13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 183 holding rows worth $4,359,614,471.
- Accession
- 0001140361-24-007399
- Filer
- CIK 1097278
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 184 entries on the cover page, a total value of $4,359,614,471 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,359,614,471 with VALUE read as dollars as filed, 13F file number 028-05049. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerRussell Investments Group, Ltd.028-17598
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 193,824 | $232,444,731 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 185,624 | $224,076,467 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 115,743,000 | $117,392,338 | dollars as filed | principal |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 121,458,000 | $99,899,205 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 97,218,000 | $98,860,984 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 76,881,000 | $85,530,113 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 44,915,000 | $84,835,452 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F713 | CONV | 2,193,675 | $83,892,713 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 87,589,000 | $80,415,461 | dollars as filed | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 73,854,000 | $78,783,755 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 81,790,000 | $77,741,395 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 75,374,000 | $70,851,560 | dollars as filed | principal |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 1,186,829 | $66,877,814 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 79,699,000 | $66,102,351 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 75,085,000 | $65,924,630 | dollars as filed | principal |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 26,667,000 | $64,934,145 | dollars as filed | principal |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 54,779,000 | $61,045,718 | dollars as filed | principal |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 22,897,000 | $60,892,282 | dollars as filed | principal |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 77,436,000 | $60,313,499 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 67,560,000 | $60,094,620 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 57,900,000 | $57,161,775 | dollars as filed | principal |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 55,807,000 | $57,026,873 | dollars as filed | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 63,319,000 | $56,512,208 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 56,074,000 | $56,074,000 | dollars as filed | principal |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 54,734,000 | $54,049,825 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 55,993,000 | $52,157,480 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 57,005,000 | $50,985,272 | dollars as filed | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 60,991,000 | $49,494,197 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 49,836,000 | $49,492,132 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 55,988,000 | $46,805,968 | dollars as filed | principal |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 57,439,000 | $45,204,493 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 43,719,000 | $44,309,207 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 49,507,000 | $43,288,921 | dollars as filed | principal |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 45,116,000 | $42,860,200 | dollars as filed | principal |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 60,661,000 | $41,567,950 | dollars as filed | principal |
| ALTERYX INC | 02156BAF0 | BOND | 40,002,000 | $39,051,953 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 39,360,000 | $35,841,216 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 30,597,000 | $33,772,969 | dollars as filed | principal |
| ENVESTNET INC | 29404KAG1 | NOTE 2.625%12/0 | 33,960,000 | $33,662,850 | dollars as filed | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 29,154,000 | $33,643,716 | dollars as filed | principal |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 588,923 | $33,456,716 | dollars as filed | |
| NEW MTN FIN CORP | 647551AE0 | BOND | 32,638,000 | $33,307,079 | dollars as filed | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 38,904,000 | $33,286,262 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 29,185,000 | $32,643,423 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 31,422,000 | $32,424,362 | dollars as filed | principal |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 28,353,000 | $31,914,137 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 38,547,000 | $31,874,514 | dollars as filed | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 20,527,000 | $31,211,304 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 35,715,000 | $30,425,609 | dollars as filed | principal |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 42,804,000 | $30,176,820 | dollars as filed | principal |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 24,929,000 | $30,176,555 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 34,419,000 | $29,987,554 | dollars as filed | principal |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 23,999,000 | $29,669,964 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 30,189,000 | $29,642,579 | dollars as filed | principal |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 30,132,000 | $28,230,671 | dollars as filed | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 31,653,000 | $28,139,517 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 30,703,000 | $27,728,647 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 29,113,000 | $27,511,785 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 32,055,000 | $27,358,943 | dollars as filed | principal |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 32,810,000 | $27,109,263 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 29,491,000 | $26,394,445 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 27,734,000 | $26,153,162 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 31,000,000 | $26,002,800 | dollars as filed | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 26,506,000 | $25,803,591 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 8,589,000 | $25,492,152 | dollars as filed | principal |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 22,007,000 | $25,120,991 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 30,605,000 | $24,236,100 | dollars as filed | principal |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 24,002,000 | $24,107,609 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 8,877,000 | $23,674,959 | dollars as filed | principal |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 34,289,000 | $23,265,087 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 30,363,000 | $23,234,532 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 25,385,000 | $22,833,808 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 23,000,000 | $21,562,500 | dollars as filed | principal |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 24,000,000 | $21,195,000 | dollars as filed | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 22,250,000 | $20,594,600 | dollars as filed | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 14,103,000 | $20,040,363 | dollars as filed | principal |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 687,000 | $19,627,590 | dollars as filed | call |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 14,003,000 | $19,226,119 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 21,950,000 | $19,041,625 | dollars as filed | principal |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 10,535,000 | $18,541,600 | dollars as filed | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 13,399,000 | $17,418,700 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 13,936,000 | $15,622,256 | dollars as filed | principal |
| PERFICIENT INC | 71375UAF8 | BOND | 18,725,000 | $15,599,798 | dollars as filed | principal |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 12,920,000 | $14,767,560 | dollars as filed | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 12,077,000 | $14,650,609 | dollars as filed | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 18,972,000 | $14,466,150 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 10,236,000 | $14,340,636 | dollars as filed | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 11,064,000 | $14,250,432 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 15,800,000 | $13,169,300 | dollars as filed | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 12,293,000 | $12,895,357 | dollars as filed | principal |
| LITHIUM ARGENTINA AG | 53680QAA6 | NOTE 1.750% 1/1 | 19,739,000 | $12,722,298 | dollars as filed | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 6,302,000 | $12,470,083 | dollars as filed | principal |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 10,001,000 | $11,841,184 | dollars as filed | principal |
| AES CORP | 00130H204 | CONV | 154,921 | $11,767,799 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 9,568,000 | $10,931,440 | dollars as filed | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 10,608,000 | $10,666,344 | dollars as filed | principal |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 13,474,000 | $10,628,291 | dollars as filed | principal |
| CHEFS WHSE INC | 163086AE1 | NOTE 2.375%12/1 | 10,982,000 | $10,479,211 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 9,011,000 | $10,403,200 | dollars as filed | principal |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 4,844,000 | $10,053,722 | dollars as filed | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 9,463,000 | $9,788,291 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAF4 | BOND | 5,085,000 | $8,622,126 | dollars as filed | principal |
| NATERA INC | 632307AB0 | BOND | 4,907,000 | $8,415,505 | dollars as filed | principal |
| ALTAIR ENGR INC | 021369AC7 | BOND | 6,166,000 | $8,000,385 | dollars as filed | principal |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 8,196,000 | $7,857,524 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 8,182,000 | $7,781,082 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAH7 | NOTE 2.625% 2/1 | 11,450,000 | $7,637,150 | dollars as filed | principal |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 5,984,000 | $7,435,120 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 6,607,000 | $7,168,595 | dollars as filed | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 7,521,000 | $7,156,232 | dollars as filed | principal |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 8,425,000 | $6,655,750 | dollars as filed | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 157,624 | $6,626,182 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 6,126,000 | $6,579,324 | dollars as filed | principal |
| REPLIGEN CORP | 759916AC3 | BOND | 5,675,000 | $6,361,675 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 6,735,000 | $6,169,260 | dollars as filed | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 6,398,000 | $5,838,175 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 3,128,000 | $5,180,906 | dollars as filed | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 4,160,000 | $5,087,680 | dollars as filed | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 5,204,000 | $4,985,432 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 4,728,000 | $4,781,190 | dollars as filed | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 4,674,000 | $4,737,099 | dollars as filed | principal |
| AbbVie,Inc. | 00287Y109 | COM | 30,000 | $4,649,100 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 4,103,000 | $4,529,712 | dollars as filed | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 100,000 | $4,468,000 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 4,520,000 | $4,466,212 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 3,290,000 | $4,453,015 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,190,000 | $4,067,250 | dollars as filed | principal |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 4,140,000 | $3,966,120 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 3,734,000 | $3,902,030 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 4,106,000 | $3,876,064 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 4,389,000 | $3,875,487 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 3,884,000 | $3,829,624 | dollars as filed | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 3,882,000 | $3,578,719 | dollars as filed | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 20,000 | $3,402,000 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 2,900,000 | $3,393,000 | dollars as filed | principal |
| Schlumberger Limited | 806857108 | COM | 65,000 | $3,382,600 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 75,000 | $3,192,750 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 2,500,000 | $3,141,250 | dollars as filed | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,808,000 | $3,093,012 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 3,041,000 | $3,060,158 | dollars as filed | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 50,000 | $3,037,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 2,940,000 | $2,997,114 | dollars as filed | principal |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 3,539,000 | $2,983,819 | dollars as filed | principal |
| Pfizer Inc. | 717081103 | COM | 100,000 | $2,879,000 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 3,065,000 | $2,865,775 | dollars as filed | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20,000 | $2,818,600 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 10,000 | $2,631,400 | dollars as filed | |
| Boeing Company | 097023105 | COM | 10,000 | $2,606,600 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 60,000 | $2,589,600 | dollars as filed | |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 3,793,000 | $2,453,692 | dollars as filed | principal |
| BEST BUY INC COM | 086516101 | Stock | 30,000 | $2,348,400 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 2,705,000 | $2,220,250 | dollars as filed | principal |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 3,864,000 | $2,191,633 | dollars as filed | principal |
| COPA HOLDINGS SA | P31076105 | CL A | 20,000 | $2,126,200 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 15,000 | $1,982,100 | dollars as filed | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 1,850,000 | $1,953,600 | dollars as filed | principal |
| Chubb Limited | H1467J104 | COM | 8,000 | $1,808,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 1,689,000 | $1,642,553 | dollars as filed | principal |
| Deere & Company | 244199105 | COM | 4,000 | $1,599,480 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 17,000 | $1,591,200 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 10,000 | $1,469,500 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 1,429,000 | $1,413,281 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 14,000 | $1,350,020 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 4,669 | $1,344,765 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 55,000 | $1,241,350 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 752,000 | $1,233,280 | dollars as filed | principal |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 1,174,000 | $1,001,539 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 549,000 | $557,510 | dollars as filed | principal |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 17,200 | $507,744 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 320,000 | $338,208 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 338,000 | $302,848 | dollars as filed | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 316,000 | $284,590 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 182,000 | $162,999 | dollars as filed | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 108,000 | $139,320 | dollars as filed | principal |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 56,000 | $130,306 | dollars as filed | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 121,000 | $110,570 | dollars as filed | principal |
| NEOGENOMICS INC | 64049M209 | COM NEW | 2,966 | $47,990 | dollars as filed | |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 6,000 | $5,865 | dollars as filed | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 2,000 | $3,468 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 4,000 | $3,330 | dollars as filed | principal |
| KKR & CO INC | 48251W104 | COM | 40 | $3,314 | dollars as filed | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 3,000 | $3,311 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,000 | $1,416 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-007399 | this filing | 2024-02-13 | acceptance time not in the bulk data set |