13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 233 holding rows worth $5,516,818,000.
- Accession
- 0001140361-22-041469
- Filer
- CIK 1097278
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 236 entries on the cover page, a total value of $5,516,818,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,516,818,000 with VALUE read as thousands by filing date, 13F file number 028-05049. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerRussell Investments Group, Ltd.028-17598
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 161,112 | $189,387,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 136,241,000 | $156,030,000 | thousands by filing date | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 117,496,000 | $141,735,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 117,009 | $137,053,000 | thousands by filing date | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 131,749,000 | $121,143,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 111,607,000 | $106,249,000 | thousands by filing date | principal |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 42,377,000 | $92,000,000 | thousands by filing date | principal |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 31,934,000 | $88,161,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 94,126,000 | $83,059,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAN2 | NOTE 3/1 | 87,975,000 | $80,974,000 | thousands by filing date | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 92,856,000 | $80,778,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 83,639,000 | $80,296,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F739 | CONV | 1,476,675 | $71,877,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 41,830,000 | $70,902,000 | thousands by filing date | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 81,142,000 | $70,046,000 | thousands by filing date | principal |
| KKR & CO INC | 48251W401 | CONV | 1,245,181 | $67,984,000 | thousands by filing date | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 80,101,000 | $66,724,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 73,022,000 | $66,414,000 | thousands by filing date | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 69,210,000 | $65,750,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 175,000 | $62,507,000 | thousands by filing date | put |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 67,546,000 | $61,551,000 | thousands by filing date | principal |
| NISOURCE INC | 65473P121 | CONV | 607,632 | $61,006,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 64,568,000 | $59,806,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 63,907,000 | $59,785,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 55,501,000 | $59,664,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 82,687,000 | $59,121,000 | thousands by filing date | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 67,755,000 | $57,931,000 | thousands by filing date | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 60,273,000 | $57,561,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 8,676,000 | $56,131,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 60,708,000 | $55,166,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 79,430,000 | $54,846,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 66,668,000 | $54,268,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 61,805,000 | $53,029,000 | thousands by filing date | principal |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 59,592,000 | $52,888,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 55,107,000 | $50,915,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 1,025,425 | $50,902,000 | thousands by filing date | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 58,770,000 | $50,395,000 | thousands by filing date | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 60,765,000 | $48,609,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 53,410,000 | $48,443,000 | thousands by filing date | principal |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 59,694,000 | $46,681,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 54,179,000 | $46,404,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAF0 | BOND | 55,113,000 | $44,917,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 57,815,000 | $44,749,000 | thousands by filing date | principal |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 51,014,000 | $42,592,000 | thousands by filing date | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 54,058,000 | $42,490,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 65,176,000 | $41,550,000 | thousands by filing date | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 32,133,000 | $41,082,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 51,871,000 | $41,070,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 50,739,000 | $40,363,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 42,461,000 | $38,809,000 | thousands by filing date | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 58,296,000 | $38,209,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 43,893,000 | $38,143,000 | thousands by filing date | principal |
| Coupa Software | 22266LAF3 | CONV BOND | 48,853,000 | $37,788,000 | thousands by filing date | principal |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 46,837,000 | $36,322,000 | thousands by filing date | principal |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 49,293,000 | $36,233,000 | thousands by filing date | principal |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 49,538,000 | $35,667,000 | thousands by filing date | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 44,970,000 | $35,144,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 33,845,000 | $33,619,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 33,534,000 | $33,470,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 27,469,000 | $33,031,000 | thousands by filing date | principal |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 46,552,000 | $31,811,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 27,027,000 | $31,615,000 | thousands by filing date | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 35,877,000 | $31,374,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 30,439,000 | $31,219,000 | thousands by filing date | principal |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 37,035,000 | $31,091,000 | thousands by filing date | principal |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 39,464,000 | $30,313,000 | thousands by filing date | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 26,243,000 | $29,983,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 35,555,000 | $29,653,000 | thousands by filing date | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 37,974,000 | $29,549,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 39,313,000 | $28,946,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 33,832,000 | $28,630,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 32,252,000 | $28,200,000 | thousands by filing date | principal |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 35,668,000 | $27,768,000 | thousands by filing date | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 33,250,000 | $27,740,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AC4 | DEBT 1.250% 9/1 | 26,438,000 | $27,350,000 | thousands by filing date | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 35,500,000 | $26,927,000 | thousands by filing date | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 23,067,000 | $25,985,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 26,112,000 | $25,443,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 29,500,000 | $25,112,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 25,162,000 | $24,847,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 20,809,000 | $24,627,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 27,824,000 | $24,318,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 21,481,000 | $24,107,000 | thousands by filing date | principal |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 233,351 | $23,942,000 | thousands by filing date | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 26,595,000 | $23,287,000 | thousands by filing date | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 20,281,000 | $23,232,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 22,652,000 | $22,958,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 23,114,000 | $22,883,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 16,266,000 | $22,846,000 | thousands by filing date | principal |
| DANAHER CORPORATION | 235851409 | CONV | 16,986 | $22,821,000 | thousands by filing date | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 22,784,000 | $22,476,000 | thousands by filing date | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 25,006,000 | $22,099,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 33,421,000 | $21,735,000 | thousands by filing date | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 24,274,000 | $20,390,000 | thousands by filing date | principal |
| APTIV PLC | EP0589507 | CONV PFD | 212,279 | $20,107,000 | thousands by filing date | principal |
| AVALARA INC | 05338GAB2 | NOTE 0.250% 8/0 | 20,500,000 | $19,926,000 | thousands by filing date | principal |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 20,000,000 | $19,863,000 | thousands by filing date | principal |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 23,150,000 | $19,319,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 18,021,000 | $19,273,000 | thousands by filing date | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 20,731,000 | $18,316,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 18,278,000 | $18,168,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 27,295,000 | $18,042,000 | thousands by filing date | principal |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 20,930,000 | $17,869,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 361,966 | $17,668,000 | thousands by filing date | principal |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 20,135,000 | $17,296,000 | thousands by filing date | principal |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 20,701,000 | $17,157,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 18,070,000 | $16,941,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 13,014,000 | $16,456,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 13,273,000 | $15,821,000 | thousands by filing date | principal |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 14,194,000 | $15,642,000 | thousands by filing date | principal |
| AES CORP | 00130H204 | CONV | 177,501 | $15,641,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 15,863,000 | $15,609,000 | thousands by filing date | principal |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 11,177,000 | $15,530,000 | thousands by filing date | principal |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 16,518,000 | $15,020,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 19,175,000 | $14,643,000 | thousands by filing date | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 20,039,000 | $14,386,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 16,467,000 | $14,048,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 11,804,000 | $13,982,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 11,761,000 | $13,981,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 13,981,000 | $13,195,000 | thousands by filing date | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 12,706,000 | $13,138,000 | thousands by filing date | principal |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 18,542,000 | $13,035,000 | thousands by filing date | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 11,712,000 | $12,485,000 | thousands by filing date | principal |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 5,400,000 | $12,228,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AL9 | BOND | 12,600,000 | $12,222,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 235,177 | $11,794,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 11,303,000 | $11,275,000 | thousands by filing date | principal |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 8,017,000 | $11,188,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 5,234,000 | $10,395,000 | thousands by filing date | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 10,825,000 | $10,029,000 | thousands by filing date | principal |
| SABRE GLBL INC | 78573NAE2 | BOND | 10,293,000 | $9,920,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 5,480,000 | $9,494,000 | thousands by filing date | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 10,296,000 | $9,405,000 | thousands by filing date | principal |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 10,166,000 | $9,404,000 | thousands by filing date | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 5,850,000 | $8,989,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 25,000 | $8,930,000 | thousands by filing date | call |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 8,769,000 | $8,918,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 10,084,000 | $8,845,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 204,068 | $8,815,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 11,764,000 | $8,198,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAD5 | BOND | 8,439,000 | $7,595,000 | thousands by filing date | principal |
| ATI INC | 01741RAK8 | BOND | 4,060,000 | $7,407,000 | thousands by filing date | principal |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 5,506,000 | $7,389,000 | thousands by filing date | principal |
| CHEFS WHSE INC | 163086AB7 | BOND | 7,327,000 | $7,217,000 | thousands by filing date | principal |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 8,594,000 | $7,210,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 7,837,000 | $7,112,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 142,695 | $7,109,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 6,709,000 | $6,684,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 6,500,000 | $6,637,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 7,700,000 | $6,533,000 | thousands by filing date | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 5,948,000 | $6,504,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 6,471,000 | $6,183,000 | thousands by filing date | principal |
| Shopify Inc | 82509LAA5 | Convertible bond | 7,454,000 | $6,131,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 4,500,000 | $5,956,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 6,175,000 | $5,826,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 5,400,000 | $5,673,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 4,998,000 | $4,914,000 | thousands by filing date | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 3,930,000 | $4,878,000 | thousands by filing date | principal |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 6,144,000 | $4,861,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 4,870,000 | $4,756,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 5,000,000 | $4,690,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 4,872,000 | $4,540,000 | thousands by filing date | principal |
| H World Group Ltd | 44332NAB2 | Convertible bond | 3,600,000 | $3,954,000 | thousands by filing date | principal |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 500,000 | $3,643,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,800,000 | $3,448,000 | thousands by filing date | principal |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 4,392,000 | $3,063,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 3,000,000 | $3,008,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 10,019 | $2,780,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 3,000,000 | $2,681,000 | thousands by filing date | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 25,000 | $2,671,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 2,792,000 | $2,623,000 | thousands by filing date | principal |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 2,478,000 | $2,606,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 2,184,000 | $2,134,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 20,000 | $2,047,000 | thousands by filing date | principal |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 2,000,000 | $1,983,000 | thousands by filing date | principal |
| BRAEMAR HOTELS & RESORTS INC | 10482BAB7 | NOTE 4.500% 6/0 | 2,040,000 | $1,957,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 15,000 | $1,782,000 | thousands by filing date | principal |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 95,000 | $1,782,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 100,000 | $1,577,000 | thousands by filing date | put |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 40,000 | $1,510,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 1,450,000 | $1,483,000 | thousands by filing date | principal |
| CANO HEALTH INC | 13781Y103 | COM | 150,000 | $1,301,000 | thousands by filing date | call |
| UPSTARTHLDGSINC | 91680M107 | STOK | 60,000 | $1,247,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 20,000 | $1,229,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 20,000 | $1,221,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 1,540,000 | $1,216,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100,000 | $1,204,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100,000 | $1,136,000 | thousands by filing date | put |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 42,981 | $949,000 | thousands by filing date | principal |
| EQT CORP COM | 26884L109 | Stock | 20,000 | $815,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887406 | CONV | 16,778 | $786,000 | thousands by filing date | principal |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 951,000 | $718,000 | thousands by filing date | principal |
| NIO INC | 62914VAE6 | NOTE 2/0 | 720,000 | $640,000 | thousands by filing date | principal |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 59,048 | $628,000 | thousands by filing date | principal |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 9,500 | $588,000 | thousands by filing date | principal |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 30,000 | $497,000 | thousands by filing date | put |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 39,330 | $391,000 | thousands by filing date | principal |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 500,000 | $337,000 | thousands by filing date | principal |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 8,387 | $261,000 | thousands by filing date | principal |
| SNAP INC | 83304A106 | CL A | 25,660 | $252,000 | thousands by filing date | principal |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 12,600 | $209,000 | thousands by filing date | principal |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 20,000 | $199,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 2,246 | $146,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 123,000 | $128,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 18,560 | $125,000 | thousands by filing date | principal |
| TWITTER INC | 90184L102 | COM | 2,766 | $121,000 | thousands by filing date | principal |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 3,286 | $79,000 | thousands by filing date | principal |
| RAPID7 INC COM | 753422104 | Stock | 1,470 | $63,000 | thousands by filing date | principal |
| BURLINGTON STORES INC COM | 122017106 | Stock | 522 | $58,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,452 | $54,000 | thousands by filing date | principal |
| OKTAINCCLASSA | 679295105 | STOK | 890 | $51,000 | thousands by filing date | principal |
| BLOCK INC CL A | 852234103 | Stock | 875 | $48,000 | thousands by filing date | principal |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 990 | $47,000 | thousands by filing date | principal |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 92,970 | $46,000 | thousands by filing date | principal |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 590 | $33,000 | thousands by filing date | principal |
| FIVE9 INC | 338307101 | COM | 347 | $26,000 | thousands by filing date | principal |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,900 | $23,000 | thousands by filing date | principal |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 464 | $21,000 | thousands by filing date | principal |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 623 | $19,000 | thousands by filing date | principal |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 75,000 | $15,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704105 | COM | 268 | $12,000 | thousands by filing date | principal |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 47,332 | $7,000 | thousands by filing date | principal |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 9,240 | $7,000 | thousands by filing date | principal |
| TRITIUM DCFC LIMITED | Q9225T116 | *W EXP 01/13/202 | 6,066 | $6,000 | thousands by filing date | principal |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 11,718 | $4,000 | thousands by filing date | principal |
| ALLEGO N V | N0796A118 | WTS | 9,150 | $4,000 | thousands by filing date | principal |
| IMAX CORP | 45245E109 | COM | 180 | $3,000 | thousands by filing date | principal |
| DHC ACQUISITION CORP | G2758T117 | WARR | 29,666 | $3,000 | thousands by filing date | principal |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 25,000 | $2,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 1,000 | $1,000 | thousands by filing date | principal |
| FATHOM DIGITAL MFG CORP | 31189Y111 | *W EXP 12/22/202 | 3,175 | $1,000 | thousands by filing date | principal |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 4,640 | $1,000 | thousands by filing date | principal |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 11,675 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-22-041469 | this filing | 2022-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-22-041534 | base | 2022-11-15 | acceptance time not in the bulk data set |