13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-14, with 185 holding rows worth $3,934,323,273.
- Accession
- 0001140361-24-025915
- Filer
- CIK 1097278
- Filed
- 2024-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 187 entries on the cover page, a total value of $3,934,323,273 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,934,323,273 with VALUE read as dollars as filed, 13F file number 028-05049. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerRussell Investments Group, Ltd.028-17598
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 184,763 | $227,106,541 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 181,779 | $218,470,667 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 127,746,000 | $133,136,789 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 94,296,000 | $87,477,889 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F713 | CONV | 2,184,674 | $87,082,012 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 101,112,000 | $84,443,079 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 82,003,000 | $84,051,212 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 69,897,000 | $81,876,777 | dollars as filed | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 79,597,000 | $76,981,910 | dollars as filed | principal |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 25,839,000 | $74,555,142 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 78,749,000 | $73,466,062 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 37,055,000 | $72,294,779 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 60,998,000 | $71,869,121 | dollars as filed | principal |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 1,096,505 | $70,985,524 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 62,005,000 | $69,934,397 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 71,380,000 | $68,130,429 | dollars as filed | principal |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 78,494,000 | $66,353,710 | dollars as filed | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 59,603,000 | $62,365,994 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 65,584,000 | $61,215,515 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 55,671,000 | $59,019,116 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 61,786,000 | $57,541,920 | dollars as filed | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 61,918,000 | $56,506,844 | dollars as filed | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 61,216,000 | $53,348,757 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 49,927,000 | $48,819,635 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 47,552,000 | $48,058,451 | dollars as filed | principal |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 44,967,000 | $42,591,680 | dollars as filed | principal |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 55,539,000 | $42,465,544 | dollars as filed | principal |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 45,179,000 | $42,290,874 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 39,312,000 | $40,348,172 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 45,212,000 | $39,737,112 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 45,087,000 | $38,905,121 | dollars as filed | principal |
| NEW MTN FIN CORP | 647551AE0 | BOND | 35,539,000 | $37,704,680 | dollars as filed | principal |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 64,880,000 | $36,953,205 | dollars as filed | principal |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 552,649 | $36,646,157 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 38,155,000 | $36,573,112 | dollars as filed | principal |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 27,188,000 | $35,861,915 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 37,862,000 | $35,667,569 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 37,116,000 | $35,347,684 | dollars as filed | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 25,825,000 | $35,322,571 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 37,716,000 | $34,903,320 | dollars as filed | principal |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 40,214,000 | $34,167,198 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 33,935,000 | $33,980,196 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 31,409,000 | $33,356,465 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 40,049,000 | $33,088,645 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 37,219,000 | $33,038,103 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 30,390,000 | $32,589,349 | dollars as filed | principal |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 28,603,000 | $31,965,341 | dollars as filed | principal |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 32,652,000 | $31,891,346 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 35,799,000 | $31,610,430 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 29,316,000 | $31,582,548 | dollars as filed | principal |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 29,176,000 | $31,364,200 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 36,552,000 | $31,202,199 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 27,827,000 | $30,647,731 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 29,884,000 | $29,927,501 | dollars as filed | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 35,292,000 | $29,839,045 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 32,942,000 | $29,631,718 | dollars as filed | principal |
| ENVESTNET INC | 29404KAG1 | NOTE 2.625%12/0 | 27,107,000 | $29,013,242 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 31,230,000 | $28,379,544 | dollars as filed | principal |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 32,313,000 | $27,210,300 | dollars as filed | principal |
| PERFICIENT INC | 71375UAF8 | BOND | 30,166,000 | $26,247,876 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 29,702,000 | $25,583,278 | dollars as filed | principal |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 26,918,000 | $24,524,992 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 30,145,000 | $24,259,411 | dollars as filed | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 12,895,000 | $22,646,458 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 24,630,000 | $22,320,363 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 15,049,000 | $20,561,450 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 7,031,000 | $20,072,336 | dollars as filed | principal |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 20,655,000 | $19,140,942 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 22,115,000 | $19,018,900 | dollars as filed | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 18,550,000 | $18,677,522 | dollars as filed | principal |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 18,000,000 | $16,985,875 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 5,698,000 | $16,297,764 | dollars as filed | principal |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 9,925,000 | $15,868,559 | dollars as filed | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 9,044,000 | $15,452,351 | dollars as filed | principal |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 12,393,000 | $15,343,350 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 16,550,000 | $14,529,831 | dollars as filed | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 12,569,000 | $13,831,750 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 9,314,000 | $13,173,456 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 12,574,000 | $12,257,816 | dollars as filed | principal |
| H World Group Ltd | 44332NAB2 | Convertible bond | 9,699,000 | $11,359,995 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 11,825,000 | $11,331,626 | dollars as filed | principal |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 10,596,000 | $10,305,051 | dollars as filed | principal |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 4,310,000 | $9,679,227 | dollars as filed | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 8,722,000 | $9,222,756 | dollars as filed | principal |
| LITHIUM ARGENTINA AG | 53680QAA6 | NOTE 1.750% 1/1 | 11,507,000 | $9,104,835 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAF4 | BOND | 5,721,000 | $9,008,372 | dollars as filed | principal |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 7,880,000 | $8,491,085 | dollars as filed | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 5,854,000 | $8,179,064 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 7,214,000 | $7,556,674 | dollars as filed | principal |
| ATI INC | 01741RAK8 | BOND | 2,261,000 | $7,528,910 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 5,428,000 | $6,747,338 | dollars as filed | principal |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 6,198,000 | $6,709,233 | dollars as filed | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 5,716,000 | $6,311,966 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 6,732,000 | $6,211,953 | dollars as filed | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 6,398,000 | $5,790,812 | dollars as filed | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 4,160,000 | $5,478,142 | dollars as filed | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 3,913,000 | $5,169,492 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 4,074,000 | $4,901,022 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 4,556,000 | $4,815,974 | dollars as filed | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 4,668,000 | $4,712,897 | dollars as filed | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 30,000 | $4,567,800 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 30,000 | $4,458,900 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 4,520,000 | $4,454,076 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 5,669,000 | $4,411,914 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 4,961,000 | $4,229,255 | dollars as filed | principal |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 3,589,000 | $4,125,406 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 4,200,000 | $4,000,504 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 3,290,000 | $3,890,376 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,190,000 | $3,780,228 | dollars as filed | principal |
| AbbVie,Inc. | 00287Y109 | COM | 20,000 | $3,642,000 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 10,000 | $3,586,400 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 65,000 | $3,562,650 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 75,000 | $3,540,750 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 20,000 | $3,384,200 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 3,117,000 | $3,333,442 | dollars as filed | principal |
| EVENTBRITE INC | 29975EAB5 | NOTE 5.000%12/0 | 3,200,000 | $3,229,778 | dollars as filed | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 2,900,000 | $3,164,822 | dollars as filed | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 2,500,000 | $3,088,854 | dollars as filed | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 25,000 | $3,024,500 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 10,000 | $3,011,800 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,000 | $3,004,500 | dollars as filed | |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 3,550,000 | $2,937,641 | dollars as filed | principal |
| International Business Machines Corporation | 459200101 | COM | 15,000 | $2,864,400 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 10,000 | $2,843,200 | dollars as filed | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 3,000,000 | $2,797,127 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 2,891,000 | $2,740,957 | dollars as filed | principal |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 35,000 | $2,683,450 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 20,000 | $2,589,200 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 2,604,000 | $2,481,612 | dollars as filed | principal |
| Walt Disney Co | 254687106 | COM | 20,000 | $2,447,200 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 1,920,000 | $2,361,613 | dollars as filed | principal |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 125,000 | $2,350,000 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 20,000 | $2,327,400 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 15,000 | $2,227,350 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 11,490 | $2,213,319 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 8,000 | $2,073,040 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 30,000 | $1,917,300 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 22,000 | $1,860,760 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 1,965,000 | $1,857,869 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 1,500,000 | $1,784,756 | dollars as filed | principal |
| COPA HOLDINGS SA | P31076105 | CL A | 15,000 | $1,562,400 | dollars as filed | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 1,550,000 | $1,450,800 | dollars as filed | principal |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 55,000 | $1,216,600 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 10,000 | $1,178,900 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 30,000 | $1,129,800 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 1,174,000 | $1,029,864 | dollars as filed | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 979,000 | $963,476 | dollars as filed | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 1,244,000 | $940,627 | dollars as filed | principal |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 687,000 | $805,015 | dollars as filed | principal |
| Bank of America Corp | 060505104 | COM | 20,000 | $758,400 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 3,500 | $631,330 | dollars as filed | |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 549,000 | $620,515 | dollars as filed | principal |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 641,000 | $377,438 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 323,000 | $359,986 | dollars as filed | principal |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 12,500 | $314,000 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 316,000 | $294,645 | dollars as filed | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 108,000 | $179,955 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 185,000 | $167,813 | dollars as filed | principal |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 56,000 | $165,905 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 139,000 | $133,059 | dollars as filed | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 125,000 | $119,376 | dollars as filed | principal |
| BANK OF AMER CORP | 060505904 | CALL | 850 | $104,125 | dollars as filed | call |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 2,600 | $96,876 | dollars as filed | |
| DISNEY WALT CO | 254687906 | COM | 40 | $89,400 | dollars as filed | call |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 400 | $68,600 | dollars as filed | call |
| EVENTBRITE INC | 29975E109 | COM CL A | 9,000 | $49,320 | dollars as filed | |
| AGNC INVT CORP | 00123Q904 | COM | 2,000 | $48,000 | dollars as filed | call |
| CNH INDL N V | N20944909 | CALL | 3,000 | $45,000 | dollars as filed | call |
| BOEING CO | 097023905 | CALL | 75 | $42,000 | dollars as filed | call |
| KOSMOS ENERGY LTD | 500688906 | COM | 600 | $42,000 | dollars as filed | call |
| CHIMERA INVT CORP | 16934Q908 | COM | 4,000 | $40,000 | dollars as filed | call |
| INSULET CORP | 45784P951 | PUT | 200 | $35,000 | dollars as filed | put |
| UBER TECHNOLOGIES INC | 90353T900 | CALL | 380 | $33,251 | dollars as filed | call |
| NEW YORK COMMUNITY BANCORP | 649445903 | COM | 2,500 | $17,500 | dollars as filed | call |
| RIVIAN AUTOMOTIVE INC | 76954A953 | COM CL A | 1,500 | $14,251 | dollars as filed | put |
| SNOWFLAKE INC | 833445909 | CALL | 150 | $12,225 | dollars as filed | call |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 200 | $10,700 | dollars as filed | call |
| NATERA INC | 632307AB0 | BOND | 2,000 | $4,913 | dollars as filed | principal |
| BOX INC | 10316T954 | CL A | 500 | $3,751 | dollars as filed | put |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 1,000 | $3,500 | dollars as filed | put |
| OPENDOOR TECHNOLOGIES INC | 683712903 | COM | 82 | $2,091 | dollars as filed | call |
| AXON ENTERPRISE INC | 05464CAB7 | NOTE 0.500%12/1 | 1,000 | $1,460 | dollars as filed | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 1,000 | $1,076 | dollars as filed | principal |
| SNAP INC | 83304A906 | CL A | 250 | $625 | dollars as filed | call |
| ULTA BEAUTY INC | 90384S903 | CALL | 25 | $563 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-025915 | this filing | 2024-05-14 | acceptance time not in the bulk data set |