13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-15, with 7,424 holding rows worth $438,142,309,000.
- Accession
- 0001140361-24-026188
- Filer
- CIK 1000275
- Filed
- 2024-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 27,664 entries on the cover page, a total value of $438,142,309,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $438,142,309,000 with VALUE read as dollars as filed, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 1,145 | $55,000 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 4,431 | $55,000 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 5,469 | $55,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 1,130 | $55,000 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 16,442 | $55,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,664 | $55,000 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 3,322 | $55,000 | dollars as filed | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 900 | $55,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 1,380 | $54,000 | dollars as filed | |
| NEOS ETF TRUST | 78433H303 | NEOS S&P 500 HI | 1,069 | $54,000 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 5,337 | $54,000 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 1,902 | $54,000 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 2,770 | $54,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 1,412 | $54,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 1,177 | $54,000 | dollars as filed | principal |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 1,752 | $54,000 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 4,524 | $54,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 5,649 | $54,000 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 2,080 | $53,000 | dollars as filed | |
| SITIME CORP COM | 82982T106 | Stock | 575 | $53,000 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 3,533 | $53,000 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 1,408 | $53,000 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 20,096 | $53,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q842 | CMN | 1,636 | $53,000 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 1,894 | $53,000 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 50,000 | $53,000 | dollars as filed | principal |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 5,000 | $53,000 | dollars as filed | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 60,623 | $53,000 | dollars as filed | |
| LISTED FD TR | 53656G431 | ROUNDHILL S&P GL | 2,000 | $53,000 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 4,939 | $52,000 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 4,423 | $52,000 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 24,412 | $52,000 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 1,757 | $51,000 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 3,884 | $51,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 12,638 | $51,000 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 4,485 | $51,000 | dollars as filed | |
| PACER US SMALL CAP CASH COWS GROWTH LEADERS ETF | 69374H352 | ETF | 2,109 | $51,000 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 25,755 | $51,000 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 7,537 | $51,000 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 9,100 | $51,000 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 10,104 | $50,000 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 732 | $50,000 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 19,397 | $50,000 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 853 | $50,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 962 | $50,000 | dollars as filed | |
| EA SERIES TRUST | 02072L383 | WHIT PU LIST ETF | 1,731 | $50,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 92,235 | $50,000 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 701 | $49,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,043 | $49,000 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,837 | $49,000 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,609 | $49,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 2,461 | $49,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 1,250 | $49,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 1,400 | $49,000 | dollars as filed | |
| BROADWAY FINL CORP DEL | 111444709 | CL A NEW | 8,908 | $49,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188879 | TACTICAL BOND | 1,004 | $49,000 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 17,000 | $49,000 | dollars as filed | principal |
| ENACT HLDGS INC COM | 29249E109 | Stock | 1,522 | $48,000 | dollars as filed | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 303 | $48,000 | dollars as filed | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,372 | $48,000 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 690 | $48,000 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 2,277 | $48,000 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 2,228 | $48,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 587 | $48,000 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 34,506 | $48,000 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 3,000 | $48,000 | dollars as filed | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 4,054 | $48,000 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 7,381 | $47,000 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,898 | $47,000 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 11,457 | $47,000 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,986 | $47,000 | dollars as filed | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 2,250 | $47,000 | dollars as filed | |
| DBX ETF TR | 23306X886 | XTRA SE SELE ETF | 1,406 | $47,000 | dollars as filed | |
| NEURAXIS INC | 64134X201 | COM | 15,101 | $47,000 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 154,199 | $47,000 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 20,067 | $46,000 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 2,903 | $46,000 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 1,136 | $46,000 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 1,556 | $46,000 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 2,882 | $46,000 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 953 | $46,000 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 2,025 | $46,000 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 1,324 | $46,000 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 10,329 | $45,000 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 1,235 | $45,000 | dollars as filed | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,690 | $45,000 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 10,355 | $45,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 1,482 | $45,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 880 | $45,000 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 4,050 | $44,000 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 5,111 | $44,000 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 7,730 | $44,000 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 8,144 | $44,000 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,293 | $44,000 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,969 | $44,000 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 4,237 | $44,000 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 66,554 | $44,000 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 17,041 | $44,000 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 22,213 | $44,000 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 500 | $43,000 | dollars as filed | put |
| ALEXANDERS INC COM | 014752109 | REIT | 198 | $43,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,123 | $43,000 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 2,347 | $43,000 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 1,277 | $43,000 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,695 | $43,000 | dollars as filed | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,087 | $43,000 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 5,488 | $43,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 2,047 | $43,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108565 | AI POWE EQUI ETF | 1,170 | $43,000 | dollars as filed | |
| ROUNDHILL MEMORY ETF | 77926X106 | SHS | 1,499 | $43,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 3,101 | $43,000 | dollars as filed | principal |
| Grace Therapeutics Inc | 00430K865 | COM | 12,584 | $43,000 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 10,597 | $42,000 | dollars as filed | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 1,955 | $42,000 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 1,958 | $42,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072356 | REAL ESTATE ETF | 1,001 | $42,000 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 2,552 | $42,000 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 3,684 | $42,000 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 18,534 | $42,000 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 3,479 | $42,000 | dollars as filed | |
| TIDAL TRUST II | 88636J600 | ROUNDHILL GENER | 1,167 | $42,000 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 3,450 | $42,000 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 5,703 | $42,000 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 20,225 | $42,000 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 3,856 | $42,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 7,758 | $42,000 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 9,767 | $41,000 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 3,782 | $41,000 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 11,142 | $41,000 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 2,936 | $41,000 | dollars as filed | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 1,447 | $41,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 45,000 | $41,000 | dollars as filed | principal |
| KIMCO REALTY CORP | 49446R687 | DP CV CL N 7.25% | 736 | $41,000 | dollars as filed | principal |
| PUTNAM ETF TRUST | 746729805 | BIOREVOLUTION | 1,318 | $41,000 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 7,721 | $40,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 361 | $40,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 855 | $40,000 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 4,775 | $39,000 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 2,649 | $39,000 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 128 | $39,000 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 2,161 | $39,000 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 2,332 | $39,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 1,071 | $39,000 | dollars as filed | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 2,420 | $39,000 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 2,019 | $39,000 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 3,627 | $39,000 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 46,512 | $39,000 | dollars as filed | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 2,090 | $39,000 | dollars as filed | |
| SAVERS VALUE VLG INC | 80517M109 | COM | 1,992 | $38,000 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 18,750 | $38,000 | dollars as filed | |
| A10 NETWORKS INC | 002121101 | COM | 2,764 | $38,000 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 964 | $38,000 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 16,230 | $38,000 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 7,450 | $38,000 | dollars as filed | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 5,039 | $38,000 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 585 | $38,000 | dollars as filed | principal |
| CEPTON INC | 15673X200 | COM | 13,656 | $38,000 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 1,530 | $38,000 | dollars as filed | principal |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 1,992 | $37,000 | dollars as filed | |
| SCANSOURCE INC | 806037107 | COM | 841 | $37,000 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 3,419 | $37,000 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 3,397 | $37,000 | dollars as filed | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 845 | $37,000 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,375 | $37,000 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 6,589 | $37,000 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 52,213 | $37,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V773 | INTL SMALL CAP E | 1,449 | $36,000 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 6,707 | $36,000 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 3,417 | $36,000 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 4,101 | $36,000 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 2,502 | $36,000 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,592 | $36,000 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 2,700 | $36,000 | dollars as filed | |
| ARIS MINING CORPORATION | 04040Y109 | COM | 10,031 | $36,000 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 745 | $36,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 1,138 | $36,000 | dollars as filed | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 1,827 | $36,000 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 1,228 | $36,000 | dollars as filed | |
| CLARIVATE PLC | G21810208 | CONV | 1,200 | $36,000 | dollars as filed | principal |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,946 | $35,000 | dollars as filed | |
| INTER & CO INC CLASS A COM | G4R20B107 | Stock | 6,164 | $35,000 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 6,757 | $35,000 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 1,635 | $35,000 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 10,075 | $35,000 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 856 | $35,000 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 2,931 | $35,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 1,406 | $35,000 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 2,019 | $35,000 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 30,535 | $35,000 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 5,020 | $35,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 1,462 | $35,000 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 8,078 | $35,000 | dollars as filed | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 969 | $35,000 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 1,898 | $34,000 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 5,689 | $34,000 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 12,036 | $34,000 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 5,317 | $34,000 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 9,073 | $34,000 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 2,015 | $34,000 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,175 | $34,000 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 5,223 | $34,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 12,000 | $34,000 | dollars as filed | principal |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,034 | $33,000 | dollars as filed | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 2,184 | $33,000 | dollars as filed | |
| NETSTREIT CORP | 64119V303 | COM | 1,775 | $33,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 905 | $33,000 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 384 | $33,000 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 2,309 | $33,000 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 1,973 | $33,000 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 2,070 | $33,000 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,370 | $33,000 | dollars as filed | |
| NULL | 500767470 | NULL | 2,274 | $33,000 | dollars as filed | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 2,500 | $33,000 | dollars as filed | |
| ODDITY TECH LTD SHS CL A | M7518J104 | Stock | 746 | $32,000 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 7,300 | $32,000 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 5,306 | $32,000 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,000 | $32,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q503 | US EQUI RESH ETF | 963 | $32,000 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 1,786 | $32,000 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 3,898 | $32,000 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 7,192 | $32,000 | dollars as filed | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 1,364 | $32,000 | dollars as filed | |
| Lufax Holding Ltd-Adr | 54975P201 | COM | 7,484 | $32,000 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 47,187 | $32,000 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,316 | $32,000 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 100 | $31,000 | dollars as filed | call |
| BRIGHTSPRING HEALTH SVCS | 10950A106 | COM | 2,848 | $31,000 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 339 | $31,000 | dollars as filed | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 246 | $31,000 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 10,693 | $31,000 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 3,095 | $31,000 | dollars as filed | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,476 | $31,000 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K760 | INCOME ETF | 1,510 | $31,000 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 22,877 | $31,000 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 16,429 | $31,000 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 5,540 | $31,000 | dollars as filed | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 851 | $31,000 | dollars as filed | |
| READY CAPITAL CORP | 75574U705 | 6.25 CNV PFD C | 1,650 | $31,000 | dollars as filed | principal |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 3,233 | $31,000 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 6,950 | $31,000 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 29,000 | $31,000 | dollars as filed | principal |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 700 | $31,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 987 | $31,000 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,838 | $30,000 | dollars as filed | |
| BRISTOW GROUP INC | 11040G103 | COM | 1,106 | $30,000 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 2,388 | $30,000 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,370 | $30,000 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 4,838 | $30,000 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 10,920 | $30,000 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,944 | $30,000 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,100 | $30,000 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 15,523 | $30,000 | dollars as filed | |
| LISTED FDS TR | 53656G498 | ROUN MA SEVE ETF | 765 | $30,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 195 | $30,000 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 18,000 | $30,000 | dollars as filed | principal |
| SHARECARE INC | 81948W104 | COM | 39,701 | $30,000 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 18,176 | $30,000 | dollars as filed | |
| ISHARES TR | 46436E452 | USD SYSTM BD ETF | 352 | $30,000 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 90,710 | $29,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 382 | $29,000 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 6,338 | $29,000 | dollars as filed | |
| PERDOCEO ED CORP | 71363P106 | COM | 1,610 | $29,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 15,282 | $29,000 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 27,954 | $29,000 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,400 | $29,000 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 2,296 | $29,000 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 913 | $29,000 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 1,931 | $29,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 32,000 | $29,000 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 28,000 | $29,000 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 4,025 | $29,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 212 | $28,000 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 3,216 | $28,000 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 309 | $28,000 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 6,810 | $28,000 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 3,558 | $28,000 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 1,172 | $28,000 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 26,354 | $28,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 3,605 | $28,000 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 4,214 | $28,000 | dollars as filed | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 2,164 | $28,000 | dollars as filed | |
| LISTED FDS TR | 53656F268 | WAHED DOW JONES | 1,150 | $28,000 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 2,990 | $28,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W791 | BULLE MUN ETF | 1,064 | $28,000 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 7,032 | $28,000 | dollars as filed | |
| DONEGAL GROUP INC | 257701300 | CL B | 2,078 | $28,000 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 2,924 | $28,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P847 | NUVEEN LARG CAP | 947 | $28,000 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 523 | $27,000 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 7,595 | $27,000 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 11,414 | $27,000 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 4,946 | $27,000 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 2,246 | $27,000 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 980 | $27,000 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 2,079 | $27,000 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 738 | $27,000 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 1,461 | $27,000 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 3,432 | $27,000 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,123 | $27,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y574 | ADAPTIVE US | 660 | $27,000 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 11,900 | $27,000 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 33,620 | $27,000 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 10,672 | $27,000 | dollars as filed | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 17,599 | $27,000 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1,200 | $26,000 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 5,705 | $26,000 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 670 | $26,000 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,066 | $26,000 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 16,077 | $26,000 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 7,282 | $26,000 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 4,960 | $26,000 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 2,871 | $26,000 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 3,617 | $26,000 | dollars as filed | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 813 | $26,000 | dollars as filed | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 7,283 | $26,000 | dollars as filed | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 538 | $26,000 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 5,322 | $25,000 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 775 | $25,000 | dollars as filed | |
| BRADY CORP | 104674106 | CL A | 407 | $25,000 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 3,922 | $25,000 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 8,316 | $25,000 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 1,542 | $25,000 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 1,961 | $25,000 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,800 | $25,000 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 2,627 | $25,000 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 2,245 | $25,000 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 7,093 | $25,000 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 665 | $25,000 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 7,703 | $25,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 1,181 | $25,000 | dollars as filed | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 600 | $25,000 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 1,559 | $25,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 1,500 | $25,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 971 | $25,000 | dollars as filed | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 463 | $25,000 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,134 | $25,000 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 23,185 | $25,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $25,000 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 16,875 | $25,000 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 3,099 | $25,000 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 1,105 | $24,000 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 3,582 | $24,000 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 492 | $24,000 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 352 | $24,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 2,589 | $24,000 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 4,416 | $24,000 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 9,733 | $24,000 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 7,933 | $24,000 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 514 | $24,000 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 950 | $24,000 | dollars as filed | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $24,000 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 10,189 | $24,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,000 | $24,000 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 3,603 | $24,000 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 5,222 | $23,000 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1,205 | $23,000 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 2,189 | $23,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 505 | $23,000 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 4,758 | $23,000 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 10,130 | $23,000 | dollars as filed | |
| HARROW INC | 415858109 | COM | 1,675 | $23,000 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 2,531 | $23,000 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 3,851 | $23,000 | dollars as filed | |
| CG ONCOLOGY INC | 156944100 | COMMON STOCK | 528 | $23,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 790 | $23,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 932 | $23,000 | dollars as filed | |
| MV OIL TR | 553859109 | TR UNITS | 2,150 | $23,000 | dollars as filed | |
| EA SERIES TRUST | 02072L599 | STRI 1000 VA ETF | 801 | $23,000 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 34,523 | $23,000 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 12,106 | $23,000 | dollars as filed | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,000 | $23,000 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 1,760 | $22,000 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,517 | $22,000 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 9,109 | $22,000 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 1,461 | $22,000 | dollars as filed | |
| THRYV HLDGS INC | 886029206 | COM NEW | 1,035 | $22,000 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 154 | $22,000 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,400 | $22,000 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 709 | $22,000 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 431 | $22,000 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 2,016 | $22,000 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 18,636 | $22,000 | dollars as filed | |
| PGIM | 69344A834 | MUTUAL FUNDS - | 441 | $22,000 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 6,877 | $22,000 | dollars as filed | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 1,400 | $22,000 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 324 | $22,000 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 9,476 | $22,000 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,759 | $22,000 | dollars as filed | |
| LARGO INC | 517097101 | COM | 13,561 | $22,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 1,531 | $22,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 767 | $22,000 | dollars as filed | |
| GLOBAL X FDS | 37960A743 | INFORMATION TEC | 674 | $22,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 1,975 | $22,000 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 8,051 | $22,000 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 2,500 | $22,000 | dollars as filed | |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 3,913 | $22,000 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 1,337 | $21,000 | dollars as filed | |
| DISC MEDICINE INC COM | 254604101 | Stock | 343 | $21,000 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,801 | $21,000 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 2,553 | $21,000 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 955 | $21,000 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 1,909 | $21,000 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 1,047 | $21,000 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 3,266 | $21,000 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 1,065 | $21,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 3,966 | $21,000 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 7,257 | $21,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 325 | $21,000 | dollars as filed | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 400 | $21,000 | dollars as filed | principal |
| MATTERPORT INC | 577096100 | COM CL A | 9,478 | $21,000 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 2,288 | $21,000 | dollars as filed | |
| CALIBERCOS INC CL A NEW | 13000T109 | Stock | 20,979 | $21,000 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 19,000 | $21,000 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 20,000 | $21,000 | dollars as filed | principal |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 35,424 | $21,000 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 902 | $20,000 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 3,446 | $20,000 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 1,129 | $20,000 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 7,286 | $20,000 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 848 | $20,000 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 2,529 | $20,000 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 1,663 | $20,000 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 2,235 | $20,000 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 4,436 | $20,000 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 493 | $20,000 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 939 | $20,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108722 | CWP INTL ENHANCE | 671 | $20,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 1,000 | $20,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 305 | $20,000 | dollars as filed | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 580 | $20,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 484 | $20,000 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 19,335 | $20,000 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 5,867 | $20,000 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 7,719 | $20,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 706 | $20,000 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 1,917 | $20,000 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 9,000 | $20,000 | dollars as filed | principal |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 924 | $20,000 | dollars as filed | |
| Dimensional US Large Cap Value ETF | 25434V666 | SHS | 650 | $19,000 | dollars as filed | |
| REGIS CORP | 758932206 | COM SHS | 2,512 | $19,000 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 1,383 | $19,000 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,512 | $19,000 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 3,847 | $19,000 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 2,960 | $19,000 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,058 | $19,000 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 594 | $19,000 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 847 | $19,000 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 436 | $19,000 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 10,000 | $19,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 50,000 | $19,000 | dollars as filed | principal |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 300 | $19,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 332 | $19,000 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 15,000 | $19,000 | dollars as filed | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 768 | $19,000 | dollars as filed | principal |
| BATTALION OIL CORP | 07134L107 | COM | 3,320 | $19,000 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 1,397 | $19,000 | dollars as filed | |
| AFFIMED N V | N01045207 | COM | 3,689 | $19,000 | dollars as filed | |
| MOGO INC | 60800C208 | COM | 8,822 | $18,000 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 2,122 | $18,000 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 1,242 | $18,000 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 2,742 | $18,000 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,400 | $18,000 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 2,207 | $18,000 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 1,232 | $18,000 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 7,615 | $18,000 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,959 | $18,000 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 321 | $18,000 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 6,879 | $18,000 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 321 | $18,000 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 4,283 | $18,000 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 4,050 | $18,000 | dollars as filed | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 500 | $18,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 278 | $18,000 | dollars as filed | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 2,000 | $18,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N848 | SIMPLIFY US EQT | 547 | $18,000 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 20,000 | $18,000 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q142 | CLIMATE CHANGE S | 400 | $18,000 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 19,000 | $18,000 | dollars as filed | principal |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 688 | $18,000 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 2,703 | $18,000 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 1,297 | $17,000 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 4,776 | $17,000 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 1,000 | $17,000 | dollars as filed | call |
| AH RLTY TR INC | 04208T108 | COM | 1,628 | $17,000 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L859 | ALPHA CAP | 709 | $17,000 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,866 | $17,000 | dollars as filed | |
| SAGIMET BIOSCIENCES INC A | 786700104 | COMMON STOCK | 3,031 | $17,000 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 3,500 | $17,000 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 346 | $17,000 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 1,164 | $17,000 | dollars as filed | |
| APREA THERAPEUTICS INC | 03836J201 | COM NEW | 2,570 | $17,000 | dollars as filed | |
| STRIVE ENHANCED INCOME SHORT MATURITY ETF | 02072L441 | ETF | 857 | $17,000 | dollars as filed | |
| VINFAST AUTO LTD | Y9390M103 | SHS | 3,512 | $17,000 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 22,000 | $17,000 | dollars as filed | principal |
| UBS AG | 22539U602 | ETRA CRU OIL SHS | 221 | $17,000 | dollars as filed | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 493 | $17,000 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 4,816 | $17,000 | dollars as filed | |
| NEUEHEALTH INC | 10920V404 | COM NEW | 2,563 | $17,000 | dollars as filed | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 1,931 | $16,000 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 1,144 | $16,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-026188 | this filing | 2024-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-045234 | base | 2024-11-05 | acceptance time not in the bulk data set |