13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 6,633 holding rows worth $223,279,685,000.
- Accession
- 0001140361-18-023764
- Filer
- CIK 1000275
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 24,473 entries on the cover page, a total value of $223,279,685,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $223,279,685,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,850 | $4,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 1,316 | $4,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,000 | $4,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 3,045 | $4,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 131 | $4,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 199 | $4,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 103 | $4,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,100 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 6,000 | $4,000 | thousands by filing date | principal |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 136 | $4,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 800 | $4,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 554 | $4,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 1,132 | $4,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,370 | $4,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 3,025 | $4,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 3,300 | $4,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 20,101 | $4,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 12,544 | $4,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 500 | $4,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 1,340 | $4,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 4,075 | $4,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,000 | $4,000 | thousands by filing date | principal |
| NXT-ID INC | 67091J206 | COM NEW | 1,885 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 202 | $4,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 110 | $4,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 2,000 | $4,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 806 | $4,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 508 | $4,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 1,480 | $4,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 4,000 | $4,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 208 | $4,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 4,000 | $4,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 2,000 | $4,000 | thousands by filing date | principal |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 100 | $3,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 512 | $3,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 1,943 | $3,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 50 | $3,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 100 | $3,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,876 | $3,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 400 | $3,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 334 | $3,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 76 | $3,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 103 | $3,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 160 | $3,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 600 | $3,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 301 | $3,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 453 | $3,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 600 | $3,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 110 | $3,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 723 | $3,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,000 | $3,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 340 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 170 | $3,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 100 | $3,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 253 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 75 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 200 | $3,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 561 | $3,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 110 | $3,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 412 | $3,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 599 | $3,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 488 | $3,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 406 | $3,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 525 | $3,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 8,152 | $3,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 96 | $3,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 612 | $3,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 4,400 | $3,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 5,517 | $3,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 465 | $3,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 415 | $3,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 9,728 | $3,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,500 | $3,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 355 | $3,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 805 | $3,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 150 | $3,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 3,000 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 100 | $3,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 607 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 172 | $3,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 50 | $3,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 615 | $3,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 249 | $3,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 207 | $3,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 200 | $3,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 187 | $3,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,000 | $3,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,637 | $3,000 | thousands by filing date | principal |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 234 | $3,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,008 | $3,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 1,600 | $3,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 1,200 | $3,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 5,261 | $3,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 2,606 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B381 | DWA MOMTM VOLT | 108 | $3,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 180 | $2,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 175 | $2,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 184 | $2,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 107 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 90 | $2,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 1,689 | $2,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 485 | $2,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 32 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 75 | $2,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 40 | $2,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 118 | $2,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 443 | $2,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 113 | $2,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 74 | $2,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 163 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 41 | $2,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 400 | $2,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 355 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $2,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,000 | $2,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 101 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 141 | $2,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 100 | $2,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 100 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,500 | $2,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 101 | $2,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 680 | $2,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 1,000 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 223 | $2,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 100 | $2,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 67 | $2,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 438 | $2,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 200 | $2,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,000 | $2,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 697 | $2,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 675 | $2,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 81 | $2,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 267 | $2,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 324 | $2,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 100 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 600 | $2,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 929 | $2,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 300 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 500 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,000 | $2,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 200 | $2,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 28 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 900 | $2,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 130 | $2,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 1,000 | $2,000 | thousands by filing date | principal |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 200 | $2,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 103 | $2,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 121 | $2,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 53 | $2,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 273 | $2,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 90 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 1,178 | $2,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 7,113 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 129 | $2,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 851 | $2,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 80 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 100 | $2,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 1,125 | $2,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 1,697 | $2,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 188 | $2,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 151 | $2,000 | thousands by filing date | |
| Proshares Ultrashort Health ETF | 74348A228 | COM | 67 | $2,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 450 | $2,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 81 | $2,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 900 | $2,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| WOORI BK | 98105T104 | ADR | 45 | $2,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 1,250 | $2,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 833 | $2,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,000 | $2,000 | thousands by filing date | principal |
| SUNWORKS INC | 86803X105 | COM | 1,900 | $2,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 150 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,000 | $2,000 | thousands by filing date | principal |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 600 | $2,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 2,000 | $2,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 430 | $1,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3 | $1,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 68 | $1,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 55 | $1,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 300 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 20 | $1,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 46 | $1,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 73 | $1,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 42 | $1,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 10 | $1,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 186 | $1,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 209 | $1,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 25 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 20 | $1,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 135 | $1,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 135 | $1,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 462 | $1,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 97 | $1,000 | thousands by filing date | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 30 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 88 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 39 | $1,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,670 | $1,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 33 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 207 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 59 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 49 | $1,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 400 | $1,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 55 | $1,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 600 | $1,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 342 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 4,734 | $1,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 600 | $1,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 204 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 326 | $1,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 2,542 | $1,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 274 | $1,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 465 | $1,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 119 | $1,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 215 | $1,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 700 | $1,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 185 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 75 | $1,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 481 | $1,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 63 | $1,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 500 | $1,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 100 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 102 | $1,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 700 | $1,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 650 | $1,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 100 | $1,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,604 | $1,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 133 | $1,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 127 | $1,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 500 | $1,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 252 | $1,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 2,687 | $1,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 18 | $1,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 139 | $1,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 600 | $1,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 500 | $1,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 35 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 75 | $1,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 720 | $1,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 503 | $1,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 1,000 | $1,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 200 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 668 | $1,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 50 | $1,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 200 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 707 | $1,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 390 | $1,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 187 | $1,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 487 | $1,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 507 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 3,231 | $1,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 888 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 700 | $1,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 527 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 44 | $1,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 59 | $1,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 865 | $1,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 21 | $1,000 | thousands by filing date | principal |
| DARIOHEALTH CORP | 23725P100 | COM | 392 | $1,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 37 | $1,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 540 | $1,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 128 | $1,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 36 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 38 | $1,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 1,517 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,450 | $1,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 100 | $1,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 1,087 | $1,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 77 | $1,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 107 | $1,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 513 | $1,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 555 | $1,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 1,000 | $1,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 708 | $1,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 407 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 40 | $1,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTOKINETICS INC | 23282W605 | COM NEW | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SURGERY PARTNERS INC | 86881A100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREIF INC | 397624206 | CL B | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIE ENERGY LTD | 372284208 | CL B | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTDECADE CORP | 65342K105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA FOODS CORP NEW | 817070501 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILYSYS INC | 00847J105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELCUITY INC | 15102K100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOLUS INC | 30052C107 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOOP INDS INC | 543518104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOCENTRYX INC | 16383L106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OOMA INC | 683416101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LCNB CORP | 50181P100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECNOGLASS INC | G87264100 | ORD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDELYX INC | 039697107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EZCORP INC | 302301106 | CL A NON VTG | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 430 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRO DEX INC | 74265M205 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCALADE INC | 296056104 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KVH INDS INC | 482738101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUCELL CORP | 452525306 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Inflarx Nv | N44821101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAXART INC NEW | 92243A200 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US ECOLOGY INC COM | 91732J102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| High Templar Tech Limit | 747798106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SB FINL GROUP INC | 78408D105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142308 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICINOVA INC | 58468P206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSP INC | 126389105 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AMERN CORP | 048209100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTS WAY MFG INC | 043168103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Equitable Financial Corp. | 29448T105 | NON 13F SECURITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTECH HLDGS INC | 57633B100 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAWFORD & CO | 224633107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS RLTY MTG INC | 690828108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 1,097 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 431 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Bancshares | 909458101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASEKE INC | 23753F107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIXELWORKS INC | 72581M305 | COM NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lee Enterprises Inc | 523768109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Akoustis Technologies Inc | 00973N102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSETTA RES INC COM | 777385105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR INDS GROUP COM | 00912N205 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIVE | 007786106 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BCI | 26923J503 | ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IF BANCORP INC | 44951J105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLEN BURNIE BANCORP | 377407101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSA BANCORP INC COM | 29667D104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 259 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGFIN CORP CLASS A | 54304F106 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEVAC INC | 461148108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAGE SENSING SYS INC | 45244C104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORTHOFIX INTL N V | N6748L102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DURECT CORP | 266605104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERMOLECULAR INC | 45882D109 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOW GROUP INC | 110394103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANCHOR | 032838104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC | 897238309 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANNELADVISOR CORP | 159179100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCM INC | 69323K100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLANTYNE STRONG INC | 058516105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC FDRY INC | 83545R207 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMER INFANT INC | 865646103 | COMM STK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONA GRILL INC | 50047H201 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Community Bancorp | 90984R101 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACKINAC FINL CORP | 554571109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUETT-HURST INC THST | 897871109 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOWPOINT INC | 379887201 | CMN | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS FIRST CORP | 17462Q107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMAND SEC CORP | 20050L100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAS MED SYS INC | 124769209 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHMITT INDS INC ORE | 806870200 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICON INDS INC | 925811101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORMEDIX INC | 21900C100 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNASIL CORP AMER | 268102100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FQF TR | 351680400 | QUANTSHARE SIZ | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC COM STK | 64065J106 | COM | 3,625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARGOS THERAPEUTICS ORD | 040221202 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIENTRA INC | 82621J105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAGENICS INC | 684023302 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624208 | COM NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023764 | this filing | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-18-024535 | base | 2018-05-18 | acceptance time not in the bulk data set |