2,612 | $6,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 207 | $6,000 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 1,473 | $6,000 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 444 | $6,000 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 300 | $6,000 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 158 | $6,000 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 134 | $6,000 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 1,493 | $6,000 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 502 | $6,000 | dollars as filed | |
| LEXEO THERAPEUTICS INC | 52886X107 | COMMON STOCK | 351 | $6,000 | dollars as filed | |
| INSEEGO CORP | 45782B302 | COMMON STOCK | 2,267 | $6,000 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 599 | $6,000 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 150 | $6,000 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,510 | $6,000 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,839 | $6,000 | dollars as filed | |
| ASTORIA REAL ASSET ETF | 46141T117 | UIE | 195 | $6,000 | dollars as filed | |
| VANECK COPPER AND ELECTRIFICATION METALS ETF | 92189Y204 | ETF | 254 | $6,000 | dollars as filed | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 469 | $6,000 | dollars as filed | |
| CAPITOL SER TR | 14064D519 | HULL TACTICAL | 151 | $6,000 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 700 | $6,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 247 | $6,000 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 708 | $6,000 | dollars as filed | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 170 | $6,000 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A130 | WTS | 2,306 | $6,000 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,436 | $6,000 | dollars as filed | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 300 | $6,000 | dollars as filed | |
| UBS AG | 22542D225 | ETRA SILV SHS CO | 84 | $6,000 | dollars as filed | |
| MOLECULAR PARTNERS AG | 60853G106 | ADS | 1,500 | $6,000 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,106 | $6,000 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 798 | $6,000 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 4,075 | $6,000 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 10,235 | $6,000 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 2,269 | $6,000 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 1,146 | $6,000 | dollars as filed | |
| EFFECTOR THERAPEUTIC EQUCLASS EQUITY | 28202V207 | COMMON STOCK | 432 | $6,000 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 435 | $6,000 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 4,723 | $6,000 | dollars as filed | |
| ACCELERATE DIAGNOSTICS INC | 00430H201 | COM | 6,335 | $6,000 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 2,000 | $6,000 | dollars as filed | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 298 | $6,000 | dollars as filed | |
| TIDAL TRUST II | 88636J790 | YIELDMAX AI OPT | 375 | $6,000 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 6,539 | $5,000 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 1,062 | $5,000 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 784 | $5,000 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 1,463 | $5,000 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 574 | $5,000 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 361 | $5,000 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 740 | $5,000 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 500 | $5,000 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 605 | $5,000 | dollars as filed | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 4,484 | $5,000 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 91 | $5,000 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 6,823 | $5,000 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 2,119 | $5,000 | dollars as filed | |
| HAMILTON INSURANCE GROUP LTD | G42706104 | CL B | 381 | $5,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N744 | REX FA IN EQ ETF | 82 | $5,000 | dollars as filed | |
| MURAL ONCOLOGY PUB LTD CO | G63365103 | ORD SHS | 1,061 | $5,000 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 1,451 | $5,000 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 728 | $5,000 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 658 | $5,000 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 6,077 | $5,000 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 4,051 | $5,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 4,382 | $5,000 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 851 | $5,000 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 458 | $5,000 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 192 | $5,000 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 2,168 | $5,000 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 172 | $5,000 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 555 | $5,000 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 320 | $5,000 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 253 | $5,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 197 | $5,000 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 826 | $5,000 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 165 | $5,000 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 134 | $5,000 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 4,014 | $5,000 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 679 | $5,000 | dollars as filed | |
| RBB FD INC | 74933W478 | US TREASRY 12 MT | 100 | $5,000 | dollars as filed | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 255 | $5,000 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,010 | $5,000 | dollars as filed | |
| ENTERA BIO LTD | M40527109 | SHS | 3,000 | $5,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W770 | CMN | 153 | $5,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y872 | CMN | 146 | $5,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 155 | $5,000 | dollars as filed | |
| CULP INC | 230215105 | CMN | 975 | $5,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 270 | $5,000 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 170 | $5,000 | dollars as filed | principal |
| TIDAL TRUST II | 88634T816 | YIELDMAX META | 225 | $5,000 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 128 | $5,000 | dollars as filed | |
| ISHARES TR | 46436E171 | LITHIUM MINRS | 400 | $5,000 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 2,204 | $5,000 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 2,483 | $5,000 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 1,425 | $5,000 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 66 | $5,000 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 35,403 | $5,000 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 4,000 | $5,000 | dollars as filed | principal |
| FNCB BANCORP INC | 302578109 | COM | 879 | $5,000 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 585 | $4,000 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 377 | $4,000 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 300 | $4,000 | dollars as filed | call |
| ERASCA INC COM | 29479A108 | Stock | 1,894 | $4,000 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 1,466 | $4,000 | dollars as filed | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 148 | $4,000 | dollars as filed | |
| AEVA TECHNOLOGIES INC COM NEW | 00835Q202 | Stock | 1,229 | $4,000 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 2,965 | $4,000 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,020 | $4,000 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 3,150 | $4,000 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 408 | $4,000 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 1,407 | $4,000 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 18,514 | $4,000 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 1,500 | $4,000 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 903 | $4,000 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 594 | $4,000 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 2,324 | $4,000 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 1,495 | $4,000 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 2,070 | $4,000 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 78 | $4,000 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 1,492 | $4,000 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 100 | $4,000 | dollars as filed | put |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 209 | $4,000 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 2,262 | $4,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-026188 | this filing | 2024-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-045234 | base | 2024-11-05 | acceptance time not in the bulk data set |